0001056823-20-000124.txt : 20200814 0001056823-20-000124.hdr.sgml : 20200814 20200814153645 ACCESSION NUMBER: 0001056823-20-000124 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06986 FILM NUMBER: 201104612 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20130813 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056823 XXXXXXXX 06-30-2020 06-30-2020 HORIZON KINETICS ASSET MANAGEMENT LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-06986 N Jay Kesslen 646-867-1176 JAY KESSLEN New York NY 08-14-2020 1 473 2762921 false 1 0000019481 028-00085 Virtus Investment Advisers, Inc. INFORMATION TABLE 2 form13fhr-infoTable.xml 3M CO COM 88579Y101 359 2302 SH DFND 2302 0 0 A T & T INC COM 00206R102 270 8922 SH DFND 8922 0 0 ABB LTD SPONSORED ADR 000375204 773 34253 SH DFND 34253 0 0 ABBOTT LABS COM 002824100 1471 16085 SH DFND 16085 0 0 ABBVIE INC COM 00287Y109 3153 32111 SH DFND 32111 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 205 954 SH DFND 954 0 0 ADVANCED MICRO DEVICES INC COM 007903107 369 7021 SH DFND 7021 0 0 AGNC INVT CORP COM 00123Q104 367 28432 SH DFND 28432 0 0 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 428 1984 SH DFND 1984 0 0 ALICO INC COM 016230104 703 22574 SH DFND 22574 0 0 ALKERMES PLC COM G01767105 427 22000 SH DFND 22000 0 0 ALLEGHANY CORP DEL COM 017175100 5387 11013 SH DFND 11013 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 444 3000 SH DFND 3000 0 0 ALPHABET INC CL A 02079K305 8077 5696 SH DFND 5696 0 0 ALPHABET INC CL C 02079K107 7899 5588 SH DFND 5588 0 0 ALPHABET INC CL C 02079K107 189 134 SH OTR 1 0 134 0 ALTRIA GROUP INC COM 02209S103 1478 37652 SH DFND 37652 0 0 AMAZON COM INC COM 023135106 2030 736 SH DFND 736 0 0 AMAZON COM INC COM 023135106 201 73 SH OTR 1 0 73 0 AMC NETWORKS INC CL A 00164V103 4995 213545 SH DFND 213545 0 0 AMC NETWORKS INC CL A 00164V103 167 7131 SH OTR 1 0 7131 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 170 15637 SH OTR 1 0 15637 0 AMERICAN EXPRESS COMPANY COM 025816109 979 10286 SH DFND 10286 0 0 AMERICAN TOWER REIT COM 03027X100 343 1325 SH DFND 1325 0 0 AMERIPRISE FINL INC COM 03076C106 252 1680 SH DFND 1680 0 0 AMGEN INC COM 031162100 1189 5041 SH DFND 5041 0 0 AMKOR TECHNOLOGY INC COM 031652100 197 15964 SH OTR 1 0 15964 0 ANALOG DEVICES INC COM 032654105 702 5725 SH DFND 5725 0 0 ANNALY CAP MGMT INC COM 035710409 399 60819 SH DFND 60819 0 0 ANTHEM INC COM 036752103 231 878 SH DFND 878 0 0 APPLE INC COM 037833100 4403 12071 SH DFND 12071 0 0 APYX MED CORP COM 03837C106 3413 615000 SH DFND 615000 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 208 64668 SH OTR 1 0 64668 0 ARCHER DANIELS MIDLAND CO COM 039483102 2212 55443 SH DFND 55443 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 283 4500 SH DFND 4500 0 0 ARES CAP CORP COM 04010L103 155 10723 SH DFND 10723 0 0 ASSOCIATED CAP GROUP INC CL A 045528106 51826 1412531 SH DFND 1412531 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1125 21263 SH DFND 21263 0 0 ATLAS CORP SHS Y0436Q109 197 25876 SH OTR 1 0 25876 0 AUTONATION INC COM 05329W102 15441 410880 SH DFND 410880 0 0 AUTONATION INC COM 05329W102 184 4898 SH OTR 1 0 4898 0 BALCHEM CORP COM 057665200 2690 28359 SH DFND 28359 0 0 BANCO SANTANDER SA ADR 05964H105 140 58033 SH DFND 58033 0 0 BANK AMER CORP COM 060505104 1039 43738 SH DFND 43738 0 0 BARRICK GOLD CORP COM 067901108 782 29041 SH DFND 29041 0 0 BAXTER INTL INC COM 071813109 737 8558 SH DFND 8558 0 0 BEL FUSE INC CL B CL B 077347300 311 28988 SH DFND 28988 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2940 11 SH DFND 11 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16039 89852 SH DFND 89852 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 190 1067 SH OTR 1 0 1067 0 BGC PARTNERS INC CL A 05541T101 7449 2718562 SH DFND 2718562 0 0 BIOGEN INC COM 09062X103 1070 3999 SH DFND 3999 0 0 BLACK KNIGHT INC COM 09215C105 765 10538 SH DFND 10538 0 0 BLACK STONE MINERALS L P COM UNIT 09225M101 1185 182382 SH DFND 182382 0 0 BLACKROCK CREDIT ALL INC TR COM 092508100 602 45586 SH DFND 45586 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 666 59570 SH DFND 59570 0 0 BLACKROCK FLOATING RATE INCOME COM 091941104 139 12678 SH DFND 12678 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 524 22050 SH DFND 22050 0 0 BLACKROCK MUN INC INVESTMENT QUALITY TRUST COM 09250G102 1035 76195 SH DFND 76195 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 1146 83075 SH DFND 83075 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 247 18053 SH DFND 18053 0 0 BLACKROCK MUNIHLDGS INVESTMENT QUALITY FUND COM 09254P108 527 40758 SH DFND 40758 0 0 BLACKROCK MUNIHLDGS QUALITY FUND II INC COM 09254C107 1277 103037 SH DFND 103037 0 0 BLACKROCK MUNIHLDGS QUALITY FUND INC COM 09254A101 915 75386 SH DFND 75386 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 822 63120 SH DFND 63120 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 412 32280 SH DFND 32280 0 0 BLACKROCK NY MUN INC QUALITY TRUST COM 09249U105 254 19217 SH DFND 19217 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 508 8957 SH DFND 8957 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 424 17611 SH DFND 17611 0 0 BOEING CO COM 097023105 18359 100159 SH DFND 100159 0 0 BOK FINL CORP COM NEW 05561Q201 179 3164 SH OTR 1 0 3164 0 BOK FINL CORP COM NEW 05561Q201 87 1533 SH DFND 1533 0 0 BP PLC SPONSORED ADR 055622104 1141 48927 SH DFND 48927 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 3001 51034 SH DFND 51034 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 576 4564 SH DFND 4564 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 60973 1853278 SH DFND 1853278 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 235 5159 SH DFND 5159 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 1672 40660 SH DFND 40660 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 230 23260 SH DFND 23260 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 219 21968 SH DFND 21968 0 0 BROOKFIELD REAL ASSETS INCOME FUND SHS BEN INT 112830104 379 22729 SH DFND 22729 0 0 BUCKLE INC COM 118440106 187 11902 SH OTR 1 0 11902 0 CACI INTL INC CL A 127190304 85187 392782 SH DFND 392782 0 0 CAPITAL SOUTHWEST CORP COM 140501107 251 18600 SH DFND 18600 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 483 29394 SH DFND 29394 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 168 10254 SH OTR 1 0 10254 0 CATERPILLAR INC COM 149123101 883 6977 SH DFND 6977 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 45321 485863 SH DFND 485863 0 0 CENTERPOINT ENERGY INC COM 15189T107 474 25372 SH DFND 25372 0 0 CHARLES RIV LABS INTL INC COM 159864107 19868 113953 SH DFND 113953 0 0 CHENIERE ENERGY INC COM NEW 16411R208 31213 645967 SH DFND 645967 0 0 CHENIERE ENERGY INC COM NEW 16411R208 192 3982 SH OTR 1 0 3982 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 26848 42457500 PRN DFND 42457500 0 0 CHEVRON CORP COM 166764100 1372 15379 SH DFND 15379 0 0 CISCO SYSTEMS INC COM 17275R102 2581 55334 SH DFND 55334 0 0 CIVEO CORP COM 17878Y108 24807 40238778 SH DFND 40238778 0 0 CLEARBRIDGE MLP AND MIDSTREAM FUND INC COM 184692101 196 61323 SH DFND 61323 0 0 CLEARBRIDGE MLP AND MIDSTREAM TR FD INC COM 18469Q108 382 140932 SH DFND 140932 0 0 CLOUDERA INC COM 18914U100 179 14090 SH OTR 1 0 14090 0 CLOUDERA INC COM 18914U100 5 400 SH DFND 400 0 0 CME GROUP INC COM 12572Q105 29681 182605 SH DFND 182605 0 0 CMS ENERGY CORP COM 125896100 962 16475 SH DFND 16475 0 0 COHEN & STEERS INC COM 19247A100 1321 19411 SH DFND 19411 0 0 COHEN & STEERS INC COM 19247A100 180 2642 SH OTR 1 0 2642 0 COHEN & STEERS QUALITY RLTY COM 19247L106 817 74712 SH DFND 74712 0 0 COLFAX CORP COM 194014106 2975 106616 SH DFND 106616 0 0 COLFAX CORP COM 194014106 191 6844 SH OTR 1 0 6844 0 COLGATE PALMOLIVE CO COM 194162103 218 2978 SH DFND 2978 0 0 COLONY CAPITAL INC CL A COM 19626G108 162 67602 SH OTR 1 0 67602 0 COMCAST CORP NEW CL A 20030N101 365 9370 SH DFND 9370 0 0 COMCAST CORP NEW CL A 20030N101 190 4881 SH OTR 1 0 4881 0 CONDUENT INC COM 206787103 183 76510 SH OTR 1 0 76510 0 CONDUENT INC COM 206787103 3 1108 SH DFND 1108 0 0 CONTINENTAL RESOURCES INC COM 212015101 196 11209 SH OTR 1 0 11209 0 CONTINENTAL RESOURCES INC COM 212015101 6 360 SH DFND 360 0 0 CORELOGIC INC COM 21871D103 1209 17988 SH DFND 17988 0 0 COSTAMARE INC SHS Y1771G102 1257 226118 SH DFND 226118 0 0 COVANTA HLDG CORP COM 22282E102 195 20290 SH OTR 1 0 20290 0 COVANTA HLDG CORP COM 22282E102 2 250 SH DFND 250 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 450 6125 SH DFND 6125 0 0 CSW INDUSTRIALS INC COM 126402106 1012 14641 SH DFND 14641 0 0 CUBIC CORP COM 229669106 454 9452 SH DFND 9452 0 0 CVR ENERGY INC COM 12662P108 174 8674 SH OTR 1 0 8674 0 CVR ENERGY INC COM 12662P108 36 1807 SH DFND 1807 0 0 CVS HEALTH CORP COM 126650100 1207 18581 SH DFND 18581 0 0 DANAHER CORP COM 235851102 1986 11233 SH DFND 11233 0 0 DANAHER CORP COM 235851102 194 1096 SH OTR 1 0 1096 0 DESIGNER BRANDS INC CL A 250565108 179 26490 SH OTR 1 0 26490 0 DISCOVERY INC COM SER A 25470F104 3285 155698 SH DFND 155698 0 0 DISCOVERY INC COM SER C 25470F302 1389 72115 SH DFND 72115 0 0 DISCOVERY INC COM SER C 25470F302 183 9485 SH OTR 1 0 9485 0 DISH NETWORK CORP CL A 25470M109 2144 62140 SH DFND 62140 0 0 DISH NETWORK CORP CL A 25470M109 180 5227 SH OTR 1 0 5227 0 DISNEY WALT CO COM DISNEY 254687106 1434 12860 SH DFND 12860 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 9739 762025 SH DFND 762025 0 0 DORMAN PRODUCTS INC COM 258278100 1333 19871 SH DFND 19871 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 5114 332713 SH DFND 332713 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 7408 390930 SH DFND 390930 0 0 DOW INC COM 260557103 516 12656 SH DFND 12656 0 0 DUFF & PHELPS SLCT MLP & MIDSTREAM ENGY FD COM 26433F108 39 72883 SH DFND 72883 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 116 12425 SH DFND 12425 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 160 14170 SH DFND 14170 0 0 EATON VANCE MUN BD FD COM 27827X101 267 20955 SH DFND 20955 0 0 EATON VANCE NY MUN BD FD COM 27827Y109 271 23152 SH DFND 23152 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 226 20001 SH DFND 20001 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 127 23748 SH DFND 23748 0 0 EBAY INC COM 278642103 209 3977 SH OTR 1 0 3977 0 EBAY INC COM 278642103 18 348 SH DFND 348 0 0 ECHOSTAR CORP CL A 278768106 5405 193294 SH DFND 193294 0 0 ECHOSTAR CORP CL A 278768106 178 6381 SH OTR 1 0 6381 0 EDITAS MEDICINE INC COM 28106W103 237 8000 SH DFND 8000 0 0 ELEMENT SOLUTIONS INC COM 28618M106 192 17719 SH OTR 1 0 17719 0 ELEMENT SOLUTIONS INC COM 28618M106 112 10293 SH DFND 10293 0 0 ELI LILLY AND COMPANY COM 532457108 2160 13154 SH DFND 13154 0 0 EMERSON ELEC CO COM 291011104 1187 19142 SH DFND 19142 0 0 ENBRIDGE INC COM 29250N105 231 7597 SH DFND 7597 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1577 221441 SH DFND 221441 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2396 131847 SH DFND 131847 0 0 EOG RES INC COM 26875P101 227 4486 SH DFND 4486 0 0 EQUITY COMMONWEALTH COM SH BEN INT 294628102 2403 74614 SH DFND 74614 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 15926 254899 SH DFND 254899 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 187 2987 SH OTR 1 0 2987 0 ERIE INDTY CO CL A CL A 29530P102 205 1067 SH OTR 1 0 1067 0 EXPEDIA GROUP INC COM NEW 30212P303 1176 14309 SH DFND 14309 0 0 EXPEDIA GROUP INC COM NEW 30212P303 188 2282 SH OTR 1 0 2282 0 EXTERRAN CORP COM 30227H106 180 33448 SH OTR 1 0 33448 0 EXXON MOBIL CORP COM 30231G102 4020 89900 SH DFND 89900 0 0 FACEBOOK INC CL A 30303M102 512 2254 SH DFND 2254 0 0 FACEBOOK INC CL A 30303M102 186 817 SH OTR 1 0 817 0 FEDERATED HERMES INC CL B 314211103 962 40589 SH DFND 40589 0 0 FEDERATED HERMES PREM MUN INC FD COM 31423P108 550 41657 SH DFND 41657 0 0 FEDEX CORP COM 31428X106 195 1392 SH OTR 1 0 1392 0 FEDEX CORP COM 31428X106 63 446 SH DFND 446 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP FNF GROUP COM 31620R303 1185 38636 SH DFND 38636 0 0 FIDELITY NATL INFORMATION SVC COM 31620M106 318 2374 SH DFND 2374 0 0 FLOWERS FOODS INC COM 343498101 309 13806 SH DFND 13806 0 0 FORTIVE CORP COM 34959J108 326 4817 SH DFND 4817 0 0 FORTIVE CORP COM 34959J108 191 2825 SH OTR 1 0 2825 0 FRANCO NEVADA CORP COM 351858105 117030 838085 SH DFND 838085 0 0 FREEPORT MCMORAN INC CL B 35671D857 1374 118748 SH DFND 118748 0 0 GALLAGHER ARTHUR J & CO COM 363576109 305 3125 SH DFND 3125 0 0 GAMCO INVESTORS INC CL A COM 361438104 4022 302213 SH DFND 302213 0 0 GANNETT CO INC NEW COM 36472T109 18 12875 SH DFND 12875 0 0 GAP INC COM 364760108 223 17661 SH OTR 1 0 17661 0 GCI LIBERTY INC COM CL A 36164V305 7207 101341 SH DFND 101341 0 0 GCI LIBERTY INC COM CL A 36164V305 198 2787 SH OTR 1 0 2787 0 GDL FUND COM SH BEN INT 361570104 87 10597 SH DFND 10597 0 0 GENERAL DYNAMICS CORP COM 369550108 621 4156 SH DFND 4156 0 0 GENERAL ELECTRIC CO COM 369604103 486 71084 SH DFND 71084 0 0 GENERAL MLS INC COM 370334104 268 4350 SH DFND 4350 0 0 GENERAL MTRS CO COM 37045V100 696 27512 SH DFND 27512 0 0 GENUINE PARTS CO COM 372460105 230 2650 SH DFND 2650 0 0 GILEAD SCIENCES INC COM 375558103 917 11917 SH DFND 11917 0 0 GLADSTONE LD CORP COM 376549101 665 41925 SH DFND 41925 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 946 23200 SH DFND 23200 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 292 1477 SH DFND 1477 0 0 GRAHAM HLDGS CO COM COM 384637104 351 1025 SH DFND 1025 0 0 GRAINGER W W INC COM 384802104 565 1800 SH DFND 1800 0 0 GRAINGER W W INC COM 384802104 199 633 SH OTR 1 0 633 0 GREEN BRICK PARTNERS INC COM 392709101 140 11800 SH DFND 11800 0 0 GREENLANE HLDGS INC CL A 395330103 40 10000 SH DFND 10000 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 191 29334 SH OTR 1 0 29334 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 0 70 SH DFND 70 0 0 HERC HLDGS INC COM 42704L104 206 6705 SH OTR 1 0 6705 0 HERC HLDGS INC COM 42704L104 3 95 SH DFND 95 0 0 HILLTOP HOLDINGS INC COM 432748101 193 10455 SH OTR 1 0 10455 0 HOME DEPOT INC COM 437076102 248 989 SH DFND 989 0 0 HONEYWELL INTL INC COM 438516106 1326 9168 SH DFND 9168 0 0 HOST MARRIOTT CORP NEW COM 44107P104 170 15791 SH OTR 1 0 15791 0 HOSTESS BRANDS INC CL A 44109J106 195 15918 SH OTR 1 0 15918 0 HOWARD HUGHES CORP COM 44267D107 56231 1082401 SH DFND 1082401 0 0 HOWARD HUGHES CORP COM 44267D107 174 3342 SH OTR 1 0 3342 0 IAA INC COM 449253103 6319 163828 SH DFND 163828 0 0 IAC INTERACTIVECORP COM COM 44919P508 1422 4397 SH DFND 4397 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 50880 1049290 SH DFND 1049290 0 0 IHS MARKIT LTD SHS G47567105 18018 238644 SH DFND 238644 0 0 INTEL CORP COM 458140100 563 9411 SH DFND 9411 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 210 10000 SH DFND 10000 0 0 INTER PARFUMS INC COM 458334109 10098 209721 SH DFND 209721 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 47347 516883 SH DFND 516883 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 569 4650 SH DFND 4650 0 0 INTUITIVE SURGICAL INC COM 46120E602 336 590 SH DFND 590 0 0 INVESCO INSURED MUNICIPAL INCOME TRUST COM 46132P108 523 36163 SH DFND 36163 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 692 58055 SH DFND 58055 0 0 INVESCO S&P 500 EQL WGT ETF S&P500 EQL WGT 46137V357 658 6468 SH DFND 6468 0 0 INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 40 11613 SH DFND 11613 0 0 INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE COM 46131T101 127 10414 SH DFND 10414 0 0 IONIS PHARMACEUTICALS INC COM 462222100 766 13000 SH DFND 13000 0 0 IRON MTN INC NEW COM 46284V101 427 16358 SH DFND 16358 0 0 ISHARES GOLD TR ISHARES 464285105 1094 64383 SH DFND 64383 0 0 ISHARES SHORT TERM CORP BOND ETF SH TR CRPORT ETF 464288646 2954 54000 SH DFND 54000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1441 84697 SH DFND 84697 0 0 ISHARES TR SHORT TREAS BD 464288679 14345 129541 SH DFND 129541 0 0 ISHARES TR MICRO-CAP ETF 464288869 270 3092 SH DFND 3092 0 0 JEFFRIES FINL GROUP INC COM 47233W109 414 26608 SH DFND 26608 0 0 JEFFRIES FINL GROUP INC COM 47233W109 195 12531 SH OTR 1 0 12531 0 JOHNSON & JOHNSON COM 478160104 3510 24960 SH DFND 24960 0 0 JP MORGAN CHASE & CO ISIN COM 46625H100 716 7611 SH DFND 7611 0 0 JP MORGAN EXCHANGE TRADED FDULTRA SHRT INC ULTRA SHRT INC 46641Q837 1311 25847 SH DFND 25847 0 0 KAR AUCTION SVCS INC COM 48238T109 2002 145512 SH DFND 145512 0 0 KAYNE ANDERSON MDSTM ENERGY FD INC COM 48661E108 273 60281 SH DFND 60281 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 376 71147 SH DFND 71147 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 1721 200097 SH DFND 200097 0 0 KIMBERLY CLARK CORP COM 494368103 398 2813 SH DFND 2813 0 0 KLA-TENCOR CORP COM NEW 482480100 1372 7055 SH DFND 7055 0 0 KRAFT HEINZ COMPANY COM 500754106 587 18412 SH DFND 18412 0 0 L BRANDS INC COM 501797104 185 12339 SH OTR 1 0 12339 0 L BRANDS INC COM 501797104 14 906 SH DFND 906 0 0 L3 HARRIS TECHNOLOGIES INC COM 502431109 1718 10125 SH DFND 10125 0 0 LANDS END INC NEW COM 51509F105 181 22507 SH OTR 1 0 22507 0 LANDS END INC NEW COM 51509F105 7 884 SH DFND 884 0 0 LAS VEGAS SANDS CORP COM 517834107 3865 84863 SH DFND 84863 0 0 LAS VEGAS SANDS CORP COM 517834107 182 4000 SH OTR 1 0 4000 0 LENDINGTREE INC NEW COM 52603B107 2384 8233 SH DFND 8233 0 0 LENNAR CORP CL A 526057104 341 5535 SH DFND 5535 0 0 LENNAR CORP CL A 526057104 192 3111 SH OTR 1 0 3111 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 1002 49917 SH DFND 49917 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 1559 79002 SH DFND 79002 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 183 9249 SH OTR 1 0 9249 0 LIBERTY BROADBAND CORP COM SER A 530307107 9716 79516 SH DFND 79516 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 36565 294977 SH DFND 294977 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 183 1476 SH OTR 1 0 1476 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 5460 187098 SH DFND 187098 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 8789 277181 SH DFND 277181 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 180 5668 SH OTR 1 0 5668 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 182 19228 SH OTR 1 0 19228 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 157 16601 SH DFND 16601 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 43942 1275519 SH DFND 1275519 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 182 5297 SH OTR 1 0 5297 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 17505 507087 SH DFND 507087 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 186 87219 SH OTR 1 0 87219 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 4 1880 SH DFND 1880 0 0 LINDE PLC COM G5494J103 336 1585 SH DFND 1585 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 2343 343079 SH DFND 343079 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 188 27513 SH OTR 1 0 27513 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 37307 841564 SH DFND 841564 0 0 LOCKHEED MARTIN CORP COM 539830109 1064 2915 SH DFND 2915 0 0 LOEWS CORP COM 540424108 1160 33831 SH DFND 33831 0 0 LOEWS CORP COM 540424108 195 5687 SH OTR 1 0 5687 0 M & T BK CORP COM 55261F104 200 1925 SH DFND 1925 0 0 MADISON SQUARE GARDEN SPORTS CP CL A 55825T103 6638 45192 SH DFND 45192 0 0 MADISON SQUARE GARDEN SPORTS CP CL A 55825T103 175 1190 SH OTR 1 0 1190 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 3302 44023 SH DFND 44023 0 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 183 2444 SH OTR 1 0 2444 0 MANTECH INTL CORP CL A 564563104 1712 25000 SH DFND 25000 0 0 MARATHON PETE CORP COM 56585A102 386 10334 SH DFND 10334 0 0 MARKEL CORP COM 570535104 10012 10845 SH DFND 10845 0 0 MARKETAXESS HLDGS INC COM 57060D108 2505 5000 SH DFND 5000 0 0 MASCO CORP COM 574599106 274 5450 SH DFND 5450 0 0 MASTEC INC COM 576323109 202 4491 SH OTR 1 0 4491 0 MASTERCARD INC CL A 57636Q104 15183 51345 SH DFND 51345 0 0 MCDONALDS CORP COM 580135101 853 4625 SH DFND 4625 0 0 MERCK & COMPANY COM 58933Y105 3093 40003 SH DFND 40003 0 0 MESABI TR CTF BEN INT 590672101 10274 586773 SH DFND 586773 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 2581 553892 SH DFND 553892 0 0 MICROSOFT COM 594918104 3855 18940 SH DFND 18940 0 0 MOHAWK INDUSTRIES INC COM 608190104 207 2031 SH OTR 1 0 2031 0 MONDELEZ INTL INC CL A 609207105 1120 21908 SH DFND 21908 0 0 MORGAN STANLEY NEW COM NEW 617446448 227 4698 SH DFND 4698 0 0 MOVADO GROUP INC COM 624580106 455 42008 SH DFND 42008 0 0 MSG NETWORK INC CL A 553573106 690 69389 SH DFND 69389 0 0 MSG NETWORK INC CL A 553573106 178 17846 SH OTR 1 0 17846 0 NANTKWEST INC COM 63016Q102 291 23665 SH OTR 1 0 23665 0 NASDAQ INC COM 631103108 3286 27501 SH DFND 27501 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 6178 960749 SH DFND 960749 0 0 NAVISTAR INTL CORP NEW COM 63934E108 203 7183 SH OTR 1 0 7183 0 NAVISTAR INTL CORP NEW COM 63934E108 1 50 SH DFND 50 0 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 760 54764 SH DFND 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