0001214659-24-002887.txt : 20240214 0001214659-24-002887.hdr.sgml : 20240214 20240214160533 ACCESSION NUMBER: 0001214659-24-002887 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 24637762 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001056581 XXXXXXXX 12-31-2023 12-31-2023 false GENDELL JEFFREY L
1 SOUND SHORE DRIVE SUITE 304 GREENWICH CT 06830-7251
13F COMBINATION REPORT 028-06950 0001536239 028-14690 Tontine Asset Management, LLC 0001491514 028-19509 Tontine Associates, LLC 0001845441 028-20769 TONTINE CAPITAL ASSOCIATES, L.P. N
Jeffrey L. Gendell Authorized Signatory 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 02-14-2024 3 113 1839223490 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC 3 0001845441 028-20769 TONTINE CAPITAL ASSOCIATES, L.P.
INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES COM 007903107 4422300 30000 SH DFND 2 0 30000 0 ALGOMA STEEL GROUP INC COM 015658107 12537500 1250000 SH DFND 1 0 1250000 0 ALGOMA STEEL GROUP INC COM 015658107 5015000 500000 SH DFND 2 0 500000 0 ALGOMA STEEL GROUP INC -CW26 COM 015658115 171871 93408 SH DFND 1 0 93408 0 ALPHA METALLURGICAL RESOURCE COM 020764106 96592200 285000 SH DFND 1 0 285000 0 ALPHA METALLURGICAL RESOURCE COM 020764106 813408 2400 SH DFND 2 0 2400 0 AMBAC FINANCIAL GROUP INC COM 023139884 2980359 180847 SH DFND 1 0 180847 0 AMBAC FINANCIAL GROUP INC COM 023139884 303364 18408 SH DFND 2 0 18408 0 AMERISERV FINANCIAL INC COM 03074A102 4031176 1246113 SH DFND 2 0 1246113 0 ARCH RESOURCES INC COM 03940R107 30820202 185731 SH DFND 1 0 185731 0 ARCH RESOURCES INC COM 03940R107 16552515 99750 SH DFND 2 0 99750 0 ASSURED GUARANTY LTD COM G0585R106 3000833 40102 SH DFND 2 0 40102 0 AVADEL PHARMACEUTICALS-ADR COM 05337M104 49981722 3539782 SH DFND 1 0 3539782 0 AVADEL PHARMACEUTICALS-ADR COM 05337M104 29307020 2075568 SH DFND 2 0 2075568 0 BABCOCK & WILCOX ENTERPR COM 05614L209 353048 241814 SH DFND 1 0 241814 0 BABCOCK & WILCOX ENTERPR COM 05614L209 288111 197336 SH DFND 2 0 197336 0 BELDEN INC COM 077454106 1443880 18691 SH DFND 1 0 18691 0 BELDEN INC COM 077454106 2718505 35191 SH DFND 2 0 35191 0 BEYOND AIR INC COM 08862L103 1042040 531653 SH DFND 1 0 531653 0 BEYOND AIR INC COM 08862L103 1153742 588644 SH DFND 2 0 588644 0 BLUE RIDGE BANKSHARES INC COM 095825105 852106 281223 SH DFND 2 0 281223 0 BLUELINX HOLDINGS INC COM 09624H208 47046992 415206 SH DFND 1 0 415206 0 BLUELINX HOLDINGS INC COM 09624H208 7926714 69956 SH DFND 2 0 69956 0 BV FINANCIAL INC COM 05603E208 1932039 136251 SH DFND 2 0 136251 0 CAMPING WORLD HOLDINGS INC-A COM 13462K109 7873483 299828 SH DFND 1 0 299828 0 CHART INDUSTRIES INC COM 16115Q308 2044950 15000 SH DFND 2 0 15000 0 CITIGROUP INC COM 172967424 2572000 50000 SH DFND 1 0 50000 0 CITIGROUP INC COM 172967424 2572000 50000 SH DFND 2 0 50000 0 CITIZENS COMMUNITY BANCORP I COM 174903104 2704530 230959 SH DFND 2 0 230959 0 CIVISTA BANCSHARES INC COM 178867107 184400 10000 SH DFND 2 0 10000 0 CONSOL ENERGY INC COM 20854L108 10053000 100000 SH DFND 1 0 100000 0 CONSOL ENERGY INC COM 20854L108 4021200 40000 SH DFND 2 0 40000 0 CORE LABORATORIES INC COM 21867A105 1847536 104617 SH DFND 1 0 104617 0 CORE LABORATORIES INC COM 21867A105 1015026 57476 SH DFND 2 0 57476 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 1422548 76770 SH DFND 1 0 76770 0 CUMMINS INC COM 231021106 3593550 15000 SH DFND 1 0 15000 0 DISH NETWORK CORP-A COM 25470M109 3423272 593288 SH DFND 2 0 593288 0 DIXIE GROUP INC CL A 255519100 1035952 1391473 SH DFND 1 0 1391473 0 ENERSYS COM 29275Y102 9916897 98226 SH DFND 2 0 98226 0 FENNEC PHARMACEUTICALS INC COM 31447P100 1209808 107826 SH DFND 1 0 107826 0 FENNEC PHARMACEUTICALS INC COM 31447P100 1959595 174652 SH DFND 2 0 174652 0 FIRST BANK/HAMILTON NJ COM 31931U102 1034939 70404 SH DFND 2 0 70404 0 FIRST MID BANCSHARES INC COM 320866106 7456025 215119 SH DFND 2 0 215119 0 FIRST UNITED CORP COM 33741H107 3942721 167704 SH DFND 2 0 167704 0 FIRST US BANCSHARES INC COM 33744V103 3010324 291981 SH DFND 2 0 291981 0 FOSTER (LB) CO-A COM 350060109 2195350 99834 SH DFND 1 0 99834 0 FRIEDMAN INDUSTRIES COM 358435105 5787095 374327 SH DFND 1 0 374327 0 HALLIBURTON CO COM 406216101 19415261 537075 SH DFND 1 0 537075 0 HALLIBURTON CO COM 406216101 2711250 75000 SH DFND 2 0 75000 0 HAWTHORN BANCSHARES INC COM 420476103 418732 16505 SH DFND 2 0 16505 0 HBT FINANCIAL INC/DE COM 404111106 546390 25883 SH DFND 2 0 25883 0 HELMERICH & PAYNE COM 423452101 9159603 252888 SH DFND 1 0 252888 0 HELMERICH & PAYNE COM 423452101 5537603 152888 SH DFND 2 0 152888 0 HMN FINANCIAL INC COM 40424G108 7442271 323577 SH DFND 2 0 323577 0 IES HOLDINGS INC COM 44951W106 325424590 4107859 SH DFND 0 4107859 0 IES HOLDINGS INC COM 44951W106 124127283 1566868 SH DFND 1 0 1566868 0 IES HOLDINGS INC COM 44951W106 447016516 5642723 SH DFND 3 0 5642723 0 IF BANCORP INC COM 44951J105 115432 7201 SH DFND 1 0 7201 0 IF BANCORP INC COM 44951J105 4245369 264839 SH DFND 2 0 264839 0 INNOVATE CORP COM 45784J105 1526175 1240793 SH DFND 1 0 1240793 0 INNOVATE CORP COM 45784J105 3134483 2548360 SH DFND 2 0 2548360 0 INTEL CORP COM 458140100 1256250 25000 SH DFND 2 0 25000 0 INTERFACE INC COM 458665304 276731 21928 SH DFND 2 0 21928 0 INVESCO S&P SMALLCAP ENERGY COM 46138G474 4104950 78869 SH DFND 2 0 78869 0 ISHARES RUSSELL 2000 ETF COM 464287655 69495838 346250 SH DFND 1 0 346250 0 ISHARES RUSSELL 2000 ETF COM 464287655 20823663 103750 SH DFND 2 0 103750 0 ISHARES RUSSELL 2000 VALUE E COM 464287630 2087325 13438 SH DFND 1 0 13438 0 ISHARES RUSSELL 2000 VALUE E COM 464287630 10630475 68438 SH DFND 2 0 68438 0 KLX ENERGY SERVICES HOLDING COM 48253L205 14625648 1298903 SH DFND 1 0 1298903 0 KLX ENERGY SERVICES HOLDING COM 48253L205 2566064 227892 SH DFND 2 0 227892 0 LIBERTY ENERGY INC COM 53115L104 11608493 639939 SH DFND 1 0 639939 0 LIBERTY ENERGY INC COM 53115L104 1814000 100000 SH DFND 2 0 100000 0 LOUISIANA-PACIFIC CORP COM 546347105 7083000 100000 SH DFND 1 0 100000 0 LSB INDUSTRIES INC COM 502160104 4891539 525407 SH DFND 1 0 525407 0 LSB INDUSTRIES INC COM 502160104 13666615 1467950 SH DFND 2 0 1467950 0 MATRIX SERVICE CO COM 576853105 6088598 622556 SH DFND 1 0 622556 0 MATRIX SERVICE CO COM 576853105 1956000 200000 SH DFND 2 0 200000 0 MOHAWK INDUSTRIES INC COM 608190104 26569485 256710 SH DFND 1 0 256710 0 MOHAWK INDUSTRIES INC COM 608190104 4876610 47117 SH DFND 2 0 47117 0 NABORS INDUSTRIES LTD COM G6359F137 26650644 326481 SH DFND 1 0 326481 0 NABORS INDUSTRIES LTD COM G6359F137 5699407 69820 SH DFND 2 0 69820 0 NINE ENERGY SERVICE INC COM 65441V101 6639727 2477510 SH DFND 1 0 2477510 0 NINE ENERGY SERVICE INC COM 65441V101 2239976 835812 SH DFND 2 0 835812 0 NORTHWEST PIPE CO COM 667746101 808063 26704 SH DFND 1 0 26704 0 NORTHWEST PIPE CO COM 667746101 748814 24746 SH DFND 2 0 24746 0 ODP CORP/THE COM 88337F105 512049 9095 SH DFND 1 0 9095 0 OIL STATES INTERNATIONAL INC COM 678026105 14293554 2105089 SH DFND 1 0 2105089 0 OIL STATES INTERNATIONAL INC COM 678026105 3918115 577042 SH DFND 2 0 577042 0 ORION GROUP HOLDINGS INC COM 68628V308 3234766 654811 SH DFND 1 0 654811 0 PATRICK INDUSTRIES INC COM 703343103 9037421 90059 SH DFND 0 90059 0 PEABODY ENERGY CORP COM 704551100 39650525 1630367 SH DFND 1 0 1630367 0 PEABODY ENERGY CORP COM 704551100 10624508 436863 SH DFND 2 0 436863 0 PEOPLES BANCORP INC COM 709789101 357485 10589 SH DFND 2 0 10589 0 PEOPLES BANCORP OF NC COM 710577107 6737587 217763 SH DFND 2 0 217763 0 RANGER ENERGY SERVICES INC COM 75282U104 1080493 105620 SH DFND 1 0 105620 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 8092468 146709 SH DFND 2 0 146709 0 SB FINANCIAL GROUP INC COM 78408D105 698241 45488 SH DFND 2 0 45488 0 SEELOS THERAPEUTICS INC COM 81577F208 155143 111614 SH DFND 1 0 111614 0 SEELOS THERAPEUTICS INC COM 81577F208 1 1 SH DFND 2 0 1 0 SELECT WATER SOLUTIONS INC COM 81617J301 8431913 1110924 SH DFND 1 0 1110924 0 SELECT WATER SOLUTIONS INC COM 81617J301 77911 10265 SH DFND 2 0 10265 0 SHORE BANCSHARES INC COM 825107105 3896093 273410 SH DFND 2 0 273410 0 SILVERSUN TECHNOLOGIES INC COM 82846H207 256667 15001 SH DFND 2 0 15001 0 SKYLINE CHAMPION CORP COM 830830105 5569500 75000 SH DFND 1 0 75000 0 SPDR S&P REGIONAL BANKING COM 78464A698 2621500 50000 SH DFND 1 0 50000 0 SPDR S&P REGIONAL BANKING COM 78464A698 6906447 131727 SH DFND 2 0 131727 0 SUNCOKE ENERGY INC COM 86722A103 2973369 276850 SH DFND 1 0 276850 0 TEAM INC COM 878155308 782357 118539 SH DFND 1 0 118539 0 TETRA TECHNOLOGIES INC COM 88162F105 16346029 3616378 SH DFND 1 0 3616378 0 TETRA TECHNOLOGIES INC COM 88162F105 4258807 942214 SH DFND 2 0 942214 0 UBS GROUP AG-REG COM H42097107 2317500 75000 SH DFND 2 0 75000 0 VANECK OIL SERVICES ETF COM 92189H607 73859210 238625 SH DFND 1 0 238625 0 VANECK OIL SERVICES ETF COM 92189H607 12342110 39875 SH DFND 2 0 39875 0