0001214659-21-011610.txt : 20211112
0001214659-21-011610.hdr.sgml : 20211112
20211112163129
ACCESSION NUMBER: 0001214659-21-011610
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 211404100
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
09-30-2021
09-30-2021
false
GENDELL JEFFREY L
1 SOUND SHORE DRIVE
SUITE 304
GREENWICH
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
11-12-2021
3
79
1165173
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
028-19509
Tontine Associates, LLC
3
0001845441
028-20769
TONTINE CAPITAL ASSOCIATES, L.P.
INFORMATION TABLE
2
infotable.xml
AMERISERV FINANCIAL INC
COM
03074A102
4049
1042443
SH
DFND
2
1042443
0
0
ARMSTRONG FLOORING INC
COM
04238R106
960
306693
SH
DFND
2
306693
0
0
BANK OF AMERICA CORP
COM
060505104
1698
40000
SH
DFND
1
40000
0
0
BANK OF AMERICA CORP
COM
060505104
4245
100000
SH
DFND
2
100000
0
0
BEAZER HOMES USA INC
COM
07556Q881
922
53425
SH
DFND
1
53425
0
0
BEYOND AIR INC
COM
08862L103
2236
201052
SH
DFND
2
201052
0
0
BLUELINX HOLDINGS INC
COM NEW
09624H208
23359
477892
SH
DFND
1
477892
0
0
BLUE RIDGE BANKSHARES INC
COM
095825105
6274
356694
SH
DFND
2
356694
0
0
CAMPING WORLD HOLDINGS INC-A
COM NO PAR
13462K109
32641
839752
SH
DFND
1
839752
0
0
CANO HEALTH INC
COM
13781Y103
2951
232696
SH
DFND
1
232696
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
3349
60000
SH
DFND
1
60000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
4672
83701
SH
DFND
2
83701
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
3316
59400
SH
Call
DFND
1
0
0
0
CITIGROUP INC
COM NO PAR
172967424
7018
100000
SH
DFND
1
100000
0
0
CITIGROUP INC
COM NO PAR
172967424
10527
150000
SH
DFND
2
150000
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
396
28808
SH
DFND
1
28808
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
3223
234426
SH
DFND
2
234426
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
438
18862
SH
DFND
2
18862
0
0
CLEVELAND-CLIFFS INC
COM
185899101
106204
5361125
SH
DFND
1
5361125
0
0
CLEVELAND-CLIFFS INC
COM
185899101
42737
2157329
SH
DFND
2
2157329
0
0
COLONY BANKCORP
COM
19623P101
1881
101022
SH
DFND
2
101022
0
0
CONSOL ENERGY INC
COM
20854L108
10981
422006
SH
DFND
1
422006
0
0
ALPHA METALLURGICAL RESOURCES
COM
020764106
44662
897017
SH
DFND
1
897017
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
3354
291386
SH
DFND
1
291386
0
0
CUSTOM TRUCK ONE SOURCE INC
COM
23204X103
93
10000
SH
DFND
2
10000
0
0
DIXIE GROUP INC
CL A
255519100
6768
1392547
SH
DFND
1
1392547
0
0
E2OPEN PARENT HOLDINGS INC
COM
29788T103
1130
100000
SH
DFND
2
100000
0
0
EMCLAIRE FINANCIAL CORP
COM
290828102
375
14051
SH
DFND
2
14051
0
0
ENCORE WIRE CORP
COM
292562105
2416
25475
SH
DFND
2
25475
0
0
ENERSYS
COM
29275Y102
2233
30000
SH
DFND
2
30000
0
0
ESSA BANCORP INC
COM
29667D104
3577
216946
SH
DFND
2
216946
0
0
FIRST BANK/HAMILTON NJ
COM
31931U102
2109
149702
SH
DFND
2
149702
0
0
FIRST SOLAR INC
COM
336433107
2387
25000
SH
DFND
1
25000
0
0
FIRST SOLAR INC
COM
336433107
477
5000
SH
DFND
2
5000
0
0
FIRST UNITED CORP
COM
33741H107
2994
160991
SH
DFND
2
160991
0
0
FIRST US BANCSHARES INC
COM
33744V103
2936
274419
SH
DFND
2
274419
0
0
HAWTHORN BANCSHARES INC
COM
420476103
1691
73016
SH
DFND
2
73016
0
0
HMN FINANCIAL INC
COM
40424G108
7318
314748
SH
DFND
2
314748
0
0
IES HOLDINGS INC
COM
44951W106
187645
4106923
SH
DFND
4106923
0
0
IES HOLDINGS INC
COM
44951W106
76295
1669836
SH
DFND
1
1669836
0
0
IES HOLDINGS INC
COM
44951W106
257816
5642723
SH
DFND
3
5642723
0
0
IF BANCORP INC
COM
44951J105
163
7201
SH
DFND
1
7201
0
0
IF BANCORP INC
COM
44951J105
5547
244478
SH
DFND
2
244478
0
0
INNOVATE CORP
COM
45784J105
3670
895145
SH
DFND
1
895145
0
0
INNOVATE CORP
COM
45784J105
9863
2405551
SH
DFND
2
2405551
0
0
LCI INDUSTRIES
COM
50189K103
10453
77642
SH
DFND
1
77642
0
0
LEGATO MERGER CORP
COM
52473X106
2451
232985
SH
DFND
1
232985
0
0
LSB INDUSTRIES INC
COM
502160104
260
25475
SH
DFND
1
25475
0
0
LSB INDUSTRIES INC
COM
502160104
13672
1339033
SH
DFND
2
1339033
0
0
NICOLET BANKSHARES INC
COM
65406E102
4077
54961
SH
DFND
2
54961
0
0
PATRICK INDUSTRIES INC
COM
703343103
7502
90059
SH
DFND
90059
0
0
PATRICK INDUSTRIES INC
COM
703343103
408
4900
SH
DFND
1
4900
0
0
PEOPLES BANCORP INC
COM
709789101
1726
54614
SH
DFND
2
54614
0
0
PEOPLES BANCORP OF NC
COM
710577107
6878
242276
SH
DFND
2
242276
0
0
REPUBLIC BANCORP INC-CLASS A
CL A
760281204
8888
175470
SH
DFND
2
175470
0
0
SB FINANCIAL GROUP INC
COM
78408D105
564
31045
SH
DFND
2
31045
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
2650
1099748
SH
DFND
1
1099748
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
1831
759887
SH
DFND
2
759887
0
0
SEVERN BANCORP INC/MD
COM
81811M100
4246
339116
SH
DFND
2
339116
0
0
SHORE BANCSHARES INC
COM
825107105
3078
173612
SH
DFND
2
173612
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
469
19140
SH
DFND
2
19140
0
0
SUNCOKE ENERGY INC
COM
86722A103
8705
1386212
SH
DFND
1
1386212
0
0
THOR INDUSTRIES INC
COM
885160101
43654
355605
SH
DFND
1
355605
0
0
THOR INDUSTRIES INC
COM
885160101
6232
50769
SH
DFND
2
50769
0
0
TRONOX HOLDINGS PLC- A
COM
G9087Q102
1602
65000
SH
DFND
1
65000
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
8908
297435
SH
DFND
2
297435
0
0
UNITED STATES STEEL CORP
COM
912909108
47402
2157583
SH
DFND
1
2157583
0
0
UNITED STATES STEEL CORP
COM
912909108
38086
1733556
SH
DFND
2
1733556
0
0
WEST FRASER TIMBER CO LTD
COM
952845105
568
6738
SH
DFND
1
6738
0
0
WVS FINANCIAL CORP
COM
929358109
2068
129936
SH
DFND
2
129936
0
0
ARCELORMITTAL-NY REGISTERED
COM
03938L203
1508
50000
SH
DFND
1
50000
0
0
ARCELORMITTAL-NY REGISTERED
COM
03938L203
4524
150000
SH
DFND
2
150000
0
0
AVADEL PHARMACEUTICALS-ADR
SPONSORED ADR
05337M104
15756
1607770
SH
DFND
1
1607770
0
0
AVADEL PHARMACEUTICALS-ADR
SPONSORED ADR
05337M104
4420
451000
SH
DFND
2
451000
0
0
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
151
15300
SH
DFND
1
15300
0
0
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
1894
192100
SH
DFND
2
192100
0
0
INVESCO QQQ TRUST SERIES 1
COM
46090E103
3580
10000
SH
DFND
1
10000
0
0
INVESCO QQQ TRUST SERIES 1
COM
46090E103
2685
7500
SH
DFND
2
7500
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
4681
69095
SH
DFND
2
69095
0
0