0000902664-15-002605.txt : 20150515
0000902664-15-002605.hdr.sgml : 20150515
20150515162122
ACCESSION NUMBER: 0000902664-15-002605
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 15869781
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
03-31-2015
03-31-2015
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
05-15-2015
2
83
637553
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001541326
028-14691
TTR Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
2399
99139
SH
DFND
2
99139
0
0
AMERIANA BANCORP
COM
023613102
3660
222477
SH
DFND
222477
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6263
118670
SH
DFND
2
118670
0
0
ANADARKO PETE CORP
COM
032511107
7110
85855
SH
DFND
2
85855
0
0
BANK OF AMERICA CORPORATION
COM
060505104
945
61400
SH
DFND
61400
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2309
150000
SH
DFND
1
150000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
12900
838199
SH
DFND
2
838199
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2649
172100
SH
Call
DFND
172100
0
0
BANK OF AMERICA CORPORATION
COM
060505104
25112
1631700
SH
Call
DFND
1
1631700
0
0
BARNES & NOBLE INC
COM
067774109
20307
855024
SH
DFND
1
855024
0
0
BARNES & NOBLE INC
COM
067774109
13757
579263
SH
DFND
2
579263
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
2000
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
5140
1028059
SH
DFND
1
1028059
0
0
CITIGROUP INC
COM NEW
172967424
871
16900
SH
DFND
16900
0
0
CITIGROUP INC
COM NEW
172967424
2318
45000
SH
DFND
1
45000
0
0
CITIGROUP INC
COM NEW
172967424
10290
199725
SH
DFND
2
199725
0
0
CITIGROUP INC
COM NEW
172967424
515
10000
SH
Call
DFND
10000
0
0
CITIGROUP INC
COM NEW
172967424
18032
350000
SH
Call
DFND
1
350000
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1963
215683
SH
DFND
215683
0
0
COLONY BANKCORP INC
COM
19623P101
405
50045
SH
DFND
50045
0
0
COMMUNITY FINL CORP MD
COM
20368X101
326
16306
SH
DFND
16306
0
0
CREDIT SUISSE NASSAU BRH
ETN LKD 32
22542D571
2250
1000000
SH
DFND
1
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0
0
CREDIT SUISSE NASSAU BRH
ETN LKD 32
22542D571
169
75030
SH
DFND
2
75030
0
0
CREDIT SUISSE NASSAU BRH
VS 3XLGCRUDE ETN
22542D589
7865
3575000
SH
DFND
1
3575000
0
0
CREDIT SUISSE NASSAU BRH
VS 3XLGCRUDE ETN
22542D589
928
422035
SH
DFND
2
422035
0
0
DAKOTA PLAINS HLDGS INC
COM
234255107
185
100000
SH
DFND
1
100000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1057
23500
SH
DFND
2
23500
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
3290
194919
SH
DFND
194919
0
0
FIFTH THIRD BANCORP
COM
316773100
768
40750
SH
DFND
2
40750
0
0
FIRST CTZNS BANC CORP
COM NO PAR
319459202
435
39392
SH
DFND
39392
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
1108
33763
SH
DFND
33763
0
0
FIRST FED NORTHN MICH BANCOR
COM
32021X105
1604
269609
SH
DFND
269609
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1204
150448
SH
DFND
150448
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4502
237592
SH
DFND
2
237592
0
0
GAMESTOP CORP NEW
CL A
36467W109
9074
239035
SH
DFND
2
239035
0
0
HAWTHORN BANCSHARES INC
COM
420476103
6759
504774
SH
DFND
504774
0
0
HESS CORP
COM
42809H107
2715
40000
SH
DFND
1
40000
0
0
HESS CORP
COM
42809H107
5733
84470
SH
DFND
2
84470
0
0
HMN FINL INC
COM
40424G108
4635
383063
SH
DFND
383063
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
83613
9501450
SH
DFND
9501450
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
33899
3852167
SH
DFND
1
3852167
0
0
JPMORGAN CHASE & CO
COM
46625H100
666
11000
SH
DFND
11000
0
0
JPMORGAN CHASE & CO
COM
46625H100
2423
40000
SH
DFND
1
40000
0
0
JPMORGAN CHASE & CO
COM
46625H100
11830
195278
SH
DFND
2
195278
0
0
JPMORGAN CHASE & CO
COM
46625H100
1515
25000
SH
Call
DFND
25000
0
0
JPMORGAN CHASE & CO
COM
46625H100
28473
470000
SH
Call
DFND
1
470000
0
0
LSB INDS INC
COM
502160104
16526
399866
SH
DFND
1
399866
0
0
LSB INDS INC
COM
502160104
13357
323187
SH
DFND
2
323187
0
0
MACKINAC FINL CORP
COM
554571109
573
50334
SH
DFND
50334
0
0
MARATHON OIL CORP
COM
565849106
7079
271115
SH
DFND
2
271115
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
1348
40000
SH
DFND
1
40000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
826
24500
SH
DFND
2
24500
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
4382
130000
SH
Call
DFND
1
130000
0
0
MUTUALFIRST FINL INC
COM
62845B104
2876
124785
SH
DFND
124785
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
6785
230000
SH
DFND
1
230000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
8826
299180
SH
DFND
2
299180
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
220
14952
SH
DFND
14952
0
0
OFFICE DEPOT INC
COM
676220106
5520
600000
SH
DFND
1
600000
0
0
OFFICE DEPOT INC
COM
676220106
17387
1889907
SH
DFND
2
1889907
0
0
PATRICK INDS INC
COM
703343103
112253
1802680
SH
DFND
1802680
0
0
PBF ENERGY INC
CL A
69318G106
10092
297510
SH
DFND
2
297510
0
0
PEOPLES BANCORP N C INC
COM
710577107
6864
371604
SH
DFND
371604
0
0
PEOPLES BANCORP N C INC
COM
710577107
2611
141361
SH
DFND
1
141361
0
0
PEOPLES FINL CORP MISS
COM
71103B102
2591
254017
SH
DFND
254017
0
0
POAGE BANKSHARES INC
COM
730206109
1191
77592
SH
DFND
77592
0
0
PREMIER FINL BANCORP INC
COM
74050M105
518
34029
SH
DFND
34029
0
0
SB FINL GROUP INC
COM
78408D105
1954
185233
SH
DFND
185233
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
853
11000
SH
DFND
2
11000
0
0
SHORE BANCSHARES INC
COM
825107105
1183
128890
SH
DFND
128890
0
0
SKYLINE CORP
COM
830830105
1382
390405
SH
DFND
1
390405
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
2044
171059
SH
DFND
171059
0
0
TECUMSEH PRODS CO
CL A
878895200
992
355575
SH
DFND
1
355575
0
0
TECUMSEH PRODS CO
CL A
878895200
626
224491
SH
DFND
2
224491
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
4935
325123
SH
DFND
325123
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1241
96696
SH
DFND
96696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
3041
556908
SH
DFND
556908
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
166
12500
SH
DFND
2
12500
0
0
WESTMORELAND COAL CO
COM
960878106
15017
561190
SH
DFND
561190
0
0
WESTMORELAND COAL CO
COM
960878106
2053
76721
SH
DFND
1
76721
0
0
WILLBROS GROUP INC DEL
COM
969203108
9120
2755201
SH
DFND
1
2755201
0
0
WILLBROS GROUP INC DEL
COM
969203108
980
295977
SH
DFND
2
295977
0
0
WINNEBAGO INDS INC
COM
974637100
4747
223300
SH
DFND
1
223300
0
0
WINNEBAGO INDS INC
COM
974637100
9423
443243
SH
DFND
2
443243
0
0