-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QlqPXCWPEYdceYQdDFTyEDJ/dWposbXkjvtNzRQqBj8tgnNn0TM4sUxHOe+InVg2 4c8rzhquo3FFABT+WkQJJQ== 0001056823-06-000005.txt : 20060421 0001056823-06-000005.hdr.sgml : 20060421 20060421122214 ACCESSION NUMBER: 0001056823-06-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060421 DATE AS OF CHANGE: 20060421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LABRANCHE & CO INC CENTRAL INDEX KEY: 0001089044 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134064735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-56767 FILM NUMBER: 06771809 BUSINESS ADDRESS: STREET 1: ONE EXCHANGE PLAZA CITY: NEW YORK STATE: NY ZIP: 10006-3008 BUSINESS PHONE: 2128200400 MAIL ADDRESS: STREET 1: ONE EXCHANGE PLAZA CITY: NEW YORK STATE: NY ZIP: 10006-3008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteenglabsix.txt HORIZONTHIRTEENGLABSIX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-LaBranche & Co Inc Securities Class-common stock CUSIP Number-505447102 Event Requiring Filing -August 2005 Filed pursuant to Rule 13d-1(b) CUSIP Number 505447102 Reporter- Horizon Asset Management, Inc. Tax ID#13-3776334 Place of Organization-New York Number of Shares-sole voting power-10,885,807 Sole dispositive power-10,885,807 Amount beneficially owned-10,885,807 Percent of Class represented by above-17.9% Type of Reporting Person-IA Name of Issuer-LaBranche & co Inc Address of Issuer-One Exchange Plaza, New York, NY 10006 Name of Person Filing-Horizon Asset Management, Inc. Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-New York Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-10,885,807 Percent of class-17.9% sole voting power-10,885,807 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-10,885,807 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-April 21, 2006 Signature-Andrew M. Fishman Title-Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----