0000902664-19-001168.txt : 20190215
0000902664-19-001168.hdr.sgml : 20190215
20190214205526
ACCESSION NUMBER: 0000902664-19-001168
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 19609547
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
12-31-2018
12-31-2018
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-14-2019
2
85
543382
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
Tontine Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMERICAN AIRLS GROUP INC
COM
02376R102
7106
221300
SH
DFND
221300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
11249
350313
SH
DFND
1
350313
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3047
176740
SH
DFND
176740
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
11452
664246
SH
DFND
1
664246
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
323
18746
SH
DFND
2
18746
0
0
AMERISERV FINL INC
COM
03074A102
1776
440605
SH
DFND
2
440605
0
0
BANK OF AMERICA CORP
COM
060505104
4699
190701
SH
DFND
190701
0
0
BANK OF AMERICA CORP
COM
060505104
6283
255000
SH
DFND
1
255000
0
0
BANK OF AMERICA CORP
COM
060505104
924
37500
SH
DFND
2
37500
0
0
BANK OF AMERICA CORP
COM
060505904
4928
200000
SH
Call
DFND
1
0
0
0
BROADWIND ENERGY INC
COM
11161T207
202
155741
SH
DFND
155741
0
0
BLUELINX HOLDINGS INC
COM
09624H208
1485
60113
SH
DFND
60113
0
0
BLUELINX HOLDINGS INC
COM
09624H208
9317
377039
SH
DFND
1
377039
0
0
CAVCO INDUSTRIES INC
COM
149568107
926
7100
SH
DFND
7100
0
0
CAVCO INDUSTRIES INC
COM
149568107
9242
70884
SH
DFND
1
70884
0
0
CB FINANCIAL SERVICES INC
COM
12479G101
1041
41995
SH
DFND
2
41995
0
0
CITIGROUP INC
COM NEW
172967424
6222
119510
SH
DFND
119510
0
0
CITIGROUP INC
COM NEW
172967424
3292
63233
SH
DFND
2
63233
0
0
CITIGROUP INC
COM NEW
172967904
16034
308000
SH
Call
DFND
1
0
0
0
COLONY BANKCORP
COM
19623P101
1651
113052
SH
DFND
1
113052
0
0
COLONY BANKCORP
COM
19623P101
1726
118200
SH
DFND
2
118200
0
0
CIT GROUP INC
COM NEW
125581801
574
15000
SH
DFND
1
15000
0
0
CIT GROUP INC
COM NEW
125581801
1598
41744
SH
DFND
2
41744
0
0
CIT GROUP INC
COM NEW
125581901
5082
132800
SH
Call
DFND
1
0
0
0
CIT GROUP INC
COM NEW
125581901
1056
27600
SH
Call
DFND
2
0
0
0
CONTURA ENERGY INC
COM
21241B100
5051
76827
SH
DFND
76827
0
0
CONTURA ENERGY INC
COM
21241B100
17629
268155
SH
DFND
1
268155
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
2443
343565
SH
DFND
1
343565
0
0
CITIZENS FIRST CORP
COM
17462Q107
1945
90778
SH
DFND
2
90778
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
1345
123430
SH
DFND
1
123430
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
2343
214911
SH
DFND
2
214911
0
0
DELTA AIR LINES INC
COM
247361702
5614
112500
SH
DFND
112500
0
0
DELTA AIR LINES INC
COM
247361702
10730
215030
SH
DFND
1
215030
0
0
DEUTSCHE BANK AG-REGISTERED
COM
D18190908
14551
1785400
SH
Call
DFND
1
0
0
0
DEUTSCHE BANK AG-REGISTERED
COM
D18190908
1426
175000
SH
Call
DFND
2
0
0
0
ENTEGRA FINANCIAL CORP
COM
29363J108
709
34145
SH
DFND
2
34145
0
0
ESSA BANCORP INC
COM
29667D104
2511
160839
SH
DFND
2
160839
0
0
FIDELITY SOUTHERN CORP
COM
316394105
463
17795
SH
DFND
2
17795
0
0
FIRST BANK/HAMILTON NJ
COM
31931U102
1087
89716
SH
DFND
2
89716
0
0
FIRST UNITED CORP
COM
33741H107
3107
195134
SH
DFND
1
195134
0
0
FIRST UNITED CORP
COM
33741H107
1603
100692
SH
DFND
2
100692
0
0
FIRST US BANCSHARES INC
COM
33744V103
109
13744
SH
DFND
1
13744
0
0
FIRST US BANCSHARES INC
COM
33744V103
236
29745
SH
DFND
2
29745
0
0
HMN FINANCIAL INC
COM
40424G108
5362
273282
SH
DFND
2
273282
0
0
HAWTHORN BANCSHARES INC
COM
420476103
4480
213033
SH
DFND
2
213033
0
0
IES HOLDINGS INC
COM
44951W106
151607
9749646
SH
DFND
9749646
0
0
IES HOLDINGS INC
COM
44951W106
39954
2569418
SH
DFND
1
2569418
0
0
IF BANCORP INC
COM
44951J105
188
9334
SH
DFND
1
9334
0
0
IF BANCORP INC
COM
44951J105
1373
68227
SH
DFND
2
68227
0
0
LOUISIANA-PACIFIC CORP
COM
546347105
1555
70000
SH
DFND
70000
0
0
LOUISIANA-PACIFIC CORP
COM
546347105
590
26536
SH
DFND
1
26536
0
0
LSB INDUSTRIES INC
COM
502160104
1182
214062
SH
DFND
214062
0
0
LSB INDUSTRIES INC
COM
502160104
12297
2227754
SH
DFND
1
2227754
0
0
MACKINAC FINANCIAL CORP
COM
554571109
3538
259189
SH
DFND
2
259189
0
0
MID PENN BANCORP INC
COM
59540G107
3610
156841
SH
DFND
2
156841
0
0
MVB FINANCIAL CORP
COM
553810102
461
25544
SH
DFND
2
25544
0
0
OWENS CORNING
COM
690742101
2608
59300
SH
DFND
59300
0
0
OWENS CORNING
COM
690742101
1761
40040
SH
DFND
1
40040
0
0
PATRICK INDUSTRIES INC
COM
703343103
18378
620665
SH
DFND
620665
0
0
PATRICK INDUSTRIES INC
COM
703343103
7230
244160
SH
DFND
1
244160
0
0
PEOPLES BANCORP OF NC
COM
710577107
3534
144475
SH
DFND
1
144475
0
0
PEOPLES BANCORP OF NC
COM
710577107
9489
387936
SH
DFND
2
387936
0
0
PREMIER FINANCIAL BANCORP
COM
74050M105
1312
87998
SH
DFND
2
87998
0
0
REPUBLIC BANCORP INC-CLASS A
COM
760281204
4425
114276
SH
DFND
2
114276
0
0
REPUBLIC BANCORP INC-CLASS A
COM
760281204
1033
26686
SH
DFND
1
26686
0
0
RIVERVIEW FINANCIAL CORP NEW
COM
76940Q105
2479
227401
SH
DFND
2
227401
0
0
SB FINANCIAL GROUP INC
COM
78408D105
488
29649
SH
DFND
2
29649
0
0
SEVERN BANCORP INC/MD
COM
81811M100
2033
254745
SH
DFND
2
254745
0
0
SHORE BANCSHARES INC
COM
825107105
541
37201
SH
DFND
2
37201
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
12165
260000
SH
DFND
2
260000
0
0
SKYLINE CHAMPION CORP
COM
830830105
1289
87760
SH
DFND
87760
0
0
SKYLINE CHAMPION CORP
COM
830830105
16720
1138170
SH
DFND
1
1138170
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
1610
83394
SH
DFND
2
83394
0
0
SUNCOKE ENERGY INC
COM
86722A103
8010
936853
SH
DFND
1
936853
0
0
THOR INDUSTRIES INC
COM
885160101
1133
21792
SH
DFND
1
21792
0
0
TRONOX LTD-CL A
COM
Q9235V101
141
18167
SH
DFND
18167
0
0
TRONOX LTD-CL A
COM
Q9235V101
1621
208294
SH
DFND
1
208294
0
0
UNITED CONTINENTAL HOLDINGS
COM
910047109
5454
65132
SH
DFND
65132
0
0
UNITED CONTINENTAL HOLDINGS
COM
910047109
6698
80000
SH
DFND
1
80000
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
6084
303888
SH
DFND
2
303888
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
319
12284
SH
DFND
12284
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
1892
72872
SH
DFND
1
72872
0
0
WINNEBAGO INDUSTRIES
COM
974637100
11278
465832
SH
DFND
1
465832
0
0
WHIRLPOOL CORP
COM
963320106
1763
16500
SH
DFND
16500
0
0
WVS FINANCIAL CORP
COM
929358109
1560
105652
SH
DFND
2
105652
0
0