0001056903-24-000013.txt : 20240213 0001056903-24-000013.hdr.sgml : 20240213 20240213200939 ACCESSION NUMBER: 0001056903-24-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240213 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pierotti Jon CENTRAL INDEX KEY: 0001917160 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 24631307 MAIL ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 form4.xml X0508 4 2024-02-13 0001056903 AMERICAN STATES WATER CO AWR 0001917160 Pierotti Jon 630 E FOOTHILL BLVD SAN DIMAS CA 91773 true Vice President Reg Affairs false Common Stocks 2023-03-22 4 A 0 7.8212 0 A 1397.727 D Common Stocks 2023-06-01 4 A 0 3.8196 88.79 A 1401.5466 D Common Stocks 2023-09-01 4 A 0 4.3834 84.07 A 1405.93 D Common Stocks 2023-12-01 4 A 0 4.5582 81.26 A 1410.4882 D Common Stocks 2024-01-16 4 D 0 2.8373 0 D 1407.6509 D Common Stocks 2024-01-16 4 D 0 22.35 0 A 308.7184 I 401(k) Common Stocks 2024-02-09 4 F 0 72.8031 75.11 D 1334.8478 D Common Stocks 2024-02-09 4 F 0 11.9294 75.11 D 1322.9184 D Common Stocks 2024-02-09 4 F 0 91.0049 75.11 D 1231.9135 D Updated Schwab Account Der units credited on 06/01/2023 at FMV Der units credited on 09/01/2023 at FMV Der units credited on 12/01/2023 at FMV Adjustment due to partial share Updated 401(k) 72.8031 shares withheld to satisfy tax liability 11.9294 shares withheld to satisfy tax liability 91.0049 shares withheld to satisfy tax liability /s/ Jon Pierotti 2024-02-13