-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNLg4/RWT/xZEwK5xUYfez1tOAAG1bPNU1LXU9MluGtur/KOvmfY5zuOXeMihq7E vYo+twlGE1o/w56aHH9IEA== 0000950123-07-013863.txt : 20071016 0000950123-07-013863.hdr.sgml : 20071016 20071016094328 ACCESSION NUMBER: 0000950123-07-013863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071016 DATE AS OF CHANGE: 20071016 EFFECTIVENESS DATE: 20071016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 071173245 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y40939e13fvhr.txt FORM 13F-HR OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09.30.2007 ---------- Check here if Amendment |_|: Amendment Number: __________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. --------------------------------------- Address: 645 Fifth Ave. ------------------------ New York, New York 10022 ------------------------ Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen --------------- Title: President --------------- Phone: (212) 644-1800 -------------- Signature, Place, and Date of Signing: /s/ James P. Cullen New York, New York 10/15/07 - ------------------- ------------------ -------- (Signature) (City, State) (Date) Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: From 282 to 303 --------------------------- Form 13F Information Table Value Total: From 4,387,646 to 4,302,717 --------------------------- (thousands) FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 3597 38440 SH SOLE 38440 AT&T Inc COM 00206R102 153249 3622047 SH SOLE 3622047 Abbott Labs COM 002824100 419 7814 SH SOLE 7814 Acadian Timber Income Fund COM 004273108 79 7030 SH SOLE 7030 Ace Limited COM G0070K103 4044 66770 SH SOLE 66770 Acer Inc COM 6005850 636 361600 SH SOLE 361600 African Bank Investments COM S01035112 3965 871012 SH SOLE 871012 Alliance Bernstein Holding LP COM 01881G106 738 8380 SH SOLE 8380 Alliance Resource Partners COM 01877R108 595 17760 SH SOLE 17760 Alliant Techsystems Inc COM 018804104 5422 49610 SH SOLE 49610 Allied Capital Corp. COM 01903Q108 118468 4030901 SH SOLE 4030901 Allstate COM 020002101 6307 110275 SH SOLE 110275 Altria Group Inc COM 02209S103 117581 1691087 SH SOLE 1691087 American Capital Stratg COM 024937104 153 3580 SH SOLE 3580 American Int'l Grp COM 026874107 103 1520 SH SOLE 1520 Ameron Intl COM 030710107 3745 35410 SH SOLE 35410 Anadarko COM 032511107 8889 165371 SH SOLE 165371 Apache Corp. COM 037411105 854 9486 SH SOLE 9486 Apollo Investment Corp. COM 03761U106 2695 129551 SH SOLE 129551 Arrow Electronics COM 042735100 8906 209460 SH SOLE 209460 Ascendas Real Estate Investmen COM Y0205X103 1784 969781 SH SOLE 969781 Avnet Inc COM 053807103 3258 81739 SH SOLE 81739 B.A.T. Industries COM 110448107 14367 199600 SH SOLE 199600 BCE Inc. COM 05534B760 1958 48877 SH SOLE 48877 Bakrie Sumatera Plantatio Pt COM Y7117V133 1273 7535437 SH SOLE 7535437 Bank of America COM 060505104 117578 2338922 SH SOLE 2338922 Bank of New York COM 064058100 2641 59833 SH SOLE 59833 Bank of the Ozarks COM 063904106 1249 40910 SH SOLE 40910 Baxter Intn'l COM 071813109 2014 35790 SH SOLE 35790 Beckman Coulter Inc COM 075811109 1663 22550 SH SOLE 22550 Berjaya Sports Toto COM Y0849N107 675 460000 SH SOLE 460000 Berry Petroleum Co COM 085789105 3482 87960 SH SOLE 87960 Boeing Co COM 097023105 478 4554 SH SOLE 4554 Borg Warner Inc. COM 099724106 13530 147823 SH SOLE 147823 Boyd Gaming Corp. COM 103304101 1913 44650 SH SOLE 44650 Bristol Meyers COM 110122108 138507 4805934 SH SOLE 4805934 Bunge LTD COM G16962105 10880 101260 SH SOLE 101260 CBRL Group Inc. COM 12489V106 1314 32200 SH SOLE 32200 Cabela's Inc COM 126804301 520 22000 SH SOLE 22000 Cadbury Schwepps COM 127209302 855 18380 SH SOLE 18380 Calloway Real Estate Investmen COM 131253205 8609 348390 SH SOLE 348390 Cambridge Industrial COM Y1082Q104 68 122000 SH SOLE 122000 Cameco Corp COM 13321L108 1300 28114 SH SOLE 28114 Canadian National COM 136375102 11454 200944 SH SOLE 200944 Canadian Pacific Ltd COM 13645T100 3967 56440 SH SOLE 56440 Capitacommerical Trust COM Y1091F107 50 26000 SH SOLE 26000 Capitaland Ltd COM Y10923103 45 8250 SH SOLE 8250 Century Casinos, Inc COM 156492100 159 26100 SH SOLE 26100 Cheuk Nang Holdings COM 6609854 132 142000 SH SOLE 142000 Cheung Kong Holdings COM Y13213106 93 5660 SH SOLE 5660 Chevron Corp COM 166764100 169994 1816562 SH SOLE 1816562 Chubb Corp COM 171232101 5392 100521 SH SOLE 100521 Cimarex Energy Co COM 171798101 2165 58130 SH SOLE 58130 Citic Pacific LTD COM 6196152 96 15000 SH SOLE 15000 Citigroup, Inc. COM 172967101 24987 535396 SH SOLE 535396 Citizens Communications Co COM 17453B101 16 1120 SH SOLE 1120 Citycon Oyj COM X1422T116 78 12180 SH SOLE 12180 Cnooc Limited COM 126132109 1055 6340 SH SOLE 6340 Colonial BancGroup Inc. COM 195493309 1191 55100 SH SOLE 55100 Community Health Systems COM 203668108 1659 52775 SH SOLE 52775 ConocoPhilips COM 20825C104 11210 127716 SH SOLE 127716 Corio NV COM N2273C104 3621 42467 SH SOLE 42467
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VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Cytec Corp. COM 232820100 1094 16000 SH SOLE 16000 D Carnegie & Co AB COM W20708116 3356 160000 SH SOLE 160000 D-Link Corp COM 6254878 1416 571000 SH SOLE 571000 Deutsche Lufthansa COM D1908N106 5068 175910 SH SOLE 175910 Digi Swisscom COM Y2070Q106 1167 185000 SH SOLE 185000 Dominion Resources COM 25746U109 84 1000 SH SOLE 1000 Dow Chemical COM 260543103 130428 3028982 SH SOLE 3028982 Dreamgate COM 6731036 881 5089900 SH SOLE 5089900 DuPont de Nemours COM 263534109 3273 66050 SH SOLE 66050 Dundee Read Estate COM 265270207 121 3240 SH SOLE 3240 Embotelladors COM P3699M104 24 6600 SH SOLE 6600 Encana Corp COM 292505104 531 8579 SH SOLE 8579 Enerplus Resourses Fund COM 29274D604 8593 182060 SH SOLE 182060 Ensco Intl COM 26874Q100 516 9200 SH SOLE 9200 Enterprise Products Partners COM 293792107 589 19480 SH SOLE 19480 Enterra Energy Trust COM 29381P102 27 10000 SH SOLE 10000 Equigold NL COM 006319959 35 15000 SH SOLE 15000 Eurocommercial Properties COM N31065142 3132 56417 SH SOLE 56417 Ezra Holdings COM Y2401G108 129 30000 SH SOLE 30000 FPL Group COM 302571104 377 6200 SH SOLE 6200 Fabege AB COM W7888D108 87 7320 SH SOLE 7320 FedEx Corp. COM 31428X106 2039 19470 SH SOLE 19470 Fonciere Des Regions COM F42399109 34 235 SH SOLE 235 Foster (LB) Company COM 350060109 1849 42540 SH SOLE 42540 Fountainhead Property Trust COM S81058117 22 22000 SH SOLE 22000 General Electric COM 369604103 144484 3489963 SH SOLE 3489963 General Mills COM 370334104 2574 44370 SH SOLE 44370 Genesee & Wyoming Inc. COM 371559105 2183 75680 SH SOLE 75680 Genuine Parts Co. COM 372460105 124506 2490122 SH SOLE 2490122 Globe Telecom COM Y27257149 1111 34000 SH SOLE 34000 Glow Energy PCL COM Y27290108 87 79300 SH SOLE 79300 Guangshen Railway COM 6388700.h 207 240000 SH SOLE 240000 HCP Inc COM 40414L109 122082 3680503 SH SOLE 3680503 HJ Heinz CO COM 423074103 123181 2666248 SH SOLE 2666248 Hang Lung Grp COM Y30148111 150 26350 SH SOLE 26350 Harrah's COM 413619107 8132 93545 SH SOLE 93545 Health Care Reit Incorporated COM 42217K106 124320 2810121 SH SOLE 2810121 Healthcare Service Group COM 421906108 800 39443 SH SOLE 39443 Hewlett Packard COM 428236103 10638 213658 SH SOLE 213658 Home Depot COM 437076102 4682 144334 SH SOLE 144334 Homex Development Corp COM 25030W100 2648 47720 SH SOLE 47720 Honeywell Inc. COM 438516106 7335 123335 SH SOLE 123335 Hopewell Holdings Ltd COM Y37129148 53 11100 SH SOLE 11100 Hopson Development Holdings COM G4600H101 74 22250 SH SOLE 22250 Hulamin LTD COM S36410108 494 141690 SH SOLE 141690 I-Shares Biotec. COM 464287556 542 6532 SH SOLE 6532 I-Shares China 25 COM 464287184 1652 9180 SH SOLE 9180 I-Shares MSCI Taiwan Index COM 464286731 1428 85000 SH SOLE 85000 IOI Properties Berhad COM Y41762108 59 15750 SH SOLE 15750 IShares MSCI Emerging Markets COM 464287234 1016 6800 SH SOLE 6800 IShares MSCI Malaysia COM 464286830 1512 127200 SH SOLE 127200 IShares MSCI PAC Ex-Jap COM 464286665 333 2000 SH SOLE 2000 Ishares MSCI COM 464286780 399 3000 SH SOLE 3000 Ishares MSCI Brazil COM 464286400 704 9565 SH SOLE 9565 Ishares MSCI Signapore COM 464286673 1820 122780 SH SOLE 122780 Ishares Msci Mexico COM 464286822 323 5500 SH SOLE 5500 Ishares S & P Latin America 40 COM 464287390 483 2000 SH SOLE 2000 JP Morgan Chase COM 46625H100 129367 2823377 SH SOLE 2823377 Johnson & Johnson COM 478160104 135 2056 SH SOLE 2056 K-Reit Asia COM Y4964V118 121 66700 SH SOLE 66700 KBW Bank ETF COM 78464A797 337 6430 SH SOLE 6430 KHD Humboldt COM 482462108 1189 39000 SH SOLE 39000
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VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- KPJ Healthcare COM Y4984Y100 911 976300 SH SOLE 976300 KT&G Corp - LOCAL COM Y49904108 2230 28491 SH SOLE 28491 KT&G Corporation 144A COM 48268G100 5869 156519 SH SOLE 156519 Key Corp COM 493267108 3319 102670 SH SOLE 102670 Kimberly Clark COM 494368103 55205 785719 SH SOLE 785719 Konecranes COM fi0009005 1365 34000 SH SOLE 34000 Kossan Rubber COM Y4964F105 1075 817900 SH SOLE 817900 Kraft Foods Inc. COM 50075N104 2426 70290 SH SOLE 70290 Kuala Lumpur Kepong COM Y47153104 3206 827650 SH SOLE 827650 Kungsleden AB COM W53033101 65 5070 SH SOLE 5070 LG Electronics Inc - 144A COM 50186Q202 1523 60844 SH SOLE 60844 LG Electronics-PFD 144A COM Y5275H185 767 15475 SH SOLE 15475 Laboratory Corp COM 50540R409 1897 24250 SH SOLE 24250 Land Securities Group plc COM G5375M118 31 890 SH SOLE 890 Lilly Eli & Co. COM 532457108 1880 33020 SH SOLE 33020 Lincoln Electric Holdings Inc COM 533900106 2998 38635 SH SOLE 38635 Lincoln National COM 534187109 1430 21675 SH SOLE 21675 Lite-On Tech COM 6519481 781 500451 SH SOLE 500451 Macquarie Intl COM G5759W104 76 102500 SH SOLE 102500 Marathon Oil Corp COM 565849106 293 5134 SH SOLE 5134 Massmart Holdings LTD COM S4799N114 1576 130000 SH SOLE 130000 Merck & CO. COM 589331107 1566 30290 SH SOLE 30290 Merrill Lynch & Co. COM 590188108 7487 105040 SH SOLE 105040 Metlife Inc. COM 59156R108 359 5143 SH SOLE 5143 Midland Holdings COM G4491W100 52 48400 SH SOLE 48400 Mitsubishi Estate Co Ltd COM J43916113 126 4390 SH SOLE 4390 Mitsui Fudosan COM J4509L101 106 3800 SH SOLE 3800 Municipal Mortgage & Equity COM 62624B101 279 12280 SH SOLE 12280 Nat. Bank of Canada COM 633067103 1610 30860 SH SOLE 30860 National Dentex Corp COM 63563H109 175 10968 SH SOLE 10968 Nestle SA-Registered COM H57312466 4420 9858 SH SOLE 9858 Nintendo Co Ltd COM J51699106 260 500 SH SOLE 500 NorGani Hotels ASA COM R53429107 141 8136 SH SOLE 8136 Northrop Grumman COM 666807102 6702 85925 SH SOLE 85925 Office Depot COM 676220106 850 41240 SH SOLE 41240 Old Republic Int'l COM 680223104 646 34455 SH SOLE 34455 Orco Property Group COM F68711104 183 1210 SH SOLE 1210 PPG Industries Inc. COM 693506107 4873 64505 SH SOLE 64505 PT Int'l Nickel Indonesia COM Y39128130 3765 540466 SH SOLE 540466 Pacific Healthcare COM Y65852108 22 75000 SH SOLE 75000 Parkway Holdings COM V71793109 1690 591500 SH SOLE 591500 Partner Re Ltd COM G6852T105 3690 46715 SH SOLE 46715 Pengrowth Energy Trust COM 706902509 6056 321455 SH SOLE 321455 Petra Foods Ltd COM Y6804G102 3225 2973060 SH SOLE 2973060 Pfizer Inc. COM 717081103 121399 4969254 SH SOLE 4969254 Philippine Long Distance Telec COM 718252604 6698 104110 SH SOLE 104110 Philips Electronics COM 500472303 5743 127800 SH SOLE 127800 Pinnacle West COM 723484101 1565 39600 SH SOLE 39600 Piraeus Bank S.A COM X06397107 1543 43250 SH SOLE 43250 Plum Creek Timber Co COM 729251108 783 17490 SH SOLE 17490 Pretoria Portland and Cement COM S63820112 1773 255100 SH SOLE 255100 Primaris Retail Real Estate In COM 74157U109 9440 506422 SH SOLE 506422 Progress Energy Inc. COM 743263105 6185 132010 SH SOLE 132010 Public Svc Ent. Grp. COM 744573106 1369 15560 SH SOLE 15560 RTI International Metals Inc. COM 74973W107 2332 29420 SH SOLE 29420 RWE AG - LOCAL COM D6629K109 5259 41960 SH SOLE 41960 Raffles Medical Group COM Y7174H100 1751 1721500 SH SOLE 1721500 Ramsay Health Care COM 6041995 1374 145000 SH SOLE 145000 Raytheon Co.(New) COM 755111507 8783 137619 SH SOLE 137619 Regions Financial Corp COM 7591EP100 99400 3371786 SH SOLE 3371786 Reynolds American Inc. COM 761713106 564 8870 SH SOLE 8870 Rheinmetall COM 5334588 1071 13500 SH SOLE 13500
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VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Riocan Real Estate Investment COM 766910103 5021 199870 SH SOLE 199870 Road King Infrastructure COM G76058109 1659 785500 SH SOLE 785500 Rojana Indus Park - Foreign COM Y7323X147 1736 3271650 SH SOLE 3271650 Rojana Indus Park - NVDR COM Y7323X121 789 1486250 SH SOLE 1486250 Rotary Engineering LTD COM Y7326V106 2038 2115000 SH SOLE 2115000 SBI Holdings COM J6991H100 1452 5530 SH SOLE 5530 SCBT Financial Corp COM 78401V102 2429 70312 SH SOLE 70312 SP Setia COM Y8132G101 170 65700 SH SOLE 65700 Samsung Electronic-GDR 144A COM 796050201 1749 7523 SH SOLE 7523 Samsung Electronic-PFD 144A COM Y74718118 1114 2390 SH SOLE 2390 Sanofi Aventis COM 80105N105 519 12230 SH SOLE 12230 Schering Plough COM 806605101 3310 104660 SH SOLE 104660 Sempra Energy COM 816851109 5569 95818 SH SOLE 95818 Shenzhen Expressway COM Y7741B107 1703 1639000 SH SOLE 1639000 Siliconware Precision COM 827084864 13504 1116005 SH SOLE 1116005 Singapore Airport COM Y7992U101 40 21700 SH SOLE 21700 Singapore Technologies COM Y7996W103 8174 3110890 SH SOLE 3110890 Sinopipe Holdings LTD COM y8008v109 703 2086000 SH SOLE 2086000 Southern Co COM 842587107 1048 28900 SH SOLE 28900 Sponda plc COM X84465107 2791 201113 SH SOLE 201113 St. George Bank Ltd COM Q8757F106 6006 191575 SH SOLE 191575 Sun Hung Kai Properties Ltd COM Y82594121 277 16400 SH SOLE 16400 Ta Ann Holdings COM Y8345V101 22 10000 SH SOLE 10000 Tat Hong Holdings Ltd COM Y8548U124 2562 1578000 SH SOLE 1578000 Tebrau Teguh COM Y2848Q107 74 194100 SH SOLE 194100 Teco Energy Inc. COM 872375100 2235 136010 SH SOLE 136010 Telenor ASA LOCAL COM R21882106 5078 254410 SH SOLE 254410 Teppco Partners COM 872384102 514 13490 SH SOLE 13490 Terex COM 880779103 534 6000 SH SOLE 6000 Ticon Industrial Connect - FOR COM Y88366169 41 66000 SH SOLE 66000 Tidewater Inc. COM 886423102 9960 158494 SH SOLE 158494 Timberwest Forest Corp COM 887147205 8243 507600 SH SOLE 507600 Tongaat-Hulett Grp COM S85920130 3389 227501 SH SOLE 227501 Transurban group COM Q9194A106 44 6870 SH SOLE 6870 Tsakos Energy Navigation Ltd A COM G9108L108 11875 168660 SH SOLE 168660 UBS Securities COM H89231338 3561 66868 SH SOLE 66868 UOL Group Ltd. COM Y9299W103 823 235000 SH SOLE 235000 URANIUM RESOURCES INC NEW COM 916901507 394 42000 SH SOLE 42000 US Bancorp New COM 902973304 2643 81263 SH SOLE 81263 Unicredito Italiano SpA COM T95132105 5115 598830 SH SOLE 598830 Verizon COM 92343V104 152148 3436040 SH SOLE 3436040 Vermillion Energy Trust Unit COM 923728109 8811 240240 SH SOLE 240240 Viacom Inc. Class B COM 92553P201 462 11850 SH SOLE 11850 W P Carey Co. LLC COM 92930Y107 591 18770 SH SOLE 18770 WCT Engineering COM Y9532D102 2301 1018333 SH SOLE 1018333 WTK Holdings COM Y9649X108 376 521000 SH SOLE 521000 Wachovia Corp 2nd New COM 929903102 109767 2188771 SH SOLE 2188771 Warehouses De Pauw SCA COM B9777C103 64 930 SH SOLE 930 Wells Fargo & Co COM 949746101 1211 33985 SH SOLE 33985 Westfield Group COM Q97062105 126 6550 SH SOLE 6550 Westmoreland Coal Co. COM 960878106 281 14060 SH SOLE 14060 Weyerhaeuser & Co COM 962166104 486 6720 SH SOLE 6720 Wisdom Tree COM 97717W760 384 5500 SH SOLE 5500 Wyeth COM 983024100 535 12020 SH SOLE 12020 XL Capital Ltd. Cl A COM G98255105 253 3200 SH SOLE 3200 Zijin Mining Group Co Ltd COM Y9892H107 180 116000 SH SOLE 116000 streetTRACKS Wilshire REIT Fun COM 78464A607 193 2380 SH SOLE 2380 ABN Amro Holding ADR 000937102 4809 91595 SH SOLE 91595 Aegon N.V. ADR ADR 007924103 520 27321 SH SOLE 27321 African Bank Investments ADR ADR 00828W109 3033 130160 SH SOLE 130160 Aluminum Corp China Ltd ADR 022276109 109 1550 SH SOLE 1550 Anglo American plc ADR 03485P201 8026 239935 SH SOLE 239935
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VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Australia & New Zealand Bkg AD ADR 052528304 10054 76894 SH SOLE 76894 BP Amoco PLC ADR 055622104 129132 1862039 SH SOLE 1862039 Banco Bilbao Vizcaya ADR 05946K101 9578 411424 SH SOLE 411424 Barclays Bank ADR ADR 06738E204 9081 186770 SH SOLE 186770 Barloworld LTD ADR 067680207 2189 113710 SH SOLE 113710 CPFL Energia SA ADR 126153105 6829 117270 SH SOLE 117270 Cemex S.A.B DE ADR 151290889 112281 3752706 SH SOLE 3752706 Chunghwa Telecom Co Ltd ADR 17133Q205 13 690 SH SOLE 690 Companhia De Saneamento ADR 20441A102 3302 66847 SH SOLE 66847 Companhia Energetica de Minas ADR 204409601 11566 542253 SH SOLE 542253 Companhia Siderurgica NACL ADR ADR 20440W105 9394 133210 SH SOLE 133210 Diageo PLC ADR ADR 25243Q205 164347 1873324 SH SOLE 1873324 Embraer Empressa ADR 29081M102 2151 48980 SH SOLE 48980 Eni SPA ADR 26874R108 13227 179320 SH SOLE 179320 Ente Nazionale per l'Energia E ADR 29265W108 144004 2554622 SH SOLE 2554622 France Telecom ADR 35177Q105 10531 314920 SH SOLE 314920 GlaxoSmithkline - ADR ADR 37733W105 16496 310082 SH SOLE 310082 Gruma SA de CV ADR 400131306 676 51580 SH SOLE 51580 Guangshen Railway - Spons ADR ADR 40065W107 4129 94630 SH SOLE 94630 HSBC Holdings ADR 404280406 3695 39907 SH SOLE 39907 Hopewell Holdings Ltd ADR 439555301 2973 612940 SH SOLE 612940 ING Group ADR 456837103 15273 344694 SH SOLE 344694 Inversiones Aguas Metropol - A ADR 46128Q102 444 21950 SH SOLE 21950 Kimberly Clark of Mex ADR 494386204 72958 3308773 SH SOLE 3308773 Kookmin Bank ADR 50049M109 187 2280 SH SOLE 2280 Korea Electric Power Corp. ADR 500631106 4683 202295 SH SOLE 202295 Lloyd's Tsb Grp ADR 539439109 11359 255487 SH SOLE 255487 Lufthansa AG ADR 251561304 5808 201310 SH SOLE 201310 Nestles SA ADR ADR 641069406 6080 54331 SH SOLE 54331 New Zealand Tele. ADR 879278208 427 25188 SH SOLE 25188 Nissan Mtr Spon ADR ADR 654744408 3306 165230 SH SOLE 165230 Nokia Sponsored ADR ADR 654902204 3797 100101 SH SOLE 100101 Petrochina Co. Ltd - ADR ADR 71646E100 168442 909954 SH SOLE 909954 Petroleo Brasileiro ADR 71654V408 11550 152974 SH SOLE 152974 RWE AG - ADR ADR 74975E303 8000 63617 SH SOLE 63617 Sadia SA ADR 786326108 5847 104978 SH SOLE 104978 Siemens AG - Germany ADR 826197501 4502 32800 SH SOLE 32800 Silicon Motion Tech ADR 82706C108 675 30000 SH SOLE 30000 Singapore Telecom ADR ADR 82929R304 15455 578848 SH SOLE 578848 St George Bank ADR 789547106 4962 78330 SH SOLE 78330 Taiwan Semiconductor Mfg Co ADR 874039100 4608 455371 SH SOLE 455371 Tata Motors Ltd - ADR ADR 876568502 2356 123110 SH SOLE 123110 Telecom Italia ADR 87927Y102 280 9240 SH SOLE 9240 Telemex ADR 879403780 752 22872 SH SOLE 22872 Telenor ASA ADR ADR 87944w105 6581 108960 SH SOLE 108960 Total SA ADR 89151E109 295 3638 SH SOLE 3638 Uniao de Bancos Brasileiros ADR 90458E107 218 1660 SH SOLE 1660 Unilever NV ADR 904784709 147962 4796169 SH SOLE 4796169 United Overseas Bank Sponsored ADR 911271302 10696 360742 SH SOLE 360742 Usiminas SA Preferred B Sponso ADR 917302200 175 2470 SH SOLE 2470 Vodafone Group PLC ADR 92857W209 177962 4902532 SH SOLE 4902532 Volvo Aktiebolaget ADR 928856400 2150 123940 SH SOLE 123940 Ford Motor Cap Tr II PFD 345395206 117464 3111623 SH SOLE 3111623 WCT Engineering 13.5% Pref PFD Y9532D169 240 1088887 SH SOLE 1088887 Bakrie Sumatera exp 09/10/10 ID4000020 0 551484 SH SOLE 551484
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