-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSGZHNTBIIYPsa/EtrpZ5pl2eo9Dx4iiWnqE6epHlxoX4k0ZB4fGEqCthQVlLkQj u7qpETYaQ2MOm3wlr5TFTQ== 0001125282-02-002914.txt : 20031218 0001125282-02-002914.hdr.sgml : 20031218 20021016143617 ACCESSION NUMBER: 0001125282-02-002914 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021016 EFFECTIVENESS DATE: 20021016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056515 IRS NUMBER: 222480509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03913 FILM NUMBER: 02790324 BUSINESS ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 BUSINESS PHONE: 2014458366 MAIL ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 13F-HR 1 b320745_13fh4.txt 13F HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9-30-02 ------------- Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Murphy Capital Management, Inc. --------------------------------------------------------------------------- Address: 123 Prospect Street, Ridgewood, NJ 07450 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Form 13F File Number: 28-6814 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Murphy --------------------------------------------------------------------------- Title: President --------------------------------------------------------------------------- Phone: 201-445-8366 --------------------------------------------------------------------------- Signature, Place, and Date of Signing: John J. Murphy Ridgewood, NJ 10/14/2002 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 521 ------------ Form 13F Information Table Value Total: $186,981 -------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- ABN AMRO DEPOSITORY HLDG NV RECEI 000937102 11 1008 SH SOLE 1 0 0 1008 AFLAC INC COMMON 001055102 7790 253822 SH SOLE 1 0 0 253822 AFN INC COM NEW 001057207 0 545 SH SOLE 1 0 0 545 AGL RES INC COMMON 001204106 24 1100 SH SOLE 1 0 0 1100 AMB PROPERTY CORP COMMON 00163T109 78 2700 SH SOLE 1 0 0 2700 AMLI RESIDENTIAL SH BEN PPTYS T INT 001735109 221 10000 SH SOLE 1 0 0 10000 AOL TIME WARNER INC COMMON 00184A105 240 20525 SH SOLE 1 0 0 20525 AT&T CORP COMMON 001957109 482 40150 SH SOLE 1 1200 0 38950 AT&T WIRELESS COMMON 00209A106 1 343 SH SOLE 1 0 0 343 ABBOTT LABS COMMON 002824100 97 2400 SH SOLE 1 0 0 2400 ABBEY NATL PLC PFD PERP SUB N 002920601 64 2500 SOLE 1 0 0 2500 ABBEY NATIONAL PLC PFD NOTE 7.375% 002920700 13 500 SOLE 1 0 0 500 ABBEY NATL PLC GDR 002920809 56 2200 SOLE 1 0 0 2200 ABN AMRO CAP PFD GT FDG TR I TR 7.5% 00371Q202 5 204 SOLE 1 0 0 204 ABRAXAS PETE CORP COMMON 003830106 1 1000 SH SOLE 1 0 0 1000 ADVANCED MEDICAL OPTICS COMMON 00763M108 0 33 SH SOLE 1 0 0 33 AFFYMETRIX INC COMMON 00826T108 12 600 SH SOLE 1 0 0 600 AGERE SYS INC CL A 00845V100 0 33 SH SOLE 1 0 0 33 AGERE SYS INC CL B 00845V209 1 935 SH SOLE 1 0 0 935 AIR PRODS & CHEMS INC COMMON 009158106 1216 28950 SH SOLE 1 0 0 28950 ALABAMA POWER PFD $7.600 010388205 5 200 SOLE 1 0 0 200 EGG EGG 011309259 1 500 SH SOLE 1 0 0 500 ALCIDE CORP COM NEW 013742507 2 100 SH SOLE 1 0 0 100 ALCOA INC COMMON 013817101 641 33225 SH SOLE 1 1300 0 31925 ALLEGHENY ENERGY INC COMMON 017361106 12 940 SH SOLE 1 0 0 940 ALLERGAN INC COMMON 018490102 8 150 SH SOLE 1 0 0 150 ALLIANCE RES UT LTD PARTNER L P PART 01877R108 28 1200 SH SOLE 1 0 0 1200 ALLIANT ENERGY CORP COMMON 018802108 6 330 SH SOLE 1 0 0 330 ALLIED CAP CORP NEW COMMON 01903Q108 149 6800 SH SOLE 1 0 0 6800 ALLSTATE CORP COMMON 020002101 11 300 SH SOLE 1 0 0 300 ALLSTATE CORP QUIBS SR 2097 020002200 111 4400 SOLE 1 0 0 4400 AMBAC FINL DEB 7.08% GROUP INC 2098 023139306 16 600 SOLE 1 0 0 600 AMEREN CORP COMMON 023608102 8 200 SH SOLE 1 0 0 200 AMERICAN ELEC PWR INC COMMON 025537101 107 3750 SH SOLE 1 0 0 3750 AMERICAN EXPRESS CO COMMON 025816109 2284 73250 SH SOLE 1 1300 0 71950 AMERICAN EXPRESS QUIPS CO CAP I 7% 02583Y205 168 6550 SOLE 1 0 0 6550 AMERICAN TOPRS GEN CAP I 7.875%48 02638N105 28 1000 SOLE 1 0 0 1000 AMERICAN INTL GROUP INC COMMON 026874107 2398 43837 SH SOLE 1 0 0 43837 AMERICAN PWR CONVERSION COMMON 029066107 5 500 SH SOLE 1 0 0 500 AMERICAN STD COS INC DEL COMMON 029712106 10 150 SH SOLE 1 0 0 150 AMGEN INC COMMON 031162100 558 13377 SH SOLE 1 150 0 13227 AMSOUTH BANCORPORATION COMMON 032165102 14 675 SH SOLE 1 0 0 675 ANALOG DEVICES INC COMMON 032654105 2 100 SH SOLE 1 0 0 100 ANHEUSER BUSCH COS INC COMMON 035229103 1934 38224 SH SOLE 1 0 0 38224 APACHE CORP COMMON 037411105 269 4527 SH SOLE 1 0 0 4527 APARTMENT INVT & MGMT CO CL A 03748R101 12 300 SH SOLE 1 0 0 300 PE CORP COM CE CELAERA GEN GEN GRP 038020202 1 150 SH SOLE 1 0 0 150 APPLIED MATLS INC COMMON 038222105 188 16300 SH SOLE 1 0 0 16300 ARCHER DANIELS MIDLAND C COMMON 039483102 3 250 SH SOLE 1 0 0 250 ATMEL CORP COMMON 049513104 2 1500 SH SOLE 1 0 0 1500 ATMOS ENERGY CORP COMMON 049560105 19 900 SH SOLE 1 0 0 900 AULT INC COMMON 051503100 2 1000 SH SOLE 1 0 0 1000 AUTOLIV INC COMMON 052800109 17 800 SH SOLE 1 0 0 800
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- AUTOMATIC DATA PROCESSIN COMMON 053015103 163 4700 SH SOLE 1 0 0 4700 AVANT IMMUNOTHERAPEUTICS COMMON 053491106 0 100 SH SOLE 1 0 0 100 AVENTIS DEPOSITORY RECEI 053561106 76 1450 SH SOLE 1 0 0 1450 AVON PRODS INC COMMON 054303102 23 500 SH SOLE 1 0 0 500 BB&T CORP COMMON 054937107 122 3495 SH SOLE 1 0 0 3495 BAC CAP GTD CAP TR II SECS % 055188205 142 5500 SOLE 1 0 0 5500 BANK OF AMER PFD CAP TR III $7.000 05518E202 124 4800 SOLE 1 0 0 4800 BP PLC DEPOSITORY RECEI 055622104 478 11970 SH SOLE 1 0 0 11970 BAKER HUGHES INC COMMON 057224107 6 200 SH SOLE 1 0 0 200 BALLARD PWR SYS INC COMMON 05858H104 4 450 SH SOLE 1 0 0 450 BANK OF AMERICA CORP COMMON 060505104 1276 20000 SH SOLE 1 0 0 20000 BANK NEW YORK INC COMMON 064057102 347 12090 SH SOLE 1 0 0 12090 BANK ONE CORP COMMON 06423A103 673 18000 SH SOLE 1 0 0 18000 BARD C R INC COMMON 067383109 56 1025 SH SOLE 1 0 0 1025 BARCLAYS DEPOSITORY BK PLC RECEI 06738C836 5 200 SH SOLE 1 0 0 200 BARCLAYS DEPOSITORY PLC RECEI 06738E204 155 6500 SH SOLE 1 0 0 6500 BARRICK GOLD CORP COMMON 067901108 89 5750 SH SOLE 1 0 0 5750 BAYER DEPOSITORY A G RECEI 072730302 3 150 SH SOLE 1 0 0 150 BED BATH & BEYOND INC COMMON 075896100 68 2100 SH SOLE 1 0 0 2100 BELLSOUTH CORP COMMON 079860102 143 7813 SH SOLE 1 0 0 7813 BIOGEN INC COMMON 090597105 7 250 SH SOLE 1 0 0 250 BIOTECH DEPOSTRY HOLDERS TR RCPTS 09067D201 78 1000 SH SOLE 1 0 0 1000 BLACK & DECKER CORP COMMON 091797100 42 1000 SH SOLE 1 0 0 1000 BLACK HILLS CORP COMMON 092113109 13 500 SH SOLE 1 0 0 500 BLACKROCK SHS BEN CORE BD TR INT 09249E101 24 1700 SH SOLE 1 0 0 1700 BOEING CO COMMON 097023105 1402 41078 SH SOLE 1 1400 0 39678 BOMBARDIER INC CL B 097751200 4 1600 SH SOLE 1 0 0 1600 BORG WARNER INC COMMON 099724106 20 400 SH SOLE 1 0 0 400 BOSTON PROPERTIES INC COMMON 101121101 50 1350 SH SOLE 1 0 0 1350 BRISTOL MYERS SQUIBB CO COMMON 110122108 374 15715 SH SOLE 1 0 0 15715 BULGARI DEPOSITORY S P A RECEI 12015P102 5 1000 SH SOLE 1 0 0 1000 BURLINGTON RES INC COMMON 122014103 87 2272 SH SOLE 1 0 0 2272 CBL & ASSOC PPTYS INC COMMON 124830100 194 5000 SH SOLE 1 0 0 5000 CH ENERGY GROUP INC COMMON 12541M102 47 1000 SH SOLE 1 0 0 1000 CMGI INC COMMON 125750109 0 300 SH SOLE 1 0 0 300 CNOOC LTD DEPOSITORY RECEI 126132109 11 400 SH SOLE 1 0 0 400 CSX CORP COMMON 126408103 197 7450 SH SOLE 1 0 0 7450 CABLE & WIRELESS DEPOSITORY PUB LTD RECEI 126830207 3 500 SH SOLE 1 0 0 500 CACI INTL INC CL A 127190304 14 400 SH SOLE 1 0 0 400 CADBURY SCHWEPPES PFD DEL L QIPS8.625% 127207207 125 4900 SOLE 1 0 0 4900 CANADIAN PAC RY LTD COMMON 135923100 9 500 SH SOLE 1 0 0 500 CANADIAN NATL RY CO COMMON 136375102 28 750 SH SOLE 1 0 0 750 CAPITAL ONE FINL CORP COMMON 14040H105 21 600 SH SOLE 1 0 0 600 CARDINAL HEALTH INC COMMON 14149Y108 216 3475 SH SOLE 1 0 0 3475 CASCADE NAT GAS CORP COMMON 147339105 35 1800 SH SOLE 1 0 0 1800 CATERPILLAR INC DEL COMMON 149123101 1258 33805 SH SOLE 1 1300 0 32505 CELSION CORPORATION COMMON 15117N107 8 20000 SH SOLE 1 0 0 20000 CENDANT CORP COMMON 151313103 5 500 SH SOLE 1 0 0 500 CENTRAL VT PUB SVC CORP COMMON 155771108 113 6400 SH SOLE 1 0 0 6400 CHARTER ONE FINL INC COMMON 160903100 198 6679 SH SOLE 1 0 0 6679 CHARTER MUN SH BEN MTG ACCEP CO INT 160908109 9 500 SH SOLE 1 0 0 500 CHASE CAP V CAP SEC E7.03% 161479209 50 2000 SOLE 1 0 0 2000 CHEVRONTEXACO CORP COMMON 166764100 1767 25522 SH SOLE 1 0 0 25522 CHUBB CORP COMMON 171232101 49 900 SH SOLE 1 0 0 900
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- CIRRUS LOGIC INC COMMON 172755100 1 200 SH SOLE 1 0 0 200 CISCO SYS INC COMMON 17275R102 998 95250 SH SOLE 1 0 0 95250 CITIGROUP INC COMMON 172967101 3492 117775 SH SOLE 1 1200 0 116575 CITIGROUP TRUPS CAP VI 6.875% 17305L208 50 2000 SOLE 1 0 0 2000 CITIGROUP TRUPS CAPITAL VII 7.125% 17306N203 28 1100 SOLE 1 0 0 1100 CLOROX CO DEL COMMON 189054109 149 3700 SH SOLE 1 0 0 3700 COCA COLA CO COMMON 191216100 3715 77465 SH SOLE 1 1200 0 76265 COCA COLA ENTERPRISES IN COMMON 191219104 162 7650 SH SOLE 1 0 0 7650 COLGATE PALMOLIVE CO COMMON 194162103 2364 43812 SH SOLE 1 0 0 43812 COLGATE- CALL OPT PALMOLIVE CO JAN04 4 1941649A9 200 3500 SH CALL SOLE 1 0 0 3500 COLONIAL COML CORP COM NEW 195621404 0 1500 SH SOLE 1 0 0 1500 CITIGROUP CALL OPT INC JAN04 1 1K699W9A0 32 1000 SH CALL SOLE 1 0 0 1000 COMCAST CORP CL A SPL 200300200 62 2950 SH SOLE 1 0 0 2950 COMERICA INC COMMON 200340107 51 1050 SH SOLE 1 0 0 1050 COMMERCE BANCORP INC NJ COMMON 200519106 8 200 SH SOLE 1 0 0 200 CONAGRA FOODS INC COMMON 205887102 319 12830 SH SOLE 1 0 0 12830 CONCORD EFS INC COMMON 206197105 19 1200 SH SOLE 1 0 0 1200 CONNECTICUT BANCSHARES I COMMON 207540105 104 2800 SH SOLE 1 0 0 2800 CONOCO INC COMMON 208251504 15 600 SH SOLE 1 0 0 600 CONOCOPHILLIPS COMMON 20825C104 164 3550 SH SOLE 1 0 0 3550 CONSOLIDATED EDISON CO N PFD $5 209111707 16 200 SOLE 1 0 0 200 CONSOLIDATED QUICS7.75% EDISON CO N 2031 209111848 5 200 SOLE 1 0 0 200 CONSOLIDATED EDISON INC COMMON 209115104 362 9000 SH SOLE 1 0 0 9000 CONSOLIDATED PINES EDISON INC 7.25% 42 209115203 85 3200 SOLE 1 0 0 3200 CONSTELLATION ENERGY GRO COMMON 210371100 25 1000 SH SOLE 1 0 0 1000 CORNING INC COMMON 219350105 25 15750 SH SOLE 1 0 0 15750 COSTCO WHSL CORP NEW COMMON 22160K105 418 12900 SH SOLE 1 0 0 12900 COX COMMUNICA- TIONS INC N CL A 224044107 86 3500 SH SOLE 1 0 0 3500 CP SHIPS LTD COMMON 22409V102 3 250 SH SOLE 1 0 0 250 CUMMINS INC COMMON 231021106 66 2800 SH SOLE 1 0 0 2800 CYPRESS SEMICONDUCTOR CO COMMON 232806109 15 2300 SH SOLE 1 0 0 2300 DTE ENERGY CO COMMON 233331107 12 300 SH SOLE 1 0 0 300 DELL COMPUTER CORP COMMON 247025109 145 6150 SH SOLE 1 0 0 6150 DEVON ENERGY CORP NEW COMMON 25179M103 29 600 SH SOLE 1 0 0 600 DIAGEO DEPOSITORY P L C RECEI 25243Q205 60 1200 SH SOLE 1 0 0 1200 DIAMONDS TR UNIT SER 1 252787106 782 10285 SH SOLE 1 0 0 10285 DIEBOLD INC COMMON 253651103 81 2450 SH SOLE 1 0 0 2450 DISNEY COM WALT CO DISNEY 254687106 820 54185 SH SOLE 1 1200 0 52985 DISNEY QUIBS WALT CO 7.0% 254687304 13 500 SOLE 1 0 0 500 DOMINION RES INC VA NEW COMMON 25746U109 388 7650 SH SOLE 1 0 0 7650 DOVER CORP COMMON 260003108 8 311 SH SOLE 1 0 0 311 DU PONT E I DE NEMOURS & COMMON 263534109 787 21820 SH SOLE 1 1300 0 20520 DUCATI MTR DEPOSITORY HLDGS SPA RECEI 264066101 8 500 SH SOLE 1 0 0 500 DUKE CAP TOPRS FINANCING TR I 7.375% 264393208 10 400 SOLE 1 0 0 400 DUKE ENERGY CORP COMMON 264399106 214 10922 SH SOLE 1 0 0 10922 DUKE CAPITAL QUIPS FINL TRUST 7.375% 26439E204 13 500 SOLE 1 0 0 500 DUKE REALTY COM CORP NEW 264411505 84 3400 SH SOLE 1 0 0 3400 DUN & BRADSTREET CORP DE COMMON 26483E100 3 100 SH SOLE 1 0 0 100 E M C CORP MASS COMMON 268648102 35 7600 SH SOLE 1 0 0 7600 ENI S P A DEPOSITORY RECEI 26874R108 41 600 SH SOLE 1 0 0 600 EASTMAN KODAK CO COMMON 277461109 466 17100 SH SOLE 1 1300 0 15800 EL PASO CORP COMMON 28336L109 6 700 SH SOLE 1 0 0 700 ELAN PLC DEPOSITORY RECEI 284131208 0 200 SH SOLE 1 0 0 200 EMERSON ELEC CO COMMON 291011104 2410 54840 SH SOLE 1 0 0 54840
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- EMERSON ELEC CALL OPT CO JAN 4 291011104 44 1000 SH CALL SOLE 1 0 0 1000 EMULEX CORP COM NEW 292475209 2 200 SH SOLE 1 0 0 200 ENCANA CORP COMMON 292505104 21 684 SH SOLE 1 0 0 684 ENERGY EAST CORP COMMON 29266M109 20 1000 SH SOLE 1 0 0 1000 ENTERPRISES TOPRS A CAP TR I 7.44% 293701207 10 400 SOLE 1 0 0 400 ENTREMED INC COMMON 29382F103 2 1000 SH SOLE 1 0 0 1000 EQUITY OFFICE PROPERTIES COMMON 294741103 147 5700 SH SOLE 1 0 0 5700 EQUITY OFFICE PFD G PROPERTIES 7.75% 294741871 25 1000 SOLE 1 0 0 1000 ERICSSON L M DEPOSITORY TEL CO RECEI 294821400 2 6400 SH SOLE 1 0 0 6400 EXXON MOBIL CORP COMMON 30231G102 5026 157565 SH SOLE 1 1400 0 156165 FPL GROUP INC COMMON 302571104 27 500 SH SOLE 1 0 0 500 FTI CONSULTING INC COMMON 302941109 6 150 SH SOLE 1 0 0 150 FACTORY 2-U INC COMMON 303072102 1 615 SH SOLE 1 0 0 615 FARMERS GROUP QUIPS A CAP 8.45% 309593200 25 1000 SOLE 1 0 0 1000 FEDERAL HOME LN MTG CORP COMMON 313400301 310 5550 SH SOLE 1 0 0 5550 FEDERAL NATL MTG ASSN COMMON 313586109 610 10250 SH SOLE 1 0 0 10250 FEDERAL REALTY SH BEN INVT TR INT NEW 313747206 11 400 SH SOLE 1 0 0 400 FEDEX CORP COMMON 31428X106 275 5500 SH SOLE 1 0 0 5500 FIRST DATA CORP COMMON 319963104 85 3050 SH SOLE 1 0 0 3050 FIRST FINL BANCORP OH COMMON 320209109 209 11717 SH SOLE 1 0 0 11717 FIRST HEALTH GROUP CORP COMMON 320960107 761 28050 SH SOLE 1 0 0 28050 FIRST SENTINEL BANCORP I COMMON 33640T103 64 4700 SH SOLE 1 0 0 4700 FIRSTENERGY CORP COMMON 337932107 34 1150 SH SOLE 1 0 0 1150 FLEETBOSTON FINL CORP COMMON 339030108 353 17383 SH SOLE 1 0 0 17383 FLUOR CORP NEW COMMON 343412102 2 100 SH SOLE 1 0 0 100 FORD MTR COM PAR CO DEL $0.01 345370860 3 300 SH SOLE 1 0 0 300 FORD MTR CO PFD TR CAP TR II CV6.5% 345395206 60 1500 SH SOLE 1 0 0 1500 FOREST LABS INC COMMON 345838106 472 5750 SH SOLE 1 0 0 5750 FORTIS NL DEPOSITORY RECEI 34956J309 21 1518 SH SOLE 1 0 0 1518 FORTUNE BRANDS INC COMMON 349631101 137 2900 SH SOLE 1 0 0 2900 GABELLI EQUITY PFD TR INC 7.25% 362397309 26 1000 SOLE 1 0 0 1000 GALLAGHER ARTHUR J & CO COMMON 363576109 219 8900 SH SOLE 1 0 0 8900 GALLAHER DEPOSITORY GROUP PLC RECEI 363595109 4 100 SH SOLE 1 0 0 100 GENENTECH INC COM NEW 368710406 62 1900 SH SOLE 1 0 0 1900 GENERAL DYNAMICS CORP COMMON 369550108 740 9100 SH SOLE 1 0 0 9100 GENERAL CALL OPT DYNAMICS CORP JAN 5 369550108 81 1000 SH CALL SOLE 1 0 0 1000 GENERAL ELEC CO COMMON 369604103 6514 264243 SH SOLE 1 1400 0 262843 GENERAL CALL OPT ELECTRIC CO JAN 1 369604103 74 3000 SH CALL SOLE 1 0 0 3000 GENERAL CALL OPT ELECTRIC CO JAN04 1 3696069A8 25 1000 SH CALL SOLE 1 0 0 1000 GENERAL PINES ELECTRIC 6.25% 2 369622527 91 3400 SOLE 1 0 0 3400 GENERAL MLS INC COMMON 370334104 1294 29125 SH SOLE 1 0 0 29125 GENERAL MTRS SR NT ACCEP CORP 7.35 370425308 20 800 SOLE 1 0 0 800 GENERAL MTRS CORP COMMON 370442105 1371 35235 SH SOLE 1 1200 0 34035 GENERAL NT SR MTRS CORP 7.25%52 370442758 13 500 SOLE 1 0 0 500 GENERAL QUIDS MTRS CORP 7.25% 41 370442816 38 1500 SOLE 1 0 0 1500 GENERAL CALL OPT MOTORS CORP JAN 2 370442105 97 2500 SH CALL SOLE 1 0 0 2500 GENERAL CALL OPT MOTORS CORP JAN04 3 3704449A1 21 500 SH CALL SOLE 1 0 0 500 GENTIA DEPOSITORY SOFTWARE PLC RECEI 37245A104 0 32000 SH SOLE 1 0 0 32000 GENUINE PARTS CO COMMON 372460105 156 5100 SH SOLE 1 0 0 5100 GEORGIA PAC CORP COMMON 373298108 5 400 SH SOLE 1 0 0 400 GEORGIA PAC PEPS CORP UNITS 373298801 9 400 SOLE 1 0 0 400 GEORGIA PWR PFD CAP TR V 7.125% 37333R308 51 2000 SOLE 1 0 0 2000 GILEAD SCIENCES INC COMMON 375558103 7 200 SH SOLE 1 0 0 200 GILLETTE CO COMMON 375766102 801 27060 SH SOLE 1 0 0 27060
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- GLAXOSMITHKLINE DEPOSITORY PLC RECEI 37733W105 315 8198 SH SOLE 1 0 0 8198 GOLDMAN SACHS GROUP INC COMMON 38141G104 568 8600 SH SOLE 1 0 0 8600 GOLDMAN SACHS CALL OPT GROUP JAN04 6 38190E9A9 115 1500 SH CALL SOLE 1 0 0 1500 GREAT NORTHN CTFS BEN IRON ORE PP INT 391064102 31 500 SH SOLE 1 0 0 500 GREAT PLAINS ENERGY INC COMMON 391164100 90 4700 SH SOLE 1 0 0 4700 HCA INC COMMON 404119109 164 3450 SH SOLE 1 0 0 3450 HAMILTON BIOPHILE COS COM NEW 40701P201 0 375 SH SOLE 1 0 0 375 HANCOCK JOHN FINL SVCS I COMMON 41014S106 3 100 SH SOLE 1 0 0 100 HARLEY DAVIDSON INC COMMON 412822108 1510 32500 SH SOLE 1 0 0 32500 HARRIS PFD PFD CAP CORP EXCH A 414567206 10 400 SOLE 1 0 0 400 HARTFORD FINL SVCS GROUP COMMON 416515104 35 850 SH SOLE 1 0 0 850 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 26 600 SH SOLE 1 0 0 600 HEALTH CARE PPTY INVS IN COMMON 421915109 875 20550 SH SOLE 1 0 0 20550 HEINZ H J CO COMMON 423074103 257 7700 SH SOLE 1 0 0 7700 HERSHEY FOODS CORP COMMON 427866108 327 5270 SH SOLE 1 0 0 5270 HEWLETT PACKARD CO COMMON 428236103 94 8032 SH SOLE 1 1200 0 6832 HITACHI DEPOSITORY LIMITED RECEI 433578507 42 850 SH SOLE 1 0 0 850 HOME DEPOT INC COMMON 437076102 1083 41488 SH SOLE 1 1300 0 40188 HONDA MOTOR DEPOSITORY LTD RECEI 438128308 28 1400 SH SOLE 1 0 0 1400 HONEYWELL INTL INC COMMON 438516106 987 45575 SH SOLE 1 1400 0 44175 HORMEL FOODS CORP COMMON 440452100 9 400 SH SOLE 1 0 0 400 HOSPITALITY COM SH PPTYS TR BEN INT 44106M102 50 1500 SH SOLE 1 0 0 1500 HOUSEHOLD INTL INC COMMON 441815107 13 475 SH SOLE 1 0 0 475 HOWARD SAVINGS COMMON 442765103 1 4000 SH SOLE 1 0 0 4000 HUDSON CITY BANCORP COMMON 443683107 32 2000 SH SOLE 1 0 0 2000 HUMAN GENOME SCIENCES IN COMMON 444903108 2 200 SH SOLE 1 0 0 200 IDEC PHARMACEUTICALS COR COMMON 449370105 12 300 SH SOLE 1 0 0 300 ITT INDS INC IND COMMON 450911102 554 8892 SH SOLE 1 0 0 8892 ITT INDS CALL OPT INC IND JAN 5 450911102 561 9000 SH CALL SOLE 1 0 0 9000 ILLINOIS TOOL WKS INC COMMON 452308109 505 8665 SH SOLE 1 0 0 8665 IMPATH INC COMMON 45255G101 6 500 SH SOLE 1 0 0 500 INDUSTRIAL DEV PFD SER BK ISRAEL DD 7.50% 456056878 0 1 SOLE 1 0 0 1 ING GROUP DEPOSITORY N V RECEI 456837103 25 1808 SH SOLE 1 0 0 1808 ING GROUP N V PFD 7.05% 456837202 147 5800 SOLE 1 0 0 5800 INKINE PHARMACEUTICALS I COMMON 457214104 1 1000 SH SOLE 1 0 0 1000 INTEL CORP COMMON 458140100 2753 198193 SH SOLE 1 1400 0 196793 INTEL CORP CALL OPT JAN04 1 45814C9A4 16 1000 SH CALL SOLE 1 0 0 1000 INTERNATIONAL BUSINESS M COMMON 459200101 5298 90851 SH SOLE 1 1400 0 89451 INTERNATIONAL FLAVORS&FR COMMON 459506101 291 9150 SH SOLE 1 0 0 9150 INTERNATIONAL FIBERCOM I COMMON 45950T101 1 4000 SH SOLE 1 0 0 4000 INTERNATIONAL CAP SEC PAPER CAP 7.875% 460140205 25 1000 SOLE 1 0 0 1000 INTL PAPER CO COMMON 460146103 748 22400 SH SOLE 1 1200 0 21200 INTUITIVE SURGICAL INC COMMON 46120E107 12 1500 SH SOLE 1 0 0 1500 ISHARES TR RUSSELL 2000 464287655 36 500 SH SOLE 1 500 0 0 ISHARES TR DJ US TECH SEC 464287721 3 100 SH SOLE 1 0 0 100 I2 TECHNOLOGIES INC COMMON 465754109 1 1450 SH SOLE 1 0 0 1450 JDS UNIPHASE CORP COMMON 46612J101 8 4150 SH SOLE 1 0 0 4150 JP MORGAN PFD TR CHASE CAP X SECS 7% 46623D200 25 1000 SOLE 1 0 0 1000 J P MORGAN CHASE & CO COMMON 46625H100 798 42048 SH SOLE 1 1300 0 40748 JEFFERSON PILOT CORP COMMON 475070108 6 150 SH SOLE 1 0 0 150 JOHNSON & JOHNSON COMMON 478160104 7664 141721 SH SOLE 1 1200 0 140521 JOHNSON & CALL OPT JOHNSON JAN04 3 4781624 14475 1000 SH CALL SOLE 1 0 0 1000 JUNIPER NETWORKS INC COMMON 48203R104 0 100 SH SOLE 1 0 0 100 KLA-TENCOR CORP COMMON 482480100 30 1075 SH SOLE 1 0 0 1075
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- KEYCORP NEW COMMON 493267108 20 800 SH SOLE 1 0 0 800 KEYSPAN CORP COMMON 49337W100 531 15850 SH SOLE 1 0 0 15850 KIMBERLY CLARK CORP COMMON 494368103 3018 53280 SH SOLE 1 0 0 53280 KIMCO REALTY CORP COMMON 49446R109 61 1950 SH SOLE 1 0 0 1950 KINDER MORGAN UT LTD ENERGY PAR PARTNER 494550106 48 1500 SH SOLE 1 0 0 1500 KNOWLEDGEMAX INC COMMON 49925F105 0 500 SH SOLE 1 0 0 500 INTERNATIONAL CALL OPT BUS MACH JAN04 3 4C799W9A4 274 4500 SH CALL SOLE 1 0 0 4500 INTERNATIONAL CALL OPT BUS MACH JAN 4 4E399W9A4 304 5000 SH CALL SOLE 1 0 0 5000 KONINKLIJKE DEPOSITORY PHILIPS ELEC RECEI 500472303 238 16354 SH SOLE 1 0 0 16354 KRAFT FOODS INC CL A 50075N104 224 6150 SH SOLE 1 0 0 6150 KROLL INC COMMON 501049100 4 200 SH SOLE 1 0 0 200 L OREAL CO DEPOSITORY RECEI 502117203 36 2500 SH SOLE 1 0 0 2500 L-3 COMMUNICATIONS HLDGS COMMON 502424104 74 1400 SH SOLE 1 0 0 1400 LENNAR CORP COMMON 526057104 17 300 SH SOLE 1 0 0 300 LEXMARK INTL NEW CL A 529771107 85 1800 SH SOLE 1 0 0 1800 AT&T LIB COM GRP A SER A 530718105 20 2800 SH SOLE 1 0 0 2800 LIBERTY SH BEN PPTY TR INT 531172104 16 500 SH SOLE 1 0 0 500 LILLY ELI & CO COMMON 532457108 989 17875 SH SOLE 1 0 0 17875 LINEAR TECHNOLOGY CORP COMMON 535678106 49 2350 SH SOLE 1 0 0 2350 LITTLEFIELD CORP COMMON 537590101 1 1000 SH SOLE 1 0 0 1000 LOCKHEED MARTIN CORP COMMON 539830109 2071 32025 SH SOLE 1 0 0 32025 LOCKHEED CALL OPT MARTIN CORP MAR 4 539830109 162 2500 SH CALL SOLE 1 0 0 2500 LOWES COS INC COMMON 548661107 1577 38100 SH SOLE 1 0 0 38100 LUCENT TECHNOLOGIES INC COMMON 549463107 11 14731 SH SOLE 1 0 0 14731 MBIA INC COMMON 55262C100 4 100 SH SOLE 1 0 0 100 MCI PFD CAP I QUIPS A 55267Y206 2 800 SOLE 1 0 0 800 MFA MTG INVTS INC COMMON 55272X102 12 1500 SH SOLE 1 0 0 1500 MACK CALI RLTY CORP COMMON 554489104 26 800 SH SOLE 1 0 0 800 MARATHON OIL CORP COMMON 565849106 3 150 SH SOLE 1 0 0 150 MARIMBA INC COMMON 56781Q109 0 25 SH SOLE 1 0 0 25 MARSH & MCLENNAN COS INC COMMON 571748102 862 20710 SH SOLE 1 0 0 20710 MARTHA STEWART LIVING OM CL A 573083102 1 200 SH SOLE 1 0 0 200 MAYTAG CORP COMMON 578592107 56 2400 SH SOLE 1 0 0 2400 MCDONALDS CORP COMMON 580135101 71 4000 SH SOLE 1 1200 0 2800 MCGRAW HILL COS INC COMMON 580645109 67 1100 SH SOLE 1 0 0 1100 MCKESSON CORP COMMON 58155Q103 11 400 SH SOLE 1 0 0 400 MEADWESTVACO CORP COMMON 583334107 31 1623 SH SOLE 1 0 0 1623 MEDIA GEN INC CL A 584404107 153 3000 SH SOLE 1 0 0 3000 MEDIMMUNE INC COMMON 584699102 2 100 SH SOLE 1 0 0 100 MEDTRONIC INC COMMON 585055106 751 17832 SH SOLE 1 0 0 17832 MELLON FINL CORP COMMON 58551A108 194 7500 SH SOLE 1 0 0 7500 MERCK & CO INC COMMON 589331107 4224 92409 SH SOLE 1 1400 0 91009 MERRILL LYNCH & CO INC COMMON 590188108 330 10000 SH SOLE 1 0 0 10000 MERRILL LYNCH TOPRS PFD CAP TR 7% 59021F206 50 2000 SOLE 1 0 0 2000 MERRILL LYNCH TOPRS PFD CAP TR 7.28% 59021K205 10 400 SOLE 1 0 0 400 METROMEDIA FIBER NETWORK CL A 591689104 0 500 SH SOLE 1 0 0 500 MICROSOFT CALL OPT CORP JAN 4 59199W9A6 48 1000 SH CALL SOLE 1 0 0 1000 MICROSOFT CORP COMMON 594918104 5716 130670 SH SOLE 1 1200 0 129470 MID-AMER APT CMNTYS INC COMMON 59522J103 284 11400 SH SOLE 1 0 0 11400 MIDCAP UNIT SPDR TR SER 1 595635103 692 9315 SH SOLE 1 850 0 8465 MIDDLESEX WATER CO COMMON 596680108 41 1800 SH SOLE 1 0 0 1800 MIIX GROUP INC COMMON 59862V104 1 800 SH SOLE 1 0 0 800 3M CO CALL OPT JAN04 8 6040619A1 116 1000 SH CALL SOLE 1 0 0 1000 MONSANTO CO NEW COMMON 61166W101 14 920 SH SOLE 1 0 0 920
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- MOOG INC CL A 615394202 35 1250 SH SOLE 1 0 0 1250 MORGAN COM STANLEY NEW 617446448 179 5286 SH SOLE 1 0 0 5286 MORGAN SPARQS 8% STANLEY 2003 T 61744Y389 4 250 SOLE 1 0 0 250 MORGAN PLUS STANLEY 12/30/04 61744Y538 38 3400 SOLE 1 3400 0 0 MORGAN SPARQS 8% STANLEY ORCL 61744Y561 57 6525 SOLE 1 0 0 6525 MORGAN SPARQS %8 STANLEY CSCO 61744Y587 465 40765 SOLE 1 0 0 40765 MORGAN STANLEY PFD CAP CAP TR II 7.25% 61747N109 103 4000 SOLE 1 0 0 4000 MOTOROLA INC COMMON 620076109 88 8600 SH SOLE 1 0 0 8600 MOTOROLA INC EQUITY UNITS 620076208 462 12750 SOLE 1 0 0 12750 NEC CORP DEPOSITORY RECEI 629050204 2 500 SH SOLE 1 0 0 500 NASDAQ 100 UNIT TR SER 1 631100104 131 6345 SH SOLE 1 0 0 6345 NATIONAL FUEL GAS CO N J COMMON 636180101 18 900 SH SOLE 1 0 0 900 NESTLE S A DEPOSITORY RECEI 641069406 2014 36850 SH SOLE 1 0 0 36850 NEW JERSEY INCM BD ECONOMIC DEV 7.6% 29 645915208 165 6400 SOLE 1 0 0 6400 NEW JERSEY RES COMMON 646025106 269 8175 SH SOLE 1 0 0 8175 NEWELL RUBBERMAID INC COMMON 651229106 93 3000 SH SOLE 1 0 0 3000 NEWMONT MINING CORP HLDG COMMON 651639106 11 400 SH SOLE 1 0 0 400 NEXTEL COMMUNICATIONS IN CL A 65332V103 2 300 SH SOLE 1 0 0 300 NISOURCE INC COMMON 65473P105 17 997 SH SOLE 1 0 0 997 NISSAN DEPOSITORY MOTORS RECEI 654744408 7 500 SH SOLE 1 0 0 500 NOKIA CORP DEPOSITORY' RECEI 654902204 115 8700 SH SOLE 1 0 0 8700 NOBLE ENERGY INC COMMON 655044105 10 300 SH SOLE 1 0 0 300 NORFOLK SOUTHERN CORP COMMON 655844108 6 300 SH SOLE 1 0 0 300 NORTEL NETWORKS CORP NEW COMMON 656568102 1 2200 SH SOLE 1 0 0 2200 NORTH FORK BANCORPORATIO COMMON 659424105 378 10000 SH SOLE 1 0 0 10000 NORTHN STS PWR CO MINN PINES 665772794 25 1000 SOLE 1 0 0 1000 NORTHROP GRUMMAN CORP COMMON 666807102 226 1825 SH SOLE 1 0 0 1825 NORTHROP GRUMMAN CALL OPT CORP JAN 8 666807102 310 2500 SH CALL SOLE 1 0 0 2500 NORTHWEST NAT GAS CO COMMON 667655104 207 7050 SH SOLE 1 0 0 7050 NOVARTIS A G DEPOSITORY RECEI 66987V109 129 3250 SH SOLE 1 0 0 3250 NOVO-NORDISK DEPOSITORY A S RECEI 670100205 27 1000 SH SOLE 1 0 0 1000 NSTAR COMMON 67019E107 59 1500 SH SOLE 1 0 0 1500 ORACLE CORP COMMON 68389X105 71 9000 SH SOLE 1 0 0 9000 OTTER TAIL CORP COMMON 689648103 32 1200 SH SOLE 1 0 0 1200 OXY CAPITAL TOPRS TRUST I 8.16% 692070204 51 2000 SOLE 1 0 0 2000 P F CHANGS CHINA BISTRO COMMON 69333Y108 3 100 SH SOLE 1 0 0 100 PNC FINL SVCS GROUP INC COMMON 693475105 239 5670 SH SOLE 1 0 0 5670 PPG INDS INC COMMON 693506107 150 3350 SH SOLE 1 0 0 3350 PPL CORP COMMON 69351T106 57 1750 SH SOLE 1 0 0 1750 PACTIV CORP COMMON 695257105 3 205 SH SOLE 1 0 0 205 PAMRAPO BANCORP INC COMMON 697738102 83 5000 SH SOLE 1 0 0 5000 PEOPLESOFT INC COMMON 712713106 53 4250 SH SOLE 1 0 0 4250 PEPCO HOLDINGS INC COMMON 713291102 16 800 SH SOLE 1 0 0 800 PEPSICO INC COMMON 713448108 1018 27538 SH SOLE 1 0 0 27538 PET QUARTERS INC COMMON 715844106 0 1500 SH SOLE 1 0 0 1500 PFIZER INC COMMON 717081103 2853 98305 SH SOLE 1 0 0 98305 PHARMACIA CORP COMMON 71713U102 210 5400 SH SOLE 1 0 0 5400 PHELPS DODGE CORP COMMON 717265102 53 2050 SH SOLE 1 0 0 2050 PHILIP MORRIS COS INC COMMON 718154107 1560 40200 SH SOLE 1 1200 0 39000 PHILIP MORRIS CALL OPT COS JAN 3 718154107 116 3000 SH CALL SOLE 1 0 0 3000 PHOENIX COS INC NEW COMMON 71902E109 24 1783 SH SOLE 1 0 0 1783 PINNACLE WEST CAP CORP COMMON 723484101 6 200 SH SOLE 1 0 0 200 PLUM CREEK TIMBER CO INC COMMON 729251108 8 350 SH SOLE 1 0 0 350 POLARIS INDS INC COMMON 731068102 37 600 SH SOLE 1 0 0 600
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- PRAXAIR INC COMMON 74005P104 24 470 SH SOLE 1 0 0 470 PROCTER & GAMBLE CO COMMON 742718109 4626 51756 SH SOLE 1 1200 0 50556 PROCTER & CALL OPT GAMBLE CO JAN 6 742718109 223 2500 SH CALL SOLE 1 0 0 2500 PROCTER & CALL OPT GAMBLE CO JAN04 7 7427209A5 94 1000 SH CALL SOLE 1 0 0 1000 PROGRESS ENERGY INC COMMON 743263105 61 1500 SH SOLE 1 0 0 1500 PROGRESS FINL CORP COMMON 743266108 57 6076 SH SOLE 1 0 0 6076 PROGRESSIVE CORP OHIO COMMON 743315103 58 1150 SH SOLE 1 0 0 1150 PROLOGIS SH BEN INT 743410102 75 3000 SH SOLE 1 0 0 3000 PRUDENTIAL FINL INC COMMON 744320102 5 168 SH SOLE 1 0 0 168 PUBLIC SVC ENTERPRISE GR COMMON 744573106 573 18778 SH SOLE 1 0 0 18778 PUBLIC STORAGE PFD INC 1/1000 V 74460D588 38 1500 SOLE 1 0 0 1500 QLOGIC CORP COMMON 747277101 3 100 SH SOLE 1 0 0 100 QUALCOMM INC COMMON 747525103 87 3163 SH SOLE 1 0 0 3163 QUEST DIAGNOSTICS INC COMMON 74834L100 526 8550 SH SOLE 1 0 0 8550 RGC RES INC COMMON 74955L103 7 400 SH SOLE 1 0 0 400 RAMBUS INC DEL COMMON 750917106 1 120 SH SOLE 1 0 0 120 RAYTHEON CO COM NEW 755111507 60 2050 SH SOLE 1 0 0 2050 RECKSON ASSOCS RLTY CORP COMMON 75621K106 71 3100 SH SOLE 1 0 0 3100 REGENERON PHARMACEUTICAL COMMON 75886F107 4 300 SH SOLE 1 0 0 300 RENT A CTR INC NEW COMMON 76009N100 31 600 SH SOLE 1 0 0 600 REUTERS GROUP DEPOSITORY PLC RECEI 76132M102 2 100 SH SOLE 1 0 0 100 ROCHE HLDG DEPOSITORY LTD RECEI 771195104 7 100 SH SOLE 1 0 0 100 ROCKWELL COLLINS INC COMMON 774341101 167 7600 SH SOLE 1 0 0 7600 ROSLYN BANCORP INC COMMON 778162107 8 450 SH SOLE 1 0 0 450 ROYAL DUTCH DEPOSITORY PETE CO RECEI 780257804 989 24632 SH SOLE 1 0 0 24632 SBC COMMUNICATIONS INC COMMON 78387G103 844 41991 SH SOLE 1 1400 0 40591 SPDR TR UNIT SER 1 78462F103 1115 13634 SH SOLE 1 0 0 13634 SRA INTL INC CL A 78464R105 153 5350 SH SOLE 1 0 0 5350 ST JUDE MED INC COMMON 790849103 200 5600 SH SOLE 1 0 0 5600 ST PAUL COS INC COMMON 792860108 9 306 SH SOLE 1 0 0 306 SANTA FE RCPT DEP ENERGY TR UNITS 802013102 148 6550 SH SOLE 1 0 0 6550 SCANA CORP NEW COMMON 80589M102 26 1000 SH SOLE 1 0 0 1000 SCHERING PLOUGH CORP COMMON 806605101 21 1000 SH SOLE 1 0 0 1000 SCHLUMBERGER LTD COMMON 806857108 1338 34785 SH SOLE 1 0 0 34785 SCIENT INC COM NEW 808649305 0 3 SH SOLE 1 0 0 3 SCIENTIFIC ATLANTA INC COMMON 808655104 3 200 SH SOLE 1 0 0 200 SEALED AIR CORP NEW COMMON 81211K100 2 100 SH SOLE 1 0 0 100 SEARS ROEBUCK & CO COMMON 812387108 262 6725 SH SOLE 1 0 0 6725 SEARS ROEBUCK NT 7% ACCEP CORP 71542 812404408 51 2000 SOLE 1 0 0 2000 SELECT SECTOR SBI INT- SPDR TR TECH 81369Y803 67 5700 SH SOLE 1 5500 0 200 SERONO S A DEPOSITORY RECEI 81752M101 2 150 SH SOLE 1 0 0 150 SHELL CDA LTD COMMON 822567103 113 3500 SH SOLE 1 0 0 3500 SHELL TRANS & DEPOSITORY TRADING PL RECEI 822703609 505 14150 SH SOLE 1 0 0 14150 SHERWIN WILLIAMS CO COMMON 824348106 2 84 SH SOLE 1 0 0 84 SIEBEL SYS INC COMMON 826170102 2 300 SH SOLE 1 0 0 300 SIEMENS A G DEPOSITORY RECEI 826197501 197 5850 SH SOLE 1 0 0 5850 SIMON PPTY GROUP INC NEW COMMON 828806109 197 5500 SH SOLE 1 0 0 5500 SIRIUS SATELLITE RADIO I COMMON 82966U103 2 2000 SH SOLE 1 0 0 2000 SKY FINL GROUP INC COMMON 83080P103 299 15000 SH SOLE 1 0 0 15000 SONIC INNOVATIONS INC COMMON 83545M109 4 700 SH SOLE 1 0 0 700 SONY CORP DEPOSITORY RECEI 835699307 166 4050 SH SOLE 1 0 0 4050 SOUTHERN CO COMMON 842587107 127 4400 SH SOLE 1 0 0 4400 SOUTHERN UN CO NEW COMMON 844030106 1 120 SH SOLE 1 0 0 120 SOUTHWEST AIRLS CO COMMON 844741108 16 1237 SH SOLE 1 0 0 1237
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- SOUTHWEST GAS CORP COMMON 844895102 46 2050 SH SOLE 1 0 0 2050 SOVEREIGN BANCORP INC COMMON 845905108 70 5400 SH SOLE 1 0 0 5400 ST. PAUL CO. 7.60 PFD 85231F207 13 500 SOLE 1 0 0 500 STAR GAS UNIT LTD PARTNERS L P PARTNR 85512C105 406 22900 SH SOLE 1 0 0 22900 STARBUCKS CORP COMMON 855244109 2 100 SH SOLE 1 0 0 100 STATE STR CORP COMMON 857477103 541 14000 SH SOLE 1 0 0 14000 STMICROELECTRONICS DEPOSITORY N V RECEI 861012102 75 5550 SH SOLE 1 0 0 5550 STRATEX NETWORKS INC COMMON 86279T109 13 11500 SH SOLE 1 0 0 11500 STRYKER CORP COMMON 863667101 6 100 SH SOLE 1 0 0 100 SUBURBAN PROPANE UNIT LTD PARTNER PARTN 864482104 1031 38500 SH SOLE 1 0 0 38500 SUN MICROSYSTEMS INC COMMON 866810104 107 41350 SH SOLE 1 0 0 41350 SUNGARD DATA SYS INC COMMON 867363103 50 2550 SH SOLE 1 0 0 2550 SUNOCO INC COMMON 86764P109 2 50 SH SOLE 1 0 0 50 SYNGENTA AG DEPOSITORY RECEI 87160A100 1 64 SH SOLE 1 0 0 64 SYSCO CORP COMMON 871829107 9 300 SH SOLE 1 0 0 300 TXU CORP COMMON 873168108 702 16825 SH SOLE 1 0 0 16825 TARGET CORP COMMON 87612E106 444 15050 SH SOLE 1 0 0 15050 TELIGENT INC CL A 87959Y103 0 1200 SH SOLE 1 0 0 1200 TEMPLE INLAND INC COMMON 879868107 116 3000 SH SOLE 1 0 0 3000 TENET HEALTHCARE CORP COMMON 88033G100 1568 31675 SH SOLE 1 0 0 31675 TENNECO AUTOMOTIVE INC COMMON 88037E101 0 41 SH SOLE 1 0 0 41 TENNESSEE PARRS D VALLEY AUTH 2028 880591300 344 13000 SOLE 1 0 0 13000 TEVA PHARMACEUTICAL DEPOSITORY INDS RECEI 881624209 87 1300 SH SOLE 1 0 0 1300 TEXAS INSTRS INC COMMON 882508104 559 37825 SH SOLE 1 0 0 37825 TEXTRON INC COMMON 883203101 22 640 SH SOLE 1 0 0 640 3M CO COMMON 88579Y101 3300 30005 SH SOLE 1 1300 0 28705 3M CO CALL OPT JAN 9 88579Y101 220 2000 SH CALL SOLE 1 0 0 2000 TIBCO SOFTWARE INC COMMON 88632Q103 4 1000 SH SOLE 1 0 0 1000 TIFFANY & CO NEW COMMON 886547108 11 500 SH SOLE 1 0 0 500 TOOTSIE ROLL INDS INC COMMON 890516107 46 1545 SH SOLE 1 0 0 1545 TORONTO DOMINION COM BK ONT NEW 891160509 19 1100 SH SOLE 1 0 0 1100 TRANSCANADA PFD 8.25% PIPELINES LT 2047 893526723 10 400 SOLE 1 0 0 400 TRAVELERS P&C PFD TR CAP I 8.08% 893931204 118 4700 SOLE 1 0 0 4700 TRAVELERS PPTY CAS CORP CL A 89420G109 6 479 SH SOLE 1 0 0 479 TRAVELERS PPTY CAS CORP CL B 89420G406 13 994 SH SOLE 1 0 0 994 TRIBUNE CO NEW COMMON 896047107 31 750 SH SOLE 1 0 0 750 TRIMERIS INC COMMON 896263100 18 400 SH SOLE 1 0 0 400 TRUSTCO BK CORP N Y COMMON 898349105 16 1500 SH SOLE 1 0 0 1500 TYCO INTL LTD NEW COMMON 902124106 83 5900 SH SOLE 1 0 0 5900 USB CAPITAL 7.35 IV PFD 90334V208 13 500 SH SOLE 1 0 0 500 USB CAP V PFD GTD 7.25% 90335U209 13 500 SOLE 1 0 0 500 US ONCOLOGY INC COMMON 90338W103 8 1000 SH SOLE 1 0 0 1000 UNILEVER PLC DEPOSITORY RECEI 904767704 91 2499 SH SOLE 1 0 0 2499 UNION PAC CORP COMMON 907818108 642 11100 SH SOLE 1 0 0 11100 UNITED DOMINION REALTY T COMMON 910197102 57 3600 SH SOLE 1 0 0 3600 UNITED PARCEL SERVICE IN CL B 911312106 425 6800 SH SOLE 1 0 0 6800 UNITED SHIPPING SERIES F & TECH. CONV. P 911498996 19 18181 SOLE 1 0 0 18181 UNITED TECHNOLOGIES CORP COMMON 913017109 2364 41850 SH SOLE 1 1200 0 40650 UNITEDHEALTH GROUP INC COMMON 91324P102 135 1550 SH SOLE 1 0 0 1550 UNIVERSAL HLTH SVCS INC CL B 913903100 10 200 SH SOLE 1 0 0 200 UNOCAL CORP COMMON 915289102 44 1400 SH SOLE 1 0 0 1400 UNUMPROVIDENT PINES CORP 7.25% 32 91529Y304 25 1000 SOLE 1 0 0 1000 VALLEY NATL BANCORP COMMON 919794107 366 13759 SH SOLE 1 0 0 13759 VELOCITY EXPRESS COM CORP NEW 92257T202 49 25000 SH SOLE 1 0 0 25000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- VERIZON COMMUNICATIONS COMMON 92343V104 1058 38560 SH SOLE 1 0 0 38560 VERIZON NEW QUIBS 7% ENG INC 2042 92344R201 25 1000 SOLE 1 0 0 1000 VIACOM INC CLASS A CL A 925524100 18 450 SH SOLE 1 0 0 450 VIACOM INC CLASS B CL B 925524308 139 3432 SH SOLE 1 0 0 3432 WD-40 CO COMMON 929236107 57 1973 SH SOLE 1 0 0 1973 WACHOVIA CORP 2ND NEW COMMON 929903102 646 19760 SH SOLE 1 0 0 19760 WAL MART STORES INC COMMON 931142103 3144 63848 SH SOLE 1 1300 0 62548 WAL-MART CALL OPT STORES INC JAN 4 931142103 148 3000 SH CALL SOLE 1 0 0 3000 WALGREEN CO COMMON 931422109 77 2500 SH SOLE 1 0 0 2500 WASHINGTON MUT INC COMMON 939322103 620 19693 SH SOLE 1 0 0 19693 WASHINGTON TR BANCORP COMMON 940610108 79 4000 SH SOLE 1 0 0 4000 WASTE MGMT INC DEL COMMON 94106L109 2 100 SH SOLE 1 0 0 100 WEINGARTEN PFD A RLTY INVS 7.44% 948741202 4 150 SOLE 1 0 0 150 WELLPOINT HEALTH NETWORK COMMON 94973H108 136 1850 SH SOLE 1 0 0 1850 WELLS FARGO & CO NEW COMMON 949746101 243 5050 SH SOLE 1 0 0 5050 WEYERHAEUSER CO COMMON 962166104 28 650 SH SOLE 1 0 0 650 WHIRLPOOL CORP COMMON 963320106 362 7900 SH SOLE 1 0 0 7900 WILLIAMS COMMUNICATIONS CL A 969455104 0 1643 SH SOLE 1 0 0 1643 WILMINGTON TRUST CORP COMMON 971807102 467 16150 SH SOLE 1 0 0 16150 WINNEBAGO INDS INC COMMON 974637100 16 400 SH SOLE 1 0 0 400 WRIGLEY WM JR CO COMMON 982526105 1730 34950 SH SOLE 1 0 0 34950 WYETH COMMON 983024100 2054 64597 SH SOLE 1 0 0 64597 XEROX CORP COMMON 984121103 3 600 SH SOLE 1 0 0 600 YAHOO INC COMMON 984332106 7 700 SH SOLE 1 0 0 700 CELANESE AG ORD D1497A101 12 650 SH SOLE 1 0 0 650 DAIMLERCHRYSLER AG ORD D1668R123 8 249 SH SOLE 1 0 0 249 BSCH FINANCE LTD PREF G 8.125% G16547161 151 6000 SOLE 1 0 0 6000 ESPIRITO SANTO PREF A OVERSEAS 8.5% G3122A107 13 500 SOLE 1 0 0 500 GLOBALSANTAFE CORP SHS G3930E101 10 431 SH SOLE 1 0 0 431 INGERSOLL-RAND COMPANY L CL A G4776G101 19 554 SH SOLE 1 0 0 554 KNIGHTSBRIDGE TANKERS LT ORD G5299G106 5 400 SH SOLE 1 0 0 400 RHONE-POULENC PREF A OVERSEAS L 8.125% G75495104 26 1000 SOLE 1 0 0 1000 TRANSOCEAN INC ORD G90078109 15 702 SH SOLE 1 0 0 702 WILLIS GROUP HOLDINGS LT SHS G96655108 1288 38450 SH SOLE 1 0 0 38450 XL CAP LTD CL A G98255105 81 1100 SH SOLE 1 0 0 1100 FLEXTRONICS INTL LTD ORD Y2573F102 1 100 SH SOLE 1 0 0 100
-----END PRIVACY-ENHANCED MESSAGE-----