-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJBxXin8dhcxqAH08fT87e0tX7u1PzaHbGV3NOfTIi3EwIfYROu/b45IT5rkFAy/ TL8vrpZRbabohENeUy5QWA== 0001172661-09-000238.txt : 20090212 0001172661-09-000238.hdr.sgml : 20090212 20090212140050 ACCESSION NUMBER: 0001172661-09-000238 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 09593719 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 ken4q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: Kenneth Roberts Spokane, WA February 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 45 Form13F Information Table Value Total: $200,994 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIR PRODS & CHEMS INC COM 009158106 7424 147690 SH Sole 111830 0 35860 AMERICAN INTL GROUP INC COM 026874107 745 474652 SH Sole 359188 0 115464 AT&T INC COM 00206r102 1383 48535 SH Sole 36260 0 12275 AUTOMATIC DATA PROCESSING IN COM 053015103 1797 45676 SH Sole 34652 0 11024 AVERY DENNISON CORP COM 053611109 9116 278506 SH Sole 211801 0 66705 BP PLC SPONSORED ADR 055622104 227 4866 SH Sole 4826 0 40 CHEVRON CORP NEW COM 166764100 4101 55446 SH Sole 41821 0 13625 CISCO SYS INC COM 17275r102 8712 534468 SH Sole 400793 0 133675 CIT GROUP INC COM 125581108 1983 436849 SH Sole 332019 0 104830 COMCAST CORP NEW CL A SPL 20030n200 4965 307410 SH Sole 230960 0 76450 CONOCOPHILLIPS COM 20825c104 539 10414 SH Sole 9468 0 946 CVS CAREMARK CORPORATION COM 126650100 8876 308831 SH Sole 231896 0 76935 EMERSON ELEC CO COM 291011104 6255 170841 SH Sole 131366 0 39475 ENSCO INTL INC COM 26874q100 1408 49589 SH Sole 35814 0 13775 EXXON MOBIL CORP COM 30231g102 347 4342 SH Sole 4342 0 0 GENERAL ELECTRIC CO COM 369604103 9264 571875 SH Sole 434563 0 137312 ISHARES TR DJ SEL DIV INX 464287168 299 7250 SH Sole 6500 0 750 ISHARES TR BARCLYS 7-10 YR 464287440 345 3500 SH Sole 2800 0 700 JABIL CIRCUIT INC COM 466313103 4857 719570 SH Sole 532370 0 187200 KEY TRONICS CORP COM 493144109 126 129780 SH Sole 107280 0 22500 KLA-TENCOR CORP COM 482480100 3317 152235 SH Sole 117455 0 34780 MARATHON OIL CORP COM 565849106 6522 238380 SH Sole 181385 0 56995 MEDTRONIC INC COM 585055106 9616 306047 SH Sole 232687 0 73360 MICRON TECHNOLOGY INC COM 595112103 2809 1064072 SH Sole 822922 0 241150 MICROSOFT CORP COM 594918104 11051 568488 SH Sole 431102 0 137386 NABORS INDUSTRIES LTD SHS G6359F103 3267 272960 SH Sole 206385 0 66575 NORDSTROM INC COM 655664100 5655 424881 SH Sole 319931 0 104950 ORACLE CORP COM 68389x105 12161 685883 SH Sole 521758 0 164125 PEABODY ENERGY CORP COM 704549104 4369 192025 SH Sole 147215 0 44810 PEPSICO INC COM 713448108 5502 100464 SH Sole 74539 0 25925 QUALCOMM INC COM 747525103 5808 162085 SH Sole 120250 0 41835 SCHLUMBERGER LTD COM 806857108 5970 141035 SH Sole 107025 0 34010 SEMITOOL INC COM 816909105 300 98260 SH Sole 76310 0 21950 SPDR TR UNIT SER 1 78462f103 2277 25230 SH Sole 18400 0 6830 STARBUCKS CORP COM 855244109 7125 753176 SH Sole 560827 0 192349 STRYKER CORP COM 863667101 7431 186012 SH Sole 139712 0 46300 TEXAS INSTRS INC COM 882508104 5116 329620 SH Sole 249695 0 79925 TIDEWATER INC COM 886423102 3320 82450 SH Sole 62930 0 19520 TIME WARNER INC COM 887317105 5353 532126 SH Sole 407332 0 124794 VALERO ENERGY CORP NEW COM 91913y100 7255 335268 SH Sole 254288 0 80980 VEECO INSTRS INC DEL COM 922417100 2608 411382 SH Sole 315782 0 95600 WASHINGTON FED INC COM 938824109 173 11577 SH Sole 9163 0 2414 WEATHERFORD INTERNATIONAL LT COM g95089101 4448 411101 SH Sole 312176 0 98925 WESTERN ASST MNG MUN FD INC COM 95766m105 371 39808 SH Sole 37800 0 2008 ZIMMER HLDGS INC COM 98956p102 6401 158356 SH Sole 120601 0 37755
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