-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQGasA3sYDWRFgwUhOTIXn1uCiC0kGsgQMfK5emum5aYWmaxp5d78sm+KFPJOHiH 9gynjjK+ODdWnTEX9uNrFQ== 0000950123-03-011229.txt : 20031009 0000950123-03-011229.hdr.sgml : 20031009 20031009115229 ACCESSION NUMBER: 0000950123-03-011229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031009 EFFECTIVENESS DATE: 20031009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 03934500 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y90554e13fvhr.txt SCHAFER CULLEN CAPITAL MANAGEMENT, INC. OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response....23.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09-30-2003 Check here if Amendment |_|: Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. Address: 645 Fifth Ave., New York, New York 10022 Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen Title: President Phone: (212) 644-1800 Signature, Place, and Date of Signing: /s/ James P. Cullen - ----------------------- New York, New York 10-09-2003 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: 340,567 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs COM 002824100 452 10611 SH SOLE 10611 Ace Limited COM G0070K103 3800 114880 SH SOLE 114880 Activision Inc. COM 004930202 297 24750 SH SOLE 24750 Aegon N.V. ADR COM 007924103 476 40671 SH SOLE 40671 Aftermarket Technology COM 008318107 270 24000 SH SOLE 24000 Alliance Capital Mgmt COM 01855A101 626 18700 SH SOLE 18700 Allied Capital Corp. COM 01903Q108 10122 411639 SH SOLE 411639 Allied Defense Group Inc. COM 019118108 473 22400 SH SOLE 22400 Allstate COM 020002101 4560 124820 SH SOLE 124820 Altria Group Inc COM 02209S103 3753 85695 SH SOLE 85695 American Southern COM 032165102 485 22850 SH SOLE 22850 Apache Corp. COM 037411105 418 6022 SH SOLE 6022 Archer Daniels COM 039483102 132 10097 SH SOLE 10097 Armor Holdings COM 042260109 318 19000 SH SOLE 19000 Avnet Inc COM 053807103 812 49150 SH SOLE 49150 BP Amoco PLC COM 055622104 1546 36726 SH SOLE 36726 BRE Properties COM 05564E106 4803 145632 SH SOLE 145632 Bank of America COM 060505104 7275 93218 SH SOLE 93218 Bank of New York COM 064057102 239 8210 SH SOLE 8210 Baxter Intn'l COM 071813109 658 22660 SH SOLE 22660 Borg Warner Inc. COM 099724106 6758 99603 SH SOLE 99603 Boyd Gaming Corp. COM 103304101 626 41050 SH SOLE 41050 Bristol Meyers COM 110122108 9000 354612 SH SOLE 354612 Bunge LTD COM G16962105 528 19190 SH SOLE 19190 Burlington Industries COM 121693105 0 100000 SH SOLE 100000 Canadian National COM 136375102 5407 103938 SH SOLE 103938 Canadian Pacific Ltd COM 13645T100 1164 49310 SH SOLE 49310 Cato Corp. New COM 149205106 498 24700 SH SOLE 24700 ChevronTexaco Corp. COM 166764100 8496 118907 SH SOLE 118907 Chicago Bridge & Iron COM 167250109 991 36500 SH SOLE 36500 Chubb Corp COM 171232101 2341 36084 SH SOLE 36084 Citigroup, Inc. COM 172967101 1943 42691 SH SOLE 42691 Cnooc Limited COM 126132109 385 11200 SH SOLE 11200 Colonial BancGroup Inc. COM 195493309 487 33750 SH SOLE 33750 Compass Bancshares COM 20449H109 9589 277233 SH SOLE 277233 Conagra Foods Inc. COM 205887102 8691 409164 SH SOLE 409164 ConocoPhilips COM 20825C104 12426 226951 SH SOLE 226951 Dime Bancorp Inc Litigation WT COM 25429Q110 4 25003 SH SOLE 25003 Dow Chemical COM 260543103 7297 224250 SH SOLE 224250 DuPont de Nemours COM 263534109 818 20434 SH SOLE 20434 Dynamics Resources Corp COM 268057106 297 15600 SH SOLE 15600 Electronic Data Sys COM 285661104 8022 397143 SH SOLE 397143 Embraer Empressa COM 29081M102 1056 50070 SH SOLE 50070 Equity Res. Properties COM 29476L107 3120 106568 SH SOLE 106568 Exxon Mobil Corp. COM 30231G102 562 15368 SH SOLE 15368 Fed Nat Mortgage COM 313586109 4604 65587 SH SOLE 65587 FedEx Corp. COM 31428X106 3577 55510 SH SOLE 55510 First National Corp. COM 320942105 690 26035 SH SOLE 26035 Fleet Boston Financial COM 339030108 11871 393743 SH SOLE 393743 Flow International COM 343468104 21 10262 SH SOLE 10262 Franklin Resources COM 354613101 264 5970 SH SOLE 5970 Gallaher Group ADS COM 363595109 613 16340 SH SOLE 16340 Genesse & Wyoming Inc. COM 371559105 889 37500 SH SOLE 37500 Genuine Parts Co. COM 372460105 5840 182601 SH SOLE 182601 Gtech Holdings Corp COM 400518106 630 14700 SH SOLE 14700 Guangshen Railway - Spons ADR COM 40065W107 237 19000 SH SOLE 19000 HCA Inc COM 404119109 205 5565 SH SOLE 5565 HJ Heinz CO COM 423074103 7093 206912 SH SOLE 206912 Harrah's COM 413619107 5382 127817 SH SOLE 127817 Hartford Financial COM 416515104 237 4500 SH SOLE 4500 Health Care Properties Invt COM 421915109 7541 161483 SH SOLE 161483
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Healthcare Realty Tr. COM 421946104 8146 254734 SH SOLE 254734 Hellenic Telecomm. COM 423325307 650 119640 SH SOLE 119640 Honeywell Inc. COM 438516106 3577 135735 SH SOLE 135735 Hypercom Corp. COM 44913M105 404 74900 SH SOLE 74900 Icici Bank Sponsored ADR COM 45104G104 242 22900 SH SOLE 22900 Information Resources COM 456905108 78 17000 SH SOLE 17000 Integrated Electrical Services COM 45811E103 122 17700 SH SOLE 17700 Interstate Bakeries Corp COM 46072H108 525 35000 SH SOLE 35000 JP Morgan Chase COM 46625H100 4917 143231 SH SOLE 143231 Kimberly Clark of Mex COM 494386204 7938 647970 SH SOLE 647970 Laboratory Corp COM 50540R409 646 22500 SH SOLE 22500 Lafarge NA Inc. COM 505862102 5653 162450 SH SOLE 162450 MGM Mirage COM 552953101 3110 85100 SH SOLE 85100 Mapics Inc. COM 564910107 375 38200 SH SOLE 38200 Marathon Oil Corp COM 565849106 2165 75970 SH SOLE 75970 Marsh & Mclennan COM 571748102 304 6375 SH SOLE 6375 Massey Energy Co COM 576206106 146 11000 SH SOLE 11000 May Dept. Stores COM 577778103 219 8895 SH SOLE 8895 Mellon Financial COM 58551A108 2070 68674 SH SOLE 68674 Merck & CO. COM 589331107 10764 212635 SH SOLE 212635 Merrill Lynch & Co. COM 590188108 6350 118616 SH SOLE 118616 Nat. Bank of Canada COM 633067103 1738 67140 SH SOLE 67140 Navistar Intn'l Corp COM 63934E108 531 14250 SH SOLE 14250 New Century Financial Corp. COM 64352D101 546 19275 SH SOLE 19275 Northrop Grumman COM 666807102 4906 56902 SH SOLE 56902 OM Group Inc. COM 670872100 183 12500 SH SOLE 12500 Office Depot COM 676220106 276 19650 SH SOLE 19650 Old Republic Int'l COM 680223104 860 25977 SH SOLE 25977 PNC Financial COM 693475105 255 5350 SH SOLE 5350 PPG Industries Inc. COM 693506107 251 4800 SH SOLE 4800 Partner Re Ltd COM G6852T105 883 17430 SH SOLE 17430 Pegasus Communications COM 705904605 308 21000 SH SOLE 21000 Pengrowth Energy Trust COM 706902103 175 13670 SH SOLE 13670 Petrochina Company Ltd - ADR COM 71646E100 9325 277929 SH SOLE 277929 Petroleo Brasileiro COM 71654V408 2064 90030 SH SOLE 90030 Philips Electronics COM 500472303 4291 187209 SH SOLE 187209 RJ Reynolds Tobacco COM 76182K105 293 7420 SH SOLE 7420 Raytheon Co.(New) COM 755111507 10522 375774 SH SOLE 375774 Repsol-YPF COM 76026T205 707 42930 SH SOLE 42930 Royal Dutch Petrol COM 780257804 438 9920 SH SOLE 9920 SBC Communications COM 78387G103 2675 120225 SH SOLE 120225 Sappi Ltd. ADS COM 803069202 7017 519810 SH SOLE 519810 Sara Lee Corp COM 803111103 599 32620 SH SOLE 32620 Schering Plough COM 806605101 1247 81818 SH SOLE 81818 Sempra Energy COM 816851109 12400 422343 SH SOLE 422343 Sun Communities COM 866674104 3466 87960 SH SOLE 87960 Toys R Us Inc COM 892335100 172 14300 SH SOLE 14300 UBS Securities COM H8920M855 1611 28650 SH SOLE 28650 US Bancorp New COM 902973304 1949 81232 SH SOLE 81232 Union Planters Corp COM 908068109 8025 253635 SH SOLE 253635 United Defense Inds Inc. COM 91018B104 815 28700 SH SOLE 28700 Verizon COM 92343V104 7169 220989 SH SOLE 220989 Wells Fargo & Co COM 949746101 2182 42376 SH SOLE 42376 Westmoreland Coal Co. COM 960878106 419 29850 SH SOLE 29850 XL Capital Ltd. Cl A COM G98255105 1014 13090 SH SOLE 13090 Ford Motor Cap Tr II PFD 345395206 11138 257174 SH SOLE 257174
2 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- REPORT SUMMARY 117 DATA RECORDS 340567 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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