13F-HR 1 ken3q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Kenneth Roberts Spokane, WA November 05, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 51 Form13F Information Table Value Total: $195,061 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 12437 238069 SH Sole 191199 0 46870 AIR PRODS & CHEMS INC COM 009158106 3870 46725 SH Sole 36865 0 9860 AMERICAN EXPRESS CO COM 025816109 219 5210 SH Sole 710 0 4500 AMGEN INC COM 031162100 518 9400 SH Sole 7850 0 1550 APPLIED MATLS INC COM 038222105 4312 369215 SH Sole 294140 0 75075 AT&T INC COM 00206r102 1500 52447 SH Sole 38722 0 13725 AUTOMATIC DATA PROCESSING IN COM 053015103 1334 31735 SH Sole 24301 0 7434 BAXTER INTL INC COM 071813109 1356 28431 SH Sole 19931 0 8500 CHESAPEAKE ENERGY CORP COM 165167107 845 37325 SH Sole 29675 0 7650 CHEVRON CORP NEW COM 166764100 5202 64185 SH Sole 51018 0 13167 CISCO SYS INC COM 17275r102 7709 352019 SH Sole 288294 0 63725 COCA COLA CO COM 191216100 271 4637 SH Sole 4172 0 465 CONOCOPHILLIPS COM 20825c104 1206 20993 SH Sole 16329 0 4664 CORNING INC COM 219350105 302 16500 SH Sole 13850 0 2650 CVS CAREMARK CORPORATION COM 126650100 11761 373736 SH Sole 297681 0 76055 DISNEY WALT CO COM DISNEY 254687106 670 20240 SH Sole 14565 0 5675 EXPRESS SCRIPTS INC COM 302182100 209 4300 SH Sole 1100 0 3200 EXXON MOBIL CORP COM 30231g102 935 15140 SH Sole 12915 0 2225 FEI CO COM 30241l109 543 27725 SH Sole 23725 0 4000 GENERAL ELECTRIC CO COM 369604103 8849 544554 SH Sole 435552 0 109002 HEWLETT PACKARD CO COM 428236103 11904 282956 SH Sole 228001 0 54955 INTEL CORP COM 458140100 1651 85981 SH Sole 64081 0 21900 INTERNATIONAL BUSINESS MACHS COM 459200101 5517 41126 SH Sole 32866 0 8260 ISHARES TR IBOXX INV CPBD 464287242 656 5800 SH Sole 4375 0 1425 ISHARES TR DJ SEL DIV INX 464287168 293 6250 SH Sole 5850 0 400 ITRON INC COM 465741106 359 5860 SH Sole 5035 0 825 JABIL CIRCUIT INC COM 466313103 4859 337200 SH Sole 267085 0 70115 JOHNSON & JOHNSON COM 478160104 537 8665 SH Sole 6725 0 1940 KEY TRONICS CORP COM 493144109 171 28750 SH Sole 24800 0 3950 KIMBERLY CLARK CORP COM 494368103 548 8420 SH Sole 5920 0 2500 LSI CORPORATION COM 502161102 345 75752 SH Sole 65202 0 10550 MARATHON OIL CORP COM 565849106 11389 344064 SH Sole 275014 0 69050 MASTERCARD INC CL A 57636q104 403 1797 SH Sole 1121 0 676 MEDCO HEALTH SOLUTIONS INC COM 58405u102 6279 120613 SH Sole 96443 0 24170 MEDTRONIC INC COM 585055106 7696 229192 SH Sole 182812 0 46380 MICROSOFT CORP COM 594918104 11761 480252 SH Sole 383312 0 96940 NABORS INDUSTRIES LTD SHS G6359F103 351 19425 SH Sole 16600 0 2825 NORDSTROM INC COM 655664100 1158 31125 SH Sole 21400 0 9725 ORACLE CORP COM 68389x105 549 20450 SH Sole 12325 0 8125 PEPSICO INC COM 713448108 12385 186405 SH Sole 146520 0 39885 PFIZER INC COM 717081103 542 31576 SH Sole 23561 0 8015 QUALCOMM INC COM 747525103 4927 109170 SH Sole 85045 0 24125 SCHLUMBERGER LTD COM 806857108 7206 116958 SH Sole 93423 0 23535 TEXAS INSTRS INC COM 882508104 5331 196430 SH Sole 154895 0 41535 TIDEWATER INC COM 886423102 519 11575 SH Sole 9875 0 1700 TIME WARNER INC COM NEW 887317303 8548 278878 SH Sole 223249 0 55629 VERIZON COMMUNICATIONS INC COM 92343v104 279 8575 SH Sole 5675 0 2900 VISA INC COM CL A 92826c839 2348 31620 SH Sole 25195 0 6425 WAL MART STORES INC COM 931142103 12674 236813 SH Sole 189918 0 46895 WEATHERFORD INTERNATIONAL LT REG h27013103 9357 547181 SH Sole 449041 0 98140 WESTERN ASST MNG MUN FD INC COM 95766m105 471 36008 SH Sole 34400 0 1608