X0306 4 2017-01-31 0 0001056903 AMERICAN STATES WATER CO AWR 0001223915 FARROW GLADYS 3825 CANFIELD ROAD PASADENA CA 91107 0 1 0 0 Vice President Common Shares 2016-06-01 4 A 0 13.4109 39.83 A 2399.6457 D Common Shares 2016-09-01 4 A 0 13.8265 38.85 A 2413.4722 D Common Shares 2016-12-01 4 A 0 13.6723 42.69 A 2427.1445 D Common Shares 2016-12-30 4 D 0 1.6205 0.00 D 2425.524 D Common Shares 2017-01-31 4 A 0 1223 0.00 A 3648.524 D Common Shares 2017-02-03 4 F 0 244.5267 44.24 D 3403.9973 D Common Shares 2017-02-03 4 F 0 173.2615 44.24 D 3230.7358 D Common Shares 2017-02-03 4 F 0 153.646 44.24 D 3077.0898 D DER units credited on 6/1/2016 as dividend at FMV DER units credited on 9/1/2016 as dividend at FMV DER units credited on 12/1/2016 as dividend at FMV Adjustment due to partial share 558.5351 previously reported RSU's of which 244.5267 were withheld to satisfy tax liability 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability /s/ Gladys Farrow 2017-02-09