0000902664-15-004209.txt : 20151113 0000902664-15-004209.hdr.sgml : 20151113 20151113161533 ACCESSION NUMBER: 0000902664-15-004209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 151229309 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 09-30-2015 09-30-2015 false GENDELL JEFFREY L
1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251
13F HOLDINGS REPORT 028-06950 N
Jeffrey L. Gendell Authorized Signatory 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 11-13-2015 2 86 482533 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001541326 028-14691 TTR Associates, LLC
INFORMATION TABLE 2 infotable.xml AMBAC FINL GROUP INC COM NEW 023139884 237 16400 SH DFND 16400 0 0 AMBAC FINL GROUP INC COM NEW 023139884 1186 81945 SH DFND 1 81945 0 0 AMBAC FINL GROUP INC COM NEW 023139884 2108 145671 SH DFND 2 145671 0 0 AMERIANA BANCORP COM 023613102 985 42829 SH DFND 42829 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1165 30000 SH DFND 1 30000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 5946 153120 SH DFND 2 153120 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7236 127350 SH DFND 2 127350 0 0 ANADARKO PETE CORP COM 032511107 5120 84780 SH DFND 2 84780 0 0 BANK OF AMERICA CORPORATION COM 060505104 1948 125000 SH DFND 125000 0 0 BANK OF AMERICA CORPORATION COM 060505104 2960 190000 SH DFND 1 190000 0 0 BANK OF AMERICA CORPORATION COM 060505104 12521 803628 SH DFND 2 803628 0 0 BANK OF AMERICA CORPORATION COM 060505104 2681 172100 SH Call DFND 172100 0 0 BANK OF AMERICA CORPORATION COM 060505104 22306 1431700 SH Call DFND 1 1431700 0 0 BARNES & NOBLE INC COM 067774109 12625 1042524 SH DFND 1 1042524 0 0 BARNES & NOBLE INC COM 067774109 8050 664763 SH DFND 2 664763 0 0 BARNES & NOBLE ED INC COM 06777U101 6811 535876 SH DFND 1 535876 0 0 BARNES & NOBLE ED INC COM 06777U101 4430 348537 SH DFND 2 348537 0 0 BROADWIND ENERGY INC COM NEW 11161T207 828 400031 SH DFND 400031 0 0 BROADWIND ENERGY INC COM NEW 11161T207 2097 1013059 SH DFND 1 1013059 0 0 CAROLINA TR BK LINCOLNTON NC COM 144200102 144 25655 SH DFND 25655 0 0 CREDIT SUISSE NASSAU BRH NT LKD 32 22542D381 317 49867 SH DFND 2 49867 0 0 CREDIT SUISSE NASSAU BRH NT LKD 32 22542D399 459 43250 SH DFND 2 43250 0 0 CITIGROUP INC COM NEW 172967424 819 16500 SH DFND 16500 0 0 CITIGROUP INC COM NEW 172967424 11716 236170 SH DFND 2 236170 0 0 CITIGROUP INC COM NEW 172967424 1116 22500 SH Call DFND 22500 0 0 CITIGROUP INC COM NEW 172967424 15255 307500 SH Call DFND 1 307500 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 2305 260717 SH DFND 260717 0 0 CITIZENS FIRST CORP COM 17462Q107 1140 90054 SH DFND 90054 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 414 40824 SH DFND 40824 0 0 COLONY BANKCORP INC COM 19623P101 1098 123367 SH DFND 123367 0 0 COMMUNITY FINL CORP MD COM 20368X101 480 20414 SH DFND 20414 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 897 20000 SH DFND 1 20000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 4281 95415 SH DFND 2 95415 0 0 ESSA BANCORP INC COM 29667D104 255 19697 SH DFND 19697 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 1678 79395 SH DFND 79395 0 0 FIRST BANK WILLIAMSTOWN NJ COM 31931U102 583 93869 SH DFND 93869 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1052 28763 SH DFND 28763 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 1696 269609 SH DFND 269609 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 1369 173235 SH DFND 173235 0 0 HAWTHORN BANCSHARES INC COM 420476103 7403 529955 SH DFND 529955 0 0 HESS CORP COM 42809H107 5065 101170 SH DFND 2 101170 0 0 HMN FINL INC COM 40424G108 4514 392144 SH DFND 392144 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 73351 9501450 SH DFND 9501450 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 29905 3873692 SH DFND 1 3873692 0 0 JPMORGAN CHASE & CO COM 46625H100 1341 22000 SH DFND 22000 0 0 JPMORGAN CHASE & CO COM 46625H100 3658 60000 SH DFND 1 60000 0 0 JPMORGAN CHASE & CO COM 46625H100 11723 192278 SH DFND 2 192278 0 0 JPMORGAN CHASE & CO COM 46625H100 2286 37500 SH Call DFND 37500 0 0 JPMORGAN CHASE & CO COM 46625H100 17529 287500 SH Call DFND 1 287500 0 0 LSB INDS INC COM 502160104 7427 484789 SH DFND 1 484789 0 0 LSB INDS INC COM 502160104 5806 378981 SH DFND 2 378981 0 0 MACKINAC FINL CORP COM 554571109 508 50334 SH DFND 50334 0 0 MARATHON OIL CORP COM 565849106 2263 146956 SH DFND 2 146956 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 3572 130000 SH Call DFND 1 130000 0 0 MUTUALFIRST FINL INC COM 62845B104 303 12946 SH DFND 12946 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1145 90000 SH DFND 1 90000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1076 84600 SH DFND 2 84600 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 1685 104786 SH DFND 104786 0 0 OFFICE DEPOT INC COM 676220106 830 129300 SH DFND 1 129300 0 0 OFFICE DEPOT INC COM 676220106 9193 1431992 SH DFND 2 1431992 0 0 PATRICK INDS INC COM 703343103 73669 1865499 SH DFND 1865499 0 0 PEOPLES BANCORP N C INC COM 710577107 6533 373304 SH DFND 373304 0 0 PEOPLES BANCORP N C INC COM 710577107 2474 141361 SH DFND 1 141361 0 0 PEOPLES FINL CORP MISS COM 71103B102 2464 254017 SH DFND 254017 0 0 POAGE BANKSHARES INC COM 730206109 1203 77592 SH DFND 77592 0 0 PREMIER FINL BANCORP INC COM 74050M105 485 34029 SH DFND 34029 0 0 REGIONS FINL CORP NEW COM 7591EP100 360 40000 SH DFND 40000 0 0 SB FINL GROUP INC COM 78408D105 1923 187237 SH DFND 187237 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 673 11000 SH DFND 2 11000 0 0 SHORE BANCSHARES INC COM 825107105 1253 128890 SH DFND 128890 0 0 SKYLINE CORP COM 830830105 1124 390405 SH DFND 1 390405 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 412 10000 SH DFND 10000 0 0 STAPLES INC COM 855030102 7161 610525 SH DFND 2 610525 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 2351 199734 SH DFND 199734 0 0 UNITED BANCSHARES INC OHIO COM 909458101 5082 323923 SH DFND 323923 0 0 UNITED CMNTY BANCORP IND COM 90984R101 1446 96696 SH DFND 96696 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 2811 562295 SH DFND 562295 0 0 UNITED CONTL HLDGS INC COM 910047109 1592 30000 SH DFND 1 30000 0 0 UNITED CONTL HLDGS INC COM 910047109 3682 69400 SH DFND 2 69400 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 319 27500 SH DFND 2 27500 0 0 WESTMORELAND COAL CO COM 960878106 7907 561190 SH DFND 561190 0 0 WESTMORELAND COAL CO COM 960878106 2994 212520 SH DFND 1 212520 0 0 WILLBROS GROUP INC DEL COM 969203108 4695 3726203 SH DFND 1 3726203 0 0 WILLBROS GROUP INC DEL COM 969203108 379 300737 SH DFND 2 300737 0 0 WINNEBAGO INDS INC COM 974637100 3759 196316 SH DFND 1 196316 0 0 WINNEBAGO INDS INC COM 974637100 6885 359529 SH DFND 2 359529 0 0