0001172661-13-000776.txt : 20130507
0001172661-13-000776.hdr.sgml : 20130507
20130507083032
ACCESSION NUMBER: 0001172661-13-000776
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130507
DATE AS OF CHANGE: 20130507
EFFECTIVENESS DATE: 20130507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001056516
IRS NUMBER: 000000000
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06910
FILM NUMBER: 13818038
BUSINESS ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
BUSINESS PHONE: 5096245591
MAIL ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
13F-HR
1
KenRoberts1q13.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ken Roberts Investment Management, Inc.
Address: 717 W. Sprague Avenue
Suite 1166
Spokane, WA 99201
13F File Number: 028-06910
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Leslie Yates
Title: President
Phone: (509) 624-5591
Signature, Place, and Date of Signing:
/s/ Leslie Yates Spokane, WA May 7, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $232,740 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBVIE INC COM 00287y109 843 20670 SH SOLE 16790 0 3880
AGILENT TECHNOLOGIES INC COM 00846u101 3647 86888 SH SOLE 74593 0 12295
ALTRIA GROUP INC COM 02209s103 1807 52550 SH SOLE 44670 0 7880
AMERICAN EXPRESS CO COM 025816109 336 4975 SH SOLE 475 0 4500
APACHE CORP COM 037411105 4796 62157 SH SOLE 53257 0 8900
APPLE INC COM 037833100 6915 15622 SH SOLE 13368 0 2254
ARCTIC CAT INC COM 039670104 308 7040 SH SOLE 5515 0 1525
AT&T INC COM 00206r102 1940 52870 SH SOLE 43935 0 8935
AUTOZONE INC COM 053332102 3193 8048 SH SOLE 6830 0 1218
BAKER HUGHES INC COM 057224107 2287 49275 SH SOLE 41905 0 7370
BBCN BANCORP INC COM 073295107 406 31055 SH SOLE 24240 0 6815
BED BATH & BEYOND INC COM 075896100 4086 63430 SH SOLE 53600 0 9830
BERKSHIRE HILLS BANCORP INC COM 084680107 423 16565 SH SOLE 13315 0 3250
BOEING CO COM 097023105 2080 24233 SH SOLE 21093 0 3140
BP PLC SPONSORED ADR 055622104 1136 26835 SH SOLE 23010 0 3825
CA INC COM 12673p105 1713 68024 SH SOLE 56509 0 11515
CAPITAL ONE FINL CORP COM 14040H105 5058 92044 SH SOLE 78949 0 13095
CARDINAL HEALTH INC COM 14149y108 4598 110475 SH SOLE 94645 0 15830
CARPENTER TECHNOLOGY CORP COM 144285103 330 6700 SH SOLE 5245 0 1455
CARRIZO OIL & GAS INC COM 144577103 304 11815 SH SOLE 9340 0 2475
CATERPILLAR INC DEL COM 149123101 3320 38175 SH SOLE 32730 0 5445
CHESAPEAKE ENERGY CORP COM 165167107 3773 184850 SH SOLE 158595 0 26255
CHESAPEAKE ENERGY CORP PFD CONV 165167842 1879 20920 SH SOLE 17550 0 3370
CHEVRON CORP NEW COM 166764100 1179 9924 SH SOLE 8644 0 1280
CIRRUS LOGIC INC COM 172755100 253 11120 SH SOLE 8790 0 2330
CLIFFS NAT RES INC COM 18683k101 443 23295 SH SOLE 19680 0 3615
CONAGRA FOODS INC COM 205887102 2210 61715 SH SOLE 52435 0 9280
CONMED CORP COM 207410101 410 12050 SH SOLE 9490 0 2560
CONOCOPHILLIPS COM 20825c104 1985 33024 SH SOLE 27789 0 5235
CORNING INC COM 219350105 4313 323535 SH SOLE 277090 0 46445
CROCS INC COM 227046109 183 12370 SH SOLE 9565 0 2805
CVS CAREMARK CORPORATION COM 126650100 4532 82408 SH SOLE 70568 0 11840
DARDEN RESTAURANTS INC COM 237194105 1927 37295 SH SOLE 31165 0 6130
DOW CHEM CO COM 260543103 6599 207270 SH SOLE 176970 0 30300
DU PONT E I DE NEMOURS & CO COM 263534109 3021 61452 SH SOLE 52067 0 9385
DYNAMIC MATLS CORP COM 267888105 287 16515 SH SOLE 12930 0 3585
E M C CORP MASS COM 268648102 3591 150320 SH SOLE 127385 0 22935
EATON CORP PLC SHS G29183103 4235 69151 SH SOLE 59346 0 9805
ENCORE CAP GROUP INC COM 292554102 381 12660 SH SOLE 10005 0 2655
ENSCO PLC SHS CLASS A g3157s106 1078 17965 SH SOLE 15480 0 2485
EXACTECH INC COM 30064e109 439 21225 SH SOLE 16765 0 4460
EXELON CORP COM 30161n101 1866 54105 SH SOLE 45440 0 8665
EXPRESS SCRIPTS HLDG CO COM 30219g108 4003 69475 SH SOLE 55645 0 13830
EXXON MOBIL CORP COM 30231g102 354 3930 SH SOLE 3930 0 0
FIRST NIAGARA FINL GP INC COM 33582v108 1680 189650 SH SOLE 161745 0 27905
FLUSHING FINL CORP COM 343873105 400 23605 SH SOLE 18885 0 4720
FORD MTR CO DEL COM PAR $0.01 345370860 3566 271203 SH SOLE 233043 0 38160
FREEPORT-MCMORAN COPPER & GO COM 35671d857 5461 164990 SH SOLE 140685 0 24305
GENERAL CABLE CORP DEL NEW COM 369300108 341 9320 SH SOLE 7420 0 1900
GENERAL ELECTRIC CO COM 369604103 5018 217041 SH SOLE 182938 0 34103
GENERAL MTRS CO JR PFD CNV SRB 37045v209 385 8965 SH SOLE 7235 0 1730
GENESCO INC COM 371532102 266 4430 SH SOLE 3480 0 950
GOLDCORP INC NEW COM 380956409 1987 59085 SH SOLE 50520 0 8565
GULFMARK OFFSHORE INC CL A NEW 402629208 282 7230 SH SOLE 5625 0 1605
HARMAN INTL INDS INC COM 413086109 4489 100575 SH SOLE 86000 0 14575
HAWAIIAN HOLDINGS INC COM 419879101 112 19330 SH SOLE 15260 0 4070
HEALTH CARE REIT INC COM 42217k106 2027 29855 SH SOLE 25215 0 4640
HOSPITALITY PPTYS TR COM SH BEN INT 44106m102 2147 78240 SH SOLE 66725 0 11515
INGREDION INC COM 457187102 421 5825 SH SOLE 4545 0 1280
INTEGRATED SILICON SOLUTION COM 45812p107 260 28330 SH SOLE 22350 0 5980
INTEL CORP COM 458140100 2644 121078 SH SOLE 102475 0 18603
ISHARES TR IBOXX INV CPBD 464287242 479 3995 SH SOLE 2705 0 1290
JABIL CIRCUIT INC COM 466313103 5202 281478 SH SOLE 240288 0 41190
JOHNSON & JOHNSON COM 478160104 1848 22670 SH SOLE 19130 0 3540
JPMORGAN CHASE & CO COM 46625h100 5104 107540 SH SOLE 92135 0 15405
KEMET CORP COM NEW 488360207 300 47965 SH SOLE 37635 0 10330
KOHLS CORP COM 500255104 5858 126985 SH SOLE 108095 0 18890
LAKELAND FINL CORP COM 511656100 339 12685 SH SOLE 9990 0 2695
LANDEC CORP COM 514766104 334 23115 SH SOLE 18160 0 4955
LOCKHEED MARTIN CORP COM 539830109 1514 15690 SH SOLE 12940 0 2750
MARATHON OIL CORP COM 565849106 4583 135899 SH SOLE 116314 0 19585
MCKESSON CORP COM 58155q103 2229 20645 SH SOLE 17425 0 3220
MICROSOFT CORP COM 594918104 5692 198974 SH SOLE 168994 0 29980
NATIONAL FUEL GAS CO N J COM 636180101 385 6275 SH SOLE 4975 0 1300
NETAPP INC COM 64110d104 2208 64645 SH SOLE 55020 0 9625
NEWMONT MINING CORP COM 651639106 5413 129218 SH SOLE 110143 0 19075
NOBLE CORPORATION BAAR NAMEN -AKT h5833n103 5541 145238 SH SOLE 124893 0 20345
NORDSTROM INC COM 655664100 1462 26480 SH SOLE 23185 0 3295
NVIDIA CORP COM 67066g104 3612 281563 SH SOLE 242018 0 39545
OCZ TECHNOLOGY GROUP INC COM 67086e303 65 35880 SH SOLE 29475 0 6405
OMNICELL INC COM 68213n109 280 14810 SH SOLE 11725 0 3085
OMNIVISION TECHNOLOGIES INC COM 682128103 253 18390 SH SOLE 14400 0 3990
PEABODY ENERGY CORP COM 704549104 2280 107823 SH SOLE 90738 0 17085
PEPSICO INC COM 713448108 246 3105 SH SOLE 3105 0 0
PHOTRONICS INC COM 719405102 361 54050 SH SOLE 42130 0 11920
PORTFOLIO RECOVERY ASSOCS IN COM 73640q105 265 2085 SH SOLE 1655 0 430
PRUDENTIAL FINL INC COM 744320102 5312 90043 SH SOLE 77503 0 12540
QUALCOMM INC COM 747525103 5261 78600 SH SOLE 65910 0 12690
RUDOLPH TECHNOLOGIES INC COM 781270103 279 23720 SH SOLE 18605 0 5115
SKULLCANDY INC COM 83083j104 75 14240 SH SOLE 11225 0 3015
SKYWORKS SOLUTIONS INC COM 83088m102 2039 92570 SH SOLE 77460 0 15110
SOUTHWEST AIRLS CO COM 844741108 4233 314040 SH SOLE 267150 0 46890
SPDR SERIES TRUST BRC HGH YLD BD 78464a417 2415 58735 SH SOLE 50240 0 8495
STAPLES INC COM 855030102 3436 256060 SH SOLE 215900 0 40160
STEELCASE INC CL A 858155203 285 19350 SH SOLE 14545 0 4805
STONE ENERGY CORP COM 861642106 261 12015 SH SOLE 9480 0 2535
SYKES ENTERPRISES INC COM 871237103 344 21555 SH SOLE 17005 0 4550
TARGET CORP COM 87612e106 1308 19103 SH SOLE 16443 0 2660
TEXAS CAPITAL BANCSHARES INC COM 88224q107 248 6120 SH SOLE 4830 0 1290
THOR INDS INC COM 885160101 217 5900 SH SOLE 4560 0 1340
TIME WARNER CABLE INC COM 88732j207 2575 26810 SH SOLE 22800 0 4010
TITAN INTL INC ILL COM 88830m102 250 11855 SH SOLE 9355 0 2500
TTM TECHNOLOGIES INC COM 87305r109 225 29570 SH SOLE 23440 0 6130
UNITEDHEALTH GROUP INC COM 91324p102 1300 22720 SH SOLE 20135 0 2585
VERIZON COMMUNICATIONS INC COM 92343v104 2062 41959 SH SOLE 34924 0 7035
VOLTERRA SEMICONDUCTOR CORP COM 928708106 264 18625 SH SOLE 14695 0 3930
WALGREEN CO COM 931422109 5776 121137 SH SOLE 104892 0 16245
WASTE MGMT INC DEL COM 94106L109 1591 40575 SH SOLE 33910 0 6665
WEATHERFORD INTERNATIONAL LT REG SHS h27013103 3286 270670 SH SOLE 227030 0 43640
WELLPOINT INC COM 94973v107 3322 50165 SH SOLE 42965 0 7200
WESTERN ASST MNGD MUN FD INC COM 95766m105 320 22080 SH SOLE 21480 0 600
ZAGG INC COM 98884u108 250 34385 SH SOLE 27115 0 7270