0001056823-23-000011.txt : 20230209 0001056823-23-000011.hdr.sgml : 20230209 20230209110456 ACCESSION NUMBER: 0001056823-23-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 EFFECTIVENESS DATE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06986 FILM NUMBER: 23602336 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20130813 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990319 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001056823 XXXXXXXX 12-31-2022 12-31-2022 true 1 RESTATEMENT HORIZON KINETICS ASSET MANAGEMENT LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-06986 000106096 Y This filing amends the previous filing to correct the share amounts held in Franco Nevada Corp and Costamare Inc. We have included the below securities in this quarter's reporting along with approximate initial date of purchase. GRAYSCALE BASIC ATTENTION TOKEN TR 38963U108 Dec-2021 GRAYSCALE BITCOIN CASH TRUST BCH 38963P109 Jan-2018 GRAYSCALE BITCOIN TRUST BTC 389637109 Dec-2015 GRAYSCALE DECENTRALAND TRUST 38964P108 Dec-2021 GRAYSCALE DIGITAL LARGE CAP FUND G40705108 Jun-2018 GRAYSCALE ETHEREUM CLASSIC TRUST 38963Q107 Jun-2018 GRAYSCALE ETHEREUM TR ETH SHS 389638107 Sep-2020 GRAYSCALE LITECOIN TRUST LTC SHS 38963W104 Jul-2018 GRAYSCALE ZCASH TR ZEC COM 38964G108 Nov-2017 Jay Kesslen 646-867-1176 /s/Jay Kesslen New York NY 02-09-2023 0 324 6060670749 false INFORMATION TABLE 2 form13fhr-infoTable.xml 1847 GOEDEKER INC W EXP 06/02/202 28252C117 3020 37752 SH DFND 37752 0 0 ABB LTD SPONSORED ADR 000375204 906825 29771 SH DFND 29771 0 0 ABBOTT LABS COM 002824100 1637628 14916 SH DFND 14916 0 0 ABBVIE INC COM 00287Y109 4409852 27287 SH DFND 27287 0 0 ALAUNOS THERAPEUTICS INC COM 98973P101 22069 34000 SH DFND 34000 0 0 ALGOMA STL GROUP INC COM 015658107 116724 18411 SH DFND 18411 0 0 ALICO INC COM 016230104 267344 11200 SH DFND 11200 0 0 ALKERMES PLC COM G01767105 574860 22000 SH DFND 22000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 712950 3000 SH DFND 3000 0 0 ALPHABET INC CL A 02079K305 556731 6310 SH DFND 6310 0 0 ALPHABET INC CL C 02079K107 846928 9545 SH DFND 9545 0 0 ALPS ETF TR ALERIAN MLP ALERIAN MLP 00162Q452 3813167 100162 SH DFND 100162 0 0 ALTRIA GROUP INC COM 02209S103 1793295 39232 SH DFND 39232 0 0 AMC NETWORKS INC CL A 00164V103 178701 11404 SH DFND 11404 0 0 AMERICAN STS WTR CO COM 029899101 467378 5050 SH DFND 5050 0 0 AMERICAN TOWER REIT COM 03027X100 304655 1438 SH DFND 1438 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 271321 1780 SH DFND 1780 0 0 AMGEN INC COM 031162100 1150363 4380 SH DFND 4380 0 0 ANALOG DEVICES INC COM 032654105 786481 4795 SH DFND 4795 0 0 APPLE INC COM 037833100 1473574 11341 SH DFND 11341 0 0 APPLIED BLOCKCHAIN INC COM NEW 038169207 21300 11576 SH DFND 11576 0 0 APYX MED CORP COM 03837C106 1439100 615000 SH DFND 615000 0 0 ARCHER DANIELS MIDLAND CO 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QUALCOMM INC COM 747525103 385889 3510 SH DFND 3510 0 0 QUEST DIAGNOSTICS INC COM 74834L100 750912 4800 SH DFND 4800 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 1252320 130450 SH DFND 130450 0 0 RAYONIER INC COM 754907103 4419796 134096 SH DFND 134096 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1261298 12498 SH DFND 12498 0 0 RENN FUND INC COM 759720105 865032 477918 SH DFND 477918 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1207298 73392 SH DFND 73392 0 0 RIO TINTO PLC SPONSORED ADR 767204100 384480 5400 SH DFND 5400 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1852873 32040 SH DFND 32040 0 0 ROCKWELL AUTOMATION INC COM 773903109 1242260 4823 SH DFND 4823 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1919169 38826 SH DFND 38826 0 0 ROYAL GOLD INC COM 780287108 15627093 138636 SH DFND 138636 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 15803258 399880 SH DFND 399880 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1246340 143588 SH DFND 143588 0 0 RUMBLE INC COM CL A 78137L105 375237 63065 SH DFND 63065 0 0 S&P GLOBAL INC COM 78409V104 13513345 40346 SH DFND 40346 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 1592576 18638 SH DFND 18638 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 138867 12160 SH DFND 12160 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 174132 10225 SH DFND 10225 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 33495755 6368014 SH DFND 6368014 0 0 SANOFI SPONSORED ADR 80105N105 629590 13000 SH DFND 13000 0 0 SCHLUMBERGER LTD COM STK 806857108 294030 5500 SH DFND 5500 0 0 SCIENCE APPLICATNS INTL CP COM 808625107 47261457 426048 SH DFND 426048 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 369320 28000 SH DFND 28000 0 0 SEABOARD CORP DEL COM 811543107 890950 236 SH DFND 236 0 0 SEALED AIR CORP NEW COM 81211K100 1834836 36785 SH DFND 36785 0 0 SITIO ROYALTIES CORP CLASS A COM 82983N108 62948645 2181929 SH DFND 2181929 0 0 SONOCO PRODUCTS COM 835495102 1268839 20900 SH DFND 20900 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 697560 4112 SH DFND 4112 0 0 SPDR SER TR OILGAS EQUIP 78468R549 1867794 23421 SH DFND 23421 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 705120 24000 SH DFND 24000 0 0 SPROTT INC COM NEW 852066208 9192810 275812 SH DFND 275812 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 232946 16521 SH DFND 16521 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1349213 3528 SH DFND 3528 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 898786 46739 SH DFND 46739 0 0 STRYKER CORP COM 863667101 488980 2000 SH DFND 2000 0 0 SUNCOR ENERGY INC COM 867224107 1842847 58079 SH DFND 58079 0 0 TEJON RANCH CO DEL COM 879080109 19029116 1010038 SH DFND 1010038 0 0 TELEFLEX INC COM 879369106 570740 2286 SH DFND 2286 0 0 TEXAS PACIFIC LAND CORP COM 88262P102 3359934449 1433278 SH DFND 1433278 0 0 THE SAINT JOE CO COM 790148100 26430382 683839 SH DFND 683839 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1230440 19000 SH DFND 19000 0 0 TRI POINTE HOMES INC COM 87265H109 1805312 97112 SH DFND 97112 0 0 UNION PACIFIC CORP COM 907818108 704038 3400 SH DFND 3400 0 0 VAIL RESORTS INC COM 91879Q109 366344 1537 SH DFND 1537 0 0 VALMONT INDS INC COM 920253101 727474 2200 SH DFND 2200 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1524261 42756 SH DFND 42756 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 623644 21760 SH DFND 21760 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 1289624 4241 SH DFND 4241 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 5119177 104473 SH DFND 104473 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 822194 6188 SH DFND 6188 0 0 VANGUARD INDEX FDS S&P500 ETF SHS 922908363 1268689 3611 SH DFND 3611 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 527493 2759 SH DFND 2759 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 8110719 140275 SH DFND 140275 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1744258 23198 SH DFND 23198 0 0 VERISK ANALYTICS INC CL A 92345Y106 1234940 7000 SH DFND 7000 0 0 VERIZON COMMUNICATIONS COM 92343V104 504911 12815 SH DFND 12815 0 0 VIATRIS INC COM 92556V106 213674 19198 SH DFND 19198 0 0 VIMEO INC COMMON STOCK 92719V100 44285 12911 SH DFND 12911 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 68389541 2151291 SH DFND 2151291 0 0 VISA INC COM COM CL A 92826C839 901471 4339 SH DFND 4339 0 0 W P CAREY INC COM 92936U109 1031580 13200 SH DFND 13200 0 0 WARNER BROS DISCOVERY INC COM SERIES A 934423104 1717425 181163 SH DFND 181163 0 0 WENDYS COMPANY COM 95058W100 28194649 1245897 SH DFND 1245897 0 0 WEST FRASER TIMBER LTD COM 952845105 34900238 482781 SH DFND 482781 0 0 WEYERHAEUSER CO COM NEW 962166104 28579532 921920 SH DFND 921920 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 134804731 3449456 SH DFND 3449456 0 0 WILLIAMS COS INC COM 969457100 4638341 140983 SH DFND 140983 0 0 WESTERN ASSET / CLAYMORE INF COM 95766R104 242091 26516 SH DFND 26516 0 0 GRAYSCALE BASIC ATTENTION TOKEN TR 38963U108 1462 2089 SH DFND 2089 0 0 GRAYSCALE BITCOIN CASH TRUST BCH 38963P109 72175 195067 SH DFND 195067 0 0 GRAYSCALE BITCOIN TRUST BTC 389637109 131098159 15814012 SH DFND 15814012 0 0 GRAYSCALE DECENTRALAND TRUST 38964P108 1347 691 SH DFND 691 0 0 GRAYSCALE DIGITAL LARGE CAP FUND G40705108 187973 49079 SH DFND 49079 0 0 GRAYSCALE ETHEREUM CLASSIC TRUST 38963Q107 171675 56103 SH DFND 56103 0 0 GRAYSCALE ETHEREUM TR ETH SHS 389638107 27108 5695 SH DFND 5695 0 0 GRAYSCALE LITECOIN TRUST LTC SHS 38963W104 308248 146785 SH DFND 146785 0 0 GRAYSCALE ZCASH TR ZEC COM 38964G108 27266 15492 SH DFND 15492 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25460G880 216000 9000 SH Call DFND 9000 0 0 DIREXION SHS ETF TR DLY JR GOLD 2X 25460G807 215000 8600 SH Call DFND 8600 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 3020400 83900 SH Call DFND 83900 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 928000 46400 SH Call DFND 46400 0 0 PROSHARES TR II VIX SH TRM FUTRS 74347Y854 1068000 44500 SH Call DFND 44500 0 0 UNITED STS OIL FD LP UNITS 91232N207 250000 2500 SH Call DFND 2500 0 0