-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQ+O7SE0DiVeVZkdDHBGDE0UfdoH9Pt/9L5qjzdvob4oj7sE8uDgzO9tuPFmc/oh RMdaPP+kD2PU28k5419Y6w== 0000950123-03-007040.txt : 20030613 0000950123-03-007040.hdr.sgml : 20030613 20030613124236 ACCESSION NUMBER: 0000950123-03-007040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030613 EFFECTIVENESS DATE: 20030613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 03743279 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y87513e13fvhr.txt SCHAFER CULLEN CAPITAL MANAGEMENT, INC. OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response...24.70 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2003 Check here if Amendment |_|: Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. Address: 645 Fifth Ave., New York, New York 10022 Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen Title: President Phone: (212) 644-1800 Signature, Place, and Date of Signing: /s/ James P. Cullen - ----------------------- New York, New York 06-13-2003 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: 245,729 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F March 31, 2003 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVO Inc. COM 007585102 271 8200 SH SOLE 8200 Abbott Labs COM 002824100 434 11529 SH SOLE 11529 Ace Limited COM G0070K103 3526 121780 SH SOLE 121780 Activision Inc. COM 004930202 224 15500 SH SOLE 15500 Aegon N.V. ADR COM 007924103 361 47803 SH SOLE 47803 Allied Capital Corp. COM 01903Q108 6502 325438 SH SOLE 325438 Allied Defense Group Inc. COM 019118108 437 27400 SH SOLE 27400 Allstate COM 020002101 4137 124710 SH SOLE 124710 Altria Group Inc COM 02209S103 2269 75751 SH SOLE 75751 America Online COM 00184A105 116 10700 SH SOLE 10700 American Southern COM 032165102 454 22850 SH SOLE 22850 Apache Corp. COM 037411105 295 4785 SH SOLE 4785 Archer Daniels COM 039483102 166 15327 SH SOLE 15327 Armor Holdings COM 042260109 140 14000 SH SOLE 14000 Avnet Inc COM 053807103 817 77950 SH SOLE 77950 BP Amoco PLC COM 055622104 1566 40584 SH SOLE 40584 BRE Properties COM 05564E106 3123 106045 SH SOLE 106045 Bank of America COM 060505104 3862 57783 SH SOLE 57783 Baxter Intn'l COM 071813109 507 27190 SH SOLE 27190 Borg Warner Inc. COM 099724106 5238 109492 SH SOLE 109492 Boyd Gaming Corp. COM 103304101 555 43550 SH SOLE 43550 Bristol Meyers COM 110122108 5583 264209 SH SOLE 264209 Cadbury Schwepps COM 127209302 218 10044 SH SOLE 10044 Canadian National COM 136375102 4758 111178 SH SOLE 111178 Canadian Pacific Ltd COM 13645T100 1207 57250 SH SOLE 57250 Cato Corp. New COM 149205106 451 23700 SH SOLE 23700 ChevronTexaco Corp. COM 166764100 4155 64266 SH SOLE 64266 Chicago Bridge & Iron COM 167250109 812 50000 SH SOLE 50000 Chubb Corp COM 171232101 1443 32814 SH SOLE 32814 Citigroup, Inc. COM 172967101 945 27417 SH SOLE 27417 Cnooc Limited COM 126132109 299 11200 SH SOLE 11200 Colonial BancGroup Inc. COM 195493309 492 43750 SH SOLE 43750 Compass Bancshares COM 20449H109 7384 236130 SH SOLE 236130 Conagra Foods Inc. COM 205887102 5375 267656 SH SOLE 267656 ConocoPhilips COM 20825C104 10153 189413 SH SOLE 189413 Cooper Tire & Rubber COM 216831107 260 21350 SH SOLE 21350 Dow Chemical COM 260543103 3682 133375 SH SOLE 133375 DuPont de Nemours COM 263534109 854 21964 SH SOLE 21964 Eastman Kodak COM 277461109 238 8050 SH SOLE 8050 Electronic Data Sys COM 285661104 5288 300445 SH SOLE 300445 Equity Res. Properties COM 29476L107 2242 93130 SH SOLE 93130 Exxon Mobil Corp. COM 30231G102 541 15468 SH SOLE 15468 FPL Group COM 302571104 862 14630 SH SOLE 14630 Fed Nat Mortgage COM 313586109 4580 70085 SH SOLE 70085 FedEx Corp. COM 31428X106 3222 58500 SH SOLE 58500 First Horizon Pharmaceuticals COM 32051K106 101 40000 SH SOLE 40000 First National Corp. COM 320942105 706 27835 SH SOLE 27835 Fleet Boston Financial COM 339030108 7936 332328 SH SOLE 332328 Flow International COM 343468104 21 10262 SH SOLE 10262 Gallaher Group ADS COM 363595109 511 13340 SH SOLE 13340 Genesse & Wyoming Inc. COM 371559105 674 43500 SH SOLE 43500 Genuine Parts Co. COM 372460105 3102 101660 SH SOLE 101660 Gtech Holdings Corp COM 400518106 480 14700 SH SOLE 14700 HJ Heinz CO COM 423074103 3827 131054 SH SOLE 131054 Harrah's COM 413619107 4476 125387 SH SOLE 125387 Health Care Properties Invt COM 421915109 3524 105664 SH SOLE 105664 Healthcare Realty Tr. COM 421946104 4392 179832 SH SOLE 179832 Hellenic Telecomm. COM 423325307 466 98490 SH SOLE 98490 Honeywell Inc. COM 438516106 2643 123720 SH SOLE 123720 Hypercom Corp. COM 44913M105 281 74900 SH SOLE 74900 Integrated Electrical Services COM 45811E103 323 75700 SH SOLE 75700
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F March 31, 2003 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- JP Morgan Chase COM 46625H100 3260 137494 SH SOLE 137494 Kimberly Clark of Mex COM 494386204 4594 417640 SH SOLE 417640 Laboratory Corp COM 50540R409 519 17500 SH SOLE 17500 Lafarge NA Inc. COM 505862102 4689 161410 SH SOLE 161410 MGM Mirage COM 552953101 2712 92705 SH SOLE 92705 Mapics Inc. COM 564910107 119 18400 SH SOLE 18400 Marathon Oil Corp COM 565849106 1738 72520 SH SOLE 72520 Marsh & Mclennan COM 571748102 465 10909 SH SOLE 10909 Massey Energy Co COM 576206106 103 11000 SH SOLE 11000 Mellon Financial COM 58551A108 1544 72643 SH SOLE 72643 Merck & CO. COM 589331107 9982 182228 SH SOLE 182228 Merrill Lynch & Co. COM 590188108 4567 129015 SH SOLE 129015 Nat. Bank of Canada COM 633067103 1521 68840 SH SOLE 68840 Navistar Intn'l Corp COM 63934E108 512 20800 SH SOLE 20800 New Century Financial Corp. COM 64352D101 469 15050 SH SOLE 15050 Northrop Grumman COM 666807102 4803 55979 SH SOLE 55979 OM Group Inc. COM 670872100 260 29700 SH SOLE 29700 Office Depot COM 676220106 256 21650 SH SOLE 21650 Old Republic Int'l COM 680223104 708 26477 SH SOLE 26477 PNC Financial COM 693475105 242 5700 SH SOLE 5700 Partner Re Ltd COM G6852T105 868 17280 SH SOLE 17280 Pengrowth Energy Trust COM 706902103 133 13670 SH SOLE 13670 Petrochina Company Ltd - ADR COM 71646E100 7681 368211 SH SOLE 368211 Petroleo Brasileiro COM 71654V408 1101 72650 SH SOLE 72650 Philips Electronics COM 500472303 2761 177078 SH SOLE 177078 RJ Reynolds Tobacco COM 76182K105 557 17280 SH SOLE 17280 Raytheon Co.(New) COM 755111507 8734 307871 SH SOLE 307871 Repsol-YPF COM 76026T205 683 47630 SH SOLE 47630 Royal Dutch Petrol COM 780257804 399 9780 SH SOLE 9780 SBC Communications COM 78387G103 2225 110917 SH SOLE 110917 Sappi Ltd. ADS COM 803069202 6199 519600 SH SOLE 519600 Sara Lee Corp COM 803111103 608 32540 SH SOLE 32540 Schering Plough COM 806605101 1128 63268 SH SOLE 63268 Sempra Energy COM 816851109 8964 359146 SH SOLE 359146 Sun Communities COM 866674104 3256 90961 SH SOLE 90961 Toys R Us Inc COM 892335100 413 49300 SH SOLE 49300 UBS Securities COM H8920M855 1333 31227 SH SOLE 31227 US Bancorp New COM 902973304 1672 88099 SH SOLE 88099 Union Planters Corp COM 908068109 4942 187988 SH SOLE 187988 United Defense Inds Inc. COM 91018B104 621 28700 SH SOLE 28700 Verizon COM 92343V104 4963 140404 SH SOLE 140404 Wells Fargo & Co COM 949746101 629 13991 SH SOLE 13991 Westmoreland Coal Co. COM 960878106 597 43550 SH SOLE 43550 XL Capital Ltd. Cl A COM G98255105 800 11300 SH SOLE 11300 Ford Motor Cap Tr II PFD 345395206 7892 224024 SH SOLE 224024 REPORT SUMMARY 106 DATA RECORDS 245729 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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