13F-HR 1 KenRoberts1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 717 W. Sprague Avenue Suite 1166 Spokane, WA 99201 13F File Number: 028-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leslie Yates Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Leslie Yates Spokane, WA May 7, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: $232,740 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBVIE INC COM 00287y109 843 20670 SH SOLE 16790 0 3880 AGILENT TECHNOLOGIES INC COM 00846u101 3647 86888 SH SOLE 74593 0 12295 ALTRIA GROUP INC COM 02209s103 1807 52550 SH SOLE 44670 0 7880 AMERICAN EXPRESS CO COM 025816109 336 4975 SH SOLE 475 0 4500 APACHE CORP COM 037411105 4796 62157 SH SOLE 53257 0 8900 APPLE INC COM 037833100 6915 15622 SH SOLE 13368 0 2254 ARCTIC CAT INC COM 039670104 308 7040 SH SOLE 5515 0 1525 AT&T INC COM 00206r102 1940 52870 SH SOLE 43935 0 8935 AUTOZONE INC COM 053332102 3193 8048 SH SOLE 6830 0 1218 BAKER HUGHES INC COM 057224107 2287 49275 SH SOLE 41905 0 7370 BBCN BANCORP INC COM 073295107 406 31055 SH SOLE 24240 0 6815 BED BATH & BEYOND INC COM 075896100 4086 63430 SH SOLE 53600 0 9830 BERKSHIRE HILLS BANCORP INC COM 084680107 423 16565 SH SOLE 13315 0 3250 BOEING CO COM 097023105 2080 24233 SH SOLE 21093 0 3140 BP PLC SPONSORED ADR 055622104 1136 26835 SH SOLE 23010 0 3825 CA INC COM 12673p105 1713 68024 SH SOLE 56509 0 11515 CAPITAL ONE FINL CORP COM 14040H105 5058 92044 SH SOLE 78949 0 13095 CARDINAL HEALTH INC COM 14149y108 4598 110475 SH SOLE 94645 0 15830 CARPENTER TECHNOLOGY CORP COM 144285103 330 6700 SH SOLE 5245 0 1455 CARRIZO OIL & GAS INC COM 144577103 304 11815 SH SOLE 9340 0 2475 CATERPILLAR INC DEL COM 149123101 3320 38175 SH SOLE 32730 0 5445 CHESAPEAKE ENERGY CORP COM 165167107 3773 184850 SH SOLE 158595 0 26255 CHESAPEAKE ENERGY CORP PFD CONV 165167842 1879 20920 SH SOLE 17550 0 3370 CHEVRON CORP NEW COM 166764100 1179 9924 SH SOLE 8644 0 1280 CIRRUS LOGIC INC COM 172755100 253 11120 SH SOLE 8790 0 2330 CLIFFS NAT RES INC COM 18683k101 443 23295 SH SOLE 19680 0 3615 CONAGRA FOODS INC COM 205887102 2210 61715 SH SOLE 52435 0 9280 CONMED CORP COM 207410101 410 12050 SH SOLE 9490 0 2560 CONOCOPHILLIPS COM 20825c104 1985 33024 SH SOLE 27789 0 5235 CORNING INC COM 219350105 4313 323535 SH SOLE 277090 0 46445 CROCS INC COM 227046109 183 12370 SH SOLE 9565 0 2805 CVS CAREMARK CORPORATION COM 126650100 4532 82408 SH SOLE 70568 0 11840 DARDEN RESTAURANTS INC COM 237194105 1927 37295 SH SOLE 31165 0 6130 DOW CHEM CO COM 260543103 6599 207270 SH SOLE 176970 0 30300 DU PONT E I DE NEMOURS & CO COM 263534109 3021 61452 SH SOLE 52067 0 9385 DYNAMIC MATLS CORP COM 267888105 287 16515 SH SOLE 12930 0 3585 E M C CORP MASS COM 268648102 3591 150320 SH SOLE 127385 0 22935 EATON CORP PLC SHS G29183103 4235 69151 SH SOLE 59346 0 9805 ENCORE CAP GROUP INC COM 292554102 381 12660 SH SOLE 10005 0 2655 ENSCO PLC SHS CLASS A g3157s106 1078 17965 SH SOLE 15480 0 2485 EXACTECH INC COM 30064e109 439 21225 SH SOLE 16765 0 4460 EXELON CORP COM 30161n101 1866 54105 SH SOLE 45440 0 8665 EXPRESS SCRIPTS HLDG CO COM 30219g108 4003 69475 SH SOLE 55645 0 13830 EXXON MOBIL CORP COM 30231g102 354 3930 SH SOLE 3930 0 0 FIRST NIAGARA FINL GP INC COM 33582v108 1680 189650 SH SOLE 161745 0 27905 FLUSHING FINL CORP COM 343873105 400 23605 SH SOLE 18885 0 4720 FORD MTR CO DEL COM PAR $0.01 345370860 3566 271203 SH SOLE 233043 0 38160 FREEPORT-MCMORAN COPPER & GO COM 35671d857 5461 164990 SH SOLE 140685 0 24305 GENERAL CABLE CORP DEL NEW COM 369300108 341 9320 SH SOLE 7420 0 1900 GENERAL ELECTRIC CO COM 369604103 5018 217041 SH SOLE 182938 0 34103 GENERAL MTRS CO JR PFD CNV SRB 37045v209 385 8965 SH SOLE 7235 0 1730 GENESCO INC COM 371532102 266 4430 SH SOLE 3480 0 950 GOLDCORP INC NEW COM 380956409 1987 59085 SH SOLE 50520 0 8565 GULFMARK OFFSHORE INC CL A NEW 402629208 282 7230 SH SOLE 5625 0 1605 HARMAN INTL INDS INC COM 413086109 4489 100575 SH SOLE 86000 0 14575 HAWAIIAN HOLDINGS INC COM 419879101 112 19330 SH SOLE 15260 0 4070 HEALTH CARE REIT INC COM 42217k106 2027 29855 SH SOLE 25215 0 4640 HOSPITALITY PPTYS TR COM SH BEN INT 44106m102 2147 78240 SH SOLE 66725 0 11515 INGREDION INC COM 457187102 421 5825 SH SOLE 4545 0 1280 INTEGRATED SILICON SOLUTION COM 45812p107 260 28330 SH SOLE 22350 0 5980 INTEL CORP COM 458140100 2644 121078 SH SOLE 102475 0 18603 ISHARES TR IBOXX INV CPBD 464287242 479 3995 SH SOLE 2705 0 1290 JABIL CIRCUIT INC COM 466313103 5202 281478 SH SOLE 240288 0 41190 JOHNSON & JOHNSON COM 478160104 1848 22670 SH SOLE 19130 0 3540 JPMORGAN CHASE & CO COM 46625h100 5104 107540 SH SOLE 92135 0 15405 KEMET CORP COM NEW 488360207 300 47965 SH SOLE 37635 0 10330 KOHLS CORP COM 500255104 5858 126985 SH SOLE 108095 0 18890 LAKELAND FINL CORP COM 511656100 339 12685 SH SOLE 9990 0 2695 LANDEC CORP COM 514766104 334 23115 SH SOLE 18160 0 4955 LOCKHEED MARTIN CORP COM 539830109 1514 15690 SH SOLE 12940 0 2750 MARATHON OIL CORP COM 565849106 4583 135899 SH SOLE 116314 0 19585 MCKESSON CORP COM 58155q103 2229 20645 SH SOLE 17425 0 3220 MICROSOFT CORP COM 594918104 5692 198974 SH SOLE 168994 0 29980 NATIONAL FUEL GAS CO N J COM 636180101 385 6275 SH SOLE 4975 0 1300 NETAPP INC COM 64110d104 2208 64645 SH SOLE 55020 0 9625 NEWMONT MINING CORP COM 651639106 5413 129218 SH SOLE 110143 0 19075 NOBLE CORPORATION BAAR NAMEN -AKT h5833n103 5541 145238 SH SOLE 124893 0 20345 NORDSTROM INC COM 655664100 1462 26480 SH SOLE 23185 0 3295 NVIDIA CORP COM 67066g104 3612 281563 SH SOLE 242018 0 39545 OCZ TECHNOLOGY GROUP INC COM 67086e303 65 35880 SH SOLE 29475 0 6405 OMNICELL INC COM 68213n109 280 14810 SH SOLE 11725 0 3085 OMNIVISION TECHNOLOGIES INC COM 682128103 253 18390 SH SOLE 14400 0 3990 PEABODY ENERGY CORP COM 704549104 2280 107823 SH SOLE 90738 0 17085 PEPSICO INC COM 713448108 246 3105 SH SOLE 3105 0 0 PHOTRONICS INC COM 719405102 361 54050 SH SOLE 42130 0 11920 PORTFOLIO RECOVERY ASSOCS IN COM 73640q105 265 2085 SH SOLE 1655 0 430 PRUDENTIAL FINL INC COM 744320102 5312 90043 SH SOLE 77503 0 12540 QUALCOMM INC COM 747525103 5261 78600 SH SOLE 65910 0 12690 RUDOLPH TECHNOLOGIES INC COM 781270103 279 23720 SH SOLE 18605 0 5115 SKULLCANDY INC COM 83083j104 75 14240 SH SOLE 11225 0 3015 SKYWORKS SOLUTIONS INC COM 83088m102 2039 92570 SH SOLE 77460 0 15110 SOUTHWEST AIRLS CO COM 844741108 4233 314040 SH SOLE 267150 0 46890 SPDR SERIES TRUST BRC HGH YLD BD 78464a417 2415 58735 SH SOLE 50240 0 8495 STAPLES INC COM 855030102 3436 256060 SH SOLE 215900 0 40160 STEELCASE INC CL A 858155203 285 19350 SH SOLE 14545 0 4805 STONE ENERGY CORP COM 861642106 261 12015 SH SOLE 9480 0 2535 SYKES ENTERPRISES INC COM 871237103 344 21555 SH SOLE 17005 0 4550 TARGET CORP COM 87612e106 1308 19103 SH SOLE 16443 0 2660 TEXAS CAPITAL BANCSHARES INC COM 88224q107 248 6120 SH SOLE 4830 0 1290 THOR INDS INC COM 885160101 217 5900 SH SOLE 4560 0 1340 TIME WARNER CABLE INC COM 88732j207 2575 26810 SH SOLE 22800 0 4010 TITAN INTL INC ILL COM 88830m102 250 11855 SH SOLE 9355 0 2500 TTM TECHNOLOGIES INC COM 87305r109 225 29570 SH SOLE 23440 0 6130 UNITEDHEALTH GROUP INC COM 91324p102 1300 22720 SH SOLE 20135 0 2585 VERIZON COMMUNICATIONS INC COM 92343v104 2062 41959 SH SOLE 34924 0 7035 VOLTERRA SEMICONDUCTOR CORP COM 928708106 264 18625 SH SOLE 14695 0 3930 WALGREEN CO COM 931422109 5776 121137 SH SOLE 104892 0 16245 WASTE MGMT INC DEL COM 94106L109 1591 40575 SH SOLE 33910 0 6665 WEATHERFORD INTERNATIONAL LT REG SHS h27013103 3286 270670 SH SOLE 227030 0 43640 WELLPOINT INC COM 94973v107 3322 50165 SH SOLE 42965 0 7200 WESTERN ASST MNGD MUN FD INC COM 95766m105 320 22080 SH SOLE 21480 0 600 ZAGG INC COM 98884u108 250 34385 SH SOLE 27115 0 7270