0001214659-21-005428.txt : 20210514 0001214659-21-005428.hdr.sgml : 20210514 20210514161910 ACCESSION NUMBER: 0001214659-21-005428 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 21924925 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 03-31-2021 03-31-2021 false GENDELL JEFFREY L

1 SOUND SHORE DRIVE SUITE 304 GREENWICH CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 05-14-2021 3 66 937635 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC 3 0001845441 028-20769 TONTINE CAPITAL ASSOCIATES, L.P. INFORMATION TABLE 2 infotable.xml AMBAC FINANCIAL GROUP INC COM NEW 023139884 200 11967 SH DFND 1 11967 0 0 AMERISERV FINANCIAL INC COM 03074A102 4038 994580 SH DFND 2 994580 0 0 ARMSTRONG FLOORING INC COM 04238R106 1055 215771 SH DFND 2 215771 0 0 BANK OF AMERICA CORP COM 060505104 1548 40000 SH DFND 1 40000 0 0 BANK OF AMERICA CORP COM 060505104 2418 62500 SH DFND 2 62500 0 0 BLUELINX HOLDINGS INC COM NEW 09624H208 17381 443504 SH DFND 1 443504 0 0 BLUE RIDGE BANKSHARES INC COM 095825105 5288 241006 SH DFND 2 241006 0 0 CAMPING WORLD HOLDINGS INC-A COM 13462K109 15083 414588 SH DFND 1 414588 0 0 CITIGROUP INC COM NO PAR 172967424 15394 211600 SH DFND 1 211600 0 0 CITIGROUP INC COM NO PAR 172967424 3754 51600 SH DFND 2 51600 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 542 43654 SH DFND 1 43654 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 2909 234426 SH DFND 2 234426 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 433 18862 SH DFND 2 18862 0 0 CLEVELAND-CLIFFS INC COM 185899101 70385 3500000 SH DFND 1 3500000 0 0 COLONY BANKCORP COM 19623P101 1581 101322 SH DFND 2 101322 0 0 CONSOL ENERGY INC COM 20854L108 5115 526192 SH DFND 1 526192 0 0 Alpha Metallurgical Resources COM 020764106 11291 893966 SH DFND 1 893966 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 3668 312808 SH DFND 1 312808 0 0 COUNTY BANCORP INC COM 221907108 218 9087 SH DFND 2 9087 0 0 DANIMER SCIENTIFIC INC CIN 236272100 755 20000 SH DFND 1 20000 0 0 DIXIE GROUP INC CL A 255519100 4121 1387547 SH DFND 1 1387547 0 0 E2OPEN PARENT HOLDINGS INC COM 29788T103 996 100000 SH DFND 2 100000 0 0 EMCLAIRE FINANCIAL CORP COM 290828102 387 14051 SH DFND 2 14051 0 0 ESSA BANCORP INC COM 29667D104 3471 216946 SH DFND 2 216946 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 1822 149702 SH DFND 2 149702 0 0 FIRST UNITED CORP COM 33741H107 2761 156691 SH DFND 2 156691 0 0 FIRST US BANCSHARES INC COM 33744V103 2552 274419 SH DFND 2 274419 0 0 HAWTHORN BANCSHARES INC COM 420476103 1495 70208 SH DFND 2 70208 0 0 HC2 HOLDINGS INC COM 404139107 3379 857645 SH DFND 1 857645 0 0 HC2 HOLDINGS INC COM 404139107 9072 2302500 SH DFND 2 2302500 0 0 HMN FINANCIAL INC COM 40424G108 6330 314748 SH DFND 2 314748 0 0 IES HOLDINGS INC COM 44951W106 207030 4106923 SH DFND 4106923 0 0 IES HOLDINGS INC COM 44951W106 85515 1696393 SH DFND 1 1696393 0 0 IES HOLDINGS INC COM 44951W106 284450 5642723 SH DFND 3 5642723 0 0 IF BANCORP INC COM 44951J105 155 7201 SH DFND 1 7201 0 0 IF BANCORP INC COM 44951J105 5261 244478 SH DFND 2 244478 0 0 JAWS ACQUISITION CORP-CL A COM G50744104 3083 232696 SH DFND 1 232696 0 0 JPMORGAN CHASE & CO COM 46625H100 7612 50000 SH DFND 1 50000 0 0 LCI INDUSTRIES COM 50189K103 6582 49761 SH DFND 1 49761 0 0 LSB INDUSTRIES INC COM 502160104 1115 217381 SH DFND 2 217381 0 0 MACKINAC FINANCIAL CORP COM 554571109 2573 183498 SH DFND 2 183498 0 0 MID PENN BANCORP INC COM 59540G107 2399 89466 SH DFND 2 89466 0 0 NESCO HOLDINGS INC COM 64083J104 94 10000 SH DFND 2 10000 0 0 PATRICK INDUSTRIES INC COM 703343103 10730 126235 SH DFND 126235 0 0 PATRICK INDUSTRIES INC COM 703343103 723 8502 SH DFND 1 8502 0 0 PEOPLES BANCORP OF NC COM 710577107 5625 237934 SH DFND 2 237934 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 1750 94163 SH DFND 2 94163 0 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 7585 171267 SH DFND 2 171267 0 0 RIVERVIEW FINANCIAL CORP COM 76940Q105 2577 246587 SH DFND 2 246587 0 0 SB FINANCIAL GROUP INC COM 78408D105 567 31045 SH DFND 2 31045 0 0 SEELOS THERAPEUTICS INC COM 81577F109 4094 820448 SH DFND 1 820448 0 0 SEELOS THERAPEUTICS INC COM 81577F109 2020 404796 SH DFND 2 404796 0 0 SEVERN BANCORP INC/MD COM 81811M100 4103 339116 SH DFND 2 339116 0 0 SHORE BANCSHARES INC COM 825107105 2955 173612 SH DFND 2 173612 0 0 SUNCOKE ENERGY INC COM 86722A103 8490 1211172 SH DFND 1 1211172 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 508 19140 SH DFND 2 19140 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 7510 297435 SH DFND 2 297435 0 0 VIACOMCBS INC - CLASS B COM 92556H206 3834 85000 SH DFND 1 85000 0 0 VIACOMCBS INC - CLASS B COM 92556H206 3834 85000 SH DFND 2 85000 0 0 WVS FINANCIAL CORP COM 929358109 2053 129936 SH DFND 2 129936 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 13864 1533663 SH DFND 1 1533663 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 3618 400174 SH DFND 2 400174 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 16571 75000 SH DFND 1 75000 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 27618 125000 SH DFND 2 125000 0 0 SPDR S&P REGIONAL BANKING COM 78464A698 995 15000 SH DFND 1 15000 0 0 SPDR S&P REGIONAL BANKING COM 78464A698 700 10550 SH DFND 2 10550 0 0