0001214659-24-002887.txt : 20240214
0001214659-24-002887.hdr.sgml : 20240214
20240214160533
ACCESSION NUMBER: 0001214659-24-002887
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
EFFECTIVENESS DATE: 20240214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 24637762
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
X0202
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0001056581
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12-31-2023
12-31-2023
false
GENDELL JEFFREY L
1 SOUND SHORE DRIVE
SUITE 304
GREENWICH
CT
06830-7251
13F COMBINATION REPORT
028-06950
0001536239
028-14690
Tontine Asset Management, LLC
0001491514
028-19509
Tontine Associates, LLC
0001845441
028-20769
TONTINE CAPITAL ASSOCIATES, L.P.
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-14-2024
3
113
1839223490
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
028-19509
Tontine Associates, LLC
3
0001845441
028-20769
TONTINE CAPITAL ASSOCIATES, L.P.
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES
COM
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DFND
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30000
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ALGOMA STEEL GROUP INC
COM
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SH
DFND
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1250000
0
ALGOMA STEEL GROUP INC
COM
015658107
5015000
500000
SH
DFND
2
0
500000
0
ALGOMA STEEL GROUP INC -CW26
COM
015658115
171871
93408
SH
DFND
1
0
93408
0
ALPHA METALLURGICAL RESOURCE
COM
020764106
96592200
285000
SH
DFND
1
0
285000
0
ALPHA METALLURGICAL RESOURCE
COM
020764106
813408
2400
SH
DFND
2
0
2400
0
AMBAC FINANCIAL GROUP INC
COM
023139884
2980359
180847
SH
DFND
1
0
180847
0
AMBAC FINANCIAL GROUP INC
COM
023139884
303364
18408
SH
DFND
2
0
18408
0
AMERISERV FINANCIAL INC
COM
03074A102
4031176
1246113
SH
DFND
2
0
1246113
0
ARCH RESOURCES INC
COM
03940R107
30820202
185731
SH
DFND
1
0
185731
0
ARCH RESOURCES INC
COM
03940R107
16552515
99750
SH
DFND
2
0
99750
0
ASSURED GUARANTY LTD
COM
G0585R106
3000833
40102
SH
DFND
2
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40102
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AVADEL PHARMACEUTICALS-ADR
COM
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SH
DFND
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AVADEL PHARMACEUTICALS-ADR
COM
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SH
DFND
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BABCOCK & WILCOX ENTERPR
COM
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241814
SH
DFND
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241814
0
BABCOCK & WILCOX ENTERPR
COM
05614L209
288111
197336
SH
DFND
2
0
197336
0
BELDEN INC
COM
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18691
SH
DFND
1
0
18691
0
BELDEN INC
COM
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35191
SH
DFND
2
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35191
0
BEYOND AIR INC
COM
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1042040
531653
SH
DFND
1
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531653
0
BEYOND AIR INC
COM
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588644
SH
DFND
2
0
588644
0
BLUE RIDGE BANKSHARES INC
COM
095825105
852106
281223
SH
DFND
2
0
281223
0
BLUELINX HOLDINGS INC
COM
09624H208
47046992
415206
SH
DFND
1
0
415206
0
BLUELINX HOLDINGS INC
COM
09624H208
7926714
69956
SH
DFND
2
0
69956
0
BV FINANCIAL INC
COM
05603E208
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SH
DFND
2
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136251
0
CAMPING WORLD HOLDINGS INC-A
COM
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7873483
299828
SH
DFND
1
0
299828
0
CHART INDUSTRIES INC
COM
16115Q308
2044950
15000
SH
DFND
2
0
15000
0
CITIGROUP INC
COM
172967424
2572000
50000
SH
DFND
1
0
50000
0
CITIGROUP INC
COM
172967424
2572000
50000
SH
DFND
2
0
50000
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
2704530
230959
SH
DFND
2
0
230959
0
CIVISTA BANCSHARES INC
COM
178867107
184400
10000
SH
DFND
2
0
10000
0
CONSOL ENERGY INC
COM
20854L108
10053000
100000
SH
DFND
1
0
100000
0
CONSOL ENERGY INC
COM
20854L108
4021200
40000
SH
DFND
2
0
40000
0
CORE LABORATORIES INC
COM
21867A105
1847536
104617
SH
DFND
1
0
104617
0
CORE LABORATORIES INC
COM
21867A105
1015026
57476
SH
DFND
2
0
57476
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
1422548
76770
SH
DFND
1
0
76770
0
CUMMINS INC
COM
231021106
3593550
15000
SH
DFND
1
0
15000
0
DISH NETWORK CORP-A
COM
25470M109
3423272
593288
SH
DFND
2
0
593288
0
DIXIE GROUP INC
CL A
255519100
1035952
1391473
SH
DFND
1
0
1391473
0
ENERSYS
COM
29275Y102
9916897
98226
SH
DFND
2
0
98226
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
1209808
107826
SH
DFND
1
0
107826
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
1959595
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SH
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2
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174652
0
FIRST BANK/HAMILTON NJ
COM
31931U102
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SH
DFND
2
0
70404
0
FIRST MID BANCSHARES INC
COM
320866106
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SH
DFND
2
0
215119
0
FIRST UNITED CORP
COM
33741H107
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SH
DFND
2
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167704
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FIRST US BANCSHARES INC
COM
33744V103
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SH
DFND
2
0
291981
0
FOSTER (LB) CO-A
COM
350060109
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SH
DFND
1
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99834
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FRIEDMAN INDUSTRIES
COM
358435105
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SH
DFND
1
0
374327
0
HALLIBURTON CO
COM
406216101
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537075
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HALLIBURTON CO
COM
406216101
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75000
SH
DFND
2
0
75000
0
HAWTHORN BANCSHARES INC
COM
420476103
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16505
SH
DFND
2
0
16505
0
HBT FINANCIAL INC/DE
COM
404111106
546390
25883
SH
DFND
2
0
25883
0
HELMERICH & PAYNE
COM
423452101
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1
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252888
0
HELMERICH & PAYNE
COM
423452101
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SH
DFND
2
0
152888
0
HMN FINANCIAL INC
COM
40424G108
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SH
DFND
2
0
323577
0
IES HOLDINGS INC
COM
44951W106
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SH
DFND
0
4107859
0
IES HOLDINGS INC
COM
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SH
DFND
1
0
1566868
0
IES HOLDINGS INC
COM
44951W106
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SH
DFND
3
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5642723
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IF BANCORP INC
COM
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SH
DFND
1
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7201
0
IF BANCORP INC
COM
44951J105
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SH
DFND
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264839
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INNOVATE CORP
COM
45784J105
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SH
DFND
1
0
1240793
0
INNOVATE CORP
COM
45784J105
3134483
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SH
DFND
2
0
2548360
0
INTEL CORP
COM
458140100
1256250
25000
SH
DFND
2
0
25000
0
INTERFACE INC
COM
458665304
276731
21928
SH
DFND
2
0
21928
0
INVESCO S&P SMALLCAP ENERGY
COM
46138G474
4104950
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SH
DFND
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78869
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ISHARES RUSSELL 2000 ETF
COM
464287655
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SH
DFND
1
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346250
0
ISHARES RUSSELL 2000 ETF
COM
464287655
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103750
SH
DFND
2
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103750
0
ISHARES RUSSELL 2000 VALUE E
COM
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SH
DFND
1
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13438
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ISHARES RUSSELL 2000 VALUE E
COM
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SH
DFND
2
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68438
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KLX ENERGY SERVICES HOLDING
COM
48253L205
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SH
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1298903
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KLX ENERGY SERVICES HOLDING
COM
48253L205
2566064
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SH
DFND
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227892
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LIBERTY ENERGY INC
COM
53115L104
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SH
DFND
1
0
639939
0
LIBERTY ENERGY INC
COM
53115L104
1814000
100000
SH
DFND
2
0
100000
0
LOUISIANA-PACIFIC CORP
COM
546347105
7083000
100000
SH
DFND
1
0
100000
0
LSB INDUSTRIES INC
COM
502160104
4891539
525407
SH
DFND
1
0
525407
0
LSB INDUSTRIES INC
COM
502160104
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1467950
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DFND
2
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1467950
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MATRIX SERVICE CO
COM
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SH
DFND
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622556
0
MATRIX SERVICE CO
COM
576853105
1956000
200000
SH
DFND
2
0
200000
0
MOHAWK INDUSTRIES INC
COM
608190104
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SH
DFND
1
0
256710
0
MOHAWK INDUSTRIES INC
COM
608190104
4876610
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SH
DFND
2
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47117
0
NABORS INDUSTRIES LTD
COM
G6359F137
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SH
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326481
0
NABORS INDUSTRIES LTD
COM
G6359F137
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SH
DFND
2
0
69820
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NINE ENERGY SERVICE INC
COM
65441V101
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SH
DFND
1
0
2477510
0
NINE ENERGY SERVICE INC
COM
65441V101
2239976
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SH
DFND
2
0
835812
0
NORTHWEST PIPE CO
COM
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26704
SH
DFND
1
0
26704
0
NORTHWEST PIPE CO
COM
667746101
748814
24746
SH
DFND
2
0
24746
0
ODP CORP/THE
COM
88337F105
512049
9095
SH
DFND
1
0
9095
0
OIL STATES INTERNATIONAL INC
COM
678026105
14293554
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SH
DFND
1
0
2105089
0
OIL STATES INTERNATIONAL INC
COM
678026105
3918115
577042
SH
DFND
2
0
577042
0
ORION GROUP HOLDINGS INC
COM
68628V308
3234766
654811
SH
DFND
1
0
654811
0
PATRICK INDUSTRIES INC
COM
703343103
9037421
90059
SH
DFND
0
90059
0
PEABODY ENERGY CORP
COM
704551100
39650525
1630367
SH
DFND
1
0
1630367
0
PEABODY ENERGY CORP
COM
704551100
10624508
436863
SH
DFND
2
0
436863
0
PEOPLES BANCORP INC
COM
709789101
357485
10589
SH
DFND
2
0
10589
0
PEOPLES BANCORP OF NC
COM
710577107
6737587
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SH
DFND
2
0
217763
0
RANGER ENERGY SERVICES INC
COM
75282U104
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105620
SH
DFND
1
0
105620
0
REPUBLIC BANCORP INC-CLASS A
CL A
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146709
SH
DFND
2
0
146709
0
SB FINANCIAL GROUP INC
COM
78408D105
698241
45488
SH
DFND
2
0
45488
0
SEELOS THERAPEUTICS INC
COM
81577F208
155143
111614
SH
DFND
1
0
111614
0
SEELOS THERAPEUTICS INC
COM
81577F208
1
1
SH
DFND
2
0
1
0
SELECT WATER SOLUTIONS INC
COM
81617J301
8431913
1110924
SH
DFND
1
0
1110924
0
SELECT WATER SOLUTIONS INC
COM
81617J301
77911
10265
SH
DFND
2
0
10265
0
SHORE BANCSHARES INC
COM
825107105
3896093
273410
SH
DFND
2
0
273410
0
SILVERSUN TECHNOLOGIES INC
COM
82846H207
256667
15001
SH
DFND
2
0
15001
0
SKYLINE CHAMPION CORP
COM
830830105
5569500
75000
SH
DFND
1
0
75000
0
SPDR S&P REGIONAL BANKING
COM
78464A698
2621500
50000
SH
DFND
1
0
50000
0
SPDR S&P REGIONAL BANKING
COM
78464A698
6906447
131727
SH
DFND
2
0
131727
0
SUNCOKE ENERGY INC
COM
86722A103
2973369
276850
SH
DFND
1
0
276850
0
TEAM INC
COM
878155308
782357
118539
SH
DFND
1
0
118539
0
TETRA TECHNOLOGIES INC
COM
88162F105
16346029
3616378
SH
DFND
1
0
3616378
0
TETRA TECHNOLOGIES INC
COM
88162F105
4258807
942214
SH
DFND
2
0
942214
0
UBS GROUP AG-REG
COM
H42097107
2317500
75000
SH
DFND
2
0
75000
0
VANECK OIL SERVICES ETF
COM
92189H607
73859210
238625
SH
DFND
1
0
238625
0
VANECK OIL SERVICES ETF
COM
92189H607
12342110
39875
SH
DFND
2
0
39875
0