0001172661-12-000778.txt : 20120806
0001172661-12-000778.hdr.sgml : 20120806
20120806154419
ACCESSION NUMBER: 0001172661-12-000778
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120806
DATE AS OF CHANGE: 20120806
EFFECTIVENESS DATE: 20120806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001056516
IRS NUMBER: 000000000
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06910
FILM NUMBER: 121009736
BUSINESS ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
BUSINESS PHONE: 5096245591
MAIL ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
13F-HR
1
kenroberts2q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ken Roberts Investment Management, Inc.
Address: 717 W. Sprague Avenue
Suite 1166
Spokane, WA 99201
13F File Number: 028-06910
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Leslie Yates
Title: President
Phone: (509) 624-5591
Signature, Place, and Date of Signing:
/s/ Leslie Yates Spokane, WA August 06, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 108
Form 13F Information Table Value Total: $187,739 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 1482 22995 SH SOLE 18780 0 4215
AIR PRODS & CHEMS INC COM 009158106 2609 32315 SH SOLE 27390 0 4925
ALTRIA GROUP INC COM 02209s103 1019 29505 SH SOLE 25610 0 3895
AMERICAN EXPRESS CO COM 025816109 290 4975 SH SOLE 475 0 4500
APACHE CORP COM 037411105 4188 47655 SH SOLE 40070 0 7585
APPLE INC COM 037833100 6802 11648 SH SOLE 9856 0 1792
AT&T INC COM 00206r102 1254 35157 SH SOLE 29477 0 5680
BAKER HUGHES INC COM 057224107 5225 127140 SH SOLE 107895 0 19245
BANK OF NEW YORK MELLON CORP COM 064058100 772 35175 SH SOLE 27595 0 7580
BARCLAYS BANK PLC ADS7.75%PFD S4 06739h511 562 22360 SH SOLE 17470 0 4890
BAXTER INTL INC COM 071813109 215 4045 SH SOLE 3730 0 315
BBCN BANCORP INC COM 073295107 186 17035 SH SOLE 12370 0 4665
BECTON DICKINSON & CO COM 075887109 1089 14570 SH SOLE 11595 0 2975
BOEING CO COM 097023105 885 11915 SH SOLE 9715 0 2200
CAPITAL ONE FINL CORP COM 14040H105 5894 107827 SH SOLE 90077 0 17750
CARDINAL HEALTH INC COM 14149y108 4816 114665 SH SOLE 97390 0 17275
CARRIZO OIL & CO INC COM 144577103 202 8620 SH SOLE 6605 0 2015
CASTLE A M & CO COM 148411101 177 16690 SH SOLE 12865 0 3825
CASUAL MALE RETAIL GRP INC COM NEW 148711302 152 41970 SH SOLE 32860 0 9110
CHESAPEAKE ENERGY CORP COM 165167107 3480 187115 SH SOLE 156890 0 30225
CHESAPEAKE ENERGY CORP PFD CONV 165167842 920 11465 SH SOLE 9720 0 1745
CHEVRON CORP NEW COM 166764100 565 5355 SH SOLE 4875 0 480
CISCO SYS INC COM 17275r102 2207 128563 SH SOLE 106973 0 21590
COCA COLA CO COM 191216100 575 7350 SH SOLE 5575 0 1775
CONAGRA FOODS INC COM 205887102 854 32945 SH SOLE 27945 0 5000
CONOCOPHILLIPS COM 20825c104 1638 29319 SH SOLE 25019 0 4300
CVS CAREMARK CORPORATION COM 126650100 4220 90308 SH SOLE 73368 0 16940
DARDEN RESTAURANTS INC COM 237194105 795 15700 SH SOLE 13815 0 1885
DOW CHEM CO COM 260543103 5095 161755 SH SOLE 135720 0 26035
DU PONT E I DE NEMOURS & CO COM 263534109 2309 45665 SH SOLE 38045 0 7620
E M C CORP MASS COM 268648102 3426 133670 SH SOLE 112945 0 20725
EATON CORP COM 278058102 4810 121375 SH SOLE 102370 0 19005
ENSCO PLC SHS CLASS A g3157s106 210 4470 SH SOLE 4370 0 100
EXPRESS SCRIPTS HLDG CO COM 30219g108 3021 54115 SH SOLE 43640 0 10475
EXXON MOBIL CORP COM 30231g102 400 4680 SH SOLE 4680 0 0
FERRO CORP COM 315405100 299 62345 SH SOLE 48445 0 13900
FIRST NIAGARA FINL GP INC COM 33582v108 380 49710 SH SOLE 41235 0 8475
FLOWSERVE CORP COM 34354p105 1459 12715 SH SOLE 10010 0 2705
FREEPORT-MCMORAN COPPER & GO COM 35671d857 4648 136425 SH SOLE 115405 0 21020
GENERAL CABLE CORP DEL NEW COM 369300108 249 9585 SH SOLE 7015 0 2570
GENERAL ELECTRIC CO COM 369604103 4510 216408 SH SOLE 181324 0 35084
GENERAL MLS INC COM 370334104 224 5805 SH SOLE 5455 0 350
GENERAL MTRS CO JR PFD CNV SRB 37045v209 309 9320 SH SOLE 7225 0 2095
GOLDCORP INC NEW COM 380956409 3616 96225 SH SOLE 82870 0 13355
GULFPORT ENERGY CORP COM NEW 402635304 264 12815 SH SOLE 10235 0 2580
HEALTH CARE REIT INC COM 42217k106 1045 17930 SH SOLE 15550 0 2380
HEWLETT PACKARD CO COM 428236103 885 44000 SH SOLE 35140 0 8860
INGREDION INC COM 457187102 218 4410 SH SOLE 3195 0 1215
INTEL CORP COM 458140100 2004 75188 SH SOLE 61985 0 13203
ISHARES TR IBOXX INV CPBD 464287242 500 4250 SH SOLE 2960 0 1290
JABIL CIRCUIT INC COM 466313103 4069 200125 SH SOLE 169250 0 30875
JOHNSON & JOHNSON COM 478160104 818 12112 SH SOLE 10507 0 1605
JOHNSON CTLS INC COM 478366107 3402 122765 SH SOLE 103640 0 19125
JOS A BANK CLOTHIERS INC COM 480838101 316 7450 SH SOLE 5925 0 1525
JPMORGAN CHASE & CO COM 46625h100 5876 164452 SH SOLE 138272 0 26180
KEMET CORP COM NEW 488360207 285 47400 SH SOLE 38195 0 9205
KIMBERLY CLARK CORP COM 494368103 872 10410 SH SOLE 8750 0 1660
KOHLS CORP COM 500255104 4432 97425 SH SOLE 82975 0 14450
LANDEC CORP COM 514766104 323 37680 SH SOLE 31065 0 6615
LOCKHEED MARTIN CORP COM 539830109 422 4845 SH SOLE 4230 0 615
MARATHON OIL CORP COM 565849106 2972 116240 SH SOLE 97500 0 18740
MCKESSON CORP COM 58155q103 5092 54310 SH SOLE 46220 0 8090
MERCK & CO INC NEW COM 58933y105 2267 54290 SH SOLE 42585 0 11705
MICROSOFT CORP COM 594918104 5048 165034 SH SOLE 139319 0 25715
MODINE MFG CO COM 607828100 248 35720 SH SOLE 30105 0 5615
NABORS INDUSTRIES LTD SHS G6359F103 149 10350 SH SOLE 9725 0 625
NATIONAL FUEL GAS CO N J COM 636180101 210 4475 SH SOLE 3470 0 1005
NEWMONT MINING CORP COM 651639106 3676 75780 SH SOLE 63730 0 12050
NEWPARK RES INC COM PAR $.01NEW 651718504 212 35945 SH SOLE 29760 0 6185
NORFOLK SOUTHERN CORP COM 655844108 1383 19270 SH SOLE 15580 0 3690
NUCOR CORP COM 670346105 511 13490 SH SOLE 11760 0 1730
OCZ TECHNOLOGY GROUP INC COM 67086e303 170 32185 SH SOLE 24895 0 7290
OMNICELL INC COM 68213n109 190 12970 SH SOLE 9915 0 3055
OMNIVISION TECHNOLOGIES INC COM 682128103 234 17575 SH SOLE 14090 0 3485
ORACLE CORP COM 68389x105 4562 153595 SH SOLE 128240 0 25355
PATTERSON UTI ENERGY INC COM 703481101 195 13410 SH SOLE 11130 0 2280
PEABODY ENERGY CORP COM 704549104 2813 114730 SH SOLE 96790 0 17940
PEPSICO INC COM 713448108 2284 32326 SH SOLE 26381 0 5945
PFIZER INC COM 717081103 505 21976 SH SOLE 19411 0 2565
PHOTRONICS INC COM 719405102 187 30710 SH SOLE 23670 0 7040
PORTFOLIO RECOVERY ASSOCS IN COM 73640q105 379 4150 SH SOLE 3440 0 710
POTLATCH CORP NEW COM 737630103 385 12045 SH SOLE 10440 0 1605
QUALCOMM INC COM 747525103 3901 70060 SH SOLE 57415 0 12645
RUDOLPH TECHNOLOGIES INC COM 781270103 135 15430 SH SOLE 11820 0 3610
SAFEWAY INC COM NEW 786514208 324 17825 SH SOLE 15490 0 2335
SCHLUMBERGER LTD COM 806857108 3612 55643 SH SOLE 47845 0 7798
SEAGATE TECHNOLOGY PLC SHS g7945m107 2750 111220 SH SOLE 95805 0 15415
SMITHFIELD FOODS INC COM 832248108 303 13990 SH SOLE 10915 0 3075
SOUTHWEST AIRLS CO COM 844741108 2861 310320 SH SOLE 262900 0 47420
SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 1551 39315 SH SOLE 33415 0 5900
STAPLES INC COM 855030102 1999 153165 SH SOLE 128845 0 24320
STEELCASE INC CL A 858155203 571 63260 SH SOLE 54650 0 8610
STILLWATER MNG CO COM 86074q102 180 21130 SH SOLE 16145 0 4985
STRYKER CORP COM 863667101 358 6500 SH SOLE 6120 0 380
SYSCO CORP COM 871829107 594 19935 SH SOLE 17110 0 2825
TARGET CORP COM 87612e106 1093 18775 SH SOLE 15400 0 3375
TESCO CORP COM 88157k101 203 16930 SH SOLE 14265 0 2665
TIME WARNER INC COM NEW 887317303 469 12190 SH SOLE 11755 0 435
TTM TECHNOLOGIES INC COM 87305r109 178 18955 SH SOLE 14615 0 4340
UNIVERSAL ELECTRS INC COM 913483103 156 11875 SH SOLE 8620 0 3255
VERIZON COMMUNICATIONS INC COM 92343v104 1155 25995 SH SOLE 21245 0 4750
WALGREEN CO COM 931422109 1769 59810 SH SOLE 48790 0 11020
WASTE MGMT INC DEL COM 94106L109 969 29001 SH SOLE 25161 0 3840
WEATHERFORD INTERNATIONAL LT REG SHS h27013103 2274 180080 SH SOLE 151720 0 28360
WELLPOINT INC COM 94973v107 5441 85290 SH SOLE 72060 0 13230
WESTERN ASST MNG MUN FD INC COM 95766m105 352 23900 SH SOLE 23300 0 600
XEROX CORP COM 984121103 3802 483105 SH SOLE 411255 0 71850
XYLEM INC COM 98419m100 3298 131045 SH SOLE 109685 0 21360