-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TF0oDzu5k++Ci8q4QhqXh4Ju4O2Plgpqt4AHe00ZumKyjGq045wc26nHPLFKIXVz PfyxBgzxJF7fLGAGqLrkkA== 0001181431-08-040265.txt : 20080624 0001181431-08-040265.hdr.sgml : 20080624 20080624170627 ACCESSION NUMBER: 0001181431-08-040265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080620 FILED AS OF DATE: 20080624 DATE AS OF CHANGE: 20080624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVANEX CORP CENTRAL INDEX KEY: 0001056794 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943285348 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5108974172 MAIL ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER SCOTT CENTRAL INDEX KEY: 0001419484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29175 FILM NUMBER: 08914825 BUSINESS ADDRESS: BUSINESS PHONE: 510-897-4188 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 4 1 rrd211703.xml STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP ON FORM 4 X0303 4 2008-06-20 0 0001056794 AVANEX CORP AVNX 0001419484 PARKER SCOTT C/O AVANEX CORPORATION 40919 ENCYCLOPEDIA CIRCLE FREMONT CA 94538 0 1 0 0 Senior Vice President of Sales Common Stock 2008-06-20 4 A 0 275 1.09 A 110275 D Includes 275 shares acquired under the Company's Officer and Director Share Purchase Plan on June 20, 2008. Includes 110,000 unvested Restricted Stock Units granted on December 21, 2007 that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on each anniversary of November 27, 2007, such that 100% of the Restricted Stock Units will be fully vested on November 27, 2011, subject to the Reporting Person continuing to be a Service Provider through such date. Richard C. Blake, Attorney-in-fact for Scott Parker 2008-06-24 -----END PRIVACY-ENHANCED MESSAGE-----