-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOxT8FzYPgXJ0xillh9TCN0IreEq0a859OuBotVRDWnCH+7Pha2LcmQNWTx7FALb Y1BKvjhZQZ6FqYaVsFh5Kg== 0000950123-05-012755.txt : 20051028 0000950123-05-012755.hdr.sgml : 20051028 20051028151025 ACCESSION NUMBER: 0000950123-05-012755 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051028 DATE AS OF CHANGE: 20051028 EFFECTIVENESS DATE: 20051028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 051162986 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y14060e13fvhr.txt FORM 13F OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09-30-2005 ---------- Check here if Amendment |_|: Amendment Number: __________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. --------------------------------------- Address: 645 Fifth Ave. ------------------------ New York, New York 10022 ------------------------ Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen --------------- Title: President --------------- Phone: (212) 644-1800 -------------- Signature, Place, and Date of Signing: /s/ James P. Cullen New York, New York 10/28/2005 - ------------------- ------------------ ---------- (Signature) (City, State) (Date) Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 210 ----------- Form 13F Information Table Value Total: 2,477,551 ----------- (thousands) SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2005
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ATI Technologies Inc COM 001941103 276 19800 SH SOLE 19800 Abbott Labs COM 002824100 14707 346864 SH SOLE 346864 Ace Limited COM G0070K103 3490 74150 SH SOLE 74150 Advanced Info Services PCL COM 316 120000 SH SOLE 120000 African Bank Investments COM S01035112 895 267935 SH SOLE 267935 Alliance Capital Mgmt COM 01855A101 3834 80120 SH SOLE 80120 Alliant Techsystems Inc COM 018804104 2503 33530 SH SOLE 33530 Allied Capital Corp. COM 01903Q108 65766 2297103 SH SOLE 2297103 Allstate COM 020002101 11755 212606 SH SOLE 212606 Altria Group Inc COM 02209S103 84869 1151384 SH SOLE 1151384 American Capital Stratg COM 024937104 338 9210 SH SOLE 9210 Anadarko COM 032511107 14213 148440 SH SOLE 148440 Anglo American plc COM 03485P102 8370 277341 SH SOLE 277341 Anheuser-Busch COM 035229103 301 7000 SH SOLE 7000 Apache Corp. COM 037411105 688 9147 SH SOLE 9147 Apollo Investment Corp. COM 03761U106 399 20140 SH SOLE 20140 Arrow Electronics COM 042735100 14361 457930 SH SOLE 457930 Avnet Inc COM 053807103 1710 69940 SH SOLE 69940 BCE Inc. COM 05534B109 689 25110 SH SOLE 25110 BRE Properties COM 05564E106 30096 676321 SH SOLE 676321 Banco Santander Chile COM 05965X109 755 17220 SH SOLE 17220 Bank of America COM 060505104 74033 1758515 SH SOLE 1758515 Baxter Intn'l COM 071813109 1365 34230 SH SOLE 34230 Beckman Coulter Inc COM 075811109 233 4320 SH SOLE 4320 Bellsouth Corp COM 079860102 1335 50751 SH SOLE 50751 Berry Petroleum Co COM 085789105 1343 20140 SH SOLE 20140 Boeing Co COM 097023105 942 13860 SH SOLE 13860 Borg Warner Inc. COM 099724106 13262 234901 SH SOLE 234901 Boyd Gaming Corp. COM 103304101 907 21030 SH SOLE 21030 Bristol Meyers COM 110122108 81491 3386978 SH SOLE 3386978 Bucyrus International Inc COM 118759109 393 8000 SH SOLE 8000 Bunge LTD COM G16962105 4344 82560 SH SOLE 82560 CBRL Group Inc. COM 12489V106 262 7790 SH SOLE 7790 Cameco Corp COM 13321L108 2737 51150 SH SOLE 51150 Canadian National COM 136375102 15426 217303 SH SOLE 217303 Canadian Oil Sands Trust COM 13642L100 673 6100 SH SOLE 6100 Canadian Pacific Ltd COM 13645T100 7895 183780 SH SOLE 183780 Cedar Fair LP COM 150185106 498 16860 SH SOLE 16860 Century Casinos, Inc COM 156492100 324 45600 SH SOLE 45600 Charter Municipal Mtg COM 160908109 499 24060 SH SOLE 24060 Chevron Corp COM 166764100 89567 1383705 SH SOLE 1383705 Chicago Bridge & Iron COM 167250109 1099 35360 SH SOLE 35360 Chubb Corp COM 171232101 11440 127746 SH SOLE 127746 Cimarex Energy Co COM 171798101 1193 26320 SH SOLE 26320 Citigroup, Inc. COM 172967101 13873 304767 SH SOLE 304767 Cnooc Limited COM 126132109 565 7820 SH SOLE 7820 Colonial BancGroup Inc. COM 195493309 628 28050 SH SOLE 28050 Community Health Systems COM 203668108 999 25735 SH SOLE 25735 Compass Bancshares COM 20449H109 50119 1093589 SH SOLE 1093589 Conagra Foods Inc. COM 205887102 2531 102254 SH SOLE 102254 ConocoPhilips COM 20825C104 78259 1119430 SH SOLE 1119430 Constell EGY COM 210371100 7213 117100 SH SOLE 117100 Corio NV COM N2273C104 1181 20346 SH SOLE 20346 Devon COM 25179M103 6246 91000 SH SOLE 91000 Dominion Resources COM 25746U109 1395 16200 SH SOLE 16200 Dow Chemical COM 260543103 65063 1561388 SH SOLE 1561388 DuPont de Nemours COM 263534109 2287 58380 SH SOLE 58380 Duke Energy Corp COM 264399106 253 8690 SH SOLE 8690 E*Trade Group Inc COM 269246104 343 19500 SH SOLE 19500 Encana Corp COM 292505104 1242 21300 SH SOLE 21300 Enerplus Resourses Fund COM 29274D604 3722 78850 SH SOLE 78850
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2005
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Enterprise Products Partners COM 293792107 433 17180 SH SOLE 17180 Enterra Energy Trust COM 29381P102 1966 79570 SH SOLE 79570 Equity Res. Properties COM 29476L107 22593 596898 SH SOLE 596898 Eurocommercial Properties COM N31065142 1374 36290 SH SOLE 36290 FPL Group COM 302571104 1247 26190 SH SOLE 26190 FTI Consulting Inc COM 302941109 354 14000 SH SOLE 14000 FedEx Corp. COM 31428X106 1936 22220 SH SOLE 22220 Fidelity National Financial In COM 316326107 262 5890 SH SOLE 5890 First Horizon National Corp COM 320517105 431 11870 SH SOLE 11870 Foster (LB) Company COM 350060109 318 24000 SH SOLE 24000 Gail India Ltd GDR COM 36268T206 1129 31090 SH SOLE 31090 General Electric COM 369604103 5379 159744 SH SOLE 159744 General Mills COM 370334104 3632 75360 SH SOLE 75360 Genesse & Wyoming Inc. COM 371559105 1287 40612 SH SOLE 40612 Genuine Parts Co. COM 372460105 51703 1205196 SH SOLE 1205196 Golden Telecom Inc COM 38122G107 1045 33090 SH SOLE 33090 HJ Heinz CO COM 423074103 60044 1643242 SH SOLE 1643242 HM Sampoerna TBK PT COM Y7121Z146 496 586070 SH SOLE 586070 Harrah's COM 413619107 6962 106791 SH SOLE 106791 Health Care Properties Invt COM 421915109 70674 2618518 SH SOLE 2618518 Healthcare Realty Tr. COM 421946104 72336 1802099 SH SOLE 1802099 Healthcare Service Group COM 421906108 841 43679 SH SOLE 43679 Hewlett Packard COM 428236103 15470 529800 SH SOLE 529800 Home Depot COM 437076102 12235 320800 SH SOLE 320800 Homex Development Corp COM 25030W100 731 23810 SH SOLE 23810 Honeywell Inc. COM 438516106 5041 134427 SH SOLE 134427 I-Shares Biotec. COM 464287556 1386 18000 SH SOLE 18000 I-Shares China 25 COM 464287184 797 12400 SH SOLE 12400 ING Clarion Global Real Estate COM 44982G104 174 11190 SH SOLE 11190 Inco Ltd. COM 453258402 819 17300 SH SOLE 17300 JP Morgan Chase COM 46625H100 81959 2415526 SH SOLE 2415526 Jefferson Pilot Corp COM 475070108 709 13850 SH SOLE 13850 KT&G Corporation COM 48268G100 2067 95272 SH SOLE 95272 Karrie International Holdings COM G5215H105 639 1560900 SH SOLE 1560900 Kerr McGee Corp. COM 492386107 1616 16646 SH SOLE 16646 Key Corp COM 493267108 13515 419070 SH SOLE 419070 Kroger Co COM 501044101 920 44700 SH SOLE 44700 LG Electronics Inc COM 50186Q202 1951 90550 SH SOLE 90550 LG Electronics-PFD COM Y5275H185 752 19275 SH SOLE 19275 Laboratory Corp COM 50540R409 898 18430 SH SOLE 18430 Lafarge NA Inc. COM 505862102 8027 118719 SH SOLE 118719 Lilly Eli & Co. COM 532457108 776 14500 SH SOLE 14500 Marathon Oil Corp COM 565849106 3539 51341 SH SOLE 51341 Mellon Financial COM 58551A108 2099 65643 SH SOLE 65643 Merck & CO. COM 589331107 775 28490 SH SOLE 28490 Merrill Lynch & Co. COM 590188108 14560 237324 SH SOLE 237324 Metlife Inc. COM 59156R108 6840 137260 SH SOLE 137260 Motorola Inc. COM 620076109 6706 304400 SH SOLE 304400 Nam Tai Electronics Inc COM 629865205 3064 120500 SH SOLE 120500 Nat. Bank of Canada COM 633067103 3510 67960 SH SOLE 67960 Nestle SA-Registered COM H57312466 1687 5770 SH SOLE 5770 Nordic American Tanker Shippin COM G65773106 688 18210 SH SOLE 18210 Northrop Grumman COM 666807102 5142 94606 SH SOLE 94606 Office Depot COM 676220106 528 17770 SH SOLE 17770 Old Republic Int'l COM 680223104 930 34857 SH SOLE 34857 Orascom Telecom GDR COM 68554W205 1404 30260 SH SOLE 30260 PPG Industries Inc. COM 693506107 6358 107412 SH SOLE 107412 PT Int'l Nickel Indonesia COM Y39128130 1008 668810 SH SOLE 668810 Parkway Holdings COM V71793109 2473 1938570 SH SOLE 1938570 Partner Re Ltd COM G6852T105 1374 21445 SH SOLE 21445 Pengrowth Energy Trust COM 706902301 3188 125430 SH SOLE 125430
2 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2005
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Petra Foods Ltd COM Y6804G102 1513 2350200 SH SOLE 2350200 Pfizer Inc. COM 717081103 85711 3432574 SH SOLE 3432574 Philip Morris Czech Republic COM X88455104 487 634 SH SOLE 634 Philips Electronics COM 500472303 3573 133932 SH SOLE 133932 Portec Rail Products Inc COM 736212101 265 19000 SH SOLE 19000 Portman Ltd. COM Q76995101 386 106624 SH SOLE 106624 Posco COM 693483109 833 14730 SH SOLE 14730 Public Svc Ent. Grp. COM 744573106 828 12860 SH SOLE 12860 Qantas Airways COM Q77974105 1960 762260 SH SOLE 762260 Quanta Capital Holdings Limite COM G7313F106 600 100000 SH SOLE 100000 Raytheon Co.(New) COM 755111507 80899 2127790 SH SOLE 2127790 Regions Financial Corp COM 7591EP100 76959 2472967 SH SOLE 2472967 Reynolds American Inc. COM 761713106 549 6610 SH SOLE 6610 SBC Communications COM 78387G103 21820 910309 SH SOLE 910309 SCBT Financial Corp COM 78401V102 897 28404 SH SOLE 28404 Samsung Electronic-GDR COM 796050201 967 4480 SH SOLE 4480 Samsung Electronic-PFD COM Y74718118 570 1310 SH SOLE 1310 San Juan Basin Royalty Tr COM 798241105 6793 139210 SH SOLE 139210 Sanofi Aventis COM 80105N105 727 17500 SH SOLE 17500 Sara Lee Corp COM 803111103 1824 96250 SH SOLE 96250 Scana Corp. COM 80589M102 2336 55300 SH SOLE 55300 Schering Plough COM 806605101 2429 115388 SH SOLE 115388 Sempra Energy COM 816851109 80461 1709761 SH SOLE 1709761 Siam Cement Public Co Ltd COM Y7866P121 114 19920 SH SOLE 19920 Singapore Telecom Ltd COM Y79985175 1313 907411 SH SOLE 907411 Sponda plc COM X84465107 1300 122610 SH SOLE 122610 St. George Bank Ltd COM Q8757F106 1138 53490 SH SOLE 53490 Sycom Property Fund COM S8252K103 785 320350 SH SOLE 320350 Teco Energy Inc. COM 872375100 3922 217630 SH SOLE 217630 Terex COM 880779103 806 16300 SH SOLE 16300 Transcanada Corp Holding Co COM 89353D107 2296 75150 SH SOLE 75150 Tsakos Energy Navigation Ltd A COM G9108L108 1894 52570 SH SOLE 52570 Tungtex Holdings COM Y90060107 229 665000 SH SOLE 665000 UBS Securities COM H8920M855 4672 54638 SH SOLE 54638 URANIUM RESOURCES IN COM 916901309 277 360000 SH SOLE 360000 US Bancorp New COM 902973304 1752 62379 SH SOLE 62379 Unicredito Italiano SpA COM T95132105 1674 296936 SH SOLE 296936 Van Lanschot NV COM N9145V103 657 10411 SH SOLE 10411 Verizon COM 92343V104 70379 2152907 SH SOLE 2152907 W P Carey Co. LLC COM 92930Y107 478 17770 SH SOLE 17770 Wachovia Corp 2nd New COM 929903102 27390 575540 SH SOLE 575540 Watts Water Tech COM 942749102 202 7000 SH SOLE 7000 Wells Fargo & Co COM 949746101 31447 536921 SH SOLE 536921 Wereldhave NV COM N95060120 1739 16410 SH SOLE 16410 Westmoreland Coal Co. COM 960878106 656 24560 SH SOLE 24560 Weyerhaeuser & Co COM 962166104 8373 121790 SH SOLE 121790 Wyeth COM 983024100 7911 170970 SH SOLE 170970 XL Capital Ltd. Cl A COM G98255105 303 4460 SH SOLE 4460 Advanced Information Service A 00753G103 343 134550 SH SOLE 134550 Aegon N.V. ADR 007924103 531 35631 SH SOLE 35631 Australia & New Zealand Bkg AD 052528304 4844 52820 SH SOLE 52820 BP Amoco PLC 055622104 56483 797217 SH SOLE 797217 Bank of Ireland 46267Q103 319 5020 SH SOLE 5020 Barclays Bank ADR 06738E204 2875 70512 SH SOLE 70512 Calloway Real Estate Investmen 131253205 1025 46440 SH SOLE 46440 Cemex SA 151290889 110129 2105716 SH SOLE 2105716 Companhia Energetica de Minas 204409601 311 8170 SH SOLE 8170 Companhia Siderurgica NACL ADR 20440W105 2692 115950 SH SOLE 115950 Companhia Vale do Rio Doce ADR 204412209 2852 65027 SH SOLE 65027 Compania Minas Buenaventura 204448104 2928 94290 SH SOLE 94290 Diageo PLC ADR 25243Q205 86903 1498066 SH SOLE 1498066
3 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2005
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Embraer Empressa 29081M102 1332 34520 SH SOLE 34520 EnerVest Diversified Income Tr 292963105 1668 234250 SH SOLE 234250 Ente Nazionale per l'Energia E 29265W108 2748 64030 SH SOLE 64030 Gallaher Group ADS 363595109 1893 30490 SH SOLE 30490 GlaxoSmithkline - ADR 37733W105 11296 220280 SH SOLE 220280 Guangshen Railway - Spons ADR 40065W107 2246 139100 SH SOLE 139100 ING Group 456837103 357 11990 SH SOLE 11990 Icici Bank - ADR 45104G104 6853 242572 SH SOLE 242572 Kimberly Clark of Mex 494386204 64826 3429940 SH SOLE 3429940 Korea Electric Power Corp. 500631106 2470 139478 SH SOLE 139478 Magyar Telekom ADR 559776109 1968 76480 SH SOLE 76480 Nestles SA ADR 641069406 7989 108700 SH SOLE 108700 New Zealand Tele. 879278208 6270 186600 SH SOLE 186600 Nokia Sponsored ADR 654902204 7632 451340 SH SOLE 451340 PT Telekomunikasi Indonesia 715684106 1942 93340 SH SOLE 93340 Petrochina Co. Ltd - ADR 71646E100 88757 1064610 SH SOLE 1064610 Petroleo Brasileiro 71654V408 21256 297330 SH SOLE 297330 Primaris Retail Real Estate In 74157U109 1032 75190 SH SOLE 75190 Royal Bank of Canada 780087102 301 4130 SH SOLE 4130 Royal Dutch Petrol 780257804 208 3310 SH SOLE 3310 Sadia SA 786326108 2700 90950 SH SOLE 90950 Tele Danmark 87236N102 573 21240 SH SOLE 21240 Timberwest Forest Corp 887147205 2854 215839 SH SOLE 215839 Total SA 89151E109 281 2070 SH SOLE 2070 Unilever NV 904784709 89870 1257800 SH SOLE 1257800 United Utilities 91311Q105 227 9690 SH SOLE 9690 Volvo Aktiebolaget 928856400 364 8320 SH SOLE 8320 REPORT SUMMARY 210 DATA RECORDS 2477551 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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