0001209191-17-009293.txt : 20170209 0001209191-17-009293.hdr.sgml : 20170209 20170209193337 ACCESSION NUMBER: 0001209191-17-009293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEDNEY WILLIAM C CENTRAL INDEX KEY: 0001279288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 17589121 MAIL ADDRESS: STREET 1: 1021 JASMINE STREET CITY: REDLANDS STATE: CA ZIP: 92374 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-31 0 0001056903 AMERICAN STATES WATER CO AWR 0001279288 GEDNEY WILLIAM C 1021 JASMINE STREET REDLANDS CA 92374 0 1 0 0 Vice President Common Shares 2016-06-01 4 A 0 13.9509 39.83 A 19074.8454 D Common Shares 2016-09-01 4 A 0 14.3833 38.85 A 19089.2287 D Common Shares 2016-12-01 4 A 0 14.2229 42.69 A 19103.4516 D Common Shares 2016-12-30 4 A 0 767.68 0.00 A 12650.17 I 401k Common Shares 2016-12-30 4 D 0 2.2477 0.00 D 19101.2039 D Common Shares 2017-01-31 4 A 0 1082 0.00 A 20183.2039 D Common Shares 2017-02-03 4 F 0 287.2911 44.24 D 19895.9128 D Common Shares 2017-02-03 4 F 0 173.2615 44.24 D 19722.6513 D Common Shares 2017-02-03 4 F 0 153.646 44.24 D 19569.0053 D DER units credited on 6/1/2016 as dividend at FMV DER units credited on 9/1/2016 as dividend at FMV DER units credited on 12/1/2016 as dividend at FMV Updated 401k Adjustment due to partial share 656.2152 previously reported RSU's of which 287.2911 were withheld to satisfy tax liability 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability /s/ William C. Gedney 2017-02-09