0000902664-15-000807.txt : 20150213
0000902664-15-000807.hdr.sgml : 20150213
20150213162130
ACCESSION NUMBER: 0000902664-15-000807
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 15614934
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
12-31-2014
12-31-2014
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-13-2015
2
89
596378
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001541326
028-14691
TTR Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
23139884
455
18577
SH
DFND
18577
0
0
AMBAC FINL GROUP INC
COM NEW
23139884
2590
105711
SH
DFND
2
105711
0
0
AMERIANA BANCORP
COM
23613102
4215
227824
SH
DFND
227824
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6539
121930
SH
DFND
2
121930
0
0
ANADARKO PETE CORP
COM
32511107
7425
90000
SH
DFND
1
90000
0
0
ANADARKO PETE CORP
COM
32511107
6646
80555
SH
DFND
2
80555
0
0
ARCH COAL INC
COM
39380100
1085
609508
SH
DFND
2
609508
0
0
BANK OF AMERICA CORPORATION
COM
60505104
2684
150000
SH
DFND
150000
0
0
BANK OF AMERICA CORPORATION
COM
60505104
12702
709999
SH
DFND
2
709999
0
0
BANK OF AMERICA CORPORATION
COM
60505104
1648
92100
SH
Call
DFND
92100
0
0
BANK OF AMERICA CORPORATION
COM
60505104
25007
1397800
SH
Call
DFND
1
1397800
0
0
BARNES & NOBLE INC
COM
67774109
18826
810750
SH
DFND
1
810750
0
0
BARNES & NOBLE INC
COM
67774109
13742
591838
SH
DFND
2
591838
0
0
BED BATH & BEYOND INC
COM
75896100
4650
61050
SH
DFND
2
61050
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
2156
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
5744
1065670
SH
DFND
1
1065670
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
1345
60006
SH
DFND
2
60006
0
0
CITIGROUP INC
COM NEW
172967424
1894
35000
SH
DFND
35000
0
0
CITIGROUP INC
COM NEW
172967424
1082
20000
SH
DFND
1
20000
0
0
CITIGROUP INC
COM NEW
172967424
9116
168475
SH
DFND
2
168475
0
0
CITIGROUP INC
COM NEW
172967424
541
10000
SH
Call
DFND
10000
0
0
CITIGROUP INC
COM NEW
172967424
8658
160000
SH
Call
DFND
1
160000
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1682
183957
SH
DFND
183957
0
0
COLONY BANKCORP INC
COM
19623P101
119
15161
SH
DFND
15161
0
0
DAKOTA PLAINS HLDGS INC
COM
234255107
310
175852
SH
DFND
1
175852
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1476
30000
SH
DFND
2
30000
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
3547
220143
SH
DFND
220143
0
0
FIFTH THIRD BANCORP
COM
316773100
204
10000
SH
DFND
10000
0
0
FIFTH THIRD BANCORP
COM
316773100
830
40750
SH
DFND
2
40750
0
0
FIRST CTZNS BANC CORP
COM NO PAR
319459202
405
39392
SH
DFND
39392
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
1150
33763
SH
DFND
33763
0
0
FIRST FED NORTHN MICH BANCOR
COM
32021X105
1283
233759
SH
DFND
233759
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
647
81294
SH
DFND
81294
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5550
237592
SH
DFND
2
237592
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5497
235300
SH
Call
DFND
1
235300
0
0
GAMESTOP CORP NEW
CL A
36467W109
7681
227235
SH
DFND
2
227235
0
0
HALLIBURTON CO
COM
406216101
2458
62500
SH
DFND
1
62500
0
0
HALLIBURTON CO
COM
406216101
1608
40890
SH
DFND
2
40890
0
0
HAWTHORN BANCSHARES INC
COM
420476103
6869
482050
SH
DFND
482050
0
0
HESS CORP
COM
42809H107
5537
75000
SH
DFND
1
75000
0
0
HESS CORP
COM
42809H107
4811
65170
SH
DFND
2
65170
0
0
HMN FINL INC
COM
40424G108
4632
373554
SH
DFND
373554
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
72781
9501450
SH
DFND
9501450
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
29508
3852167
SH
DFND
1
3852167
0
0
JPMORGAN CHASE & CO
COM
46625H100
2503
40000
SH
DFND
40000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1252
20000
SH
DFND
1
20000
0
0
JPMORGAN CHASE & CO
COM
46625H100
7425
118648
SH
DFND
2
118648
0
0
JPMORGAN CHASE & CO
COM
46625H100
3129
50000
SH
Call
DFND
50000
0
0
JPMORGAN CHASE & CO
COM
46625H100
14706
235000
SH
Call
DFND
1
235000
0
0
LSB INDS INC
COM
502160104
12777
406400
SH
DFND
1
406400
0
0
LSB INDS INC
COM
502160104
9737
309687
SH
DFND
2
309687
0
0
MACKINAC FINL CORP
COM
554571109
596
50334
SH
DFND
50334
0
0
MARATHON OIL CORP
COM
565849106
2546
90000
SH
DFND
1
90000
0
0
MARATHON OIL CORP
COM
565849106
7265
256815
SH
DFND
2
256815
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
718
20000
SH
DFND
1
20000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
880
24500
SH
DFND
2
24500
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
4670
130000
SH
Call
DFND
1
130000
0
0
MUTUALFIRST FINL INC
COM
62845B104
3291
150405
SH
DFND
150405
0
0
MUTUALFIRST FINL INC
COM
62845B104
529
24163
SH
DFND
2
24163
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
11718
350000
SH
DFND
1
350000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
8731
260780
SH
DFND
2
260780
0
0
OFFICE DEPOT INC
COM
676220106
3223
375860
SH
DFND
1
375860
0
0
OFFICE DEPOT INC
COM
676220106
13384
1560847
SH
DFND
2
1560847
0
0
PAR PETE CORP
COM NEW
69888T207
1570
96643
SH
DFND
1
96643
0
0
PATRICK INDS INC
COM
703343103
96269
2188938
SH
DFND
2188938
0
0
PBF ENERGY INC
CL A
69318G106
7926
297510
SH
DFND
2
297510
0
0
PEOPLES BANCORP N C INC
COM
710577107
6685
371604
SH
DFND
371604
0
0
PEOPLES BANCORP N C INC
COM
710577107
2543
141361
SH
DFND
1
141361
0
0
PEOPLES FINL CORP MISS
COM
71103B102
2821
226554
SH
DFND
226554
0
0
POAGE BANKSHARES INC
COM
730206109
1154
77592
SH
DFND
77592
0
0
PREMIER FINL BANCORP INC
COM
74050M105
530
34029
SH
DFND
34029
0
0
SB FINL GROUP INC
COM
78408D105
1573
167383
SH
DFND
167383
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2375
30000
SH
DFND
1
30000
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
871
11000
SH
DFND
2
11000
0
0
SHORE BANCSHARES INC
COM
825107105
630
67406
SH
DFND
67406
0
0
SKYLINE CORP
COM
830830105
1582
390405
SH
DFND
1
390405
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
814
20000
SH
DFND
20000
0
0
STANDARD REGISTER CO
COM
853887206
466
142812
SH
DFND
1
142812
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
1971
165618
SH
DFND
165618
0
0
TECUMSEH PRODS CO
CL A
878895200
1311
424335
SH
DFND
1
424335
0
0
TECUMSEH PRODS CO
CL A
878895200
705
228103
SH
DFND
2
228103
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
4698
325123
SH
DFND
325123
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1125
96696
SH
DFND
96696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
2977
554346
SH
DFND
554346
0
0
WESTMORELAND COAL CO
COM
960878106
17880
538377
SH
DFND
538377
0
0
WILLBROS GROUP INC DEL
COM
969203108
16770
2674634
SH
DFND
1
2674634
0
0
WILLBROS GROUP INC DEL
COM
969203108
1856
295977
SH
DFND
2
295977
0
0
WINNEBAGO INDS INC
COM
974637100
4859
223300
SH
DFND
1
223300
0
0
WINNEBAGO INDS INC
COM
974637100
8002
367743
SH
DFND
2
367743
0
0