0001172661-13-001392.txt : 20131101
0001172661-13-001392.hdr.sgml : 20131101
20131101143052
ACCESSION NUMBER: 0001172661-13-001392
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
EFFECTIVENESS DATE: 20131101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001056516
IRS NUMBER: 000000000
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06910
FILM NUMBER: 131185511
BUSINESS ADDRESS:
STREET 1: 717 WEST SPRAGUE AVENUE
STREET 2: SUITE 1166
CITY: SPOKANE
STATE: WA
ZIP: 99201
BUSINESS PHONE: 5096245591
MAIL ADDRESS:
STREET 1: 717 WEST SPRAGUE AVENUE
STREET 2: SUITE 1166
CITY: SPOKANE
STATE: WA
ZIP: 99201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001056516
XXXXXXXX
09-30-2013
09-30-2013
false
KEN ROBERTS INVESTMENT MANAGEMENT INC
717 West Sprague Avenue
Suite 1166
Spokane
WA
99201
13F HOLDINGS REPORT
028-06910
N
Barry Menne
President and Chief Compliance Officer
509-624-5591
/s/ Barry Menne
Spokane
WA
11-01-2013
0
115
247638
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287y109
1757
39280
SH
SOLE
32315
0
6965
ALTRIA GROUP INC
COM
02209s103
1995
58075
SH
SOLE
48505
0
9570
AMERICAN EAGLE OUTFITTERS NE
COM
02553e106
204
14580
SH
SOLE
11700
0
2880
AMGEN INC
COM
031162100
3924
35060
SH
SOLE
30720
0
4340
APACHE CORP
COM
037411105
4816
56562
SH
SOLE
49252
0
7310
APPLE INC
COM
037833100
8239
17281
SH
SOLE
15015
0
2266
AT&T INC
COM
00206r102
2107
62315
SH
SOLE
51150
0
11165
AUTOZONE INC
COM
053332102
3895
9215
SH
SOLE
7942
0
1273
BED BATH & BEYOND INC
COM
075896100
2341
30265
SH
SOLE
25960
0
4305
BERKSHIRE HILLS BANCORP INC
COM
084680107
418
16665
SH
SOLE
13395
0
3270
BIO-REFERENCE LABS INC
COM $.01 NEW
09057g602
388
13000
SH
SOLE
10455
0
2545
BOEING CO
COM
097023105
1527
12998
SH
SOLE
11558
0
1440
BP PLC
SPONSORED ADR
055622104
2156
51305
SH
SOLE
42455
0
8850
CA INC
COM
12673p105
1544
52035
SH
SOLE
43315
0
8720
CABOT CORP
COM
127055101
330
7725
SH
SOLE
6170
0
1555
CAPITAL ONE FINL CORP
COM
14040H105
6100
88734
SH
SOLE
77799
0
10935
CARDINAL HEALTH INC
COM
14149y108
3697
70885
SH
SOLE
62000
0
8885
CARPENTER TECHNOLOGY CORP
COM
144285103
295
5075
SH
SOLE
4060
0
1015
CATERPILLAR INC DEL
COM
149123101
2987
35820
SH
SOLE
31185
0
4635
CATHAY GENERAL BANCORP
COM
149150104
911
39000
SH
SOLE
39000
0
0
CHESAPEAKE ENERGY CORP
PFD CONV
165167842
2062
23318
SH
SOLE
19293
0
4025
CHEVRON CORP NEW
COM
166764100
1739
14309
SH
SOLE
11879
0
2430
CISCO SYS INC
COM
17275r102
1592
67950
SH
SOLE
55380
0
12570
CITIGROUP INC
COM NEW
172967424
3937
81160
SH
SOLE
71120
0
10040
CLEAN HARBORS INC
COM
184496107
466
7945
SH
SOLE
6365
0
1580
CLEARBRIDGE ENERGY MLP OPP F
COM
18469P100
362
16000
SH
SOLE
16000
0
0
COBIZ FINANCIAL INC
COM
190897108
309
31985
SH
SOLE
25840
0
6145
COLUMBIA BKG SYS INC
COM
197236102
380
15385
SH
SOLE
12435
0
2950
CONAGRA FOODS INC
COM
205887102
8695
286600
SH
SOLE
247070
0
39530
CONMED CORP
COM
207410101
268
7880
SH
SOLE
6345
0
1535
CONOCOPHILLIPS
COM
20825c104
2529
36382
SH
SOLE
30152
0
6230
CORNING INC
COM
219350105
5191
355760
SH
SOLE
309120
0
46640
CROCS INC
COM
227046109
250
18365
SH
SOLE
14760
0
3605
CVS CAREMARK CORPORATION
COM
126650100
5444
95929
SH
SOLE
83994
0
11935
DARDEN RESTAURANTS INC
COM
237194105
2012
43475
SH
SOLE
35855
0
7620
DIGITAL RLTY TR INC
COM
253868103
1815
34190
SH
SOLE
28385
0
5805
DOW CHEM CO
COM
260543103
6043
157375
SH
SOLE
135790
0
21585
DR PEPPER SNAPPLE GROUP INC
COM
26138e109
1607
35855
SH
SOLE
29705
0
6150
DU PONT E I DE NEMOURS & CO
COM
263534109
2951
50392
SH
SOLE
43072
0
7320
DYNAMIC MATLS CORP
COM
267888105
385
16605
SH
SOLE
13240
0
3365
E M C CORP MASS
COM
268648102
5173
202405
SH
SOLE
177050
0
25355
EATON CORP PLC
SHS
G29183103
3987
57916
SH
SOLE
50716
0
7200
ENCORE CAP GROUP INC
COM
292554102
450
9840
SH
SOLE
7905
0
1935
ENSCO PLC
SHS CLASS A
g3157s106
4321
80390
SH
SOLE
68840
0
11550
EXACTECH INC
COM
30064e109
270
13410
SH
SOLE
10765
0
2645
EXELON CORP
COM
30161n101
2063
69588
SH
SOLE
57553
0
12035
EXPRESS SCRIPTS HLDG CO
COM
30219g108
3247
52540
SH
SOLE
45525
0
7015
EXXON MOBIL CORP
COM
30231g102
381
4430
SH
SOLE
4430
0
0
F5 NETWORKS INC
COM
315616102
2252
26250
SH
SOLE
22580
0
3670
FEDEX CORP
COM
31428x106
3533
30960
SH
SOLE
27255
0
3705
FIRST NIAGARA FINL GP INC
COM
33582v108
1939
186995
SH
SOLE
154230
0
32765
FLUSHING FINL CORP
COM
343873105
288
15595
SH
SOLE
12470
0
3125
FORD MTR CO DEL
COM PAR $0.01
345370860
3999
237028
SH
SOLE
207783
0
29245
FREEPORT-MCMORAN COPPER & GO
COM
35671d857
3153
95325
SH
SOLE
80845
0
14480
GENERAL CABLE CORP DEL NEW
COM
369300108
309
9720
SH
SOLE
7835
0
1885
GENERAL ELECTRIC CO
COM
369604103
2403
100580
SH
SOLE
83875
0
16705
GENESCO INC
COM
371532102
303
4625
SH
SOLE
3735
0
890
GENTHERM INC
COM
37253a103
321
16800
SH
SOLE
13560
0
3240
GIVEN IMAGING
ORD SHS
M52020100
371
19310
SH
SOLE
15535
0
3775
GOLDCORP INC NEW
COM
380956409
1386
53295
SH
SOLE
46070
0
7225
HARMAN INTL INDS INC
COM
413086109
6231
94075
SH
SOLE
82000
0
12075
HEALTH CARE REIT INC
COM
42217k106
1210
19395
SH
SOLE
16110
0
3285
HOSPITALITY PPTYS TR
COM SH BEN INT
44106m102
2287
80800
SH
SOLE
67785
0
13015
INGREDION INC
COM
457187102
212
3205
SH
SOLE
2575
0
630
INTEGRATED SILICON SOLUTION
COM
45812p107
464
42620
SH
SOLE
34345
0
8275
INTEL CORP
COM
458140100
1984
86575
SH
SOLE
71660
0
14915
INTERNATIONAL BUSINESS MACHS
COM
459200101
2171
11723
SH
SOLE
10563
0
1160
ISHARES
IBOXX INV CP ETF
464287242
427
3765
SH
SOLE
2630
0
1135
JABIL CIRCUIT INC
COM
466313103
5498
253593
SH
SOLE
220313
0
33280
JOHNSON & JOHNSON
COM
478160104
2246
25905
SH
SOLE
21575
0
4330
JPMORGAN CHASE & CO
COM
46625h100
5352
103540
SH
SOLE
90005
0
13535
LAKELAND FINL CORP
COM
511656100
412
12630
SH
SOLE
10100
0
2530
LANDEC CORP
COM
514766104
284
23315
SH
SOLE
18645
0
4670
LOCKHEED MARTIN CORP
COM
539830109
1302
10210
SH
SOLE
8595
0
1615
MARATHON OIL CORP
COM
565849106
4362
125044
SH
SOLE
109489
0
15555
MCDERMOTT INTL INC
COM
580037109
231
31145
SH
SOLE
25105
0
6040
MCKESSON CORP
COM
58155q103
2397
18680
SH
SOLE
16025
0
2655
MEDIFAST INC
COM
58470h101
302
11225
SH
SOLE
9010
0
2215
NATIONAL FUEL GAS CO N J
COM
636180101
451
6560
SH
SOLE
5285
0
1275
NEWMONT MINING CORP
COM
651639106
3921
139548
SH
SOLE
118908
0
20640
NOBLE CORPORATION BAAR
NAMEN -AKT
h5833n103
5203
137743
SH
SOLE
120593
0
17150
NORDSTROM INC
COM
655664100
1532
27255
SH
SOLE
24525
0
2730
NORTHERN OIL & GAS INC NEV
COM
665531109
225
15585
SH
SOLE
12620
0
2965
OMNICELL INC
COM
68213n109
353
14895
SH
SOLE
11960
0
2935
OMNIVISION TECHNOLOGIES INC
COM
682128103
281
18330
SH
SOLE
14600
0
3730
ORACLE CORP
COM
68389x105
3238
97610
SH
SOLE
86135
0
11475
PEABODY ENERGY CORP
COM
704549104
1726
100038
SH
SOLE
85758
0
14280
PRUDENTIAL FINL INC
COM
744320102
4774
61218
SH
SOLE
53698
0
7520
QUALCOMM INC
COM
747525103
5548
82410
SH
SOLE
71620
0
10790
QUANTA SVCS INC
COM
74762e102
3065
111400
SH
SOLE
95235
0
16165
RENT A CTR INC NEW
COM
76009n100
360
9440
SH
SOLE
7575
0
1865
ROFIN SINAR TECHNOLOGIES INC
COM
775043102
304
12560
SH
SOLE
10135
0
2425
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
1471
21365
SH
SOLE
17810
0
3555
RYDER SYS INC
COM
783549108
5506
92235
SH
SOLE
80770
0
11465
SERVICE CORP INTL
COM
817565104
501
26895
SH
SOLE
21565
0
5330
SKYWORKS SOLUTIONS INC
COM
83088m102
2104
84710
SH
SOLE
71960
0
12750
SOUTHWEST AIRLS CO
COM
844741108
2409
165485
SH
SOLE
143090
0
22395
SPDR SERIES TRUST
BRC HGH YLD BD
78464a417
3168
79503
SH
SOLE
66308
0
13195
STAPLES INC
COM
855030102
1329
90710
SH
SOLE
76475
0
14235
STEELCASE INC
CL A
858155203
336
20190
SH
SOLE
16295
0
3895
STONE ENERGY CORP
COM
861642106
391
12060
SH
SOLE
9685
0
2375
SUPERIOR ENERGY SVCS INC
COM
868157108
240
9585
SH
SOLE
7660
0
1925
SYKES ENTERPRISES INC
COM
871237103
386
21560
SH
SOLE
17290
0
4270
SYNAPTICS INC
COM
87157d109
450
10175
SH
SOLE
8210
0
1965
TARGET CORP
COM
87612e106
4144
64763
SH
SOLE
56588
0
8175
TEXAS CAPITAL BANCSHARES INC
COM
88224q107
282
6135
SH
SOLE
4945
0
1190
THOR INDS INC
COM
885160101
368
6340
SH
SOLE
5050
0
1290
TIME WARNER CABLE INC
COM
88732j207
1652
14800
SH
SOLE
12970
0
1830
TITAN INTL INC ILL
COM
88830m102
177
12065
SH
SOLE
9720
0
2345
TRANSOCEAN LTD
REG SHS
h8817h100
5503
123660
SH
SOLE
107020
0
16640
UMPQUA HLDGS CORP
COM
904214103
310
19125
SH
SOLE
15480
0
3645
UNITEDHEALTH GROUP INC
COM
91324p102
1580
22065
SH
SOLE
19930
0
2135
VERIZON COMMUNICATIONS INC
COM
92343v104
1939
41545
SH
SOLE
34150
0
7395
WALGREEN CO
COM
931422109
4848
90117
SH
SOLE
79027
0
11090
WEATHERFORD INTERNATIONAL LT
REG SHS
h27013103
2374
154845
SH
SOLE
133995
0
20850