13F-HR 1 hoefer13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/05 Check here if Amendment [ ] ; Amendment Number:__________ This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hoefer & Arnett Capital Management, Inc. Address: 555 Market St. 18th Floor San Francisco, CA 94105 Form 13F File Number: 28-6990 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Katharine Turner Title: Vice President Phone: (415) 362-7111 Signature, Place, and Date of Signing: By: /s/ Katharine Turner City: San Francisco, CA 10/18/2005> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTY BK NATL ASSN COM COM 319425104 240 30400 SH SOLE 30400 3M CO COM COM 88579Y101 6168 84086 SH SOLE 84086 ABBOTT LABS COM COM 002824100 1782 42036 SH SOLE 42036 ADOBE SYSTEMS INC DEL COM 00724F101 1188 39818 SH SOLE 39818 AFFILIATED COMPUTER SVCS INC C COM 008190100 210 3850 SH SOLE 3850 AIR PRODUCTS & CHEM COM 009158106 397 7200 SH SOLE 7200 ALBERTO CULVER COM COM 013068101 1141 25500 SH SOLE 25500 ALBERTSONS INC COM COM 013104104 595 23200 SH SOLE 23200 ALLERGAN INC. COM 018490102 307 3360 SH SOLE 3360 ALLTEL CORP COM 020039103 1567 24077 SH SOLE 500 23577 ALTRIA GROUP INC COM COM 02209S103 1092 14822 SH SOLE 14822 AMB PPTY CORP COM COM 00163T109 2176 48483 SH SOLE 48483 AMERICAN EXPRESS COMPANY COM 025816109 13708 238666 SH SOLE 237416 34 600 SH DEFINED 600 AMERICAN INTERNATIONAL GROUP I COM 026874107 1329 21460 SH SOLE 21460 AMERICANWEST BANCORPORATION CO COM 03058P109 1418 61350 SH SOLE 61350 AMGEN INC COM 031162100 12000 150632 SH SOLE 149832 23 300 SH DEFINED 300 ANHEUSER-BUSCH COS INC COM 035229103 1996 46393 SH SOLE 46393 APPLIED MATERIALS INC COM 038222105 1562 92120 SH SOLE 1000 91120 AUTOMATIC DATA PROCESSING INC COM 053015103 526 12227 SH SOLE 12227 AUTOZONE INC COM 053332102 9635 115744 SH SOLE 115294 16 200 SH DEFINED 200 AVAYA INC COM 053499109 13 1270 SH SOLE 1270 AVERY DENNISON CORP COM 053611109 1349 25750 SH SOLE 25750 AVON PRODS INCCOM COM 054303102 222 8250 SH SOLE 8250 BANK OF AMERICA CORP CMN COM 060505104 5904 140242 SH SOLE 140242 BANK OF NEW YORK CO INC COM 064057102 205 6990 SH SOLE 6990 BANK OF SANTA CLARITA COM COM 280 15597 SH SOLE 15597 BAXTER INTL INC COM 071813109 342 8600 SH SOLE 8600 BAY COML BK WANUT CREE COM COM 486 42300 SH SOLE 42300 BEACH BUSINESS BK MANH COM COM 1662 149800 SH SOLE 149800 BED BATH & BEYOND COM 075896100 3166 78813 SH SOLE 78813 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 3608 44 SH SOLE 44 BERKSHIRE HATHAWAY INC DELCL B COM 084670207 7690 2816 SH SOLE 2804 19 7 SH DEFINED 7 BEVERLY HILLS BANCORP DEL COM COM 087866109 983 95905 SH SOLE 95905 BIOMET INC COM 090613100 1053 30353 SH SOLE 30353 BLOCK H & R INCCOM COM 093671105 291 12160 SH SOLE 12160 BOSTON SCIENTIFIC COM 101137107 2081 89075 SH SOLE 89075 BP PLC SPONS ADR COM 055622104 3678 51921 SH SOLE 51921 BRISTOL-MYERS SQUIBB CO COM COM 110122108 346 14417 SH SOLE 13917 BROADWAY FINCL CORP DELA COM 111444105 285 25000 SH SOLE 25000 CALPINE CORP COM COM 131347106 155 60112 SH SOLE 60112 CANON INC ADR COM 2550 47005 SH SOLE 47005 CATERPILLAR INC COM 149123101 205 3500 SH SOLE 3500 CENTRAL BANCSHARES INC TEXCMN COM 152424107 1170 20905 SH SOLE 20905 CENTRAL FLA ST BK BELL COM COM 277 16800 SH SOLE 16800 CENTURYTEL INC COM 156700106 519 14843 SH SOLE 14843 CERES GROUP INC COM COM 156772105 854 151802 SH SOLE 151802 CHARTER OAK BK NAPA CALIF COM COM 161258108 270 20400 SH SOLE 20400 CHESAPEAKE ENERGY CORP COM 165167107 382 10000 SH SOLE 10000 CHEVRON CORP COM COM 166764100 6972 107711 SH SOLE 500 107211 CHIRON CORPCOM COM 170040109 1595 36585 SH SOLE 36585 CHURCH & DWIGHT INC COM 171340102 396 10725 SH SOLE 10725 CINTAS CORP COM 172908105 710 17300 SH SOLE 17300 CISCO SYS INC COM 17275r102 5990 334105 SH SOLE 1300 332805 CITIGROUP INC COM COM 172967101 3071 67476 SH SOLE 750 66726 CLOROX CO COM COM 189054109 633 11400 SH SOLE 11400 COCA-COLA COMPANY COM 191216100 1287 29800 SH SOLE 29800 COMMERCIAL CAP BANCORP COM COM 702 41299 SH SOLE 40299 COMMUNITY BANCORP INC FALLBROO COM 20342P109 278 8778 SH SOLE 8778 COMMUNITY WEST BANCSHARES COM COM 204157101 443 35793 SH SOLE 35793 CONOCOPHILLIPS. COM 20825C104 665 9524 SH SOLE 400 9124 COSTCO WHSL CORP NEW COM COM 22160K105 4514 104769 SH SOLE 250 104519 CVS CORP COM COM 126650100 284 9800 SH SOLE 9800 DESERT CMNTY BK COM COM 25037Y109 205 6440 SH SOLE 6440 DISCOVERY BANCORP COM COM 2311 147700 SH SOLE 147700 DISNEY WALT COCOM COM 254687106 372 15445 SH SOLE 15445 DOMINION RES INC VA COM COM 25746U109 554 6442 SH SOLE 6442 DOW CHEM CO COM 260543103 1568 37638 SH SOLE 37638 DOW JONES & CO INC COM 260561105 894 23416 SH SOLE 23416 DOW JONES & CO INC CL B CONV COM 260561204 3386 85731 SH SOLE 85731 EARLE M JORGENSEN CO COM COM 480829100 104 11000 SH SOLE 11000 ECHOSTAR COMMUNICAT COM 278762109 215 7278 SH SOLE 7278 ELI LILLY & CO COM 532457108 2236 41785 SH SOLE 41785 EMC CORP (MASS) COM COM 268648102 200 15480 SH SOLE 15480 EVIRONMENTAL OIL PROCESSING TE COM 29407q100 0 75000 SH SOLE 75000 EXXON MOBIL CORP COM COM 30231G102 2812 44263 SH SOLE 500 43763 FAIR ISAAC INC COM COM 303250104 403 9000 SH SOLE 9000 FARMERS & MERCH BK LONG BCH CA COM 308243104 1296 228 SH SOLE 228 FEDEX CORP COM COM 31428X106 831 9545 SH SOLE 9545 FIRST DATA CORP COMMON COM 319963104 971 24290 SH SOLE 600 23690 FIRST STD BK LOS ANGELES CALIF COM 336476106 501 44000 SH SOLE 44000 FPB BANCORP INC COM COM 557 32950 SH SOLE 32950 FRANKLIN RES INC COM 354613101 528 6300 SH SOLE 6300 FREDDIE MAC COM 313400301 263 4666 SH SOLE 300 4366 FREEDOM BK BRADENTON FLACMN COM 35633r101 360 30000 SH SOLE 30000 GANNETT INC COM COM 364730101 1416 20585 SH SOLE 300 20285 GENERAL ELECTRIC CO COM COM 369604103 4960 147321 SH SOLE 1000 146321 GENZYME CORP COM FORMERLY COM- COM 372917104 802 11207 SH SOLE 11207 GILLETTE COMPANY MER EFF 10/1/ COM 375766102 457 7860 SH SOLE 7860 GLAXOSMITHKLINE PLC SPONS ADR COM 37733W105 705 13754 SH SOLE 13754 GP STRATEGIES CORP COM COM 36225V104 90 10000 SH SOLE 10000 GRAINGER W W INC COM 384802104 1796 28548 SH SOLE 28548 GREATER BAY BANCORP COM COM 391648102 2392 97118 SH SOLE 97118 GUIDANT CORP COM 401698105 884 12841 SH SOLE 12841 HAMILTON BANCORP INC FLA COM COM 407013101 0 20000 SH SOLE 20000 HANCOCK JOHN TAX ADVANTAGED DI COM 41013V100 771 43497 SH SOLE 43497 HARRINGTON WEST FINL GROUP INC COM 41383l104 1594 93855 SH SOLE 93855 20 1200 SH DEFINED 1200 HEARTLAND BANCSHARES INC IND C COM 42234A107 151 11600 SH SOLE 11600 HEINZ H J COMPANY COM 423074103 2031 55600 SH SOLE 500 55100 HEWLETT-PACKARD CO COM COM 428236103 1059 36300 SH SOLE 36300 HOME DEPOT INC COM COM 437076102 2977 78065 SH SOLE 500 77565 HONEYWELL INTL INC COM ISIN#US COM 438516106 206 5510 SH SOLE 5510 HRPT PPTYS TR COM SH BEN INT COM 40426W101 532 42900 SH SOLE 42900 HUDSON CITY BANCORP INC COM 443683107 1904 160000 SH SOLE 160000 IMPERIAL OIL LTD COM NEW COM 371 3233 SH SOLE 3233 INGERSOLL RAND CO LTD CL A COM COM G4776G101 428 11200 SH SOLE 11200 INTEL CORP COM COM 458140100 5331 216287 SH SOLE 1000 215287 INTERNATIONAL BUSINESS MACHS C COM 459200101 2053 25597 SH SOLE 400 25197 JOHNSON & JOHNSON COM COM 478160104 4758 75200 SH SOLE 500 74300 JP MORGAN CHASE & CO COM ISIN# COM 46625H100 686 20226 SH SOLE 20226 KELSO TECHNOLOGIES INC COM 0 10000 SH SOLE 10000 KIMBERLY CLARK CORP COM 494368103 617 10380 SH SOLE 10380 LEHMAN BROTHERS HOLDINGS INC C COM 524908100 284 2442 SH SOLE 2442 LIBERTY MEDIA CORP NEW COM SER COM 530718105 163 20317 SH SOLE 20317 LINCOLN NATL CORP IND COM 534187109 2363 45432 SH SOLE 45432 MBIA INC COM COM 55262c100 954 15740 SH SOLE 400 15340 MCDONALDS CORP COM 580135101 932 27831 SH SOLE 27831 MCGRAW HILL CO COM 580645109 1044 21736 SH SOLE 800 20936 MEDTRONIC INC COM 585055106 909 16963 SH SOLE 500 16463 MELLON FINL CORPCOM COM 58551a108 314 9848 SH SOLE 9848 MERCK & CO INC COM 589331107 338 12422 SH SOLE 12422 MERCURY GENERAL CORP COM 589400100 3506 58451 SH SOLE 58451 MERRILL LYNCH & CO INC COM 590188108 239 3910 SH SOLE 300 3610 MICROSOFT CORP COM COM 594918104 4171 162131 SH SOLE 1300 160831 MID STATE BANCSHARES COM COM 595440108 292 10644 SH SOLE 10644 MOTOROLA INC COM 620076109 206 9394 SH SOLE 9394 NATIONAL CITY CORP COM 635405103 243 7284 SH SOLE 7284 NATIONAL PATENT DEV CORP NEW C COM 637132101 26 10000 SH SOLE 10000 NETWORK EQUIPMENT TECH INC COM 641208103 77 16800 SH SOLE 16800 NOKIA CORP SPONSORED ADR COM 654902204 2515 148782 SH SOLE 148782 NORTH VY BANCORP COM (REDDING, COM 66304M105 296 17350 SH SOLE 17350 NORTHFIELD LABORATORIES INC CO COM 666135108 258 20000 SH SOLE 20000 NYFIX INC COM COM 670712108 395 68500 SH SOLE 68500 OLD HBR BK COM COM 277 17000 SH SOLE 17000 ORACLE CORPCOM COM 68389x105 162 13133 SH SOLE 13133 PACIFIC COAST NATL BANCORPCMN COM 694100108 587 50000 SH SOLE 50000 PACIFIC VY BK SALINAS COM COM 232 13639 SH SOLE 13639 PAIN THERAPEUTICS INC COM COM 69562K100 62 10000 SH SOLE 10000 PAN PACIFIC BANKCMN COM 69806x108 398 35400 SH SOLE 35400 PEPSICO INC COM 713448108 2928 51643 SH SOLE 300 51343 PFIZER INC COM COM 717081103 6820 273160 SH SOLE 1000 271660 PRECISION CASTPARTS CORP COM 740189105 238 4500 SH SOLE 4500 PREPAID LEGAL SVCS INC COM 740065107 216 5600 SH SOLE 5600 PROCTER & GAMBLE CO COM 742718109 3432 57730 SH SOLE 57730 QUEST DIAGNOSTIC INCCOM COM 74834l100 353 7000 SH SOLE 7000 READING INTERNATIONAL INCCMN C COM 755408101 7066 886625 SH SOLE 882525 13 1700 SH DEFINED 1700 RITE AID CORP COM 767754104 118 30500 SH SOLE 30500 ROYAL DUTCH SHELL PLC SPONS AD COM 1168 17799 SH SOLE 17799 ROYAL DUTCH SHELL PLC SPONSORE COM 780259206 275 4202 SH SOLE 4202 RSTK NEURALSTEM INC COM 641991203 0 10000 SH SOLE 10000 SANDIEGO CMNTY BK CHULA VISTA COM 797419207 1785 253288 SH SOLE 253288 SARA LEE CORP COM 803111103 723 38178 SH SOLE 38178 SBC COMMUNICATIONS INC COM 78387G103 210 8797 SH SOLE 8797 SECURITY BUSINESS BK COM COM 306 18253 SH SOLE 18253 SEI INVESTMENTS CO COM COM 784117103 4154 110562 SH SOLE 110562 SHURGARD STORAGE CENTERS INC C COM 82567D104 213 3819 SH SOLE 3819 SIEBEL SYS INC COM COM 826170102 665 64412 SH SOLE 64412 SILVER ST BANCORP COM COM 828251108 1050 50000 SH SOLE 50000 SKY FINANCIAL GROUP INCCMN COM 83080p103 503 17900 SH SOLE 17900 SOLECTRON CORP COM COM 834182107 0 65 SH SOLE 65 SPRINT NEXTEL CORP COM FON COM 3172 133430 SH SOLE 133430 ST JUDE MEDICAL INC COM 790849103 905 19346 SH SOLE 19346 STAPLES INC COM COM 855030102 4882 228991 SH SOLE 1000 227991 STERICYCLE INC COM 858912108 2340 40950 SH SOLE 40950 SUN MICROSYSTEMS INC COM 866810104 2864 730814 SH SOLE 730814 SURETY CAPITAL CORP COM COM 868666207 1 16600 SH SOLE 16600 SYSCO CORP COM 871829107 3018 96213 SH SOLE 500 95713 TARGET CORPCOM COM 87612e106 2243 43195 SH SOLE 43195 TEXAS INSTRUMENTS INC COM 882508104 369 10900 SH SOLE 10900 TEXAS REGL BANCSHARES INC CL A COM 882673106 2621 91071 SH SOLE 90071 TEXAS UTD BANCSHARES INC OC CO COM 882838105 1969 100700 SH SOLE 100700 TIME WARNER INC NEW COM COM 887317105 351 19400 SH SOLE 1800 17600 TLC VISION CORP COM ISIN#CA872 COM 872549100 71 10500 SH SOLE 10500 TYCO INTL LTD NEW COM 902124106 50 1800 SH SOLE 1800 U.S. BANCORPCMN COM 902973304 2288 81516 SH SOLE 81516 UCBH HOLDINGS INCCMN COM 90262t308 450 24600 SH SOLE 24600 UNILEVER N V ISIN #US90 COM 904784709 455 6380 SH SOLE 6380 UNITED TECHNOLOGIES CORP DEL C COM 913017109 5026 96969 SH SOLE 600 96369 UNITEDHEALTH GROUP INC COM COM 91324P102 331 5900 SH SOLE 5900 VALLEY COMM BANCORP (CA) COM 919518100 460 27000 SH SOLE 27000 VERIZON COMMUNICATIONS COM COM 92343V104 312 9573 SH SOLE 9573 WAL MART STORES INC COM 931142103 393 8977 SH SOLE 700 8277 WALGREEN CO COM 931422109 616 14177 SH SOLE 14177 WASHINGTON MUTUAL INC COM 939322103 1648 42032 SH SOLE 500 41532 WELLS FARGO & CO (NEW)CMN COM 949746101 12279 209650 SH SOLE 400 209250 WESTAMERICA BANCORPORATION COM 957090103 1666 32269 SH SOLE 32269 WESTERN SIERRA BANCORPCMN COM 959522103 568 16502 SH SOLE 16502 WING HANG BANK LTD SHS ISIN#HK COM Y9588K109 1840 250000 SH SOLE 250000 WYETH COM 983024100 3625 78365 SH SOLE 78365 XL CAPITAL LTDCL A COM g98255105 2739 40270 SH SOLE 300 39970 csus9300985 COM 152 18691 SH SOLE 18691 rsus9300621 81 10000.000SH SOLE 10000.000 rsus9302089 0 20000.000SH SOLE 20000.000 rsus9304595 0 30000.000SH SOLE 30000.000 rsus9304795 490 50000.000SH SOLE 50000.000 rsus9310014 0 10000.000SH SOLE 10000.000 rsus9314321 0 95000.000SH SOLE 95000.000 BNY CAP V TR PFD SECS SER F 5. PRD 09656H209 228 9200 SH SOLE 9200 MAGNETIC PULSE INC PFD SER C PRD 558998951 12 12000 SH SOLE 12000 RSTK CALIF LINEAR DEVICES INC PRD 130990898 0 37500 SH SOLE 37500 RSTK CALIF LINEAR DEVICES INC PRD 130990880 0 19200 SH SOLE 19200 USB CAP VI 5.75% GTD TR PFD SE PRD 903304202 238 10000 SH SOLE 10000 EATON VANCE HIGH INCOME FUND C 277911608 73 10772.017SH SOLE 10772.017 FRANKLIN CALIFORNIA TAX FREE I 352518104 1433 195306.700SH SOLE 195306.700 SCUDDER CALIFORNIA TAX-FREE FU 811204700 331 44124.753SH SOLE 44124.753 SOURCE CAP INC 836144105 356 4900.000 SH SOLE 4900.000 SSGA FDS SMALL CAP FD 203 6838.195 SH SOLE 6838.195 ISHARES TR DOW JONES US CONSUM 464287580 299 5140 SH SOLE 5140 ISHARES TR DOW JONES US CONSUM 464287812 349 6505 SH SOLE 6505 ISHARES TR DOW JONES US ENERGY 464287796 336 3687 SH SOLE 3687 ISHARES TR DOW JONES US FINANC 464287788 545 5753 SH SOLE 5753 ISHARES TR DOW JONES US HEALTH 464287762 534 8603 SH SOLE 8603 ISHARES TR DOW JONES US INDUST 464287754 479 8595 SH SOLE 8595 ISHARES TR DOW JONES US TECHNO 464287721 623 12822 SH SOLE 12822 ISHARES TR MSCI EAFE INDEX FD 464287465 256 4423 SH SOLE 4423 ISHARES TR MSCI EMERGING MKTS 464287234 213 2516 SH SOLE 2516 ISHARES TR NASDAQ BIOTECHNOLOG 464287556 250 3256 SH SOLE 3256 ISHARES TR RUSSELL 2000 INDEX 464287655 229 3451 SH SOLE 3451 ISHARES TR RUSSELL MIDCAP INDE 464287499 481 5559 SH SOLE 5559 ISHARES TR S&P EUROPE 350 INDE 464287861 238 2962 SH SOLE 2962 SUBURBAN PROPANE PARTNERS L P LPUS 864482104 263 9200.000 SH SOLE 9200.000 SAN DIEGO COMMUNITY BANK WTS E WTS 71 35743 SH SOLE 35743 wtus9304821 WTS 0 50000 SH SOLE 50000 wtus9380193 WTS 0 10000 SH SOLE 10000 wtusbbbcz WTS 0 30000 SH SOLE 30000
Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 230 Form 13F Information Table Value Total: $308158 (thousands) List of Other Included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of al institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE