13F-HR 1 hoefer3f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/05 Check here if Amendment [ ] ; Amendment Number:__________ This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hoefer & Arnett Capital Management, Inc. Address: 555 Market St. 18th Floor San Francisco, CA 94105 Form 13F File Number: 28-6990 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Katharine Turner Title: Vice President Phone: (415) 538-5700 Signature, Place, and Date of Signing: By: /s/ Katharine Turner City: San Francisco, CA 07/25/05 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579Y101 4698 64986 SH SOLE 64986 ABBOTT LABS COM COM 002824100 2118 43232 SH SOLE 43232 ADOBE SYSTEMS INC DEL COM 00724F101 1029 35978 SH SOLE 35978 AIR PRODUCTS & CHEM COM 009158106 434 7200 SH SOLE 7200 ALBERTSONS INC COM COM 013104104 475 23000 SH SOLE 23000 ALLERGAN INC. COM 018490102 286 3360 SH SOLE 3360 ALLIANCE BANCSHARES CALIF COM COM 01853V107 240 17100 SH SOLE 17100 ALLSTATE CORP COM 020002101 1792 30000 SH SOLE 30000 ALLTEL CORP COM 020039103 1477 23725 SH SOLE 23725 ALTRIA GROUP INC COM 02209s103 1021 15800 SH SOLE 15800 AMB PPTY CORP COM COM 00163T109 2202 50718 SH SOLE 50718 AMERICAN EXPRESS COMPANY COM 025816109 11761 220962 SH SOLE 219762 21 400 SH DEFINED 400 AMERICAN INTERNATIONAL GROUP I COM 026874107 1479 25459 SH SOLE 25459 AMERICANWEST BANCORPORATION CO COM 03058P109 1726 86550 SH SOLE 86550 AMGEN INC COM 031162100 9717 160727 SH SOLE 159927 18 300 SH DEFINED 300 ANHEUSER BUSCH CO COM 035229103 2136 46709 SH SOLE 46709 APPLIED MATERIALS INC COM 038222105 1466 90620 SH SOLE 90620 AUTOMATIC DATA PROCESSING INC COM 053015103 508 12124 SH SOLE 12124 AUTOZONE INC COM 053332102 10374 112200 SH SOLE 111750 18 200 SH DEFINED 200 AVAYA INC COM 053499109 2 270 SH SOLE 270 AVERY DENNISON COM 053611109 1308 24700 SH SOLE 24700 AVON PRODS INCCOM COM 054303102 274 7250 SH SOLE 7250 BANK AMER CORP COM 060505104 6560 143833 SH SOLE 143833 BANK OF NEW YORK CO INC COM 064057102 227 7890 SH SOLE 7890 BANK OF SANTA CLARITA COM COM 343 15597 SH SOLE 15597 BAXTER INTL INC COM 071813109 319 8600 SH SOLE 8600 BAY COML BK WANUT CREE COM COM 445 34300 SH SOLE 34300 BED BATH & BEYOND COM 075896100 3368 80613 SH SOLE 80613 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 3674 44 SH SOLE 44 BERKSHIRE HATHAWAY INC DELCL B COM 084670207 7707 2769 SH SOLE 2757 19 7 SH DEFINED 7 BEVERLY HILLS BANCORP DEL COM COM 087866109 1163 106267 SH SOLE 106267 BIOMET INC COM 090613100 1051 30350 SH SOLE 30350 BLOCK H & R INCCOM COM 093671105 238 4090 SH SOLE 4090 BOSTON SCIENTIFIC COM 101137107 2538 94000 SH SOLE 94000 BP PLCSPONSORED ADR COM 055622104 3238 51918 SH SOLE 51918 BRISTOL-MYERS SQUIBB CO COM COM 110122108 350 14015 SH SOLE 13515 BROADWAY FINCL CORP DELA COM 111444105 259 25000 SH SOLE 25000 CALPINE CORP COM COM 131347106 204 60112 SH SOLE 60112 CANON INC ADR COM 2463 46805 SH SOLE 46805 CATENA CORP SHS ISIN#JP3213000 COM J05334115 52 25000 SH SOLE 25000 CENTRAL BANCSHARES INC TEX CMT COM 152424107 1295 25905 SH SOLE 25905 CENTRAL FLA ST BK BELL COM COM 257 16800 SH SOLE 16800 CENTURYTEL INC COM 156700106 514 14843 SH SOLE 14843 CERES GROUP INC COM COM 156772105 922 151702 SH SOLE 151702 CHARTER OAK BK NAPA CALIF COM COM 161258108 275 20400 SH SOLE 20400 CHEVRON CORP COM COM 166764100 5969 106759 SH SOLE 106759 CHIRON CORPCOM COM 170040109 1276 36585 SH SOLE 36585 CHURCH & DWIGHT INC COM 171340102 388 10725 SH SOLE 10725 CINTAS CORP COM 172908105 646 16750 SH SOLE 16750 CISCO SYS INC COM 17275r102 6212 325085 SH SOLE 325085 CITIGROUP INC COM COM 172967101 4224 91371 SH SOLE 91371 CLOROX CO COM COM 189054109 593 10650 SH SOLE 10650 COCA-COLA COMPANY COM 191216100 1239 29700 SH SOLE 29700 COLUMBIA BANCORP ORE COM COM 197231103 570 30000 SH SOLE 30000 COMMERCIAL CAP BANCORP COM COM 539 32299 SH SOLE 32299 COMMERCIAL CAP BANCORP INC COM COM 20162L105 648 38800 SH SOLE 37800 COMMONWEALTH BUSINESS BK LOS A COM 202750105 1271 90800 SH SOLE 90800 COMMUNITY WEST BANCSHARES COM COM 204157101 473 38793 SH SOLE 38793 CONOCOPHILLIPS. COM 20825C104 449 7824 SH SOLE 7824 COSTCO WHSL CORP NEW COM COM 22160K105 4841 108018 SH SOLE 108018 CVB FINANCIAL CORP COM 126600105 527 26812 SH SOLE 26812 CVS CORP COM COM 126650100 284 9800 SH SOLE 9800 DEERE & CO COM 244199105 235 3600 SH SOLE 3600 DISCOVERY BK COM COM 192 13500 SH SOLE 13500 DISNEY WALT COCOM COM 254687106 352 14000 SH SOLE 14000 DOMINION RES INC VA COM COM 25746U109 472 6442 SH SOLE 6442 DOW CHEM CO COM 260543103 1711 38436 SH SOLE 38436 DOW JONES & CO INC COM 260561105 936 26416 SH SOLE 26416 ECB BANCORP INC COM COM 268253101 666 22800 SH SOLE 22800 ECHOSTAR COMMUNICAT COM 278762109 219 7278 SH SOLE 7278 ELI LILLY & CO COM 532457108 2338 41969 SH SOLE 41969 EMC CORP (MASS) COM COM 268648102 209 15280 SH SOLE 15280 ESSEX PROPERTY TRUST COM 297178105 639 7700 SH SOLE 7700 EVIRONMENTAL OIL PROCESSING TE COM 29407q100 0 75000 SH SOLE 75000 EXXON MOBIL CORP COM COM 30231G102 2461 42838 SH SOLE 42838 FAIR ISAAC INC COM COM 303250104 335 9200 SH SOLE 9200 FARMERS & MERCHANTS BANK LONG COM 308243104 1631 290 SH SOLE 290 FEDERAL NATL MTG ASSN COM COM 313586109 244 4193 SH SOLE 4193 FEDEX CORP COM COM 31428X106 773 9545 SH SOLE 9545 FIRST AMERN BANK ROSEMEAD, CAL COM 318514106 202 8300 SH SOLE 8300 FIRST DATA CORP COMMON COM 319963104 1175 29288 SH SOLE 29288 FOOTHILL INDEPENDENT BANCORP COM 344905104 270 13500 SH SOLE 13500 FRANKLIN RES INC COM 354613101 484 6300 SH SOLE 6300 FREDDIE MAC COM 313400301 321 4926 SH SOLE 4926 FREEDOM BK BRADENTON COM COM 710 70000 SH SOLE 70000 GANNETT COMPANY INC COM 364730101 1485 20885 SH SOLE 20885 GENERAL ELECTRIC CO COM COM 369604103 4808 138773 SH SOLE 138773 GENERAL GROWTH PPTYS INC COM COM 370021107 378 9200 SH SOLE 9200 GENZYME CORP COM FORMERLY COM- COM 372917104 673 11207 SH SOLE 11207 GILLETTE COMPANY COM 375766102 397 7860 SH SOLE 7860 GLAXOSMITHKLINE PLC SPONS ADR COM 37733W105 667 13754 SH SOLE 13754 GP STRATEGIES CORP COM COM 36225V104 81 10000 SH SOLE 10000 GRAINGER W W INC COM 384802104 1564 28548 SH SOLE 28548 GREATER BAY BANCORP COM COM 391648102 2613 99118 SH SOLE 99118 GUIDANT CORP COM 401698105 864 12841 SH SOLE 12841 HAMILTON BANCORP INC FLA COM COM 407013101 0 20000 SH SOLE 20000 HANCOCK JOHN TAX ADVANTAGED DI COM 41013V100 790 43480 SH SOLE 43480 HARRINGTON WEST FINL GROUP INC COM 41383L104 1502 97580 SH SOLE 97580 10 700 SH DEFINED 700 HEARTLAND BANCSHARES INC IND C COM 42234A107 140 11600 SH SOLE 11600 HEINZ H J COMPANY COM 423074103 1951 55100 SH SOLE 55100 HEWLETT-PACKARD CO COM COM 428236103 789 33600 SH SOLE 33600 HOME DEPOT INC COM COM 437076102 2974 76463 SH SOLE 76463 HONEYWELL INTL INC COM ISIN#US COM 438516106 201 5510 SH SOLE 5510 HRPT PPTYS TR COM SH BEN INT COM 40426W101 533 42900 SH SOLE 42900 HUDSON CITY BANCORP INC COM 443683107 2282 200000 SH SOLE 200000 IMPERIAL OIL LTD COM NEW COM 269 3233 SH SOLE 3233 INGERSOLL RAND CO LTD CL A COM COM G4776G101 399 5600 SH SOLE 5600 INTEL CORP COM COM 458140100 5605 215107 SH SOLE 215107 INTERNATIONAL BUSINESS MACHS C COM 459200101 1929 26007 SH SOLE 26007 JOHNSON & JOHNSON COM COM 478160104 4880 75079 SH SOLE 74679 JP MORGAN CHASE & CO COM ISIN# COM 46625H100 723 20490 SH SOLE 20490 KELSO TECHNOLOGIES INC COM 1 10000 SH SOLE 10000 KIMBERLY CLARK COM 494368103 1901 30380 SH SOLE 30380 LEHMAN BROTHERS HOLDINGS INC C COM 524908100 242 2442 SH SOLE 2442 LIBERTY MEDIA CORP NEW COM SER COM 530718105 207 20317 SH SOLE 20317 LINCOLN NATL CORP IND COM 534187109 2131 45422 SH SOLE 45422 MBIA INC COM COM 55262c100 948 15990 SH SOLE 15990 MCDONALDS CORP COM 580135101 740 26701 SH SOLE 26701 MCGRAW HILL CO COM 580645109 926 20936 SH SOLE 20936 MEDTRONIC INCCOM COM 585055106 589 11375 SH SOLE 11375 MELLON FINL CORPCOM COM 58551a108 282 9848 SH SOLE 9848 MERCK & CO INC COM 589331107 490 15922 SH SOLE 15922 MERCURY GENERAL CORP COM 589400100 3350 61449 SH SOLE 61449 MICROSOFT CORP COM 594918104 4058 163399 SH SOLE 163399 MID STATE BANCSHARES COM COM 595440108 295 10644 SH SOLE 10644 NATIONAL CITY CORP COM 635405103 241 7064 SH SOLE 7064 NATIONAL PATENT DEV CORP NEW C COM 637132101 25 10000 SH SOLE 10000 NETWORK EQUIPMENT TECH INC COM 641208103 164 31800 SH SOLE 31800 NEW CENTURY FINANCIAL COM COM 257 5000 SH SOLE 5000 NEXTEL COMM INC CL A COM 65332v103 3481 107768 SH SOLE 107768 NOKIA CORP SPONSORED ADR COM 654902204 2492 149782 SH SOLE 149782 NORTH VY BANCORP COM (REDDING, COM 66304M105 297 17350 SH SOLE 17350 NORTHFIELD LABORATORIES INC CO COM 666135108 633 44300 SH SOLE 44300 NYFIX INC COM COM 670712108 404 68500 SH SOLE 68500 OLD HBR BK COM COM 263 17000 SH SOLE 17000 ORACLE CORPCOM COM 68389x105 173 13133 SH SOLE 13133 PACIFIC CST NTL BANCRP COM COM 725 72500 SH SOLE 72500 PACIFIC VY BK SALINAS COM COM 245 13639 SH SOLE 13639 PAIN THERAPEUTICS INC COM COM 69562K100 67 10000 SH SOLE 10000 PEPSICO INCCOM COM 713448108 2768 51343 SH SOLE 51343 PFIZER INC COM COM 717081103 7550 273752 SH SOLE 273252 PRECISION CASTPARTS CORP COM 740189105 350 4500 SH SOLE 4500 PREPAID LEGAL SVCS INC COM 740065107 250 5600 SH SOLE 5600 PROCTER & GAMBLE CO COM 742718109 3045 57730 SH SOLE 57730 QUEST DIAGNOSTIC INCCOM COM 74834l100 372 7000 SH SOLE 7000 RANCHO BERNARDO CMNTY BK POWAY COM 752098103 259 9250 SH SOLE 9250 READING INTERNATINAL CL A COM 130 17900 SH SOLE 17900 READING INTL INC CL A COM 755408101 6245 856675 SH SOLE 856675 12 1700 SH DEFINED 1700 RIMAGE CORP COM 766721104 78 3700 SH SOLE 3700 RITE AID CORP COM 767754104 127 30500 SH SOLE 30500 ROYAL DUTCH PETE CO N Y REGIST COM 780257804 1427 21999 SH SOLE 21999 RSTK NEURALSTEM INC COM 641991203 0 10000 SH SOLE 10000 SAN DIEGO CMNTY BK CHULA VISTA COM 797419108 930 664944 SH SOLE 664944 SARA LEE CORP COM 803111103 720 36378 SH SOLE 36378 SBC COMMUNICATIONS INC COM 78387G103 208 8797 SH SOLE 8797 SEI INVESTMENTS CO COM COM 784117103 4129 110562 SH SOLE 110562 SIEBEL SYS INC COM COM 826170102 1107 124412 SH SOLE 124412 SILVER ST BANCORP COM COM 828251108 825 25000 SH SOLE 25000 SKY FINL GROUP INC COM COM 83080P103 499 17714 SH SOLE 17714 SOLECTRON CORP COM COM 834182107 0 65 SH SOLE 65 ST JUDE MEDICAL INC COM 790849103 896 20546 SH SOLE 20546 STAPLES INC COM COM 855030102 4860 227985 SH SOLE 227985 STERICYCLE INC COM 858912108 2146 42650 SH SOLE 42650 SUN MICROSYSTEMS INC COM 866810104 2733 732889 SH SOLE 732889 SUNGARD DATA SYS COM 867363103 1986 56480 SH SOLE 56480 SURETY CAPITAL CORP COM COM 868666207 2 16600 SH SOLE 16600 SYSCO CORP COM 871829107 3460 95609 SH SOLE 95609 TARGET CORPCOM COM 87612e106 2350 43195 SH SOLE 43195 TAYLOR CAP GROUP INC COM COM 876851106 33 866 SH SOLE 866 TEXAS INSTRUMENTS INC COM 882508104 305 10900 SH SOLE 10900 TEXAS REGL BANCSHARES INC CL A COM 882673106 2777 91114 SH SOLE 90114 TEXAS UTD BANCSHARES INC OC CO COM 882838105 1912 105100 SH SOLE 105100 TIME WARNER INC COM 887317105 264 15820 SH SOLE 15820 TLC VISION CORP COM ISIN#CA872 COM 872549100 102 12500 SH SOLE 12500 TRICO BANCSHARES COM COM 896095106 335 15000 SH SOLE 15000 TYCO INTL LTD NEW COM 902124106 137 4700 SH SOLE 4700 UNILEVER N V ISIN #US90 COM 904784709 413 6380 SH SOLE 6380 UNITED TECHNOLOGIES COM 913017109 4953 96467 SH SOLE 96467 UNITEDHEALTH GROUP INC COM COM 91324P102 255 4900 SH SOLE 4900 US BANCORP COM 902973304 2771 94907 SH SOLE 94907 VALLEY COMM BANCORP (CA) COM 919518100 452 27000 SH SOLE 27000 VERIZON COMMUNICATIONS COM COM 92343V104 327 9473 SH SOLE 9473 WAL MART STORES INC COM 931142103 431 8950 SH SOLE 8950 WALGREEN CO COM 931422109 661 14376 SH SOLE 14376 WASHINGTON MUTUAL INC COM 939322103 1753 43103 SH SOLE 43103 WELLS FARGO & CO COM 949746101 13153 213598 SH SOLE 213598 WEST COAST BANCORP ORE NEW COM 952145100 244 10000 SH SOLE 10000 WESTAMERICA BANCORPORATION COM 957090103 1772 33569 SH SOLE 33569 WESTERN SIERRA BANCORP COM COM 959522103 1675 49502 SH SOLE 49502 WILSHIRE BANCORP INC COM COM 97186T108 352 24600 SH SOLE 24600 WING HANG BANK LTD SHS ISIN#HK COM Y9588K109 1632 250000 SH SOLE 250000 WYETH COM 983024100 3495 78561 SH SOLE 78561 XL CAPITAL LTDCL A COM g98255105 2901 38992 SH SOLE 38992 csus9300985 COM 148 18691 SH SOLE 18691 rsus9300621 74 10000.000SH SOLE 10000.000 rsus9310014 0 10000.000SH SOLE 10000.000 MAGNETIC PULSE INC PFD SER C PRD 558998951 12 12000 SH SOLE 12000 RSTK CALIF LINEAR DEVICES INC PRD 130990898 0 37500 SH SOLE 37500 RSTK CALIF LINEAR DEVICES INC PRD 130990880 0 19200 SH SOLE 19200 USB CAP VI 5.75% GTD TR PFD SE PRD 903304202 244 10000 SH SOLE 10000 EATON VANCE HIGH INCOME FUND C 277911608 72 10577.585SH SOLE 10577.585 FRANKLIN CALIFORNIA TAX FREE I 352518104 1449 195306.700SH SOLE 195306.700 SCUDDER CALIFORNIA TAX-FREE FU 811204700 335 44124.753SH SOLE 44124.753 SOURCE CAP INC 836144105 343 4900.000 SH SOLE 4900.000 ISHARES TR DOW JONES US CONSUM 464287580 262 4437 SH SOLE 4437 ISHARES TR DOW JONES US CONSUM 464287812 292 5579 SH SOLE 5579 ISHARES TR DOW JONES US ENERGY 464287796 253 3296 SH SOLE 3296 ISHARES TR DOW JONES US FINANC 464287788 468 4933 SH SOLE 4933 ISHARES TR DOW JONES US HEALTH 464287762 445 7289 SH SOLE 7289 ISHARES TR DOW JONES US INDUST 464287754 398 7430 SH SOLE 7430 ISHARES TR DOW JONES US TECHNO 464287721 457 9992 SH SOLE 9992 ISHARES TR RUSSELL MIDCAP INDE 464287499 396 4811 SH SOLE 4811 ISHARES TR S&P EUROPE 350 INDE 464287861 210 2829 SH SOLE 2829 SUBURBAN PROPANE PARTNERS L P LPUS 864482104 329 9200.000 SH SOLE 9200.000 wtussndb.w WTS 51 128716 SH SOLE 128716
Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 221 Form 13F Information Table Value Total: $303824 (thousands) List of Other Included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of al institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE