0001181431-13-031339.txt : 20130529 0001181431-13-031339.hdr.sgml : 20130529 20130529181251 ACCESSION NUMBER: 0001181431-13-031339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130529 DATE AS OF CHANGE: 20130529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cotton, III James C CENTRAL INDEX KEY: 0001562228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 13879431 MAIL ADDRESS: STREET 1: 11905 TEESIDE DR CITY: FREDERICKSBURG STATE: VA ZIP: 22407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 rrd381610.xml FORM 4 X0306 4 2013-05-28 0 0001056903 AMERICAN STATES WATER CO AWR 0001562228 Cotton, III James C 11905 TEESIDE DR FREDERICKSBURG VA 22407 0 1 0 0 Vice President of Contracts Common Shares 2013-05-28 4 M 0 458 33.36 A 2012.4372 D Common Shares 2013-05-28 4 S 0 458 54.62 D 1554.4372 D Employee Stock Options (Right to Buy) 33.36 2013-05-28 4 M 0 458 0 D 2011-01-31 2020-01-31 Common Shares 458 0 D /s/ James C. Cotton III 2013-05-29