-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USldbqYujCoQO2IefV6TnaqMkvwENbxuziaydy5+JBgQGZMQfh2gcvXn9XZYaZX5 FBfXUF1/pK77ZfVz7Rzrvg== 0001056516-04-000004.txt : 20041110 0001056516-04-000004.hdr.sgml : 20041110 20041110143337 ACCESSION NUMBER: 0001056516-04-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 EFFECTIVENESS DATE: 20041110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 041132648 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 form13f093004.txt 09/30/04 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds, new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management Inc. Address: 601 W. Riverside Ave., Suite 1670 Spokane, WA 99201 13F File Number: 28-6910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth M. Roberts Title: President, Chief Investment Officer Phone: 509-624-5591 Signature, Place, and Date of Signing: Kenneth M. Roberts Spokane, Washington November 10, 2004 Report Type (Check only one): [X] 13F HOLDING REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE Title of Value Invstmt Voting Aut Name of Issuer Class CUSIP (x$1000) Shares Dscretn None 3M Co. Com 88579Y101 815 10196 Sole 10196 AP Pharma Inc. Com 00202J104 27 19900 Sole 19900 Actel Corporation 004934105 529 34800 Sole 34800 Air Products and Chem Com 009158106 11119 204461 Sole 204461 American Express Com 025816109 334 6500 Sole 6500 Am. Int'l. Group Com 026874107 15344 225673 Sole 225673 Amgen 031162100 227 3998 Sole 3998 Applied Materials Inc Com 03822105 813 49305 Sole 49305 BMC Software Com 055921100 676 42750 Sole 42750 BP Amoco Com 055622104 449 7808 Sole 7808 Baxter International Com 071813109 4717 146673 Sole 146673 Boise Cascade Com 097383103 598 17980 Sole 17980 Bristol Myers Squibb Com 110122108 1117 47173 Sole 47173 Cardinal Health Com 14149Y108 11700 267298 Sole 267298 Cascade Nat. Gas Com 147339105 469 22100 Sole 22100 ChevronTexaco Corp. Com 166751107 18971 353675 Sole 353675 Cisco Systems Inc. Com 17275R102 7539 416519 Sole 416519 Citigroup Com 172967101 19752 447693 Sole 447693 Clorox Com 189054109 320 6000 Sole 6000 Coca Cola Co. Com 191216100 13072 326399 Sole 326399 Comcast Corp Com 20030N200 12389 443741 Sole 443741 Conoco-Philips Com 20825C104 587 7080 Sole 7080 Costco Com 2160K105 16379 394578 Sole 394578 Cypress Semiconductor 232806109 3320 375573 Sole 375573 Disney Com 254687106 4237 187887 Sole 187887 Dow Com 260543103 252 5574 Sole 5574 Eden Bioscience Com 279445100 19 43450 Sole 43450 Eli Lilly & Co Com 532457108 376 6260 Sole 6260 Ensco Intl Com 26874Q100 2632 80575 Sole 80575 Express Scripts Com 302182100 8398 128525 Sole 128525 Exxon Mobil Com 30231G102 4229 87496 Sole 87496 First Data Com 319963104 15771 362547 Sole 362547 First Indus. Realty T Com 32054K103 321 8700 Sole 8700 General Electric Com 369604103 19595 583541 Sole 583541 Gillette Co. Com 375766102 324 7768 Sole 7768 Grainger WW Com 384802104 8144 141273 Sole 141273 Home Properties of N. Com 437306103 451 11400 Sole 11400 ICOS Corp. Com 449295104 563 23325 Sole 23325 Intel Corp. Com 458140100 5786 288415 Sole 288415 Intl Bus.Machines Com 459200101 574 6698 Sole 6698 Istar Financial Inc. Com 45031U101 1187 28797 Sole 28797 Itron Inc 465741106 403 23100 Sole 23100 Johnson & Johnson Com 478160104 11566 205317 Sole 205317 Kerr McGee Corp. Com 492386107 1285 22440 Sole 22440 Keytronic Com 493144109 609 173950 Sole 173950 LSI Logic Corp. Com 502161102 374 86858 Sole 86858 Lattice Semiconductor Com 518415104 4443 904925 Sole 904925 Lucent Com 549463107 82 25712 Sole 25712 Microsoft Com 594918104 20781 751582 Sole 751582 Oracle Corp. Com 68389X105 6985 619209 Sole 619209 Pepsico Inc. Com 713448108 19520 401225 Sole 401225 Pfizer Inc. Com 717081103 10549 344726 Sole 344726 Qualcomm Com 747525103 16534 423526 Sole 423526 S & P 500 Depos. Rec. Com 78462F103 268 2398 Sole 2398 Schlumberger Com 806857108 6278 93268 Sole 93268 Shurgard Storage Com 82567D104 1292 33294 Sole 33294 Siebel System 826170102 513 68041 Sole 68041 Starbucks Com 855244109 21752 478484 Sole 478484 Sun Microsystems Com 866810104 109 27004 Sole 27004 Texas Instruments Com 882508104 7646 359306 Sole 359306 Tidewater Com 886423102 7441 228600 Sole 228600 Union Pacific Corp Com 907818108 682 11635 Sole 11635 Veritas Software Corp. 923436109 4673 262530 Sole 262530 Verizon Comm. Com 92343V104 3285 83412 Sole 83412 Wal-Mart Com 931142103 20588 386985 Sole 386985 Wash. Fed S & L Com 938824109 351 13966 Sole 13966 Wash. Mut. Bank Com 939322103 4089 104629 Sole 104629 Watchguard Tech. Com 941105108 65 13950 Sole 13950 Weatherford Intl Inc Com 015083620 8154 159810 Sole 159810
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: $ 394,439 -----END PRIVACY-ENHANCED MESSAGE-----