-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLZ4xeQImzS/jOsZEcNwnkG/kN++5Qh7gFoYF+5IlWE1wyezW5VbSkBPSbk9/SNj 9tbKcpeOl4YdPC4bJqn4Cg== 0000950123-03-008802.txt : 20030731 0000950123-03-008802.hdr.sgml : 20030731 20030731153331 ACCESSION NUMBER: 0000950123-03-008802 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030731 EFFECTIVENESS DATE: 20030731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 03814556 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y88820e13fvhr.txt FORM 13F OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response...24.70 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-03 Check here if Amendment |_|: Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. Address: 645 Fifth Ave., New York, New York 10022 Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen Title: President Phone: (212) 644-1800 Signature, Place, and Date of Signing: /s/ James P. Cullen - ----------------------- New York, New York 07-30-03 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: 311,222 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs COM 002824100 631 14409 SH SOLE 14409 Accredo Health COM 00437V104 318 14600 SH SOLE 14600 Ace Limited COM G0070K103 4124 120260 SH SOLE 120260 Activision Inc. COM 004930202 318 24750 SH SOLE 24750 Aegon N.V. ADR COM 007924103 454 45220 SH SOLE 45220 Aftermarket Technology COM 008318107 252 24000 SH SOLE 24000 Alliance Capital Mgmt COM 01855A101 296 8120 SH SOLE 8120 Allied Capital Corp. COM 01903Q108 8482 367191 SH SOLE 367191 Allied Defense Group Inc. COM 019118108 413 22400 SH SOLE 22400 Allstate COM 020002101 4625 129730 SH SOLE 129730 Altria Group Inc COM 02209S103 3702 81465 SH SOLE 81465 America Online COM 00184A105 172 10700 SH SOLE 10700 American Southern COM 032165102 499 22850 SH SOLE 22850 Apache Corp. COM 037411105 392 6022 SH SOLE 6022 Archer Daniels COM 039483102 197 15326 SH SOLE 15326 Armor Holdings COM 042260109 255 19000 SH SOLE 19000 Avnet Inc COM 053807103 679 53550 SH SOLE 53550 BP Amoco PLC COM 055622104 1708 40644 SH SOLE 40644 BRE Properties COM 05564E106 4001 120515 SH SOLE 120515 Bank of America COM 060505104 6294 79644 SH SOLE 79644 Bank of New York COM 064057102 236 8210 SH SOLE 8210 Baxter Intn'l COM 071813109 697 26790 SH SOLE 26790 Boeing Co COM 097023105 227 6601 SH SOLE 6601 Borg Warner Inc. COM 099724106 6807 105702 SH SOLE 105702 Boyd Gaming Corp. COM 103304101 570 33050 SH SOLE 33050 Bristol Meyers COM 110122108 8136 302795 SH SOLE 302795 Burlington Industries COM 121693105 1 100000 SH SOLE 100000 Cameco Corp COM 13321L108 328 10100 SH SOLE 10100 Canadian National COM 136375102 5327 110388 SH SOLE 110388 Canadian Pacific Ltd COM 13645T100 1259 55700 SH SOLE 55700 Cato Corp. New COM 149205106 521 24700 SH SOLE 24700 ChevronTexaco Corp. COM 166764100 7068 97895 SH SOLE 97895 Chicago Bridge & Iron COM 167250109 1030 45400 SH SOLE 45400 Chubb Corp COM 171232101 2315 38589 SH SOLE 38589 Citigroup, Inc. COM 172967101 1271 29701 SH SOLE 29701 Cnooc Limited COM 126132109 333 11200 SH SOLE 11200 Colonial BancGroup Inc. COM 195493309 468 33750 SH SOLE 33750 Compass Bancshares COM 20449H109 9024 257670 SH SOLE 257670 Conagra Foods Inc. COM 205887102 8315 352316 SH SOLE 352316 ConocoPhilips COM 20825C104 11220 204751 SH SOLE 204751 Cooper Tire & Rubber COM 216831107 394 22395 SH SOLE 22395 DR Horton Inc. COM 23331A109 211 7500 SH SOLE 7500 Dow Chemical COM 260543103 4969 160490 SH SOLE 160490 DuPont de Nemours COM 263534109 941 22589 SH SOLE 22589 Electronic Data Sys COM 285661104 7507 349995 SH SOLE 349995 Embraer Empressa COM 29081M102 1036 54230 SH SOLE 54230 Equity Res. Properties COM 29476L107 2276 87710 SH SOLE 87710 Exxon Mobil Corp. COM 30231G102 552 15368 SH SOLE 15368 Fed Nat Mortgage COM 313586109 4625 68585 SH SOLE 68585 FedEx Corp. COM 31428X106 3559 57370 SH SOLE 57370 First Horizon Pharmaceuticals COM 32051K106 158 40000 SH SOLE 40000 First National Corp. COM 320942105 686 27835 SH SOLE 27835 Fleet Boston Financial COM 339030108 10798 363444 SH SOLE 363444 Flow International COM 343468104 14 10262 SH SOLE 10262 Franklin Resources COM 354613101 233 5970 SH SOLE 5970 Fremont General Corp COM 357288109 192 14000 SH SOLE 14000 Gallaher Group ADS COM 363595109 539 13610 SH SOLE 13610 Genesse & Wyoming Inc. COM 371559105 771 37500 SH SOLE 37500 Genuine Parts Co. COM 372460105 4233 132255 SH SOLE 132255 Gtech Holdings Corp COM 400518106 553 14700 SH SOLE 14700 HJ Heinz CO COM 423074103 5379 163092 SH SOLE 163092
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Harrah's COM 413619107 5251 130487 SH SOLE 130487 Hartford Financial COM 416515104 227 4500 SH SOLE 4500 Health Care Properties Invt COM 421915109 5531 130591 SH SOLE 130591 Healthcare Realty Tr. COM 421946104 6106 209482 SH SOLE 209482 Hellenic Telecomm. COM 423325307 594 98990 SH SOLE 98990 Honeywell Inc. COM 438516106 3722 138625 SH SOLE 138625 Hypercom Corp. COM 44913M105 311 74900 SH SOLE 74900 Information Resources COM 456905108 133 34000 SH SOLE 34000 Integrated Electrical Services COM 45811E103 157 21700 SH SOLE 21700 JP Morgan Chase COM 46625H100 5386 159151 SH SOLE 159151 Key Corp COM 493267108 209 8284 SH SOLE 8284 Kimberly Clark of Mex COM 494386204 7147 533390 SH SOLE 533390 Laboratory Corp COM 50540R409 558 18500 SH SOLE 18500 Lafarge NA Inc. COM 505862102 5192 168020 SH SOLE 168020 MGM Mirage COM 552953101 3127 91495 SH SOLE 91495 Mapics Inc. COM 564910107 313 38200 SH SOLE 38200 Marathon Oil Corp COM 565849106 2000 75890 SH SOLE 75890 Marsh & Mclennan COM 571748102 326 6375 SH SOLE 6375 Massey Energy Co COM 576206106 145 11000 SH SOLE 11000 May Dept. Stores COM 577778103 207 9312 SH SOLE 9312 Mellon Financial COM 58551A108 2049 73823 SH SOLE 73823 Merck & CO. COM 589331107 11579 191228 SH SOLE 191228 Merrill Lynch & Co. COM 590188108 5998 128495 SH SOLE 128495 Nat. Bank of Canada COM 633067103 1814 67140 SH SOLE 67140 Navistar Intn'l Corp COM 63934E108 516 15800 SH SOLE 15800 New Century Financial Corp. COM 64352D101 638 14650 SH SOLE 14650 Northrop Grumman COM 666807102 5250 60839 SH SOLE 60839 OM Group Inc. COM 670872100 246 16700 SH SOLE 16700 Office Depot COM 676220106 314 21650 SH SOLE 21650 Old Republic Int'l COM 680223104 907 26477 SH SOLE 26477 PNC Financial COM 693475105 278 5700 SH SOLE 5700 Partner Re Ltd COM G6852T105 927 18130 SH SOLE 18130 Pengrowth Energy Trust COM 706902103 175 13670 SH SOLE 13670 Petrochina Company Ltd - ADR COM 71646E100 12260 405971 SH SOLE 405971 Petroleo Brasileiro COM 71654V408 1607 81310 SH SOLE 81310 Philips Electronics COM 500472303 3663 191677 SH SOLE 191677 RJ Reynolds Tobacco COM 76182K105 648 17420 SH SOLE 17420 Raytheon Co.(New) COM 755111507 11059 336748 SH SOLE 336748 Repsol-YPF COM 76026T205 748 46230 SH SOLE 46230 Royal Dutch Petrol COM 780257804 456 9780 SH SOLE 9780 SBC Communications COM 78387G103 2897 113378 SH SOLE 113378 Sappi Ltd. ADS COM 803069202 6756 547070 SH SOLE 547070 Sara Lee Corp COM 803111103 614 32620 SH SOLE 32620 Schering Plough COM 806605101 1587 85338 SH SOLE 85338 Sempra Energy COM 816851109 11107 389297 SH SOLE 389297 Sun Communities COM 866674104 3613 91930 SH SOLE 91930 Toys R Us Inc COM 892335100 416 34300 SH SOLE 34300 UBS Securities COM H8920M855 1686 30429 SH SOLE 30429 US Bancorp New COM 902973304 2155 87977 SH SOLE 87977 Union Planters Corp COM 908068109 6790 218827 SH SOLE 218827 United Defense Inds Inc. COM 91018B104 744 28700 SH SOLE 28700 Verizon COM 92343V104 7033 178266 SH SOLE 178266 Wells Fargo & Co COM 949746101 703 13941 SH SOLE 13941 Westmoreland Coal Co. COM 960878106 647 35550 SH SOLE 35550 XL Capital Ltd. Cl A COM G98255105 1145 13800 SH SOLE 13800 Yukos Oil ADR COM 98849W108 209 3750 SH SOLE 3750 Ford Motor Cap Tr II PFD 345395206 10559 243024 SH SOLE 243024
2 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2003
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- REPORT SUMMARY 117 DATA RECORDS 311222 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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