-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TM8jY4MoMTBCrUG62TADYYTTJYqodNuTxNztrSqIbQyGMmSKgBu4fWy3rJrNRjdI Tyeo6RAfJ2QQqZtu4VBxeA== 0001172661-08-000058.txt : 20080204 0001172661-08-000058.hdr.sgml : 20080204 20080204132212 ACCESSION NUMBER: 0001172661-08-000058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080204 DATE AS OF CHANGE: 20080204 EFFECTIVENESS DATE: 20080204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 08571464 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 kenr4q07.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: Kenneth Roberts Spokane, WA February 04, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 58 Form13F Information Table Value Total: $443,222 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTEL CORP COM 004934105 755 55250 SH Sole 0 0 55250 AIR PRODS & CHEMS INC COM 009158106 16201 164260 SH Sole 0 0 164260 AMERICAN EXPRESS CO COM 025816109 369 7100 SH Sole 0 0 7100 AMERICAN INTL GROUP INC COM 026874107 15168 260166 SH Sole 0 0 260166 AUTOMATIC DATA PROCESSING IN COM 053015103 253 5689 SH Sole 0 0 5689 AVERY DENNISON CORP COM 053611109 9150 172190 SH Sole 0 0 172190 BANK OF AMERICA CORPORATION COM 060505104 410 9937 SH Sole 0 0 9937 BP PLC SPONSORED ADR 055622104 358 4886 SH Sole 0 0 4886 CELESTICA INC SUB VTG SHS 15101q108 70 12100 SH Sole 0 0 12100 CHEVRON CORP NEW COM 166764100 24423 261688 SH Sole 0 0 261688 CISCO SYS INC COM 17275r102 16544 611173 SH Sole 0 0 611173 CIT GROUP INC COM 125581108 11217 466797 SH Sole 0 0 466797 CITIGROUP INC COM 172967101 11447 388825 SH Sole 0 0 388825 CONOCOPHILLIPS COM 20825c104 973 11014 SH Sole 0 0 11014 DU PONT E I DE NEMOURS & CO COM 263534109 5989 135841 SH Sole 0 0 135841 EMERSON ELEC CO COM 291011104 587 10358 SH Sole 0 0 10358 ENSCO INTL INC COM 26874q100 3803 63784 SH Sole 0 0 63784 EXPRESS SCRIPTS INC COM 302182100 9956 136381 SH Sole 0 0 136381 EXXON MOBIL CORP COM 30231g102 4847 51738 SH Sole 0 0 51738 FEDEX CORP COM 31428x106 5411 60677 SH Sole 0 0 60677 FIRST INDUSTRIAL REALTY TRUS COM 32054k103 220 6350 SH Sole 0 0 6350 GENERAL ELECTRIC CO COM 369604103 18896 509736 SH Sole 0 0 509736 HOME PROPERTIES INC COM 437306103 404 9000 SH Sole 0 0 9000 ILLINOIS TOOL WKS INC COM 452308109 17246 322110 SH Sole 0 0 322110 INTEL CORP COM 458140100 12135 455186 SH Sole 0 0 455186 ISHARES TR DJ SEL DIV INX 464287168 448 6950 SH Sole 0 0 6950 ISHARES TR 7-10 YR TRS BD 464287440 405 4650 SH Sole 0 0 4650 ISTAR FINL INC COM 45031u101 549 21088 SH Sole 0 0 21088 JABIL CIRCUIT INC COM 466313103 6314 413475 SH Sole 0 0 413475 KEY TRONICS CORP COM 493144109 646 154500 SH Sole 0 0 154500 KOHLS CORP COM 500255104 7229 157830 SH Sole 0 0 157830 LILLY ELI & CO COM 532457108 14116 264386 SH Sole 0 0 264386 MEDTRONIC INC COM 585055106 13825 275020 SH Sole 0 0 275020 MERRILL LYNCH & CO INC COM 590188108 7666 142800 SH Sole 0 0 142800 MICRON TECHNOLOGY INC COM 595112103 4522 623667 SH Sole 0 0 623667 MICROSOFT CORP COM 594918104 18569 521604 SH Sole 0 0 521604 NORDSTROM INC COM 655664100 14204 386703 SH Sole 0 0 386703 ORACLE CORP COM 68389x105 17837 789954 SH Sole 0 0 789954 PEPSICO INC COM 713448108 14123 186075 SH Sole 0 0 186075 PFIZER INC COM 717081103 203 8911 SH Sole 0 0 8911 QUALCOMM INC COM 747525103 13906 353394 SH Sole 0 0 353394 STAPLES INC COM 855030102 3864 167500 SH Sole 0 0 167500 STARBUCKS CORP COM 855244109 16322 797375 SH Sole 0 0 797375 STRYKER CORP COM 863667101 14585 195192 SH Sole 0 0 195192 TARGET CORP COM 87612e106 271 5425 SH Sole 0 0 5425 TEXAS INSTRS INC COM 882508104 12288 367900 SH Sole 0 0 367900 TIDEWATER INC COM 886423102 5381 98086 SH Sole 0 0 98086 TIME WARNER INC COM 887317105 9999 605626 SH Sole 0 0 605626 UNITEDHEALTH GROUP INC COM 91324p102 9654 165870 SH Sole 0 0 165870 US BANCORP DEL COM NEW 902973304 209 6576 SH Sole 0 0 6576 VEECO INSTRS INC DEL COM 922417100 9342 559425 SH Sole 0 0 559425 WACHOVIA CORP NEW COM 929903102 1680 44178 SH Sole 0 0 44178 WAL MART STORES INC COM 931142103 2270 47767 SH Sole 0 0 47767 WALGREEN CO COM 931422109 8764 230152 SH Sole 0 0 230152 WASHINGTON FED INC COM 938824109 244 11577 SH Sole 0 0 11577 WEATHERFORD INTERNATIONAL LT COM g95089101 13943 203245 SH Sole 0 0 203245 WESTERN ASST MNG MUN FD INC COM 95766m105 419 38608 SH Sole 0 0 38608 ZIMMER HLDGS INC COM 98956p102 12593 190370 SH Sole 0 0 190370
-----END PRIVACY-ENHANCED MESSAGE-----