0001209191-14-072446.txt : 20141202
0001209191-14-072446.hdr.sgml : 20141202
20141202175318
ACCESSION NUMBER: 0001209191-14-072446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141128
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quotient Ltd
CENTRAL INDEX KEY: 0001596946
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 264719797
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ELIZABETH HOUSE
STREET 2: 9 CASTLE STREET
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3RT
BUSINESS PHONE: 41274832286
MAIL ADDRESS:
STREET 1: ELIZABETH HOUSE
STREET 2: 9 CASTLE STREET
CITY: SAINT HELIER
STATE: Y9
ZIP: JE2 3RT
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHROFF ZUBEEN
CENTRAL INDEX KEY: 0001056630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36415
FILM NUMBER: 141261673
MAIL ADDRESS:
STREET 1: C/O HALSEY DRUG CO INC
STREET 2: 1827 PACIFIC STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11233
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-28
0
0001596946
Quotient Ltd
QTNT
0001056630
SHROFF ZUBEEN
ELIZABETH HOUSE, 9 CASTLE STREET
ST HELIER
Y9
JE2 3RT
JERSEY
1
0
1
0
Ordinary shares
2014-11-28
4
P
0
145473
9.50
A
5239293
I
By Galen Partners V LP
Ordinary shares
2014-11-28
4
P
0
12422
9.50
A
447400
I
By Galen Partners International V LP
Ordinary shares
150704
I
Galen Management, LLC
Employee Stock Option (right to buy)
8.00
2024-04-29
Ordinary Shares
5000
5000
D
Ordinary Share Warrants
2014-07-24
2015-10-25
Ordinary Shares
230331.2
287914
I
By Galen Partners V LP
Ordinary Share Warrants
2014-07-24
2015-10-25
Ordinary Shares
19668.8
24586
I
By Galen Partners International V LP
Ordinary Share Option (Right to Buy)
9.95
2024-10-31
Ordinary Shares
5025
5025
D
In connection with Quotient Limited's initial public offering, 287,914 units were purchased by Galen Partners V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consisted of one Ordinary Share and
one warrant to purchase 0.8 of one Ordinary Share. The Ordinary Shares and warrants comprising the units began trading separately on May 24, 2014. Each warrant is exercisable until 5:30 p.m. on October
25, 2015 at an exercise price of $8.80 per Ordinary Share.
Consists solely of 5,239,293 ordinary shares held of record by Galen Partners V LP, 447,400 ordinary shares held of record by Galen Partners International V LP and 150,704 ordinary shares held of
record by Galen Management, LLC (collectively, "Galen Partners"), as applicable. Zubeen Shroff along with David W. Jahns, and John Wilkerson exercise voting, investment and dispositive rights over the
securities held of record by Galen Partners. Mr. Shroff disclaims beneficial ownership of these ordinary shares, except to the extent of his proportionate pecuniary interest in such shares.
In connection with Quotient Limited's initial public offering, 24,586 units were purchased by Galen Partners International V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consisted of one
Ordinary Share and one warrant to purchase 0.8 of one Ordinary Share. The Ordinary Shares and warrants comprising the units will began trading separately on May 24, 2014. Each warrant is exercisable
until 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share.
The option becomes exercisable in three equal annual installments beginning April 29, 2015.
The option vests and becomes exercisable in three equal installments beginning October 31, 2014.
The ordinary shares were acquired in connection with the issuer's private placement. Galen Partners V LP acquired 145,473 ordinary shares and Galen Partners International V LP acquired 12,422 ordinary shares.
/s/ Zubeen Shroff
2014-12-02