-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RlLS2U7AznHyqDBcfEsiz0HaW4nTSSSH3WAB8hfTmWn9vUi3SItGg3aYzdBwfNlk FFWFKqlr3+6uvRaDao9KPQ== 0000950123-02-007444.txt : 20020806 0000950123-02-007444.hdr.sgml : 20020806 20020805132341 ACCESSION NUMBER: 0000950123-02-007444 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 02719369 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y62693fe13fvhr.txt SCHAFER CULLEN CAPITAL MANAGEMENT, INC OMB APPROVAL OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response...24.70 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2002 Check here if Amendment |_|: Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. Address: 645 Fifth Ave., New York, New York 10022 Form 13F File Number: 28-4310 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen Title: President Phone: (212) 644-1800 Signature, Place, and Date of Signing: /s/ James P. Cullen - ----------------------- New York, New York 08-01-02 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: 208,890 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2002
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVO Inc. COM 007585102 312 8200 SH SOLE 8200 Ace Limited COM G0070K103 4052 128235 SH SOLE 128235 Aegon N.V. ADR COM 007924103 1078 52992 SH SOLE 52992 Aeroflex Inc. COM 007768104 93 13500 SH SOLE 13500 Agere Systems Inc COM 00845v100 24 17006 SH SOLE 17006 Allied Capital Corp. COM 01903Q108 3815 168450 SH SOLE 168450 Allied Research Corp COM 019483106 558 22000 SH SOLE 22000 Allstate COM 020002101 4576 123730 SH SOLE 123730 America First Re Invest. COM 02364Y101 86 11850 SH SOLE 11850 American Elec Power COM 025537101 2160 53980 SH SOLE 53980 American Southern COM 032165102 332 14850 SH SOLE 14850 Apache Corp. COM 037411105 275 4785 SH SOLE 4785 Applied Film COM 038197109 120 10800 SH SOLE 10800 Archer Daniels COM 039483102 196 15328 SH SOLE 15328 Arrow Electronics COM 042735100 242 11640 SH SOLE 11640 Avnet Inc COM 053807103 3005 136640 SH SOLE 136640 BP Amoco PLC COM 055622104 1676 33186 SH SOLE 33186 BRE Properties COM 05564E106 2006 64495 SH SOLE 64495 Banc One Corp COM 06423A103 243 6327 SH SOLE 6327 Bank of America COM 060505104 2080 29556 SH SOLE 29556 Bank of New York COM 064057102 262 7750 SH SOLE 7750 Borg Warner Inc. COM 099724106 5964 103252 SH SOLE 103252 Boyd Gaming Corp. COM 103304101 476 33050 SH SOLE 33050 Bristol Meyers COM 110122108 2998 116670 SH SOLE 116670 British Airways COM 110419306 222 7750 SH SOLE 7750 Burlington Industries COM 121693105 10 100000 SH SOLE 100000 CSX Corp COM 126408103 216 6164 SH SOLE 6164 Cadbury Schwepps COM 127209302 337 11171 SH SOLE 11171 Cameco Corp COM 13321L108 290 11300 SH SOLE 11300 Canadian National COM 136375102 5899 113888 SH SOLE 113888 Canadian Pacific Ltd COM 13645T100 1476 60200 SH SOLE 60200 ChevronTexaco Corporation COM 166764100 1927 21769 SH SOLE 21769 Chicago Bridge & Iron COM 167250109 582 20650 SH SOLE 20650 Chubb Corp COM 171232101 1889 26674 SH SOLE 26674 Citigroup, Inc. COM 172967101 237 6115 SH SOLE 6115 Colonial BancGroup Inc. COM 195493309 603 40200 SH SOLE 40200 Comdisco Inc. COM 200336105 6 225000 SH SOLE 225000 Compass Bancshares Inc. COM 20449H109 5480 163105 SH SOLE 163105 Computer Associates COM 204912109 1814 114175 SH SOLE 114175 Conagra Foods Inc. COM 205887102 3544 128160 SH SOLE 128160 Conoco Inc. COM 208251504 6183 222397 SH SOLE 222397 DaimlerChrysler COM D1668R123 453 9401 SH SOLE 9401 Dow Chemical COM 260543103 2220 64570 SH SOLE 64570 Duke Energy Corp COM 264399106 366 11775 SH SOLE 11775 El Paso Energy COM 28336L109 1499 72713 SH SOLE 72713 Equity Residential Properties COM 29476L107 1493 51940 SH SOLE 51940 Excelon Corp. COM 300691102 264 296300 SH SOLE 296300 Exelon Corp. COM 30161N101 328 6270 SH SOLE 6270 Exxon Mobil Corp. COM 30231G102 633 15468 SH SOLE 15468 FPL Group COM 302571104 590 9830 SH SOLE 9830 Fed Nat Mortgage COM 313586109 5437 73725 SH SOLE 73725 FedEx Corp. COM 31428X106 3468 64950 SH SOLE 64950 First National Corp. COM 320942105 612 20250 SH SOLE 20250 Fleet Boston Financial COM 339030108 4757 147055 SH SOLE 147055 Ford Motor Co. COM 345370860 259 16159 SH SOLE 16159 Fortune Brands COM 349631101 258 4600 SH SOLE 4600 Franklin Resources COM 354613101 255 5970 SH SOLE 5970 Gallaher Group ADS COM 363595109 651 17430 SH SOLE 17430 General Motors COM 370442105 3556 66527 SH SOLE 66527 Genesse & Wyoming Inc. COM 371559105 654 29000 SH SOLE 29000 HJ Heinz CO COM 423074103 1977 48100 SH SOLE 48100
1 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2002
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Harman Int'l COM 413086109 1894 38460 SH SOLE 38460 Harrah's COM 413619107 7423 167370 SH SOLE 167370 Hartford Financial COM 416515104 268 4500 SH SOLE 4500 Healthcare Realty Trust COM 421946104 2957 92400 SH SOLE 92400 Hellenic Telecomm. COM 423325307 582 74470 SH SOLE 74470 Honeywell Inc. COM 438516106 580 16450 SH SOLE 16450 Hypercom Corp. COM 44913M105 654 84900 SH SOLE 84900 ICN Pharmaceutical COM 448924100 3254 134390 SH SOLE 134390 Integrated Electrical Services COM 45811E103 448 71700 SH SOLE 71700 JP Morgan Chase COM 46625H100 2773 81754 SH SOLE 81754 Key Corp COM 493267108 226 8284 SH SOLE 8284 Kimberly Clark of Mexico COM 494386204 2813 204550 SH SOLE 204550 Lafarge NA Inc. COM 505862102 5968 169780 SH SOLE 169780 Loral Space & Comm. COM G56462107 45 45500 SH SOLE 45500 M-Systems Corp. COM M7061C100 99 12000 SH SOLE 12000 MGM Mirage COM 552953101 3122 92515 SH SOLE 92515 Marathon Oil Corp COM 565849106 1018 37550 SH SOLE 37550 May Dept. Stores COM 577778103 350 10620 SH SOLE 10620 Mellon Financial COM 58551A108 2075 66015 SH SOLE 66015 Merck & CO. COM 589331107 3096 61138 SH SOLE 61138 Merrill Lynch & Co. COM 590188108 1027 25350 SH SOLE 25350 Mips Technologies, Class B COM 604567206 96 17300 SH SOLE 17300 Nat. Bank of Canada COM 633067103 1551 75990 SH SOLE 75990 Navistar Intn'l Corp COM 63934E108 584 18250 SH SOLE 18250 New Century Financial Corp. COM 64352D101 891 25500 SH SOLE 25500 Northrop Grumman COM 666807102 6805 54440 SH SOLE 54440 Novartis AD COM 800057101 219 5000 SH SOLE 5000 Ocwen Financial Corp. COM 675746101 134 24400 SH SOLE 24400 Old Republic Int'l COM 680223104 752 23876 SH SOLE 23876 PNC Financial COM 693475105 798 15260 SH SOLE 15260 Partner Re Ltd COM G6852T105 954 19490 SH SOLE 19490 Petrochina Company Ltd - ADR COM 71646E100 4331 197230 SH SOLE 197230 Petroleo Brasileiro COM 71654V408 1521 80660 SH SOLE 80660 Petroleum Geo-Srvcs COM 716597109 63 17600 SH SOLE 17600 Philip Morris COM 718154107 1154 26420 SH SOLE 26420 Philips Electronics COM 500472303 3250 117764 SH SOLE 117764 Phillips Petroleum COM 718507106 793 13466 SH SOLE 13466 Precision Castparts Corp COM 740189105 597 18100 SH SOLE 18100 Quicklogic Corp COM 74837P108 65 18000 SH SOLE 18000 RJ Reynolds Tobacco COM 76182K105 377 7010 SH SOLE 7010 Raytheon Co.(New) COM 755111507 5175 126986 SH SOLE 126986 Repsol-YPF COM 76026T205 726 61330 SH SOLE 61330 Royal Dutch Petrol COM 780257804 844 15270 SH SOLE 15270 SBC Communications COM 78387G103 2092 68592 SH SOLE 68592 Sappi Ltd. ADS COM 803069202 7080 504970 SH SOLE 504970 Sara Lee Corp COM 803111103 310 15000 SH SOLE 15000 Schering Plough COM 806605101 884 35940 SH SOLE 35940 Scientific Games Corp. COM 80874P109 199 25000 SH SOLE 25000 Sempra Energy COM 816851109 4595 207657 SH SOLE 207657 Silicon Graphics COM 827056102 700 238100 SH SOLE 238100 Sipex Corporation COM 829909100 45 10000 SH SOLE 10000 Sun Communities COM 866674104 1941 46501 SH SOLE 46501 TRW, Inc. COM 872649108 268 4700 SH SOLE 4700 TXU Corporation COM 873168108 1416 27470 SH SOLE 27470 Teco Energy Inc. COM 872375100 2120 85660 SH SOLE 85660 UBS Securities COM H8920G155 1710 34281 SH SOLE 34281 URS Corp New COM 903236107 571 20400 SH SOLE 20400 US Bancorp New COM 902973304 1747 74809 SH SOLE 74809 Union Planters Corp COM 908068109 2904 89720 SH SOLE 89720 Veeco Instruments COM 922417100 345 14690 SH SOLE 14690 Verizon COM 92343V104 2298 57243 SH SOLE 57243
2 SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F June 30, 2002
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Vignette Corp. COM 926734104 35 18000 SH SOLE 18000 Wachovia Corp 2nd New COM 929903102 258 6770 SH SOLE 6770 Wells Fargo & Co COM 949746101 514 10270 SH SOLE 10270 Westmoreland Coal Co. COM 960878106 367 29050 SH SOLE 29050 Worldcom Inc. COM 98157D106 96 115519 SH SOLE 115519 Wyeth COM 983024100 2560 49995 SH SOLE 49995 XL Capital Ltd. Class A COM G98255105 741 8750 SH SOLE 8750 Ford Motor Cap Tr II PFD 345395206 3669 65230 SH SOLE 65230 REPORT SUMMARY IS FILED 130 DATA RECORDS 208890 0 OTHER MANAGERS ON WHOSE BEHALF REPORT
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