0000902664-17-004296.txt : 20171113
0000902664-17-004296.hdr.sgml : 20171113
20171113163027
ACCESSION NUMBER: 0000902664-17-004296
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 171196332
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
09-30-2017
09-30-2017
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
11-10-2017
1
103
1251044
1
0001536239
Tontine Asset Management, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
2678
155132
SH
DFND
155132
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
7732
447951
SH
DFND
1
447951
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5903
124300
SH
DFND
124300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
60286
1269453
SH
DFND
1
1269453
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
4749
100000
SH
Call
DFND
1
100000
0
0
AMERISERV FINL INC
COM
03074A102
1228
307018
SH
DFND
307018
0
0
ANADARKO PETE CORP
COM
032511107
1221
25000
SH
DFND
25000
0
0
ARCH COAL INC
CL A
039380407
4798
66881
SH
DFND
1
66881
0
0
BANCORP INC DEL
COM
05969A105
2675
323413
SH
DFND
323413
0
0
BANK AMER CORP
COM
060505104
14798
583997
SH
DFND
583997
0
0
BANK AMER CORP
COM
060505104
50680
2000000
SH
DFND
1
2000000
0
0
BANK AMER CORP
COM
060505104
4561
180000
SH
Call
DFND
1
180000
0
0
BARNES & NOBLE INC
COM
067774109
1741
229092
SH
DFND
229092
0
0
BARNES & NOBLE INC
COM
067774109
6858
902426
SH
DFND
1
902426
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
1296
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
2008
619790
SH
DFND
1
619790
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3757
44375
SH
DFND
44375
0
0
CAPITAL ONE FINL CORP
COM
14040H105
44424
524733
SH
DFND
1
524733
0
0
CAPITAL ONE FINL CORP
COM
14040H105
4233
50000
SH
Call
DFND
1
50000
0
0
CAROLINA TR BANCSHARES INC
COM
14422P105
624
76268
SH
DFND
76268
0
0
CAVCO INDS INC DEL
COM
149568107
395
2679
SH
DFND
2679
0
0
CAVCO INDS INC DEL
COM
149568107
12738
86332
SH
DFND
1
86332
0
0
CB FINL SVCS INC
COM
12479G101
1203
41408
SH
DFND
41408
0
0
CITIGROUP INC
COM NEW
172967424
13749
189010
SH
DFND
189010
0
0
CITIGROUP INC
COM NEW
172967424
71537
983455
SH
DFND
1
983455
0
0
CITIGROUP INC
COM NEW
172967424
17909
246200
SH
Call
DFND
246200
0
0
CITIGROUP INC
COM NEW
172967424
131434
1806900
SH
Call
DFND
1
1806900
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
5584
400280
SH
DFND
400280
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1714
122859
SH
DFND
1
122859
0
0
CITIZENS FIRST CORP
COM
17462Q107
3355
140711
SH
DFND
140711
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
991
44354
SH
DFND
44354
0
0
CLEVELAND-CLIFFS INC
COM
185899101
21927
3066644
SH
DFND
1
3066644
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
10044
2744127
SH
DFND
1
2744127
0
0
COLONY BANKCORP INC
COM
19623P101
4806
349493
SH
DFND
349493
0
0
COLONY BANKCORP INC
COM
19623P101
2755
200376
SH
DFND
1
200376
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4640
96220
SH
DFND
96220
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11358
235544
SH
DFND
1
235544
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
6967
403157
SH
DFND
403157
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
33157
1918808
SH
DFND
1
1918808
0
0
ENTEGRA FINL CORP
COM
29363J108
1795
71947
SH
DFND
71947
0
0
EQUUS TOTAL RETURN INC
COM
294766100
243
99830
SH
DFND
1
99830
0
0
ESSA BANCORP INC
COM
29667D104
3734
237836
SH
DFND
237836
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
1566
66236
SH
DFND
66236
0
0
FIFTH THIRD BANCORP
COM
316773100
1959
70000
SH
DFND
70000
0
0
FIFTH THIRD BANCORP
COM
316773100
5876
210000
SH
DFND
1
210000
0
0
FIRST BANK/WILLIAMSTOWN NJ
COM
31931U102
1352
101670
SH
DFND
101670
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
2134
115179
SH
DFND
115179
0
0
FIRST US BANCSHARES INC
COM
33744V103
191
16600
SH
DFND
16600
0
0
FIRST UTD CORP
COM
33741H107
3560
213801
SH
DFND
213801
0
0
FIRST UTD CORP
COM
33741H107
5515
331206
SH
DFND
1
331206
0
0
HAWTHORN BANCSHARES INC
COM
420476103
11843
572127
SH
DFND
572127
0
0
HMN FINL INC
COM
40424G108
7699
431295
SH
DFND
431295
0
0
HOPFED BANCORP INC
COM
439734104
4752
327728
SH
DFND
327728
0
0
IES HLDGS INC
COM
44951W106
168669
9749646
SH
DFND
9749646
0
0
IES HLDGS INC
COM
44951W106
45075
2605499
SH
DFND
1
2605499
0
0
IF BANCORP INC
COM
44951J105
1582
81565
SH
DFND
81565
0
0
JPMORGAN CHASE & CO
COM
46625H100
3023
31655
SH
DFND
31655
0
0
JPMORGAN CHASE & CO
COM
46625H100
478
5000
SH
Call
DFND
5000
0
0
JPMORGAN CHASE & CO
COM
46625H100
4776
50000
SH
Call
DFND
1
50000
0
0
KEYCORP NEW
COM
493267108
2799
148750
SH
DFND
148750
0
0
KEYCORP NEW
COM
493267108
4352
231250
SH
DFND
1
231250
0
0
LSB INDS INC
COM
502160104
1882
237041
SH
DFND
237041
0
0
LSB INDS INC
COM
502160104
19479
2453282
SH
DFND
1
2453282
0
0
MACKINAC FINL CORP
COM
554571109
1698
109566
SH
DFND
109566
0
0
MIDDLEFIELD BANC CORP
COM NEW
596304204
860
18653
SH
DFND
18653
0
0
MVC CAPITAL INC
COM
553829102
4621
461661
SH
DFND
1
461661
0
0
OCEANFIRST FINL CORP
COM
675234108
1950
70952
SH
DFND
70952
0
0
PATRICK INDS INC
COM
703343103
73377
872497
SH
DFND
872497
0
0
PEOPLES BANCORP N C INC
COM
710577107
13548
380340
SH
DFND
380340
0
0
PEOPLES BANCORP N C INC
COM
710577107
4865
136585
SH
DFND
1
136585
0
0
PEOPLES FINL CORP MISS
COM
71103B102
6296
428286
SH
DFND
428286
0
0
POAGE BANKSHARES INC
COM
730206109
1370
75676
SH
DFND
75676
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1033
47399
SH
DFND
47399
0
0
REGIONS FINL CORP NEW
COM
7591EP100
3448
226400
SH
DFND
226400
0
0
REGIONS FINL CORP NEW
COM
7591EP100
9966
654349
SH
DFND
1
654349
0
0
REPUBLIC BANCORP KY
CL A
760281204
4444
114276
SH
DFND
114276
0
0
SB FINL GROUP INC
COM
78408D105
4112
239619
SH
DFND
239619
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
708
101109
SH
DFND
101109
0
0
SHORE BANCSHARES INC
COM
825107105
2133
128095
SH
DFND
128095
0
0
SKYLINE CORP
COM
830830105
13698
1133039
SH
DFND
1
1133039
0
0
SMARTFINANCIAL INC
COM NEW
83190L208
1302
54130
SH
DFND
54130
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
12324
217132
SH
DFND
217132
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
38126
671700
SH
DFND
1
671700
0
0
STEEL PARTNERS HLDGS L P
LTD PRTRSHIP U
85814R107
3831
209369
SH
DFND
1
209369
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
6167
240350
SH
DFND
240350
0
0
SUNCOKE ENERGY INC
COM
86722A103
19964
2184241
SH
DFND
1
2184241
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
16606
965457
SH
DFND
1
965457
0
0
THOR INDS INC
COM
885160101
882
7006
SH
DFND
1
7006
0
0
TRAVELCENTERS AMER LLC
COM
894174101
177
41543
SH
DFND
41543
0
0
TRAVELCENTERS AMER LLC
COM
894174101
112
26460
SH
DFND
1
26460
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
7220
320875
SH
DFND
320875
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1682
86696
SH
DFND
86696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
4344
452463
SH
DFND
452463
0
0
UNITED CONTL HLDGS INC
COM
910047109
5960
97900
SH
DFND
97900
0
0
UNITED CONTL HLDGS INC
COM
910047109
64636
1061701
SH
DFND
1
1061701
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
1071
10906
SH
DFND
10906
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
7267
74034
SH
DFND
1
74034
0
0
WESTMORELAND COAL CO
COM
960878106
650
254793
SH
DFND
254793
0
0
WESTMORELAND COAL CO
COM
960878106
2698
1058145
SH
DFND
1
1058145
0
0
WILLBROS GROUP INC DEL
COM
969203108
15954
4954742
SH
DFND
1
4954742
0
0
WINNEBAGO INDS INC
COM
974637100
480
10726
SH
DFND
10726
0
0
WINNEBAGO INDS INC
COM
974637100
3019
67462
SH
DFND
1
67462
0
0
WVS FINL CORP
COM
929358109
1598
96236
SH
DFND
96236
0
0