-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVU1yo+sOmCsWdfHJ0iezlxPF8d8y19XPdQTQ0iBKv52ZA4q+cuPu/PhcDvEiIsd elWEw3fTBUEuxeo7dO/doQ== 0001172661-11-000044.txt : 20110208 0001172661-11-000044.hdr.sgml : 20110208 20110208164708 ACCESSION NUMBER: 0001172661-11-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 EFFECTIVENESS DATE: 20110208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 11583206 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 ken4q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Kenneth Roberts Spokane, WA February 08, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 58 Form13F Information Table Value Total: $214,764 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 1060 12280 SH Sole 8555 0 3725 ABBOTT LABS COM 002824100 9753 203579 SH Sole 158694 0 44885 AMERICAN EXPRESS CO COM 025816109 8654 201620 SH Sole 154445 0 47175 AMGEN INC COM 031162100 368 6700 SH Sole 5150 0 1550 APPLIED MATLS INC COM 038222105 4239 301690 SH Sole 233690 0 68000 AT&T INC COM 00206r102 1611 54847 SH Sole 41472 0 13375 BANK OF AMERICA CORPORATION COM 060505104 5667 424825 SH Sole 340675 0 84150 BANK OF NEW YORK MELLON CORP COM 064058100 370 12250 SH Sole 8700 0 3550 BAXTER INTL INC COM 071813109 1331 26285 SH Sole 18210 0 8075 BOEING CO COM 097023105 3862 59180 SH Sole 45060 0 14120 CAPITAL ONE FINL CORP COM 14040H105 5582 131165 SH Sole 101030 0 30135 CHESAPEAKE ENERGY CORP COM 165167107 5461 210775 SH Sole 164000 0 46775 CHEVRON CORP NEW COM 166764100 5110 55999 SH Sole 43549 0 12450 CISCO SYS INC COM 17275r102 8041 397489 SH Sole 314669 0 82820 COCA COLA CO COM 191216100 289 4387 SH Sole 3922 0 465 CONAGRA FOODS INC COM 205887102 292 12950 SH Sole 10875 0 2075 CONOCOPHILLIPS COM 20825c104 1323 19425 SH Sole 15054 0 4371 CVS CAREMARK CORPORATION COM 126650100 10615 305298 SH Sole 235618 0 69680 EXPRESS SCRIPTS INC COM 302182100 232 4300 SH Sole 1100 0 3200 EXXON MOBIL CORP COM 30231g102 1007 13770 SH Sole 11620 0 2150 FEI CO COM 30241l109 353 13350 SH Sole 10675 0 2675 GENERAL ELECTRIC CO COM 369604103 10341 565366 SH Sole 443904 0 121462 HEALTH CARE REIT INC COM 42217k106 419 8800 SH Sole 7700 0 1100 HEWLETT PACKARD CO COM 428236103 9980 237046 SH Sole 185276 0 51770 INTEL CORP COM 458140100 1797 85456 SH Sole 63781 0 21675 INTERNATIONAL BUSINESS MACHS COM 459200101 4916 33497 SH Sole 25822 0 7675 ISHARES TR DJ SEL DIV INX 464287168 267 5350 SH Sole 4950 0 400 ISHARES TR IBOXX INV CPBD 464287242 638 5880 SH Sole 3595 0 2285 ITRON INC COM 465741106 662 11930 SH Sole 9535 0 2395 JABIL CIRCUIT INC COM 466313103 5624 279935 SH Sole 214235 0 65700 JOHNSON & JOHNSON COM 478160104 576 9315 SH Sole 7225 0 2090 JPMORGAN CHASE & CO COM 46625h100 7127 168010 SH Sole 131115 0 36895 KEY TRONICS CORP COM 493144109 215 41200 SH Sole 33500 0 7700 KIMBERLY CLARK CORP COM 494368103 684 10855 SH Sole 8305 0 2550 LSI CORPORATION COM 502161102 328 54702 SH Sole 44152 0 10550 MARATHON OIL CORP COM 565849106 11002 297120 SH Sole 230870 0 66250 MASTERCARD INC CL A 57636q104 440 1962 SH Sole 1467 0 495 MEDCO HEALTH SOLUTIONS INC COM 58405u102 5916 96563 SH Sole 73968 0 22595 MEDTRONIC INC COM 585055106 10022 270214 SH Sole 210824 0 59390 MERCK & CO INC NEW COM 58933y105 7970 221145 SH Sole 169225 0 51920 MICROSOFT CORP COM 594918104 11363 407120 SH Sole 316055 0 91065 NABORS INDUSTRIES LTD SHS G6359F103 326 13900 SH Sole 11075 0 2825 ORACLE CORP COM 68389x105 586 18725 SH Sole 11050 0 7675 PEPSICO INC COM 713448108 10904 166899 SH Sole 127564 0 39335 PFIZER INC COM 717081103 703 40156 SH Sole 31141 0 9015 POTLATCH CORP NEW COM 737630103 242 7425 SH Sole 6650 0 775 QUALCOMM INC COM 747525103 2534 51210 SH Sole 37260 0 13950 SCHLUMBERGER LTD COM 806857108 3062 36665 SH Sole 28855 0 7810 SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 354 8925 SH Sole 6275 0 2650 TEXAS INSTRS INC COM 882508104 2075 63860 SH Sole 49425 0 14435 TIME WARNER INC COM NEW 887317303 11010 342246 SH Sole 267832 0 74414 VERIZON COMMUNICATIONS INC COM 92343v104 334 9325 SH Sole 6425 0 2900 VISA INC COM CL A 92826c839 1758 24980 SH Sole 19330 0 5650 WAL MART STORES INC COM 931142103 10792 200105 SH Sole 155570 0 44535 WASHINGTON FED INC COM 938824109 532 31444 SH Sole 26219 0 5225 WEATHERFORD INTERNATIONAL LT REG h27013103 3262 143075 SH Sole 112825 0 30250 WESTERN ASST MNG MUN FD INC COM 95766m105 435 36008 SH Sole 34400 0 1608 ZIMMER HLDGS INC COM 98956p102 348 6475 SH Sole 5175 0 1300
-----END PRIVACY-ENHANCED MESSAGE-----