0000902664-13-002813.txt : 20130809 0000902664-13-002813.hdr.sgml : 20130809 20130809163540 ACCESSION NUMBER: 0000902664-13-002813 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 EFFECTIVENESS DATE: 20130809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 131027004 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 06-30-2013 06-30-2013 false GENDELL JEFFREY L

1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 08-09-2013 2 68 532138 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001541326 028-14691 TTR Associates, LLC INFORMATION TABLE 2 infotable.xml AMERIANA BANCORP COM 023613102 2749 261786 SH DFND 261786 0 0 AMERIANA BANCORP COM 023613102 181 17270 SH DFND 1 17270 0 0 BANK OF AMERICA CORPORATION COM 060505104 1286 100000 SH DFND 100000 0 0 BANK OF AMERICA CORPORATION COM 060505104 15432 1200000 SH DFND 1 1200000 0 0 BANK OF AMERICA CORPORATION COM 060505104 12567 977219 SH DFND 2 977219 0 0 BANK OF AMERICA CORPORATION COM 060505104 3279 255000 SH Call DFND 255000 0 0 BANK OF AMERICA CORPORATION COM 060505104 5994 466100 SH Call DFND 1 466100 0 0 BROADWIND ENERGY INC COM NEW 11161T207 1912 400031 SH DFND 400031 0 0 BROADWIND ENERGY INC COM NEW 11161T207 5216 1091171 SH DFND 1 1091171 0 0 CAMCO FINL CORP COM 132618109 1178 359250 SH DFND 359250 0 0 CAMCO FINL CORP COM 132618109 1490 454296 SH DFND 1 454296 0 0 CAPITAL ONE FINL CORP COM 14040H105 5710 90915 SH DFND 1 90915 0 0 CAPITAL ONE FINL CORP COM 14040H105 5012 79801 SH DFND 2 79801 0 0 CITIGROUP INC COM NEW 172967424 1679 35000 SH DFND 35000 0 0 CITIGROUP INC COM NEW 172967424 26384 550000 SH DFND 1 550000 0 0 CITIGROUP INC COM NEW 172967424 11749 244915 SH DFND 2 244915 0 0 CITIGROUP INC COM NEW 172967424 2878 60000 SH Call DFND 60000 0 0 CITIGROUP INC COM NEW 172967424 9114 190000 SH Call DFND 1 190000 0 0 DANA HLDG CORP COM 235825205 2121 110100 SH DFND 2 110100 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 4836 390972 SH DFND 390972 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 186 15000 SH DFND 2 15000 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 761 33763 SH DFND 33763 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 621 141680 SH DFND 141680 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 19362 701269 SH DFND 1 701269 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5212 188757 SH DFND 2 188757 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25594 927000 SH Call DFND 1 927000 0 0 HALLIBURTON CO COM 406216101 2510 60152 SH DFND 2 60152 0 0 HMN FINL INC COM 40424G108 2515 353706 SH DFND 353706 0 0 HEWLETT PACKARD CO COM 428236103 1304 52595 SH DFND 1 52595 0 0 HEWLETT PACKARD CO COM 428236103 5686 229275 SH DFND 2 229275 0 0 HEWLETT PACKARD CO COM 428236103 51219 2065300 SH Call DFND 1 2065300 0 0 HAWTHORN BANCSHARES INC COM 420476103 4934 394693 SH DFND 394693 0 0 INNOSPEC INC COM 45768S105 2321 57770 SH DFND 57770 0 0 INNOSPEC INC COM 45768S105 3495 86989 SH DFND 1 86989 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 31422 7076847 SH DFND 7076847 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 6561 1477646 SH DFND 1 1477646 0 0 JPMORGAN CHASE & CO COM 46625H100 6863 130000 SH DFND 1 130000 0 0 JPMORGAN CHASE & CO COM 46625H100 3886 73618 SH DFND 2 73618 0 0 JPMORGAN CHASE & CO COM 46625H100 3167 60000 SH Call DFND 60000 0 0 JPMORGAN CHASE & CO COM 46625H100 23967 454000 SH Call DFND 1 454000 0 0 KRONOS WORLDWIDE INC COM 50105F105 2879 177291 SH DFND 2 177291 0 0 LSB INDS INC COM 502160104 3096 101805 SH DFND 1 101805 0 0 LSB INDS INC COM 502160104 5115 168209 SH DFND 2 168209 0 0 MATERION CORP COM 576690101 5454 201320 SH DFND 2 201320 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 1488 77450 SH DFND 2 77450 0 0 MUTUALFIRST FINL INC COM 62845B104 3153 223472 SH DFND 223472 0 0 MUTUALFIRST FINL INC COM 62845B104 829 58786 SH DFND 2 58786 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5794 208710 SH DFND 1 208710 0 0 NAVISTAR INTL CORP NEW COM 63934E108 4577 164861 SH DFND 2 164861 0 0 NEWMONT MINING CORP COM 651639106 18108 604594 SH DFND 1 604594 0 0 NEWMONT MINING CORP COM 651639106 1077 35944 SH DFND 2 35944 0 0 NEWMONT MINING CORP COM 651639106 10312 344300 SH Call DFND 1 344300 0 0 NVIDIA CORP COM 67066G104 4587 326683 SH DFND 2 326683 0 0 OMNOVA SOLUTIONS INC COM 682129101 2673 333709 SH DFND 1 333709 0 0 OMNOVA SOLUTIONS INC COM 682129101 102 12691 SH DFND 2 12691 0 0 PATRICK INDS INC COM 703343103 73818 3550667 SH DFND 3550667 0 0 PATRICK INDS INC COM 703343103 5380 258763 SH DFND 1 258763 0 0 PEOPLES BANCORP N C INC COM 710577107 4729 366604 SH DFND 366604 0 0 PEOPLES BANCORP N C INC COM 710577107 1824 141361 SH DFND 1 141361 0 0 TIDEWATER INC COM 886423102 7569 132860 SH DFND 2 132860 0 0 UNITED BANCSHARES INC OHIO COM 909458101 2040 168446 SH DFND 168446 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 2286 491617 SH DFND 491617 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 1061 228157 SH DFND 2 228157 0 0 WESTMORELAND COAL CO COM 960878106 20575 1832138 SH DFND 1832138 0 0 WILLBROS GROUP INC DEL COM 969203108 11136 1813723 SH DFND 1 1813723 0 0 WILLBROS GROUP INC DEL COM 969203108 1618 263491 SH DFND 2 263491 0 0 WINNEBAGO INDS INC COM 974637100 2675 127429 SH DFND 1 127429 0 0 WINNEBAGO INDS INC COM 974637100 5830 277731 SH DFND 2 277731 0 0