-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxUE+lipH/zCi+gFGtlgbGv97/mcHU7fFeDPTOrBcXLpa8IOG9nbjr44UEqy5XJN MBT8RI+hzimJGIeag+tf7w== 0001172661-06-000043.txt : 20060207 0001172661-06-000043.hdr.sgml : 20060207 20060207084004 ACCESSION NUMBER: 0001172661-06-000043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060207 DATE AS OF CHANGE: 20060207 EFFECTIVENESS DATE: 20060207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 06583662 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 ken4q05.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509)624-5591 Signature, Place, and Date of Signing: Kenneth Roberts Spokane, WA February 06, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 75 Form13F Information Table Value Total: $465,081 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 11805 152320 SH Sole 0 0 152320 ACTEL CORP COM 004934105 740 58125 SH Sole 0 0 58125 AIR PRODS & CHEMS INC COM 009158106 13157 222288 SH Sole 0 0 222288 AMERICAN EXPRESS CO COM 025816109 379 7366 SH Sole 0 0 7366 AMERICAN INTL GROUP INC COM 026874107 17872 261931 SH Sole 0 0 261931 AMGEN INC COM 031162100 7431 94224 SH Sole 0 0 94224 AP PHARMA INC COM 00202j104 29 19000 SH Sole 0 0 19000 APPLIED MATLS INC COM 038222105 325 18130 SH Sole 0 0 18130 BERKSHIRE HATHAWAY INC DEL CL B 084670207 211 72 SH Sole 0 0 72 BP PLC SPONSORED ADR 055622104 489 7617 SH Sole 0 0 7617 BRISTOL MYERS SQUIBB CO COM 110122108 800 34801 SH Sole 0 0 34801 CASCADE NAT GAS CORP COM 147339105 398 20400 SH Sole 0 0 20400 CELESTICA INC SUB VTG SHS 15101q108 295 27900 SH Sole 0 0 27900 CHEVRON CORP NEW COM 166764100 18596 327568 SH Sole 0 0 327568 CISCO SYS INC COM 17275r102 16411 958576 SH Sole 0 0 958576 CITIGROUP INC COM 172967101 23362 481394 SH Sole 0 0 481394 CLOROX CO DEL COM 189054109 341 6000 SH Sole 0 0 6000 COCA COLA CO COM 191216100 11037 273805 SH Sole 0 0 273805 COMCAST CORP NEW CL A SPL 20030n200 8697 338535 SH Sole 0 0 338535 CONOCOPHILLIPS COM 20825c104 797 13702 SH Sole 0 0 13702 COSTCO WHSL CORP NEW COM 22160k105 14232 287683 SH Sole 0 0 287683 CYPRESS SEMICONDUCTOR CORP COM 232806109 5080 356490 SH Sole 0 0 356490 DISNEY WALT CO COM DISNEY 254687106 4701 196135 SH Sole 0 0 196135 DOW CHEM CO COM 260543103 253 5774 SH Sole 0 0 5774 DU PONT E I DE NEMOURS & CO COM 263534109 14468 340424 SH Sole 0 0 340424 EDEN BIOSCIENCE CORP COM 279445100 22 37350 SH Sole 0 0 37350 ENSCO INTL INC COM 26874q100 3525 79475 SH Sole 0 0 79475 EXPRESS SCRIPTS INC COM 302182100 292 3481 SH Sole 0 0 3481 EXXON MOBIL CORP COM 30231g102 4696 83603 SH Sole 0 0 83603 FIRST DATA CORP COM 319963104 14814 344435 SH Sole 0 0 344435 FIRST INDUSTRIAL REALTY TRUS COM 32054k103 314 8150 SH Sole 0 0 8150 GENERAL ELECTRIC CO COM 369604103 19316 551097 SH Sole 0 0 551097 GRAINGER W W INC COM 384802104 11256 158316 SH Sole 0 0 158316 HOME DEPOT INC COM 437076102 11597 286475 SH Sole 0 0 286475 HOME PROPERTIES INC COM 437306103 453 11100 SH Sole 0 0 11100 ICOS CORP COM 449295104 600 21725 SH Sole 0 0 21725 ILLINOIS TOOL WKS INC COM 452308109 10904 123928 SH Sole 0 0 123928 INTEL CORP COM 458140100 4855 194492 SH Sole 0 0 194492 INTERNATIONAL BUSINESS MACHS COM 459200101 5575 67819 SH Sole 0 0 67819 INTERNATIONAL RECTIFIER CORP COM 460254105 2521 79030 SH Sole 0 0 79030 ISHARES TR 7-10 YR TRS BD 464287440 592 7050 SH Sole 0 0 7050 ISHARES TR DJ SEL DIV INX 464287168 547 8936 SH Sole 0 0 8936 ISTAR FINL INC COM 45031u101 990 27767 SH Sole 0 0 27767 JOHNSON & JOHNSON COM 478160104 11459 190660 SH Sole 0 0 190660 KERR MCGEE CORP COM 492386107 1221 13435 SH Sole 0 0 13435 KOHLS CORP COM 500255104 9307 191505 SH Sole 0 0 191505 LATTICE SEMICONDUCTOR CORP COM 518415104 2817 652175 SH Sole 0 0 652175 LILLY ELI & CO COM 532457108 346 6117 SH Sole 0 0 6117 LUCENT TECHNOLOGIES INC COM 549463107 78 29244 SH Sole 0 0 29244 MANAGED MUNS PORTFOLIO INC COM 561662107 465 44273 SH Sole 0 0 44273 MICROSOFT CORP COM 594918104 19384 741248 SH Sole 0 0 741248 NCR CORP NEW COM 62886e108 7170 211255 SH Sole 0 0 211255 ORACLE CORP COM 68389x105 7896 646683 SH Sole 0 0 646683 PEPSICO INC COM 713448108 24390 412828 SH Sole 0 0 412828 PFIZER INC COM 717081103 235 10062 SH Sole 0 0 10062 PROCTER & GAMBLE CO COM 742718109 476 8225 SH Sole 0 0 8225 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 297 49005 SH Sole 0 0 49005 QUALCOMM INC COM 747525103 20262 470333 SH Sole 0 0 470333 SEMITOOL INC COM 816909105 374 34350 SH Sole 0 0 34350 SPDR TR UNIT SER 1 78462f103 422 3393 SH Sole 0 0 3393 STARBUCKS CORP COM 855244109 19795 659612 SH Sole 0 0 659612 SUN MICROSYSTEMS INC COM 866810104 99 23718 SH Sole 0 0 23718 SYMANTEC CORP COM 871503108 3588 205045 SH Sole 0 0 205045 TEXAS INSTRS INC COM 882508104 3436 107150 SH Sole 0 0 107150 TIDEWATER INC COM 886423102 4755 106952 SH Sole 0 0 106952 TIME WARNER INC COM 887317105 1542 88400 SH Sole 0 0 88400 UNITED PARCEL SERVICE INC CL B 911312106 12686 168803 SH Sole 0 0 168803 VEECO INSTRS INC DEL COM 922417100 9071 523400 SH Sole 0 0 523400 VERIZON COMMUNICATIONS COM 92343v104 2741 90996 SH Sole 0 0 90996 VIACOM INC CL B 925524308 9221 282847 SH Sole 0 0 282847 WAL MART STORES INC COM 931142103 17672 377614 SH Sole 0 0 377614 WASHINGTON FED INC COM 938824109 342 14877 SH Sole 0 0 14877 WASHINGTON MUT INC COM 939322103 3866 88865 SH Sole 0 0 88865 WATCHGUARD TECHNOLOGIES INC COM 941105108 50 13550 SH Sole 0 0 13550 WEATHERFORD INTERNATIONAL LT COM g95089101 4843 133785 SH Sole 0 0 133785
-----END PRIVACY-ENHANCED MESSAGE-----