13F-HR 1 kenroberts2q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 717 W. Sprague Avenue Suite 1166 Spokane, WA 99201 13F File Number: 028-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leslie Yates Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Leslie Yates Spokane, WA August 06, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $187,739 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1482 22995 SH SOLE 18780 0 4215 AIR PRODS & CHEMS INC COM 009158106 2609 32315 SH SOLE 27390 0 4925 ALTRIA GROUP INC COM 02209s103 1019 29505 SH SOLE 25610 0 3895 AMERICAN EXPRESS CO COM 025816109 290 4975 SH SOLE 475 0 4500 APACHE CORP COM 037411105 4188 47655 SH SOLE 40070 0 7585 APPLE INC COM 037833100 6802 11648 SH SOLE 9856 0 1792 AT&T INC COM 00206r102 1254 35157 SH SOLE 29477 0 5680 BAKER HUGHES INC COM 057224107 5225 127140 SH SOLE 107895 0 19245 BANK OF NEW YORK MELLON CORP COM 064058100 772 35175 SH SOLE 27595 0 7580 BARCLAYS BANK PLC ADS7.75%PFD S4 06739h511 562 22360 SH SOLE 17470 0 4890 BAXTER INTL INC COM 071813109 215 4045 SH SOLE 3730 0 315 BBCN BANCORP INC COM 073295107 186 17035 SH SOLE 12370 0 4665 BECTON DICKINSON & CO COM 075887109 1089 14570 SH SOLE 11595 0 2975 BOEING CO COM 097023105 885 11915 SH SOLE 9715 0 2200 CAPITAL ONE FINL CORP COM 14040H105 5894 107827 SH SOLE 90077 0 17750 CARDINAL HEALTH INC COM 14149y108 4816 114665 SH SOLE 97390 0 17275 CARRIZO OIL & CO INC COM 144577103 202 8620 SH SOLE 6605 0 2015 CASTLE A M & CO COM 148411101 177 16690 SH SOLE 12865 0 3825 CASUAL MALE RETAIL GRP INC COM NEW 148711302 152 41970 SH SOLE 32860 0 9110 CHESAPEAKE ENERGY CORP COM 165167107 3480 187115 SH SOLE 156890 0 30225 CHESAPEAKE ENERGY CORP PFD CONV 165167842 920 11465 SH SOLE 9720 0 1745 CHEVRON CORP NEW COM 166764100 565 5355 SH SOLE 4875 0 480 CISCO SYS INC COM 17275r102 2207 128563 SH SOLE 106973 0 21590 COCA COLA CO COM 191216100 575 7350 SH SOLE 5575 0 1775 CONAGRA FOODS INC COM 205887102 854 32945 SH SOLE 27945 0 5000 CONOCOPHILLIPS COM 20825c104 1638 29319 SH SOLE 25019 0 4300 CVS CAREMARK CORPORATION COM 126650100 4220 90308 SH SOLE 73368 0 16940 DARDEN RESTAURANTS INC COM 237194105 795 15700 SH SOLE 13815 0 1885 DOW CHEM CO COM 260543103 5095 161755 SH SOLE 135720 0 26035 DU PONT E I DE NEMOURS & CO COM 263534109 2309 45665 SH SOLE 38045 0 7620 E M C CORP MASS COM 268648102 3426 133670 SH SOLE 112945 0 20725 EATON CORP COM 278058102 4810 121375 SH SOLE 102370 0 19005 ENSCO PLC SHS CLASS A g3157s106 210 4470 SH SOLE 4370 0 100 EXPRESS SCRIPTS HLDG CO COM 30219g108 3021 54115 SH SOLE 43640 0 10475 EXXON MOBIL CORP COM 30231g102 400 4680 SH SOLE 4680 0 0 FERRO CORP COM 315405100 299 62345 SH SOLE 48445 0 13900 FIRST NIAGARA FINL GP INC COM 33582v108 380 49710 SH SOLE 41235 0 8475 FLOWSERVE CORP COM 34354p105 1459 12715 SH SOLE 10010 0 2705 FREEPORT-MCMORAN COPPER & GO COM 35671d857 4648 136425 SH SOLE 115405 0 21020 GENERAL CABLE CORP DEL NEW COM 369300108 249 9585 SH SOLE 7015 0 2570 GENERAL ELECTRIC CO COM 369604103 4510 216408 SH SOLE 181324 0 35084 GENERAL MLS INC COM 370334104 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KOHLS CORP COM 500255104 4432 97425 SH SOLE 82975 0 14450 LANDEC CORP COM 514766104 323 37680 SH SOLE 31065 0 6615 LOCKHEED MARTIN CORP COM 539830109 422 4845 SH SOLE 4230 0 615 MARATHON OIL CORP COM 565849106 2972 116240 SH SOLE 97500 0 18740 MCKESSON CORP COM 58155q103 5092 54310 SH SOLE 46220 0 8090 MERCK & CO INC NEW COM 58933y105 2267 54290 SH SOLE 42585 0 11705 MICROSOFT CORP COM 594918104 5048 165034 SH SOLE 139319 0 25715 MODINE MFG CO COM 607828100 248 35720 SH SOLE 30105 0 5615 NABORS INDUSTRIES LTD SHS G6359F103 149 10350 SH SOLE 9725 0 625 NATIONAL FUEL GAS CO N J COM 636180101 210 4475 SH SOLE 3470 0 1005 NEWMONT MINING CORP COM 651639106 3676 75780 SH SOLE 63730 0 12050 NEWPARK RES INC COM PAR $.01NEW 651718504 212 35945 SH SOLE 29760 0 6185 NORFOLK SOUTHERN CORP COM 655844108 1383 19270 SH SOLE 15580 0 3690 NUCOR CORP COM 670346105 511 13490 SH SOLE 11760 0 1730 OCZ TECHNOLOGY GROUP INC COM 67086e303 170 32185 SH SOLE 24895 0 7290 OMNICELL INC COM 68213n109 190 12970 SH SOLE 9915 0 3055 OMNIVISION TECHNOLOGIES INC COM 682128103 234 17575 SH SOLE 14090 0 3485 ORACLE CORP COM 68389x105 4562 153595 SH SOLE 128240 0 25355 PATTERSON UTI ENERGY INC COM 703481101 195 13410 SH SOLE 11130 0 2280 PEABODY ENERGY CORP COM 704549104 2813 114730 SH SOLE 96790 0 17940 PEPSICO INC COM 713448108 2284 32326 SH SOLE 26381 0 5945 PFIZER INC COM 717081103 505 21976 SH SOLE 19411 0 2565 PHOTRONICS INC COM 719405102 187 30710 SH SOLE 23670 0 7040 PORTFOLIO RECOVERY ASSOCS IN COM 73640q105 379 4150 SH SOLE 3440 0 710 POTLATCH CORP NEW COM 737630103 385 12045 SH SOLE 10440 0 1605 QUALCOMM INC COM 747525103 3901 70060 SH SOLE 57415 0 12645 RUDOLPH TECHNOLOGIES INC COM 781270103 135 15430 SH SOLE 11820 0 3610 SAFEWAY INC COM NEW 786514208 324 17825 SH SOLE 15490 0 2335 SCHLUMBERGER LTD COM 806857108 3612 55643 SH SOLE 47845 0 7798 SEAGATE TECHNOLOGY PLC SHS g7945m107 2750 111220 SH SOLE 95805 0 15415 SMITHFIELD FOODS INC COM 832248108 303 13990 SH SOLE 10915 0 3075 SOUTHWEST AIRLS CO COM 844741108 2861 310320 SH SOLE 262900 0 47420 SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 1551 39315 SH SOLE 33415 0 5900 STAPLES INC COM 855030102 1999 153165 SH SOLE 128845 0 24320 STEELCASE INC CL A 858155203 571 63260 SH SOLE 54650 0 8610 STILLWATER MNG CO COM 86074q102 180 21130 SH SOLE 16145 0 4985 STRYKER CORP COM 863667101 358 6500 SH SOLE 6120 0 380 SYSCO CORP COM 871829107 594 19935 SH SOLE 17110 0 2825 TARGET CORP COM 87612e106 1093 18775 SH SOLE 15400 0 3375 TESCO CORP COM 88157k101 203 16930 SH SOLE 14265 0 2665 TIME WARNER INC COM NEW 887317303 469 12190 SH SOLE 11755 0 435 TTM TECHNOLOGIES INC COM 87305r109 178 18955 SH SOLE 14615 0 4340 UNIVERSAL ELECTRS INC COM 913483103 156 11875 SH SOLE 8620 0 3255 VERIZON COMMUNICATIONS INC COM 92343v104 1155 25995 SH SOLE 21245 0 4750 WALGREEN CO COM 931422109 1769 59810 SH SOLE 48790 0 11020 WASTE MGMT INC DEL COM 94106L109 969 29001 SH SOLE 25161 0 3840 WEATHERFORD INTERNATIONAL LT REG SHS h27013103 2274 180080 SH SOLE 151720 0 28360 WELLPOINT INC COM 94973v107 5441 85290 SH SOLE 72060 0 13230 WESTERN ASST MNG MUN FD INC COM 95766m105 352 23900 SH SOLE 23300 0 600 XEROX CORP COM 984121103 3802 483105 SH SOLE 411255 0 71850 XYLEM INC COM 98419m100 3298 131045 SH SOLE 109685 0 21360