-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+GYOPr6VrrOnWHA57FDMOtgLZghadRIevbFybMfoSSXLqFEeyPUxod6xpv/8xfW /Mwhwh98rL35CHY4u50SZQ== 0000950123-04-010053.txt : 20040824 0000950123-04-010053.hdr.sgml : 20040824 20040824123210 ACCESSION NUMBER: 0000950123-04-010053 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040824 DATE AS OF CHANGE: 20040824 EFFECTIVENESS DATE: 20040824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 04993462 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y00868e13fvhr.txt SCHAFER CULLEN CAPITAL MANAGEMENT, INC. OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2004 ---------- Check here if Amendment |_|: Amendment Number: __________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. --------------------------------------- Address: 645 Fifth Ave. ------------------------ New York, New York 10022 ------------------------ Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen --------------- Title: President --------------- Phone: (212) 644-1800 -------------- Signature, Place, and Date of Signing: /s/ James P. Cullen New York, New York 08-19-2004 - ------------------- ------------------ ---------- (Signature) (City, State) (Date) Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------- Form 13F Information Table Entry Total: 146 ------- Form 13F Information Table Value Total: 758,694 ------- (thousands)
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ATI Technologies Inc COM 001941103 543 28800 SH SOLE 28800 AU Optronics Corp COM 002255107 352 21530 SH SOLE 21530 Abbott Labs COM 002824100 5920 145241 SH SOLE 145241 Ace Limited COM G0070K103 4588 108510 SH SOLE 108510 Aegon N.V. ADR COM 007924103 485 40004 SH SOLE 40004 Alliance Capital Mgmt COM 01855A101 851 25070 SH SOLE 25070 Alliant Techsystems Inc COM 018804104 1665 26290 SH SOLE 26290 Allied Capital Corp. COM 01903Q108 17485 716020 SH SOLE 716020 Allied Defense Group Inc. COM 019118108 341 18970 SH SOLE 18970 Alloy Online Inc. COM 019855105 215 35000 SH SOLE 35000 Allstate COM 020002101 5804 124690 SH SOLE 124690 Altria Group Inc COM 02209S103 17127 342205 SH SOLE 342205 American Southern COM 032165102 839 32950 SH SOLE 32950 Anadarko COM 032511107 6019 102714 SH SOLE 102714 Apache Corp. COM 037411105 525 12044 SH SOLE 12044 Archer Daniels COM 039483102 189 11277 SH SOLE 11277 Avnet Inc COM 053807103 448 19730 SH SOLE 19730 BP Amoco PLC COM 055622104 14976 279567 SH SOLE 279567 BRE Properties COM 05564E106 9893 284689 SH SOLE 284689 Bank of America COM 060505104 29079 343638 SH SOLE 343638 Bank of New York COM 064057102 228 7750 SH SOLE 7750 Barclays Bank ADR COM 06738E204 254 7291 SH SOLE 7291 Baxter Intn'l COM 071813109 914 26490 SH SOLE 26490 Borg Warner Inc. COM 099724106 6945 158670 SH SOLE 158670 Boyd Gaming Corp. COM 103304101 1025 38570 SH SOLE 38570 Bristol Meyers COM 110122108 22736 927985 SH SOLE 927985
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Bunge LTD COM G16962105 3681 94520 SH SOLE 94520 Cadbury Schwepps COM 127209302 736 20994 SH SOLE 20994 Canadian National COM 136375102 6329 145197 SH SOLE 145197 Canadian Pacific Ltd COM 13645T100 1104 44830 SH SOLE 44830 Cemex SA COM 151290889 16611 570826 SH SOLE 570826 ChevronTexaco Corp. COM 166764100 25878 274972 SH SOLE 274972 Chicago Bridge & Iron COM 167250109 924 33190 SH SOLE 33190 China Pharmaceutical Group Ltd COM 16 59000 SH SOLE 59000 Chubb Corp COM 171232101 2677 39264 SH SOLE 39264 Cimarex Energy Co COM 171798101 901 29820 SH SOLE 29820 Citigroup, Inc. COM 172967101 5637 121233 SH SOLE 121233 Cnooc Limited COM 126132109 425 9940 SH SOLE 9940 Collins & Aikman Corp. COM 194830204 713 127500 SH SOLE 127500 Colonial BancGroup Inc. COM 195493309 613 33750 SH SOLE 33750 Companhia Siderurgica NACL ADR COM 20440W105 130 10650 SH SOLE 10650 Compass Bancshares COM 20449H109 19060 443365 SH SOLE 443365 Conagra Foods Inc. COM 205887102 25393 937700 SH SOLE 937700 ConocoPhilips COM 20825C104 26501 347370 SH SOLE 347370 Daimler Chrysler COM D1668R123 282 6000 SH SOLE 6000 Diageo PLC ADR COM 25243Q205 19604 358056 SH SOLE 358056 Dow Chemical COM 260543103 22092 542805 SH SOLE 542805 DuPont de Nemours COM 263534109 1532 34494 SH SOLE 34494 Dynamics Resources Corp COM 268057106 423 23600 SH SOLE 23600 Electronic Data Sys COM 285661104 16174 844595 SH SOLE 844595 Embraer Empressa COM 29081M102 241 8440 SH SOLE 8440 EnerVest Diversified Income Tr COM 292963105 146 28870 SH SOLE 28870 Enerplus Resourses Fund COM 29274D604 480 16860 SH SOLE 16860 Ente Nazionale per l'Energia E COM 29265W108 224 5570 SH SOLE 5570 Equity Res. Properties COM 29476L107 2717 91397 SH SOLE 91397 Exxon Mobil Corp. COM 30231G102 402 9050 SH SOLE 9050 FTI Consulting Inc COM 302941109 528 32000 SH SOLE 32000 Fed Nat Mortgage COM 313586109 4306 60336 SH SOLE 60336
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- FedEx Corp. COM 31428X106 2244 27470 SH SOLE 27470 First National Corp. COM 320942105 756 25060 SH SOLE 25060 First Tenn Natl Corp COM 337162101 768 16880 SH SOLE 16880 Flow International COM 343468104 35 10262 SH SOLE 10262 Franklin Resources COM 354613101 276 5520 SH SOLE 5520 Friedmans Inc COM 358438109 79 25000 SH SOLE 25000 Gallaher Group ADS COM 363595109 374 7720 SH SOLE 7720 Gateway COM 367626108 283 63000 SH SOLE 63000 Genesse & Wyoming Inc. COM 371559105 943 39772 SH SOLE 39772 Genuine Parts Co. COM 372460105 20749 522904 SH SOLE 522904 GlaxoSmithkline, PLC- ADR COM 37733W105 604 14570 SH SOLE 14570 Golar Lng Ltd (Bermuda) COM G9456A100 312 20000 SH SOLE 20000 Guangshen Railway - Spons ADR COM 40065W107 522 36720 SH SOLE 36720 HCA Inc COM 404119109 215 5160 SH SOLE 5160 HJ Heinz CO COM 423074103 17415 444268 SH SOLE 444268 Harrah's COM 413619107 7287 134698 SH SOLE 134698 Hartford Financial COM 416515104 330 4800 SH SOLE 4800 Health Care Properties Invt COM 421915109 20799 865178 SH SOLE 865178 Healthcare Realty Tr. COM 421946104 22511 600623 SH SOLE 600623 Healthcare Service Group COM 421906108 505 32986 SH SOLE 32986 Hellenic Telecomm. COM 423325307 940 145220 SH SOLE 145220 Honeywell Inc. COM 438516106 4400 120110 SH SOLE 120110 Hypercom Corp. COM 44913M105 219 25900 SH SOLE 25900 Icici Bank Sponsored ADR COM 45104G104 140 11580 SH SOLE 11580 Infosonics Corp COM 456784107 46 10000 SH SOLE 10000 Integrated Electrical Services COM 45811E103 116 14460 SH SOLE 14460 JP Morgan Chase COM 46625H100 26855 698811 SH SOLE 698811 Jefferson Pilot Corp COM 475070108 508 10000 SH SOLE 10000 KT&G Corporation COM 5804069 191 16790 SH SOLE 16790 Karrie International Holdings COM 76 264000 SH SOLE 264000 Key Corp COM 493267108 4753 159030 SH SOLE 159030
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Kimberly Clark of Mex COM 494386204 16577 1196890 SH SOLE 1196890 Kingsgate Consolidated Ltd COM 32 13500 SH SOLE 13500 Laboratory Corp COM 50540R409 790 19890 SH SOLE 19890 Lafarge NA Inc. COM 505862102 6595 152302 SH SOLE 152302 Leapfrog Enterprises Inc COM 52186N106 358 18000 SH SOLE 18000 Lerado Group (Holding) Co Ltd COM 58 328000 SH SOLE 328000 Lexar Media Inc COM 52886P104 283 42500 SH SOLE 42500 Mantech International Corp COM 564563104 372 19800 SH SOLE 19800 Marathon Oil Corp COM 565849106 2616 69130 SH SOLE 69130 May Dept. Stores COM 577778103 242 8795 SH SOLE 8795 Mellon Financial COM 58551A108 1968 67103 SH SOLE 67103 Merck & CO. COM 589331107 24034 505980 SH SOLE 505980 Merrill Lynch & Co. COM 590188108 6026 111640 SH SOLE 111640 Nat. Bank of Canada COM 633067103 1647 51380 SH SOLE 51380 Neomagic Corporation COM 640497103 102 35000 SH SOLE 35000 Northrop Grumman COM 666807102 5446 101412 SH SOLE 101412 Novartis AD COM 800057101 222 5000 SH SOLE 5000 Office Depot COM 676220106 306 17100 SH SOLE 17100 Old Republic Int'l COM 680223104 715 30127 SH SOLE 30127 PPG Industries Inc. COM 693506107 404 6472 SH SOLE 6472 PT Telekomunikasi Indonesia COM 715684106 195 12570 SH SOLE 12570 Partner Re Ltd COM G6852T105 969 17075 SH SOLE 17075 Pengrowth Energy Trust COM 706902103 430 30770 SH SOLE 30770 Petrochina Company Ltd - ADR COM 71646E100 21611 466769 SH SOLE 466769 Petroleo Brasileiro COM 71654V408 3514 125190 SH SOLE 125190 Philips Electronics COM 500472303 5051 185685 SH SOLE 185685 Portman Ltd. COM 45 36000 SH SOLE 36000 RJ Reynolds Tobacco COM 76182K105 825 12200 SH SOLE 12200 Raytheon Co.(New) COM 755111507 29453 823391 SH SOLE 823391 Repsol-YPF COM 76026T205 851 38930 SH SOLE 38930 Royal Dutch Petrol COM 780257804 676 13080 SH SOLE 13080 SBC Communications COM 78387G103 4197 173067 SH SOLE 173067
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SI International Inc COM 78427V102 346 17000 SH SOLE 17000 San Juan Basin Royalty Tr COM 798241105 3578 146870 SH SOLE 146870 Sappi Ltd. ADS COM 803069202 7233 471205 SH SOLE 471205 Sara Lee Corp COM 803111103 2045 88953 SH SOLE 88953 Schering Plough COM 806605101 2092 113228 SH SOLE 113228 Sempra Energy COM 816851109 26333 764829 SH SOLE 764829 Shanghai Allied Cement COM 15 254000 SH SOLE 254000 Singapore Telecom Ltd COM Y79985126 139 106000 SH SOLE 106000 Sun Communities COM 866674104 1811 48100 SH SOLE 48100 TT Electronics PLC COM 0871176 118 37590 SH SOLE 37590 Timberwest Forest Corp COM 887147205 113 11500 SH SOLE 11500 Total SA COM 89151E109 576 6000 SH SOLE 6000 UBS Securities COM H8920M855 1969 27707 SH SOLE 27707 US Bancorp New COM 902973304 2192 79527 SH SOLE 79527 Unicredito Italiano SpA COM 4232445 174 35450 SH SOLE 35450 Union Planters Corp COM 908068109 20540 689025 SH SOLE 689025 United Defense Inds Inc. COM 91018B104 973 27810 SH SOLE 27810 Verizon COM 92343V104 22420 619503 SH SOLE 619503 Vitasoy International Holdings COM 13 55000 SH SOLE 55000 Wachovia Corp 2nd New COM 929903102 373 8380 SH SOLE 8380 Wells Fargo & Co COM 949746101 10292 179844 SH SOLE 179844 Westmoreland Coal Co. COM 960878106 469 24130 SH SOLE 24130 XL Capital Ltd. Cl A COM G98255105 1058 14020 SH SOLE 14020 Yip's Chemical Holdings Ltd COM 34 166000 SH SOLE 166000 Ford Motor Cap Tr II PFD 345395206 26001 474819 SH SOLE 474819
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