-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DcIOgcjuHGOJm2hD+dOC65YrKua3DZH4p/T8NcPgHq/1El2R3GTdkeO/aSJWtxyM A7G/5RUQkVMC9xTwNnQXGQ== 0000950147-02-000240.txt : 20020414 0000950147-02-000240.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950147-02-000240 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATSON STEPHEN T CENTRAL INDEX KEY: 0001056881 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05517 FILM NUMBER: 02545979 BUSINESS ADDRESS: STREET 1: 315 POST RD WEST CITY: WESTPORT STATE: CT ZIP: 06881 BUSINESS PHONE: 2032228560 13F-HR 1 e-8121.txt FORM 13F-HR OF STEPHEN WATSON UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephen Watson Address: 237 Park Avenue, Suite 801 New York, NY 10017 Form 13F File Number: 28-05517 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Watson Title: General Partner, Manager Phone: (212) 692-3640 Signature, Place, and Date of Signing: /s/ Stephen Watson New York, New York February 14, 2002 ------------------ ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Two* Form 13F Information Table Entry Total: 188 Form 13F Information Table Value Total: $369,915,953 List of Other Included Managers: No. Name - --- ---- (1) Watchpoint Asset Management LLC (2) Watchpoint Advisors LLC, formerly known as Watson Advisors LLC * Since these entities are wholly owned and controlled by Mr. Watson they are treated as a single entity for purposes of the Information Table.
IN- VEST- MENT DIS- OTHER TITLE OF CUSIP MARKET SHARES OR SH PUT/ CRE- MANA- VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER VALUE PRN AMT PRN CALL TION GERS SOLE SHARED NONE - -------------- ----- ------ ----- ------- --- ---- ---- ---- ---- ------ ---- 3COM CORP COM COM 885535104 14,355,000 2,250,000 SH Sole ABAXIS INC COM 002567105 533,885 93,500 SH Sole ACTERNA CORP COM 00503U105 592,500 150,000 SH Sole ACTUATE SOFTWARE CORP COM 00508B102 474,300 90,000 SH Sole ADAPTEC INC COM 00651F108 1,450,000 100,000 SH Sole ADC TELECOMMUNICATIONS COM 000886101 4,600,000 1,000,000 SH Sole AGILE SOFTWARE CORP COM 00846X105 3,444,000 200,000 SH Sole ALIGN TECHNOLOGY INC COM 016255101 405,000 90,000 SH Sole ALLIED DEVICES CORP COM 019120104 189,336 193,200 SH Sole AMERICAN SHARED HOSPITAL SVC COM 029595105 226,500 75,000 SH Sole AMERICAN TOWER CORP COM 029912201 1,894,000 200,000 SH Sole AMERITRADE HOLDINGS CORP COM 03072H109 1,568,800 265,000 SH Sole APPLIED EXTRUSION TECHNOLOGIES COM 038196101 178,000 25,000 SH Sole APPLIED INNOVATION INC COM 037916103 310,000 50,000 SH Sole ART TECHNOLOGY INC COM 04289L107 4,524,000 1,300,000 SH Sole ASK JEEVES INC COM 045174109 680,000 200,000 SH Sole ASPECT TELECOMMUNICATIONS COM 04523Q102 1,125,200 290,000 SH Sole ASTEC INDUSTRIES INC COM 046224101 433,800 30,000 SH Sole ATI TECH CAD COM 001941103 5,080,000 400,000 SH Sole AUDIOCODES LTD COM M1534210 452,000 80,000 SH Sole AVANTGO INC COM 05349M100 175,000 100,000 SH Sole AVI BIOPHARMA INC COM 002346104 545,991 50,000 SH Sole AVICI SYSTEMS INC COM 05367L109 291,000 100,000 SH Sole BENTON OIL & GAS CO COM 083288100 72,000 50,000 SH Sole BEVERLY ENTERPRISES COM 087851309 7,962,740 925,900 SH Sole BIOLASE TECHNOLOGY CORP COM 090911108 455,200 80,000 SH Sole BJ'S WHOLESALE CLUB INC COM 05548J106 2,205,000 50,000 SH Sole BLUEGREEN CORP COM 096231105 200,000 100,000 SH Sole BMC SOFT USD COM 055921100 8,185,000 500,000 SH Sole BOSTON COMMUNICATIONS GROUP COM 100582105 908,000 80,000 SH Sole BOYD GAMING CORP COM 103304101 455,000 70,000 SH Sole CAPTARIS INC COM 14071N104 1,392,975 377,500 SH Sole CENTILLIUM COMM INC COM 152319109 3,615,600 460,000 SH Sole CENTURY ALLUMINUM CO COM 156431108 534,400 40,000 SH Sole CERADYNE INC COM 156710105 766,360 68,000 SH Sole CHESAPEAKE ENERGY CORP COM 165167107 1,784,700 270,000 SH Sole CHICAGO BRIDGE & IRON CO COM 167250109 534,000 20,000 SH Sole CINTAS CORP COM 172908105 480,000 10,000 SH Sole CONEXANT SYSTEMS INC COM 207142100 5,744,000 400,000 SH Sole CORNELL CORRECTIONS INC COM 219141108 176,500 10,000 SH Sole CREDENCE SYSTEMS CORP COM 225302108 1,857,000 100,000 SH Sole CREDO PETROLEUM CORP COM 225439207 168,500 25,000 SH Sole CUMMINS ENGINE CO INC COM 231021106 1,607,118 41,700 SH Sole DAVOX CORP COM 239208101 338,450 35,000 SH Sole DELPHI AUTOMOTIVE SYSTEMS COM 247126105 6,147,000 450,000 SH Sole DIAMONDCLUSTER COM 25278P106 4,912,500 375,000 SH Sole DOCUMENTUM INC COM 256159104 1,031,700 47,500 SH Sole DOLLAR THRIFTY AUTO GROUP INC COM 256743105 4,654,650 300,300 SH Sole E*TRADE GROUP INC COM 269246104 6,150,000 600,000 SH Sole EAGLE BLDG TECH INC COM 269439105 214,600 20,000 SH Sole EAUTOCLAIMS.COM INC COM 278578109 280,000 400,000 SH Sole ECLIPSYS CORP COM 278856109 3,350,000 200,000 SH Sole ELECTRONICS FOR IMAGING COM 286082102 5,019,750 225,000 SH Sole EPRESENCE INC COM 294348107 628,500 150,000 SH Sole EQUITY MARKETING INC COM 294724109 234,180 18,000 SH Sole ESPEED INC COM 296643109 1,656,000 200,000 SH Sole EXAR CORP COM 300645108 625,500 30,000 SH Sole EXCO RESOURCES INC COM 269279204 336,000 20,000 SH Sole EXE TECHNOLOGIES INC COM 301504106 229,050 45,000 SH Sole EXPEDITORS INTERNATIONAL COM 302130109 1,708,500 30,000 SH Sole FILENET CORP COM 316869106 9,996,883 492,700 SH Sole FINISAR CORP COM 31787A101 1,017,000 100,000 SH Sole FLEMING COMPANIES INC COM 339130106 555,000 30,000 SH Sole FLOSERVE CORP COM 34354P105 2,661,000 100,000 SH Sole FOOT LOCKER INC COM 344849104 3,130,000 200,000 SH Sole FRIEDMANS INC COM 358438109 421,000 50,000 SH Sole FRONTLINE LTD COM G3682E127 410,000 40,000 SH Sole FUELCELL ENERGY INC COM 35952H106 181,400 10,000 SH Sole FURNITURE BRANDS COM 360921100 4,803,000 150,000 SH Sole GADZOOKS INC COM 362553109 425,940 31,000 SH Sole GLOBAL INDUSTRIES LTD COM 379336100 5,162,000 580,000 SH Sole GLOBALSANTAFE CORP COM G3930E101 6,131,829 215,001 SH Sole GLOBESPANVIRATA INC COM 37957V106 5,180,000 400,000 SH Sole GRANT PRIDECO INC COM 38821G101 575,000 50,000 SH Sole HARLEY DAVID USD COM 412822108 1,558,697 28,700 SH Sole HEARX LTD. COM 422360305 228,800 286,000 SH Sole HERCULES INC. COM 427056106 2,000,000 200,000 SH Sole HERLEY INDUSTRIES COM 427398102 637,500 37,500 SH Sole HOTEL RESERVATIONS NETWORK COM 441451101 230,000 5,000 SH Sole HUNTCO INC COM 445658957 26,145 290,500 SH Sole IDENTIX INC COM 451906101 583,600 40,000 SH Sole IMMUCOR INC COM 452526106 119,800 10,000 SH Sole INT MEDIA GROUP INC COM 44979N109 95,000 50,000 SH Sole INTEGRATED CIRCUIT SYSTEMS COM 45811K208 2,259,000 100,000 SH Sole INTERLAND COM 458727104 5,765,575 2,732,500 SH Sole INTERPLAY ENTERTAINMENT CORP COM 460615990 515,200 1,120,000 SH Sole INTERSIL CORP COM 46069S109 6,450,000 200,000 SH Sole INTERTRUST TECHNOLOGIES CORP COM 46113Q109 246,000 200,000 SH Sole INTERWOVEN INC COM 46114T102 3,896,000 400,000 SH Sole INTRAWARE INC COM 46118M103 140,000 80,000 SH Sole INVISION TECHNOLOGIES INC COM 461851107 2,383,200 80,000 SH Sole J.D. EDWARDS & CO COM 281667105 1,645,000 100,000 SH Sole JDA SOFTWARE COM 46612K108 5,419,875 242,500 SH Sole JNI CORP COM 46622G105 2,493,000 300,000 SH Sole JUNIPER NETWORKS INC COM 48203R104 947,500 50,000 SH Sole K1 INC COM 482732104 288,400 40,000 SH Sole KANA SOFTWARE INC COM 483600300 389,199 20,000 SH Sole KB HOME COM 48666K109 2,003,637 49,966 SH Sole KERR MCGEE CORP COM 492386107 548,000 10,000 SH Sole KEYNOTE SYS INC COM 493308100 467,500 50,000 SH Sole KOPIN CORP COM 500600101 121,800 87,000 SH Sole LASER VISION CENTERS INC COM 51807H100 445,050 215,000 SH Sole LAWSON SOFTWARE INC COM 520780107 1,181,250 75,000 SH Sole LEAR CORPORATION COM 521865105 1,907,000 50,000 SH Sole LEGATO SYSTEMS INC COM 524651106 713,350 55,000 SH Sole MAPINFO CORP COM 565105103 3,341,970 213,000 SH Sole MASTEC INC COM 576323109 139,000 20,000 SH Sole MAVERICK TUBE CORP COM 577904104 4,295,515 331,700 SH Sole MAXTOR CORP COM 577729205 10,144,000 1,600,000 SH Sole MAXWELL SHOE CO COM 577766108 282,000 20,000 SH Sole MDU RES GROUP COM 552690109 1,689,000 60,000 SH Sole MEASUREMENT SPECIALTIES INC COM 583421102 799,850 85,000 SH Sole MENS WEARHOUSE INC COM 587118100 413,000 20,000 SH Sole MERISTAR HOSPITALITY CORP COM 58984Y103 426,000 30,000 SH Sole METASOLV INC COM 59139P104 2,357,820 300,000.00 SH Sole MIDWAY GAMES INC COM 598148104 4,612,573 307,300 SH Sole MIKOHN GAMING CORP COM 59862K108 679,150 85,000 SH Sole MOBIUS MANAGEMENT SYSTEM COM 606925105 1,087,500 362,500 SH Sole MSC.SOFTWARE CORP COM 553531104 3,087,240 197,900 SH Sole NABI INC COM 628716102 567,600 55,000 SH Sole NASH_FINCH CO COM 631158102 311,000 10,000 SH Sole NBTY INC COM 628782104 409,500 35,000 SH Sole NEOMAGIC CORP COM 640497103 668,800 190,000 SH Sole NETSMART TECHNOLOGIES INC COM 64114W306 249,050 85,000 SH Sole NEWPARK RESOURCES INC COM 651718504 869,000 110,000 SH Sole NMS COMMUNICATIONS CORP COM 629248105 313,300 65,000 SH Sole NOBLE INTERNATIONAL LTD COM 655053106 409,965 50,000 SH Sole NORDIC AMERICAN TANKER COM G65773106 497,215 35,900 SH Sole NS GROUP COM 628916108 475,728 63,600 SH Sole OMI CORP COM Y6476W104 1,552,200 390,000 SH Sole ONI SYSTEMS CORP COM 68273F103 564,300 90,000 SH Sole ORTHOLOGIC CORP COM 68750J107 733,500 150,000 SH Sole OSI SYSTEMS INC COM 671044105 182,400 10,000 SH Sole PACIFIC SUNWEAR OF CALIFORNIA COM 694873100 3,063,000 150,000 SH Sole PACKAGING CORP OF AMERICA COM 695156109 3,041,940 167,600 SH Sole PACTIV CORP COM 695257105 4,437,500 250,000 SH Sole PARAMETRIC TECHNOLOGY CORP COM 699173100 3,514,500 450,000 SH Sole PEC SOLUTIONS INC COM 705107100 940,250 25,000 SH Sole PEGASUS COMMUNICATIONS CORP COM 705904100 364,350 35,000 SH Sole PEP BOYS MANNY MOE & JACK COM 713278109 6,002,500 350,000 SH Sole PORTAL SOFTWARE COM 736126103 208,000 100,000 SH Sole POWER RIVER BASIN & GAS CO COM 738864107 73,080 87,000 SH Sole PREDICTIVE SYSTEMS INC COM 74036W102 401,800 205,000 SH Sole PRIMEDIA INC COM 74157K101 11,179,500 2,570,000 SH Sole PROVIDIAN FINL CORP COM 77406A102 1,775,000 500,000 SH Sole QUAKER FABRIC CORP COM 747399103 623,250 75,000 SH Sole RADWARE LTD COM M81873107 2,208,300 170,000 SH Sole RAMBUS INC COM 7509171106 5,113,600 640,000 SH Sole RAWLINGS SPORTING GOODS CO COM 754459105 420,000 140,000 SH Sole RIT TECHNOLOGIES LTD COM M8215N109 106,470 31,500 SH Sole SCHLUMBERGER LTD COM 808857108 549,500 10,000 SH Sole SCHNITZER STEEL INDUSTRIES INC COM 806882106 477,750 35,000 SH Sole SHAW GROUP INC COM 820280105 587,500 25,000 SH Sole SINGING MACHINE CO INC COM 829322304 906,400 40,000 SH Sole SMURFIT-STONE CONTAINER CORP COM 832727101 6,627,550 415,000 SH Sole SONIC INNOVATIONS INC COM 83545M109 276,000 60,000 SH Sole SOURCE INFORMATION MGT CO COM 836151209 426,400 80,000 SH Sole SPARTAN MOTORS INC COM 846819100 512,000 80,000 SH Sole SS&C TECHNOLOGIES INC COM 85227Q100 141,000 20,000 SH Sole STAR BUFFET INC COM 855086104 366,596 157,000 SH Sole STATION CASINOS INC COM 857689103 1,174,950 105,000 SH Sole STELMAR SHIPPING LTD COM V8726M103 893,750 55,000 SH Sole STEVEN MADDEN LTD COM 556269108 422,100 30,000 SH Sole SYBASE INC COM 871130100 7,092,000 450,000 SH Sole SYCAMORE NETWORK INC COM 871206108 5,360,000 1,000,000 SH Sole SYNPLICITY INC COM 87160Y108 539,600 40,000 SH Sole TECHNOLOGY SOLUTIONS CO COM 87872T108 222,000 100,000 SH Sole TELLABS INC COM 879664100 8,228,000 550,000 SH Sole TEXAS MERIDIAN RESOURCES COR COM 58977Q109 678,300 170,000 SH Sole THE KEITH COMPANIES INC COM 487539108 814,336 80,000 SH Sole THOMAS GROUP INC COM 884402108 202,500 90,000 SH Sole THREE FIVE SYSTEMS INC COM 88554L108 795,500 50,000 SH Sole TMBR/SHARP DRILLING INC COM 87257P101 132,500 10,000 SH Sole TOM BROWN INC COM 115660201 9,183,400 340,000 SH Sole TOPPS CO INC COM 890786106 729,000 60,000 SH Sole TRAFFIX INC COM 892721101 326,250 45,000 SH Sole TRIDENT MICROSYSTEMS INC COM 895919108 459,000 60,000 SH Sole TRIPATH IMAGING INC COM 896942109 602,400 80,000 SH Sole TWEETER HOME INTMT GROUP INC COM 901167106 725,000 25,000 SH Sole ULTRA PETROLEUM CORP COM 903914109 816,060 134,000 SH Sole UNIVERSAL ELECTRONICS INC COM 913483103 860,500 50,000 SH Sole VESTA INS GRP COM 925391104 800,000 100,000 SH Sole VIRAGE INC COM 92763Q106 132,400 40,000 SH Sole VITAL SIGNS COM 928469105 3,339,930 95,700 SH Sole WESTERN DIGITAL CORP COM 958102105 10,282,800 1,640,000 SH Sole WET SEAL INC COM 961840105 5,557,800 236,000 SH Sole WILSONS LEATHER EXPERTS INC COM 972463103 627,550 55,000 SH Sole XTO ENERGY INC COM 98385X106 6,912,500 395,000 SH Sole ----------- 369,915,953 ===========
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