-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AFect27LpE2D0oZpxToS6yddbcDLYMU2kL4jxSyvUxurXCjwvbqlLaUQYGaPX4+H gnUhELc17+v7EdGqTlELdw== 0000950123-02-010693.txt : 20021113 0000950123-02-010693.hdr.sgml : 20021113 20021113100448 ACCESSION NUMBER: 0000950123-02-010693 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021113 EFFECTIVENESS DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 02818633 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y65623e13fvhr.txt FORM 13F OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response...24.70 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09-30-2002 Check here if Amendment |_|: Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. Address: 645 Fifth Ave., New York, New York 10022 Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen Title: President Phone: (212) 644-1800 Signature, Place, and Date of Signing: /s/ James P. Cullen - ----------------------- New York, New York 11-12-02 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: 200,676 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2002
VOTING AUTHORITY -------------------- VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ---- ADVO Inc. COM 007585102 260 8200 SH SOLE 8200 Ace Limited COM G0070K103 3723 125725 SH SOLE 125725 Aegon N.V. ADR COM 007924103 481 51054 SH SOLE 51054 Allied Capital Corp. COM 01903Q108 4929 225166 SH SOLE 225166 Allied Research Corp COM 019483106 499 24350 SH SOLE 24350 Allstate COM 020002101 4414 124160 SH SOLE 124160 America First Re Invest. COM 02364Y101 86 11850 SH SOLE 11850 American Elec Power COM 025537101 2378 83404 SH SOLE 83404 American Southern COM 032165102 474 22850 SH SOLE 22850 Apache Corp. COM 037411105 284 4785 SH SOLE 4785 Archer Daniels COM 039483102 192 15327 SH SOLE 15327 Avnet Inc COM 053807103 1543 143010 SH SOLE 143010 BP Amoco PLC COM 055622104 1317 33006 SH SOLE 33006 BRE Properties COM 05564E106 3109 101094 SH SOLE 101094 Banc One Corp COM 06423A103 274 7327 SH SOLE 7327 Bank of America COM 060505104 2283 35776 SH SOLE 35776 Bank of New York COM 064057102 223 7750 SH SOLE 7750 Borg Warner Inc. COM 099724106 5401 108802 SH SOLE 108802 Boyd Gaming Corp. COM 103304101 641 34350 SH SOLE 34350 Bristol Meyers COM 110122108 4409 185245 SH SOLE 185245 Burlington Industries COM 121693105 6 100000 SH SOLE 100000 Cadbury Schwepps COM 127209302 270 10141 SH SOLE 10141 Canadian National COM 136375102 4218 112958 SH SOLE 112958 Canadian Pacific Ltd COM 13645T100 1006 55150 SH SOLE 55150 ChevronTexaco Corp. COM 166764100 2828 40842 SH SOLE 40842 Chicago Bridge & Iron COM 167250109 503 20950 SH SOLE 20950 Chubb Corp COM 171232101 1526 27834 SH SOLE 27834 Colonial BancGroup Inc. COM 195493309 493 39750 SH SOLE 39750 Comdisco Inc. COM 200334118 6 120000 SH SOLE 120000 Compass Bancshares COM 20449H109 5525 187340 SH SOLE 187340 Conagra Foods Inc. COM 205887102 4710 189520 SH SOLE 189520 ConocoPhilips COM 20825C104 6757 146138 SH SOLE 146138 Cooper Tire & Rubber COM 216831107 447 27700 SH SOLE 27700 Dow Chemical COM 260543103 2540 93020 SH SOLE 93020 Duke Energy Corp COM 264399106 199 10155 SH SOLE 10155 El Paso Energy COM 28336L109 198 23951 SH SOLE 23951 Equity Res. Properties COM 29476L107 2084 87040 SH SOLE 87040 Excelon Corp. COM 300691201 56 214000 SH SOLE 214000 Exelon Corp. COM 30161N101 291 6120 SH SOLE 6120 Exxon Mobil Corp. COM 30231G102 492 15418 SH SOLE 15418 FPL Group COM 302571104 493 9170 SH SOLE 9170 Fed Nat Mortgage COM 313586109 4338 72860 SH SOLE 72860 FedEx Corp. COM 31428X106 3104 61990 SH SOLE 61990 First National Corp. COM 320942105 582 21100 SH SOLE 21100 First VA Banks Inc COM 337477103 201 5400 SH SOLE 5400 Fleet Boston Financial COM 339030108 4737 233007 SH SOLE 233007 Gallaher Group ADS COM 363595109 654 17080 SH SOLE 17080 General Motors COM 370442105 411 10578 SH SOLE 10578 Genesse & Wyoming Inc. COM 371559105 770 34600 SH SOLE 34600 HJ Heinz CO COM 423074103 2642 79180 SH SOLE 79180 Harman Int'l COM 413086109 1811 35000 SH SOLE 35000 Harrah's COM 413619107 6757 140155 SH SOLE 140155 Healthcare Realty Tr. COM 421946104 3831 123177 SH SOLE 123177 Hellenic Telecomm. COM 423325307 433 76640 SH SOLE 76640 Honeywell Inc. COM 438516106 2781 128410 SH SOLE 128410 Hypercom Corp. COM 44913M105 184 64500 SH SOLE 64500 Integrated Electrical Services COM 45811E103 238 63700 SH SOLE 63700 JP Morgan Chase COM 46625H100 2072 109089 SH SOLE 109089 Key Corp COM 493267108 207 8284 SH SOLE 8284 Kimberly Clark of Mex COM 494386204 3189 277300 SH SOLE 277300 Lafarge NA Inc. COM 505862102 5123 176840 SH SOLE 176840
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F September 30, 2002
VOTING AUTHORITY -------------------- VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ---- MGM Mirage COM 552953101 3512 94165 SH SOLE 94165 Marathon Oil Corp COM 565849106 1391 61350 SH SOLE 61350 May Dept. Stores COM 577778103 242 10620 SH SOLE 10620 Mellon Financial COM 58551A108 2026 78135 SH SOLE 78135 Merck & CO. COM 589331107 6855 149968 SH SOLE 149968 Merrill Lynch & Co. COM 590188108 4154 126080 SH SOLE 126080 Nat. Bank of Canada COM 633067103 1330 71690 SH SOLE 71690 Navistar Intn'l Corp COM 63934E108 402 18550 SH SOLE 18550 New Century Financial Corp. COM 64352D101 525 22450 SH SOLE 22450 Northrop Grumman COM 666807102 6711 54100 SH SOLE 54100 Ocwen Financial Corp. COM 675746101 33 11400 SH SOLE 11400 Office Depot COM 676220106 497 40250 SH SOLE 40250 Old Republic Int'l COM 680223104 684 24101 SH SOLE 24101 PNC Financial COM 693475105 538 12750 SH SOLE 12750 Partner Re Ltd COM G6852T105 946 19640 SH SOLE 19640 Petrochina Company Ltd - ADR COM 71646E100 5131 255260 SH SOLE 255260 Petroleo Brasileiro COM 71654V408 956 89110 SH SOLE 89110 Philip Morris COM 718154107 1823 46980 SH SOLE 46980 Philips Electronics COM 500472303 2247 154665 SH SOLE 154665 RJ Reynolds Tobacco COM 76182K105 504 12510 SH SOLE 12510 Raytheon Co.(New) COM 755111507 4671 159436 SH SOLE 159436 Repsol-YPF COM 76026T205 643 53680 SH SOLE 53680 Royal Dutch Petrol COM 780257804 439 10930 SH SOLE 10930 SBC Communications COM 78387G103 1926 95812 SH SOLE 95812 Sappi Ltd. ADS COM 803069202 5736 500960 SH SOLE 500960 Sara Lee Corp COM 803111103 274 15000 SH SOLE 15000 Schering Plough COM 806605101 1011 47410 SH SOLE 47410 Sempra Energy COM 816851109 5409 275270 SH SOLE 275270 Sun Communities COM 866674104 2311 62971 SH SOLE 62971 TRW, Inc. COM 872649108 275 4700 SH SOLE 4700 TXU Corporation COM 873168108 1123 26920 SH SOLE 26920 Teco Energy Inc. COM 872375100 1531 96430 SH SOLE 96430 Toys R Us Inc COM 892335100 435 42700 SH SOLE 42700 UBS Securities COM H8920G155 1380 33648 SH SOLE 33648 US Bancorp New COM 902973304 1634 87924 SH SOLE 87924 Union Planters Corp COM 908068109 3434 125055 SH SOLE 125055 United Defense Inds Inc. COM 91018B104 677 28700 SH SOLE 28700 Verizon COM 92343V104 2655 96758 SH SOLE 96758 Wachovia Corp 2nd New COM 929903102 223 6820 SH SOLE 6820 Wells Fargo & Co COM 949746101 574 11921 SH SOLE 11921 Westmoreland Coal Co. COM 960878106 509 40750 SH SOLE 40750 XL Capital Ltd. Cl A COM G98255105 647 8800 SH SOLE 8800 Ford Motor Cap Tr II PFD 345395206 7017 174160 SH SOLE 174160
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