0000902664-20-001056.txt : 20200213
0000902664-20-001056.hdr.sgml : 20200213
20200213162706
ACCESSION NUMBER: 0000902664-20-001056
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 20611013
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
12-31-2019
12-31-2019
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-13-2020
2
84
778279
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
028-19509
Tontine Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
4525
209787
SH
DFND
209787
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
9725
450870
SH
DFND
1
450870
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6976
243220
SH
DFND
243220
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
17373
605750
SH
DFND
1
605750
0
0
AMERISERV FINL INC
COM
03074A102
2635
627291
SH
DFND
2
627291
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
1713
226879
SH
DFND
226879
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
6945
919885
SH
DFND
1
919885
0
0
BANK OF AMERICA CORP
COM
060505104
7773
220701
SH
DFND
220701
0
0
BANK OF AMERICA CORP
COM
060505104
19723
560000
SH
DFND
1
560000
0
0
BANK OF AMERICA CORP
COM
060505104
3522
100000
SH
DFND
2
100000
0
0
BANK OF AMERICA CORP
COM
060505104
43233
1227500
SH
Call
DFND
1
0
0
0
BANK OF AMERICA CORP
COM
060505104
8893
252500
SH
Call
DFND
2
0
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
207
124930
SH
DFND
124930
0
0
BLUELINX HOLDINGS INC
COM NEW
09624H208
2386
167448
SH
DFND
167448
0
0
BLUELINX HOLDINGS INC
COM NEW
09624H208
9549
670102
SH
DFND
1
670102
0
0
BLUE RIDGE BANKSHARES INC
COM
095825105
1298
61965
SH
DFND
2
61965
0
0
CAMPING WORLD HOLDINGS INC
CL A
13462K109
1276
86560
SH
DFND
86560
0
0
CAVCO INDUSTRIES INC DEL
COM
149568107
3773
19312
SH
DFND
19312
0
0
CAVCO INDUSTRIES INC DEL
COM
149568107
12166
62269
SH
DFND
1
62269
0
0
CB FINANCIAL SERVICES INC
COM
12479G101
1399
46423
SH
DFND
2
46423
0
0
CIT GROUP INC
COM NEW
125581801
2007
43975
SH
DFND
43975
0
0
CIT GROUP INC
COM NEW
125581801
5619
123149
SH
DFND
1
123149
0
0
CIT GROUP INC
COM NEW
125581801
4563
100000
SH
Call
DFND
1
0
0
0
CIT GROUP INC
COM NEW
125581801
913
20000
SH
Call
DFND
2
0
0
0
CITIGROUP INC
COM NEW
172967424
10626
133010
SH
DFND
133010
0
0
CITIGROUP INC
COM NEW
172967424
23799
297900
SH
DFND
1
297900
0
0
CITIGROUP INC
COM NEW
172967424
7989
100000
SH
DFND
2
100000
0
0
CITIGROUP INC
COM NEW
172967424
26899
336700
SH
Call
DFND
1
0
0
0
CITIGROUP INC
COM NEW
172967424
12247
153300
SH
Call
DFND
2
0
0
0
CITIZENS COMMUNITY BANCORP INC M
COM
174903104
800
65464
SH
DFND
1
65464
0
0
CITIZENS COMMUNITY BANCORP INC M
COM
174903104
2598
212601
SH
DFND
2
212601
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
213
8862
SH
DFND
2
8862
0
0
COLONY BANKCORP
COM
19623P101
1916
116100
SH
DFND
2
116100
0
0
CONTURA ENERGY INC
COM
21241B100
1104
122044
SH
DFND
122044
0
0
CONTURA ENERGY INC
COM
21241B100
7084
782710
SH
DFND
1
782710
0
0
CORE MOLDINGS TECHNOLOGIES IN
COM
218683100
1053
324128
SH
DFND
1
324128
0
0
COUNTY BANCORP INC
COM
221907108
8193
319665
SH
DFND
2
319665
0
0
DELTA AIR LINES INC
COM NEW
247361702
7164
122500
SH
DFND
122500
0
0
DELTA AIR LINES INC
COM NEW
247361702
13688
234068
SH
DFND
1
234068
0
0
DIXIE GROUP INC
CL A
255519100
938
823144
SH
DFND
1
823144
0
0
EMCLAIRE FINL CORP
COM
290828102
350
10755
SH
DFND
2
10755
0
0
ENERSYS
COM
29275Y102
561
7500
SH
DFND
7500
0
0
ESSA BANCORP INC
COM
29667D104
3669
216449
SH
DFND
2
216449
0
0
FIRST BANK/HAMILTON NJ
COM
31931U102
663
60000
SH
DFND
2
60000
0
0
FIRST UNITED CORP
COM
33741H107
2241
93017
SH
DFND
1
93017
0
0
FIRST UNITED CORP
COM
33741H107
5098
211621
SH
DFND
2
211621
0
0
FIRST US BANCSHARES INC
COM
33744V103
1566
134868
SH
DFND
2
134868
0
0
HAWTHORN BANCSHARES INC
COM
420476103
3484
136639
SH
DFND
2
136639
0
0
HMN FINANCIAL INC
COM
40424G108
6138
292133
SH
DFND
2
292133
0
0
IES HOLDINGS INC
COM
44951W106
250176
9749646
SH
DFND
9749646
0
0
IES HOLDINGS INC
COM
44951W106
60010
2338648
SH
DFND
1
2338648
0
0
II-VI INC
COM
902104108
994
29533
SH
DFND
29533
0
0
IF BANCORP INC
COM
44951J105
187
8112
SH
DFND
1
8112
0
0
IF BANCORP INC
COM
44951J105
2362
102604
SH
DFND
2
102604
0
0
LSB INDUSTRIES INC
COM
502160104
492
117205
SH
DFND
117205
0
0
LSB INDUSTRIES INC
COM
502160104
5786
1377595
SH
DFND
1
1377595
0
0
LOUISIANA-PACIFIC CORP
COM
546347105
1394
46999
SH
DFND
46999
0
0
MACKINAC FINANCIAL CORP
COM
554571109
4492
257283
SH
DFND
2
257283
0
0
MID PENN BANCORP INC
COM
59540G107
3160
109737
SH
DFND
2
109737
0
0
MVB FINANCIAL CORP
COM
553810102
631
25319
SH
DFND
2
25319
0
0
OWENS CORNING NEW
COM
690742101
4187
64300
SH
DFND
64300
0
0
PATRICK INDUSTRIES INC
COM
703343103
24716
471402
SH
DFND
471402
0
0
PATRICK INDUSTRIES INC
COM
703343103
12801
244160
SH
DFND
1
244160
0
0
PEOPLES BANCORP OF NC
COM
710577107
4684
142580
SH
DFND
1
142580
0
0
PEOPLES BANCORP OF NC
COM
710577107
11420
347651
SH
DFND
2
347651
0
0
PREMIER FINANCIAL BANCORP INC
COM
74050M105
1718
94699
SH
DFND
2
94699
0
0
REPUBLIC BANCORP KY
CL A
760281204
206
4409
SH
DFND
1
4409
0
0
REPUBLIC BANCORP KY
CL A
760281204
5568
118976
SH
DFND
2
118976
0
0
RIVERVIEW FINANCIAL CORP
COM
76940Q105
2915
233369
SH
DFND
2
233369
0
0
SB FINANCIAL GROUP INC
COM
78408D105
725
36845
SH
DFND
2
36845
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
2858
307006
SH
DFND
2
307006
0
0
SHORE BANCSHARES INC
COM
825107105
1391
80138
SH
DFND
2
80138
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
76
1300
SH
DFND
1
1300
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
874
15000
SH
DFND
2
15000
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
467
17256
SH
DFND
2
17256
0
0
SUNCOKE ENERGY INC
COM
86722A103
2091
335558
SH
DFND
335558
0
0
SUNCOKE ENERGY INC
COM
86722A103
10518
1688331
SH
DFND
1
1688331
0
0
UNITED AIRLINES HOLDINGS INC
COM
910047109
7591
86172
SH
DFND
86172
0
0
UNITED AIRLINES HOLDINGS INC
COM
910047109
13214
150000
SH
DFND
1
150000
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
6681
294189
SH
DFND
2
294189
0
0
US XPRESS ENTERPRISES INC-A
COM CL A
90338N202
679
134997
SH
DFND
134997
0
0
US XPRESS ENTERPRISES INC-A
COM CL A
90338N202
2225
442428
SH
DFND
1
442428
0
0
WHIRLPOOL CORP
COM
963320106
738
5000
SH
DFND
5000
0
0
WVS FINANCIAL CORP
COM
929358109
1979
123546
SH
DFND
2
123546
0
0