0001209191-14-072446.txt : 20141202 0001209191-14-072446.hdr.sgml : 20141202 20141202175318 ACCESSION NUMBER: 0001209191-14-072446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141128 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHROFF ZUBEEN CENTRAL INDEX KEY: 0001056630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 141261673 MAIL ADDRESS: STREET 1: C/O HALSEY DRUG CO INC STREET 2: 1827 PACIFIC STREET CITY: BROOKLYN STATE: NY ZIP: 11233 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-28 0 0001596946 Quotient Ltd QTNT 0001056630 SHROFF ZUBEEN ELIZABETH HOUSE, 9 CASTLE STREET ST HELIER Y9 JE2 3RT JERSEY 1 0 1 0 Ordinary shares 2014-11-28 4 P 0 145473 9.50 A 5239293 I By Galen Partners V LP Ordinary shares 2014-11-28 4 P 0 12422 9.50 A 447400 I By Galen Partners International V LP Ordinary shares 150704 I Galen Management, LLC Employee Stock Option (right to buy) 8.00 2024-04-29 Ordinary Shares 5000 5000 D Ordinary Share Warrants 2014-07-24 2015-10-25 Ordinary Shares 230331.2 287914 I By Galen Partners V LP Ordinary Share Warrants 2014-07-24 2015-10-25 Ordinary Shares 19668.8 24586 I By Galen Partners International V LP Ordinary Share Option (Right to Buy) 9.95 2024-10-31 Ordinary Shares 5025 5025 D In connection with Quotient Limited's initial public offering, 287,914 units were purchased by Galen Partners V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consisted of one Ordinary Share and one warrant to purchase 0.8 of one Ordinary Share. The Ordinary Shares and warrants comprising the units began trading separately on May 24, 2014. Each warrant is exercisable until 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share. Consists solely of 5,239,293 ordinary shares held of record by Galen Partners V LP, 447,400 ordinary shares held of record by Galen Partners International V LP and 150,704 ordinary shares held of record by Galen Management, LLC (collectively, "Galen Partners"), as applicable. Zubeen Shroff along with David W. Jahns, and John Wilkerson exercise voting, investment and dispositive rights over the securities held of record by Galen Partners. Mr. Shroff disclaims beneficial ownership of these ordinary shares, except to the extent of his proportionate pecuniary interest in such shares. In connection with Quotient Limited's initial public offering, 24,586 units were purchased by Galen Partners International V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consisted of one Ordinary Share and one warrant to purchase 0.8 of one Ordinary Share. The Ordinary Shares and warrants comprising the units will began trading separately on May 24, 2014. Each warrant is exercisable until 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share. The option becomes exercisable in three equal annual installments beginning April 29, 2015. The option vests and becomes exercisable in three equal installments beginning October 31, 2014. The ordinary shares were acquired in connection with the issuer's private placement. Galen Partners V LP acquired 145,473 ordinary shares and Galen Partners International V LP acquired 12,422 ordinary shares. /s/ Zubeen Shroff 2014-12-02