0000902664-20-003003.txt : 20200813 0000902664-20-003003.hdr.sgml : 20200813 20200813160022 ACCESSION NUMBER: 0000902664-20-003003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 201099178 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 06-30-2020 06-30-2020 false GENDELL JEFFREY L

1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 08-13-2020 2 63 392260 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC INFORMATION TABLE 2 infotable.xml AMBAC FINL GROUP INC COM NEW 023139884 517 36097 SH DFND 36097 0 0 AMBAC FINL GROUP INC COM NEW 023139884 304 21249 SH DFND 1 21249 0 0 AMERISERV FINL INC COM 03074A102 2234 725134 SH DFND 2 725134 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 3196 395505 SH DFND 395505 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 4239 524659 SH DFND 1 524659 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 983 121674 SH DFND 2 121674 0 0 BANK OF AMERICA CORP COM 060505104 8092 340701 SH DFND 340701 0 0 BANK OF AMERICA CORP COM 060505104 831 35000 SH DFND 1 35000 0 0 BANK OF AMERICA CORP COM 060505104 1781 75000 SH DFND 2 75000 0 0 BLUELINX HOLDINGS INC COM NEW 09624H208 1624 189497 SH DFND 189497 0 0 BLUELINX HOLDINGS INC COM NEW 09624H208 3478 405849 SH DFND 1 405849 0 0 BLUE RIDGE BANKSHARES INC COM 095825105 859 56493 SH DFND 2 56493 0 0 CAVCO INDUSTRIES INC DEL COM 149568107 2873 14900 SH DFND 14900 0 0 CIT GROUP INC COM NEW 125581801 726 35000 SH DFND 35000 0 0 CITIGROUP INC COM NEW 172967424 4429 86670 SH DFND 86670 0 0 CITIGROUP INC COM NEW 172967424 777 15197 SH DFND 1 15197 0 0 CITIGROUP INC COM NEW 172967424 511 10000 SH DFND 2 10000 0 0 CITIZENS COMMUNITY BANCORP INC M COM 174903104 386 56264 SH DFND 1 56264 0 0 CITIZENS COMMUNITY BANCORP INC M COM 174903104 1458 212601 SH DFND 2 212601 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 290 18862 SH DFND 2 18862 0 0 COLONY BANKCORP COM 19623P101 1193 101322 SH DFND 2 101322 0 0 CONTURA ENERGY INC COM 21241B100 371 122023 SH DFND 122023 0 0 CONTURA ENERGY INC COM 21241B100 2270 746588 SH DFND 1 746588 0 0 CORE MOLDINGS TECHNOLOGIES IN COM 218683100 1009 244797 SH DFND 1 244797 0 0 COUNTY BANCORP INC COM 221907108 234 11194 SH DFND 2 11194 0 0 DIXIE GROUP INC CL A 255519100 1138 1236729 SH DFND 1 1236729 0 0 EMCLAIRE FINL CORP COM 290828102 219 10951 SH DFND 2 10951 0 0 ENERSYS COM 29275Y102 4790 74405 SH DFND 74405 0 0 ESSA BANCORP INC COM 29667D104 2849 204641 SH DFND 2 204641 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 466 71482 SH DFND 2 71482 0 0 FIRST UNITED CORP COM 33741H107 1637 122701 SH DFND 2 122701 0 0 FIRST US BANCSHARES INC COM 33744V103 1143 165650 SH DFND 2 165650 0 0 HAWTHORN BANCSHARES INC COM 420476103 1389 70566 SH DFND 2 70566 0 0 HC2 HOLDINGS INC COM 404139107 741 221926 SH DFND 2 221926 0 0 HMN FINANCIAL INC COM 40424G108 4265 292133 SH DFND 2 292133 0 0 HOME DEPOT INC COM 437076102 2255 9000 SH DFND 9000 0 0 IES HOLDINGS INC COM 44951W106 225899 9749646 SH DFND 9749646 0 0 IES HOLDINGS INC COM 44951W106 39595 1708893 SH DFND 1 1708893 0 0 II-VI INC COM 902104108 3778 80000 SH DFND 80000 0 0 IF BANCORP INC COM 44951J105 124 7201 SH DFND 1 7201 0 0 IF BANCORP INC COM 44951J105 1980 114755 SH DFND 2 114755 0 0 LSB INDUSTRIES INC COM 502160104 54 46396 SH DFND 46396 0 0 LSB INDUSTRIES INC COM 502160104 924 796859 SH DFND 1 796859 0 0 LOWES COS INC COM 548661107 5202 38500 SH DFND 38500 0 0 MACKINAC FINANCIAL CORP COM 554571109 1903 183498 SH DFND 2 183498 0 0 MID PENN BANCORP INC COM 59540G107 1656 89866 SH DFND 2 89866 0 0 OWENS CORNING NEW COM 690742101 5258 94300 SH DFND 94300 0 0 PATRICK INDUSTRIES INC COM 703343103 13559 221370 SH DFND 221370 0 0 PATRICK INDUSTRIES INC COM 703343103 245 4000 SH DFND 1 4000 0 0 PEOPLES BANCORP OF NC COM 710577107 3465 196104 SH DFND 2 196104 0 0 PREMIER FINANCIAL BANCORP INC COM 74050M105 905 70621 SH DFND 2 70621 0 0 REPUBLIC BANCORP KY CL A 760281204 3228 98691 SH DFND 2 98691 0 0 RIVERVIEW FINANCIAL CORP COM 76940Q105 1256 233369 SH DFND 2 233369 0 0 SB FINANCIAL GROUP INC COM 78408D105 483 29045 SH DFND 2 29045 0 0 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 1989 307006 SH DFND 2 307006 0 0 SHORE BANCSHARES INC COM 825107105 889 80138 SH DFND 2 80138 0 0 SUNCOKE ENERGY INC COM 86722A103 3049 1030199 SH DFND 1030199 0 0 SUNCOKE ENERGY INC COM 86722A103 2697 911260 SH DFND 1 911260 0 0 UFP INDUSTRIES INC COM 90278Q108 371 7500 SH DFND 7500 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 5268 292682 SH DFND 2 292682 0 0 WHIRLPOOL CORP COM 963320106 777 6000 SH DFND 6000 0 0 WHIRLPOOL CORP COM 963320106 518 4000 SH DFND 1 4000 0 0 WVS FINANCIAL CORP COM 929358109 1631 123546 SH DFND 2 123546 0 0