-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WopSVUGQGtyHSH5eVqY0VF4VfdlLfyzaHnUrUlJ3VUEMdEmFosVQvWZLatLaAev+ iSnSSlqQjls1Wzeqg6zK2w== 0001125282-02-001175.txt : 20031218 0001125282-02-001175.hdr.sgml : 20031218 20020410101749 ACCESSION NUMBER: 0001125282-02-001175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056515 IRS NUMBER: 222480509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03913 FILM NUMBER: 02606472 BUSINESS ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 BUSINESS PHONE: 2014458366 MAIL ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 13F-HR 1 b317686_13fhr.txt 13F HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/02 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MURPHY CAPITAL MANAGEMENT, INC. Address: 123 PROSPECT ST. RIDGEWOOD, NJ 07450 Form 13F File Number: 28-6814 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Murphy Title: President Phone: 201-445-8366 Signature, Place, and Date of Signing: /s/ John J. Murphy Ridgewood, NJ 4/8/02 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 506 Form 13F Information Table Value Total (thousands): 256,866 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ABN AMRO HLDG NV DEPOSITORY RECEI 000937102 19 1008 SH SOLE 1 0 0 1008 AFLAC INC COMMON 001055102 7883 267217 SH SOLE 1 0 0 267217 AFN INC COM NEW 001057207 0 545 SH SOLE 1 0 0 545 AGL RES INC COMMON 001204106 29 1250 SH SOLE 1 0 0 1250 AMB PROPERTY CORP COMMON 00163T109 74 2700 SH SOLE 1 0 0 2700 AMLI RESIDENTIAL PPTYS T SH BEN INT 001735109 252 10000 SH SOLE 1 0 0 10000 AMR CORP COMMON 001765106 11 400 SH SOLE 1 0 0 400 AOL TIME WARNER INC COMMON 00184A105 508 21480 SH SOLE 1 0 0 21480 AT&T CORP COMMON 001957109 159 10103 SH SOLE 1 1200 0 8903 AT&T WIRELESS COMMON 00209A106 11 1239 SH SOLE 1 0 0 1239 ABBOTT LABS COMMON 002824100 305 5800 SH SOLE 1 0 0 5800 ABBEY NATIONAL PLC PFD NOTE 7.375% 002920700 12 500 SOLE 1 0 0 500 ABN AMRO CAP FDG TR I PFD GT TR 7.5% 00371Q202 5 204 SOLE 1 0 0 204 ABRAXAS PETE CORP COMMON 003830106 1 1000 SH SOLE 1 0 0 1000 ADELPHIA BUSINESS SOLUTI CL A 006847107 0 249 SH SOLE 1 0 0 249 ADOBE SYS INC COMMON 00724F101 292 7250 SH SOLE 1 0 0 7250 AFFYMETRIX INC COMMON 00826T108 29 1000 SH SOLE 1 0 0 1000 AIR PRODS & CHEMS INC COMMON 009158106 1345 26050 SH SOLE 1 0 0 26050 AKZO NOBEL NV DEPOSITORY RECEI 010199305 23 500 SH SOLE 1 0 0 500 ALABAMA POWER PFD $7.600 010388205 5 200 SOLE 1 0 0 200 EGG EGG 011309259 1 500 SH SOLE 1 0 0 500 ALASKA AIR GROUP INC COMMON 011659109 5 150 SH SOLE 1 0 0 150 ALCAN INC COMMON 013716105 12 300 SH SOLE 1 0 0 300 ALCIDE CORP COM NEW 013742507 4 150 SH SOLE 1 0 0 150 ALCOA INC COMMON 013817101 972 25750 SH SOLE 1 1300 0 24450 ALCATEL DEPOSITORY RECEI 013904305 7 500 SH SOLE 1 0 0 500 ALLEGHENY ENERGY INC COMMON 017361106 144 3490 SH SOLE 1 0 0 3490 ALLERGAN INC COMMON 018490102 23 350 SH SOLE 1 0 0 350 ALLIANT ENERGY CORP COMMON 018802108 10 330 SH SOLE 1 0 0 330 ALLIED CAP CORP NEW COMMON 01903Q108 204 7400 SH SOLE 1 0 0 7400 HONEYWELL INTL INC CALL OPT JAN03 2 01951J9A5 77 2000 SH CALL SOLE 1 0 0 2000 ALLSTATE CORP COMMON 020002101 19 500 SH SOLE 1 0 0 500 ALLSTATE CORP QUIBS SR 2097 020002200 109 4400 SOLE 1 0 0 4400 ALTEON INC COMMON 02144G107 1 200 SH SOLE 1 0 0 200 AMBAC FINL GROUP INC DEB 7.08% 2098 023139306 15 600 SOLE 1 0 0 600 AMEREN CORP COMMON 023608102 9 200 SH SOLE 1 0 0 200 AMERICA FIRST MTG INVTS COMMON 023934102 13 1500 SH SOLE 1 0 0 1500 AMERICAN ELEC PWR INC COMMON 025537101 131 2850 SH SOLE 1 0 0 2850 AMERICAN EXPRESS CO COMMON 025816109 3258 79530 SH SOLE 1 1300 0 78230 AMERICAN EXPRESS CO CALL OPT JAN03 2 02581J9A1 165 4000 SH CALL SOLE 1 0 0 4000 AMERICAN EXPRESS CO CAP QUIPS I 7% 02583Y205 164 6550 SOLE 1 0 0 6550 WYETH CALL OPT JAN03 4 0266149A7 66 1000 SH CALL SOLE 1 0 0 1000 AMERICAN INTL GROUP INC COMMON 026874107 4617 63999 SH SOLE 1 0 0 63999 AMERICAN INTL GROUP CALL OPT JAN03 5 0269239A2 147 2000 SH CALL SOLE 1 0 0 2000 AMERICAN PWR CONVERSION COMMON 029066107 7 500 SH SOLE 1 0 0 500 AMERICAN STD COS INC DEL COMMON 029712106 46 650 SH SOLE 1 0 0 650 AMGEN INC COMMON 031162100 1210 20277 SH SOLE 1 150 0 20127 AMGEN INC CALL OPT JAN03 4 0311659A3 32 500 SH CALL SOLE 1 0 0 500
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AMSOUTH BANCORPORATION COMMON 032165102 26 1200 SH SOLE 1 0 0 1200 ANALOG DEVICES INC COMMON 032654105 5 100 SH SOLE 1 0 0 100 ANHEUSER BUSCH COS INC COMMON 035229103 1425 27299 SH SOLE 1 0 0 27299 APACHE CORP COMMON 037411105 310 5442 SH SOLE 1 0 0 5442 APARTMENT INVT & MGMT CO CL A 03748R101 15 300 SH SOLE 1 0 0 300 PE CORP BIO GRP COM AP BIO GRP 038020103 18 800 SH SOLE 1 0 0 800 PE CORP CELAERA GEN COM CE GEN GRP 038020202 3 150 SH SOLE 1 0 0 150 APPLIED MATLS INC COMMON 038222105 317 5850 SH SOLE 1 0 0 5850 ATMEL CORP COMMON 049513104 30 3000 SH SOLE 1 0 0 3000 ATMOS ENERGY CORP COMMON 049560105 28 1200 SH SOLE 1 0 0 1200 AULT INC COMMON 051503100 4 1000 SH SOLE 1 0 0 1000 AUTOLIV INC COMMON 052800109 19 800 SH SOLE 1 0 0 800 AUTOMATIC DATA PROCESSIN COMMON 053015103 752 12900 SH SOLE 1 0 0 12900 AVANT IMMUNOTHERAPEUTICS COMMON 053491106 0 100 SH SOLE 1 0 0 100 AVAYA INC COMMON 053499109 0 16 SH SOLE 1 0 0 16 AVENTIS DEPOSITORY RECEI 053561106 107 1550 SH SOLE 1 0 0 1550 BB&T CORP COMMON 054937107 133 3495 SH SOLE 1 0 0 3495 BAC CAP TR II GTD CAP SECS % 055188205 135 5500 SOLE 1 0 0 5500 BP PLC DEPOSITORY RECEI 055622104 505 9505 SH SOLE 1 0 0 9505 BAKER HUGHES INC COMMON 057224107 8 200 SH SOLE 1 0 0 200 BALLARD PWR SYS INC COMMON 05858H104 18 600 SH SOLE 1 0 0 600 BANK NEW YORK INC COMMON 064057102 513 12200 SH SOLE 1 0 0 12200 BANK ONE CORP COMMON 06423A103 17 400 SH SOLE 1 0 0 400 BARD C R INC COMMON 067383109 185 3125 SH SOLE 1 0 0 3125 BARCLAYS BK PLC DEPOSITORY RECEI 06738C836 5 200 SH SOLE 1 0 0 200 BARCLAYS PLC DEPOSITORY RECEI 06738E204 222 1800 SH SOLE 1 0 0 1800 BAXTER INTL INC COMMON 071813109 30 500 SH SOLE 1 0 0 500 BAYER A G DEPOSITORY RECEI 072730302 5 150 SH SOLE 1 0 0 150 BEA SYS INC COMMON 073325102 8 550 SH SOLE 1 0 0 550 BECTON DICKINSON & CO COMMON 075887109 453 12000 SH SOLE 1 0 0 12000 BED BATH & BEYOND INC COMMON 075896100 81 2400 SH SOLE 1 0 0 2400 BELLSOUTH CORP COMMON 079860102 263 7133 SH SOLE 1 0 0 7133 BEST BUY INC COMMON 086516101 289 3650 SH SOLE 1 0 0 3650 BEST BUY INC CALL OPT JAN03 4 0869019A5 81 1000 SH CALL SOLE 1 0 0 1000 BIOGEN INC COMMON 090597105 25 500 SH SOLE 1 0 0 500 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 551 4600 SH SOLE 1 500 0 4100 BIOTECH HOLDERS TR CALL OPT JAN0311 09069C9A2 21915 7000 SH CALL SOLE 1 0 0 7000 BLACK HILLS CORP COMMON 092113109 17 500 SH SOLE 1 0 0 500 BLACKROCK CORE BD TR SHS BEN INT 09249E101 22 1700 SH SOLE 1 0 0 1700 BOEING CO COMMON 097023105 1807 37461 SH SOLE 1 1400 0 36061 BOMBARDIER INC CL B 097751200 23 2600 SH SOLE 1 0 0 2600 BOSTON PROPERTIES INC COMMON 101121101 73 1850 SH SOLE 1 0 0 1850 BRISTOL MYERS SQUIBB CO COMMON 110122108 1377 33998 SH SOLE 1 0 0 33998 BULGARI S P A DEPOSITORY RECEI 12015P102 7 1000 SH SOLE 1 0 0 1000 BURLINGTON RES INC COMMON 122014103 51 1272 SH SOLE 1 0 0 1272 CBL & ASSOC PPTYS INC COMMON 124830100 177 5000 SH SOLE 1 0 0 5000 CIGNA CORP COMMON 125509109 396 3905 SH SOLE 1 0 0 3905 CMGI INC COMMON 125750109 0 300 SH SOLE 1 0 0 300 CMS ENERGY CORP COMMON 125896100 5 200 SH SOLE 1 0 0 200
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE CSX CORP COMMON 126408103 23 600 SH SOLE 1 0 0 600 CVS CORP COMMON 126650100 69 2000 SH SOLE 1 0 0 2000 CABLE & WIRELESS PUB LTD DEPOSITORY RECEI 126830207 5 500 SH SOLE 1 0 0 500 CADBURY SCHWEPPES DEL L PFD QIPS8.625% 127207207 124 4900 SOLE 1 0 0 4900 CANADIAN PAC RY LTD COMMON 135923100 11 500 SH SOLE 1 0 0 500 CANADIAN NATL RY CO COMMON 136375102 52 1050 SH SOLE 1 0 0 1050 CAPITAL ONE FINL CORP COMMON 14040H105 26 400 SH SOLE 1 0 0 400 CARDINAL HEALTH INC COMMON 14149Y108 211 2975 SH SOLE 1 0 0 2975 CARDINAL HEALTH INC CALL OPT JAN03 4 14150A9A6 588 8250 SH CALL SOLE 1 0 0 8250 CASCADE NAT GAS CORP COMMON 147339105 38 1800 SH SOLE 1 0 0 1800 CATERPILLAR INC DEL COMMON 149123101 1578 27755 SH SOLE 1 1300 0 26455 CATERPILLAR INC CALL OPT JAN04 3 1491259A6 58 1000 SH CALL SOLE 1 0 0 1000 CATERPILLAR INC CALL OPT JAN03 3 1491269A4 200 3500 SH CALL SOLE 1 0 0 3500 CELSION CORPORATION COMMON 15117N107 15 20000 SH SOLE 1 0 0 20000 CENDANT CORP COMMON 151313103 86 4500 SH SOLE 1 0 0 4500 CHARTER ONE FINL INC COMMON 160903100 199 6361 SH SOLE 1 0 0 6361 CHASE CAP V CAP SEC E7.03% 161479209 50 2000 SOLE 1 0 0 2000 CHEVRONTEXACO CORP CALL OPT JAN03 7 16675F9A6 91 1000 SH CALL SOLE 1 0 0 1000 CHEVRONTEXACO CORP COMMON 166764100 2768 30659 SH SOLE 1 0 0 30659 CHUBB CORP COMMON 171232101 249 3400 SH SOLE 1 0 0 3400 CISCO SYS INC COMMON 17275R102 1915 113090 SH SOLE 1 0 0 113090 CITIGROUP INC COMMON 172967101 7935 160231 SH SOLE 1 1200 0 159031 CITIGROUP INC CALL OPT JAN03 3 1729729A1 201 4000 SH CALL SOLE 1 0 0 4000 CITIGROUP CAP VI TRUPS 6.875% 17305L208 49 2000 SOLE 1 0 0 2000 CITIGROUP CAPITAL VII TRUPS 7.125% 17306N203 27 1100 SOLE 1 0 0 1100 CLEAR CHANNEL COMMUNICAT COMMON 184502102 5 100 SH SOLE 1 0 0 100 CLOROX CO DEL COMMON 189054109 13 300 SH SOLE 1 0 0 300 COCA COLA CO COMMON 191216100 3360 64285 SH SOLE 1 1200 0 63085 COLGATE PALMOLIVE CO COMMON 194162103 2312 40462 SH SOLE 1 0 0 40462 COLONIAL COML CORP COM NEW 195621404 1 1500 SH SOLE 1 0 0 1500 COMCAST CORP CL A SPL 200300200 95 3000 SH SOLE 1 0 0 3000 COMERICA INC COMMON 200340107 66 1050 SH SOLE 1 0 0 1050 COMMERCE BANCORP INC NJ COMMON 200519106 9 200 SH SOLE 1 0 0 200 COMPAQ COMPUTER CORP COMMON 204493100 10 1000 SH SOLE 1 0 0 1000 COMPUTER HORIZONS CORP COMMON 205908106 1 265 SH SOLE 1 0 0 265 CONCORD EFS INC COMMON 206197105 268 8050 SH SOLE 1 0 0 8050 CONOCO INC COMMON 208251504 29 1000 SH SOLE 1 0 0 1000 CONSOLIDATED EDISON CO N PFD $5 209111707 15 200 SOLE 1 0 0 200 CONSOLIDATED EDISON CO N QUICS7.75%2031 209111848 5 200 SOLE 1 0 0 200 CONSOLIDATED EDISON INC COMMON 209115104 65 1550 SH SOLE 1 0 0 1550 COORS ADOLPH CO CL B 217016104 7 100 SH SOLE 1 0 0 100 CORNING INC COMMON 219350105 139 18250 SH SOLE 1 0 0 18250 COSTCO WHSL CORP NEW COMMON 22160K105 1079 27100 SH SOLE 1 0 0 27100 COX COMMUNICATIONS INC N CL A 224044107 151 4000 SH SOLE 1 0 0 4000 CP SHIPS LTD COMMON 22409V102 3 250 SH SOLE 1 0 0 250 CUMMINS INC COMMON 231021106 130 2750 SH SOLE 1 0 0 2750 CYPRESS SEMICONDUCTOR CO COMMON 232806109 48 2100 SH SOLE 1 0 0 2100 DMC STRATEX NETWORKS INC COMMON 23322L106 63 11500 SH SOLE 1 0 0 11500 DTE ENERGY CO COMMON 233331107 14 300 SH SOLE 1 0 0 300
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE DELL COMPUTER CORP COMMON 247025109 651 24950 SH SOLE 1 0 0 24950 DEUTSCHE TELEKOM AG DEPOSITORY RECEI 251566105 60 4000 SH SOLE 1 0 0 4000 DEVON ENERGY CORP NEW COMMON 25179M103 24 500 SH SOLE 1 0 0 500 DIAMONDS TR UNIT SER 1 252787106 911 8780 SH SOLE 1 0 0 8780 DISNEY WALT CO COM DISNEY 254687106 1631 70649 SH SOLE 1 1200 0 69449 DISNEY WALT CO QUIBS 7.0% 254687304 13 500 SOLE 1 0 0 500 DOMINION RES INC VA NEW COMMON 25746U109 117 1800 SH SOLE 1 0 0 1800 DOW CHEM CO COMMON 260543103 10 300 SH SOLE 1 0 0 300 DU PONT E I DE NEMOURS & COMMON 263534109 1007 21350 SH SOLE 1 1300 0 20050 DUKE CAP FINANCING TR I TOPRS 7.375% 264393208 10 400 SOLE 1 0 0 400 DUKE ENERGY CORP COMMON 264399106 1281 33902 SH SOLE 1 0 0 33902 DUKE REALTY CORP COM NEW 264411505 62 2400 SH SOLE 1 0 0 2400 EDP-ELECTRICIDADE DE POR DEPOSITORY RECEI 268353109 11 500 SH SOLE 1 0 0 500 E M C CORP MASS COMMON 268648102 209 17550 SH SOLE 1 0 0 17550 ENI S P A DEPOSITORY RECEI 26874R108 22 300 SH SOLE 1 0 0 300 EASTMAN KODAK CO COMMON 277461109 468 15000 SH SOLE 1 1300 0 13700 EL PASO CORP COMMON 28336L109 174 3950 SH SOLE 1 0 0 3950 ELAN PLC DEPOSITORY RECEI 284131208 10 750 SH SOLE 1 0 0 750 ELECTRONIC DATA SYS NEW COMMON 285661104 93 1600 SH SOLE 1 0 0 1600 EMERSON ELEC CO CALL OPT JAN03 4 2909349A8 173 3000 SH CALL SOLE 1 0 0 3000 EMERSON ELEC CO COMMON 291011104 1933 33675 SH SOLE 1 0 0 33675 ENERGY EAST CORP COMMON 29266M109 22 1000 SH SOLE 1 0 0 1000 ENTERGY CORP NEW COMMON 29364G103 9 200 SH SOLE 1 0 0 200 ENTERPRISES CAP TR I TOPRS A 7.44% 293701207 10 400 SOLE 1 0 0 400 ENTREMED INC COMMON 29382F103 8 1000 SH SOLE 1 0 0 1000 EQUITY OFFICE PROPERTIES COMMON 294741103 132 4400 SH SOLE 1 0 0 4400 ERICSSON L M TEL CO DEPOSITORY RECEI 294821400 27 6400 SH SOLE 1 0 0 6400 EXXON MOBIL CORP COMMON 30231G102 7061 161098 SH SOLE 1 1400 0 159698 FTI CONSULTING INC COMMON 302941109 5 150 SH SOLE 1 0 0 150 FARMERS GROUP CAP QUIPS A 8.45% 309593200 25 1000 SOLE 1 0 0 1000 FEDERAL HOME LN MTG CORP COMMON 313400301 922 14550 SH SOLE 1 0 0 14550 FEDERAL NATL MTG ASSN COMMON 313586109 256 3200 SH SOLE 1 0 0 3200 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 10 400 SH SOLE 1 0 0 400 FEDEX CORP COMMON 31428X106 113 1950 SH SOLE 1 0 0 1950 FIRST DATA CORP COMMON 319963104 218 2500 SH SOLE 1 0 0 2500 FIRST FINL BANCORP OH COMMON 320209109 184 11717 SH SOLE 1 0 0 11717 FLEETBOSTON FINL CORP COMMON 339030108 36 1015 SH SOLE 1 0 0 1015 FLUOR CORP NEW COMMON 343412102 96 2350 SH SOLE 1 0 0 2350 FORD MTR CO CAP TR II TOPRS % 345395206 84 1500 SOLE 1 0 0 1500 FOREST LABS INC COMMON 345838106 433 5300 SH SOLE 1 0 0 5300 FOREST LABS INC CL A CALL OPT JAN03 5 3459039A8 626 7500 SH CALL SOLE 1 0 0 7500 FORTIS NL DEPOSITORY RECEI 34956J309 34 1518 SH SOLE 1 0 0 1518 FORTUNE BRANDS INC COMMON 349631101 168 3400 SH SOLE 1 0 0 3400 FREEPORT-MCMORAN COPPER CL B 35671D857 48 2700 SH SOLE 1 0 0 2700 GABELLI EQUITY TR INC PFD 7.25% 362397309 26 1000 SOLE 1 0 0 1000 GALLAGHER ARTHUR J & CO COMMON 363576109 472 14417 SH SOLE 1 0 0 14417 GALLAHER GROUP PLC DEPOSITORY RECEI 363595109 3 100 SH SOLE 1 0 0 100 GENENTECH INC COM NEW 368710406 709 14050 SH SOLE 1 0 0 14050 GENERAL DYNAMICS CORP COMMON 369550108 888 9450 SH SOLE 1 0 0 9450
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE GENERAL DYNAMICS CORP CALL OPT JAN03 5 36955W9A8 287 3000 SH CALL SOLE 1 0 0 3000 GENERAL ELEC CO COMMON 369604103 10101 269720 SH SOLE 1 1400 0 268320 GENERAL MLS INC COMMON 370334104 1349 27625 SH SOLE 1 0 0 27625 GENERAL MTRS CORP COMMON 370442105 2191 36240 SH SOLE 1 1200 0 35040 GENERAL MTRS CORP NT SR 7.25%52 370442758 12 500 SOLE 1 0 0 500 GENERAL MTRS CORP QUIDS 7.25% 41 370442816 37 1500 SOLE 1 0 0 1500 GENERAL MOTORS CORP CALL OPT JAN04 3 3704449A1 90 1500 SH CALL SOLE 1 0 0 1500 GENERAL MOTORS CORP CALL OPT JAN03 3 3704479A4 362 6000 SH CALL SOLE 1 0 0 6000 GENTIA SOFTWARE PLC DEPOSITORY RECEI 37245A104 1 32000 SH SOLE 1 0 0 32000 GENUINE PARTS CO COMMON 372460105 261 7100 SH SOLE 1 0 0 7100 GEORGIA PAC CORP COMMON 373298108 58 1950 SH SOLE 1 0 0 1950 GEORGIA PAC CORP PEPS UNITS 373298801 13 400 SOLE 1 0 0 400 GILEAD SCIENCES INC COMMON 375558103 54 1500 SH SOLE 1 0 0 1500 GILLETTE CO COMMON 375766102 701 20610 SH SOLE 1 0 0 20610 GLAXOSMITHKLINE PLC DEPOSITORY RECEI 37733W105 532 11309 SH SOLE 1 0 0 11309 GOLDMAN SACHS GROUP INC COMMON 38141G104 950 10525 SH SOLE 1 0 0 10525 GOLDMAN SACHS GROUP CALL OPT JAN03 5 38190K9A5 316 3500 SH CALL SOLE 1 0 0 3500 GREAT NORTHN IRON ORE PP CTFS BEN INT 391064102 31 500 SH SOLE 1 0 0 500 GREAT PLAINS ENERGY INC COMMON 391164100 117 4700 SH SOLE 1 0 0 4700 GUIDANT CORP COMMON 401698105 71 1650 SH SOLE 1 0 0 1650 HAMILTON BIOPHILE COS COM NEW 40701P201 0 375 SH SOLE 1 0 0 375 HANCOCK JOHN FINL SVCS I COMMON 41014S106 8 200 SH SOLE 1 0 0 200 HARLEY DAVIDSON INC COMMON 412822108 2027 36775 SH SOLE 1 0 0 36775 HARLEY DAVIDSON INC CALL OPT MAY02 3 412822108 441 8000 SH CALL SOLE 1 0 0 8000 HARRIS PFD CAP CORP PFD EXCH A 414567206 10 400 SOLE 1 0 0 400 HARTFORD FINL SVCS GROUP COMMON 416515104 58 850 SH SOLE 1 0 0 850 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 26 600 SH SOLE 1 0 0 600 HEINZ H J CO COMMON 423074103 178 4300 SH SOLE 1 0 0 4300 HERSHEY FOODS CORP COMMON 427866108 1138 16600 SH SOLE 1 0 0 16600 HEWLETT PACKARD CO COMMON 428236103 84 4700 SH SOLE 1 1200 0 3500 HITACHI LIMITED DEPOSITORY RECEI 433578507 460 6250 SH SOLE 1 0 0 6250 HITACHI LTD CALL OPT OCT 5 433578507 294 4000 SH CALL SOLE 1 0 0 4000 HOME DEPOT INC COMMON 437076102 2889 59428 SH SOLE 1 1300 0 58128 HONDA MOTOR LTD DEPOSITORY RECEI 438128308 25 1200 SH SOLE 1 0 0 1200 HONEYWELL INTL INC COMMON 438516106 1524 39825 SH SOLE 1 1400 0 38425 HOUSEHOLD INTL INC COMMON 441815107 308 5425 SH SOLE 1 0 0 5425 HOWARD SAVINGS COMMON 442765103 1 4000 SH SOLE 1 0 0 4000 HUDSON CITY BANCORP COMMON 443683107 49 1500 SH SOLE 1 0 0 1500 HUMAN GENOME SCIENCES IN COMMON 444903108 4 200 SH SOLE 1 0 0 200 IDEC PHARMACEUTICALS COR COMMON 449370105 19 300 SH SOLE 1 0 0 300 ITT INDS INC IND COMMON 450911102 280 4442 SH SOLE 1 0 0 4442 IDACORP INC COMMON 451107106 10 250 SH SOLE 1 0 0 250 IMPATH INC COMMON 45255G101 39 950 SH SOLE 1 0 0 950 INDUSTRIAL DEV BK ISRAEL PFD SER DD 7.50% 456056878 0 1 SOLE 1 0 0 1 INFOUSA INC NEW COMMON 456818301 38 5000 SH SOLE 1 0 0 5000 ING GROUP N V DEPOSITORY RECEI 456837103 49 1808 SH SOLE 1 0 0 1808 INKINE PHARMACEUTICALS I COMMON 457214104 2 1000 SH SOLE 1 0 0 1000 INTEL CORP COMMON 458140100 5394 177386 SH SOLE 1 1200 0 176186 INTEL CORP CALL OPT JAN03 1 45814E9A0 94 3000 SH CALL SOLE 1 0 0 3000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE INTERNATIONAL BUS MACH CALL OPT JAN03 7 4589469A0 913 8500 SH CALL SOLE 1 0 0 8500 INTERNATIONAL BUSINESS M COMMON 459200101 9751 93764 SH SOLE 1 1200 0 92564 INTERNATIONAL FIBERCOM I COMMON 45950T101 1 4000 SH SOLE 1 0 0 4000 INTERNATIONAL PAPER CAP CAP SEC 7.875% 460140205 24 1000 SOLE 1 0 0 1000 INTL PAPER CO COMMON 460146103 481 11175 SH SOLE 1 1200 0 9975 INTERNATIONAL RECTIFIER COMMON 460254105 68 1500 SH SOLE 1 0 0 1500 INTUITIVE SURGICAL INC COMMON 46120E107 72 7700 SH SOLE 1 0 0 7700 I2 TECHNOLOGIES INC COMMON 465754109 2 450 SH SOLE 1 0 0 450 JDS UNIPHASE CORP COMMON 46612J101 88 14975 SH SOLE 1 0 0 14975 J P MORGAN CHASE & CO COMMON 46625H100 2545 71377 SH SOLE 1 1300 0 70077 JEFFERSON PILOT CORP COMMON 475070108 8 150 SH SOLE 1 0 0 150 JOHNSON & JOHNSON COMMON 478160104 9438 145316 SH SOLE 1 1200 0 144116 JOHNSON & JOHNSON CALL OPT JAN04 3 4781624 7238 500 SH CALL SOLE 1 0 0 500 JOHNSON & JOHNSON CALL OPT JAN03 4 47816M9A6 131 2000 SH CALL SOLE 1 0 0 2000 JUNIPER NETWORKS INC COMMON 48203R104 3 200 SH SOLE 1 0 0 200 KLA-TENCOR CORP COMMON 482480100 20 300 SH SOLE 1 0 0 300 KERR MCGEE CORP COMMON 492386107 25 400 SH SOLE 1 0 0 400 KEYSPAN CORP COMMON 49337W100 548 15050 SH SOLE 1 0 0 15050 KIMBERLY CLARK CORP COMMON 494368103 3220 49805 SH SOLE 1 0 0 49805 KIMCO REALTY CORP COMMON 49446R109 64 1950 SH SOLE 1 0 0 1950 KONINKLIJKE PHILIPS ELEC DEPOSITORY RECEI 500472303 926 30646 SH SOLE 1 0 0 30646 KRAFT FOODS INC CL A 50075N104 404 10450 SH SOLE 1 0 0 10450 L OREAL CO DEPOSITORY RECEI 502117203 44 3000 SH SOLE 1 0 0 3000 LENNAR CORP COMMON 526057104 16 300 SH SOLE 1 0 0 300 AT&T LIB GRP A COM SER A 530718105 35 2800 SH SOLE 1 0 0 2800 LIBERTY PPTY TR SH BEN INT 531172104 16 500 SH SOLE 1 0 0 500 LILLY ELI & COMPANY CALL OPT JAN03 5 5319459A3 308 4000 SH CALL SOLE 1 0 0 4000 LILLY ELI & CO COMMON 532457108 907 11900 SH SOLE 1 0 0 11900 LITTLEFIELD CORP COMMON 537590101 2 1000 SH SOLE 1 0 0 1000 LOCKHEED MARTIN CORP COMMON 539830109 1605 27875 SH SOLE 1 0 0 27875 LOWES COS INC COMMON 548661107 1272 29250 SH SOLE 1 0 0 29250 LUCENT TECHNOLOGIES INC COMMON 549463107 85 18031 SH SOLE 1 0 0 18031 MBIA INC COMMON 55262C100 16 300 SH SOLE 1 0 0 300 MCI CAP I PFD QUIPS A 55267Y206 13 800 SOLE 1 0 0 800 MACK CALI RLTY CORP COMMON 554489104 28 800 SH SOLE 1 0 0 800 MARATHON OIL CORP COMMON 565849106 4 150 SH SOLE 1 0 0 150 MARSH & MCLENNAN COS INC COMMON 571748102 879 7800 SH SOLE 1 0 0 7800 MARSH & MCLENNAN COS CALL OPT JUL 8 571748102 338 3000 SH CALL SOLE 1 0 0 3000 MARTHA STEWART LIVING OM CL A 573083102 4 200 SH SOLE 1 0 0 200 MAYTAG CORP COMMON 578592107 22 500 SH SOLE 1 0 0 500 MCDONALDS CORP COMMON 580135101 61 2200 SH SOLE 1 1200 0 1000 MCGRAW HILL COS INC COMMON 580645109 61 900 SH SOLE 1 0 0 900 MCGRAW-HILL COS INC CALL OPT JAN03 4 5806499A1 137 2000 SH CALL SOLE 1 0 0 2000 MEADWESTVACO CORP COMMON 583334107 147 4428 SH SOLE 1 0 0 4428 MEDIA GEN INC CL A 584404107 286 4500 SH SOLE 1 0 0 4500 MEDIMMUNE INC COMMON 584699102 6 150 SH SOLE 1 0 0 150 MEDTRONIC INC COMMON 585055106 952 21054 SH SOLE 1 0 0 21054 MERCK & CO INC COMMON 589331107 4665 81017 SH SOLE 1 1400 0 79617 MERRILL LYNCH & CO INC COMMON 590188108 595 10740 SH SOLE 1 0 0 10740
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE MERRILL LYNCH PFD CAP TR TOPRS 7% 59021F206 49 2000 SOLE 1 0 0 2000 MERRILL LYNCH PFD CAP TR TOPRS 7.28% 59021K205 10 400 SOLE 1 0 0 400 METROMEDIA FIBER NETWORK CL A 591689104 0 500 SH SOLE 1 0 0 500 MICROSOFT CORP COMMON 594918104 7317 121324 SH SOLE 1 1200 0 120124 MICROSOFT CORP CALL OPT JAN03 5 5949359A8 128 2000 SH CALL SOLE 1 0 0 2000 MID-AMER APT CMNTYS INC COMMON 59522J103 272 10400 SH SOLE 1 0 0 10400 MIDCAP SPDR TR UNIT SER 1 595635103 743 7520 SH SOLE 1 850 0 6670 MIIX GROUP INC COMMON 59862V104 2 800 SH SOLE 1 0 0 800 MILLENNIUM PHARMACEUTICA COMMON 599902103 7 300 SH SOLE 1 0 0 300 MICROSOFT CORP CALL OPT JAN03 4 5G299W9A9 93 1500 SH CALL SOLE 1 0 0 1500 MINNESOTA MNG & MFG CO COMMON 604059105 3571 31050 SH SOLE 1 1300 0 29750 MINNESOTA MNG & MFG CO CALL OPT JAN04 8 6040619A1 120 1000 SH CALL SOLE 1 0 0 1000 MORGAN STANLEY DEAN WITT COM NEW 617446448 46 800 SH SOLE 1 0 0 800 MSDW BOXES COMMON 61744Y413 50 3000 SH SOLE 1 0 0 3000 MORGAN STANLEY DEAN WITT BOXES 10302031 61744Y520 76 5000 SOLE 1 0 0 5000 MORGAN STANLEY DEAN WITT PLUS 12/30/04 61744Y538 57 3400 SOLE 1 3400 0 0 MORGAN STANLEY DEAN WITT SPARQS 8% ORCL 61744Y561 191 13525 SOLE 1 0 0 13525 MORGAN STANLEY DEAN WITT SPARQS 8% SUNW 61744Y579 964 92670 SOLE 1 0 0 92670 MORGAN STANLEY DEAN WITT SPARQS %8 CSCO 61744Y587 1100 61265 SOLE 1 0 0 61265 MORGAN STANLEY CAP TR II PFD CAP 7.25% 61747N109 99 4000 SOLE 1 0 0 4000 MOTOROLA INC COMMON 620076109 172 12100 SH SOLE 1 0 0 12100 MOTOROLA INC EQUITY UNITS 620076208 240 5400 SOLE 1 0 0 5400 NB CAP TR I TOPRS 7.84% 628956203 25 1000 SOLE 1 0 0 1000 NEC CORP DEPOSITORY RECEI 629050204 4 500 SH SOLE 1 0 0 500 NASDAQ 100 TR UNIT SER 1 631100104 191 5295 SH SOLE 1 2300 0 2995 NATIONAL FUEL GAS CO N J COMMON 636180101 19 800 SH SOLE 1 0 0 800 NESTLE S A DEPOSITORY RECEI 641069406 1935 34800 SH SOLE 1 0 0 34800 NEW JERSEY ECONOMIC DEV INCM BD 7.6% 29 645915208 204 8100 SOLE 1 0 0 8100 NEW JERSEY RES COMMON 646025106 32 1050 SH SOLE 1 0 0 1050 NEWELL RUBBERMAID INC COMMON 651229106 96 3000 SH SOLE 1 0 0 3000 NEXTEL COMMUNICATIONS IN CL A 65332V103 2 300 SH SOLE 1 0 0 300 NISOURCE INC COMMON 65473P105 23 997 SH SOLE 1 0 0 997 NOBLE AFFILIATES INC COMMON 654894104 21 550 SH SOLE 1 0 0 550 NOKIA CORP DEPOSITORY RECEI 654902204 381 18375 SH SOLE 1 0 0 18375 NORTEL NETWORKS CORP NEW COMMON 656568102 10 2200 SH SOLE 1 0 0 2200 NORTH FORK BANCORPORATIO COMMON 659424105 523 14703 SH SOLE 1 0 0 14703 NORTHROP GRUMMAN CORP COMMON 666807102 147 1300 SH SOLE 1 0 0 1300 NORTHROP GRUMMAN CORP CALL OPT JAN03 8 6668169A3 577 5000 SH CALL SOLE 1 0 0 5000 NORTHWEST NAT GAS CO COMMON 667655104 197 7025 SH SOLE 1 0 0 7025 NOVARTIS A G DEPOSITORY RECEI 66987V109 141 3550 SH SOLE 1 0 0 3550 NOVO-NORDISK A S DEPOSITORY RECEI 670100205 40 1000 SH SOLE 1 0 0 1000 OCCIDENTAL PETE CORP DEL COMMON 674599105 28 950 SH SOLE 1 0 0 950 ORACLE CORP COMMON 68389X105 278 21725 SH SOLE 1 0 0 21725 OTTER TAIL CORP COMMON 689648103 37 1200 SH SOLE 1 0 0 1200 OXY CAPITAL TRUST I TOPRS 8.16% 692070204 50 2000 SOLE 1 0 0 2000 PNC FINL SVCS GROUP INC COMMON 693475105 41 670 SH SOLE 1 0 0 670 PPG INDS INC COMMON 693506107 244 4450 SH SOLE 1 0 0 4450 PACTIV CORP COMMON 695257105 8 405 SH SOLE 1 0 0 405 PAMRAPO BANCORP INC COMMON 697738102 55 2000 SH SOLE 1 0 0 2000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE PANCANADIAN ENERGY CORP COMMON 69831A107 20 684 SH SOLE 1 0 0 684 PEOPLESOFT INC CALL OPT JAN03 1 70976L9A6 110 3000 SH CALL SOLE 1 0 0 3000 PEOPLESOFT INC COMMON 712713106 789 21600 SH SOLE 1 0 0 21600 PEPSICO INC COMMON 713448108 1938 37638 SH SOLE 1 0 0 37638 PET QUARTERS INC COMMON 715844106 0 1500 SH SOLE 1 0 0 1500 PFIZER INC COMMON 717081103 3325 83675 SH SOLE 1 0 0 83675 PHARMACIA CORP COMMON 71713U102 9 200 SH SOLE 1 0 0 200 PHILIP MORRIS COS INC COMMON 718154107 1763 33475 SH SOLE 1 1200 0 32275 PHILLIPS PETE CO COMMON 718507106 242 3850 SH SOLE 1 0 0 3850 PHOENIX COS INC NEW COMMON 71902E109 30 1555 SH SOLE 1 0 0 1555 PHOTON DYNAMICS INC COMMON 719364101 84 1650 SH SOLE 1 0 0 1650 PINNACLE WEST CAP CORP COMMON 723484101 9 200 SH SOLE 1 0 0 200 PLUM CREEK TIMBER CO INC COMMON 729251108 476 16035 SH SOLE 1 0 0 16035 POLARIS INDS INC COMMON 731068102 38 600 SH SOLE 1 0 0 600 POTOMAC ELEC PWR CO COMMON 737679100 19 800 SH SOLE 1 0 0 800 PRAXAIR INC COMMON 74005P104 28 470 SH SOLE 1 0 0 470 PROCTER & GAMBLE CO COMMON 742718109 4826 53566 SH SOLE 1 1200 0 52366 PROCTER & GAMBLE CO CALL OPT JAN03 5 7427239A9 360 4000 SH CALL SOLE 1 0 0 4000 PROGRESS ENERGY INC COMMON 743263105 75 1500 SH SOLE 1 0 0 1500 PROGRESS FINL CORP COMMON 743266108 54 6076 SH SOLE 1 0 0 6076 PROLOGIS TR SH BEN INT 743410102 70 3000 SH SOLE 1 0 0 3000 PRUDENTIAL FINL INC COMMON 744320102 9 300 SH SOLE 1 0 0 300 PUBLIC SVC ENTERPRISE GR COMMON 744573106 283 6178 SH SOLE 1 0 0 6178 QLOGIC CORP COMMON 747277101 10 200 SH SOLE 1 0 0 200 QUALCOMM INC COMMON 747525103 244 6488 SH SOLE 1 0 0 6488 QUEST DIAGNOSTICS INC COMMON 74834L100 195 2350 SH SOLE 1 0 0 2350 QWEST COMMUNICATIONS INT COMMON 749121109 1 119 SH SOLE 1 0 0 119 RGC RES INC COMMON 74955L103 8 400 SH SOLE 1 0 0 400 RAMBUS INC DEL COMMON 750917106 1 120 SH SOLE 1 0 0 120 RAYTHEON CO COM NEW 755111507 92 2250 SH SOLE 1 0 0 2250 RECKSON ASSOCS RLTY CORP COMMON 75621K106 99 4000 SH SOLE 1 0 0 4000 REGENERON PHARMACEUTICAL COMMON 75886F107 15 600 SH SOLE 1 0 0 600 RELIANT ENERGY INC COMMON 75952J108 53 2050 SH SOLE 1 0 0 2050 REUTERS GROUP PLC DEPOSITORY RECEI 76132M102 5 100 SH SOLE 1 0 0 100 RITE AID CORP COMMON 767754104 5 1350 SH SOLE 1 0 0 1350 ROCHE HLDG LTD DEPOSITORY RECEI 771195104 8 100 SH SOLE 1 0 0 100 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 1316 24232 SH SOLE 1 0 0 24232 ROYAL DUTCH PETE CO CALL OPT JAN03 4 78025Q9A9 27 500 SH CALL SOLE 1 0 0 500 SBC COMMUNICATIONS INC COMMON 78387G103 1626 43432 SH SOLE 1 1400 0 42032 SPDR TR UNIT SER 1 78462F103 1519 13264 SH SOLE 1 0 0 13264 ST JUDE MED INC COMMON 790849103 216 2800 SH SOLE 1 0 0 2800 ST PAUL COS INC COMMON 792860108 14 306 SH SOLE 1 0 0 306 SANTA FE ENERGY TR RCPT DEP UNITS 802013102 169 7350 SH SOLE 1 0 0 7350 SCHERING PLOUGH CORP COMMON 806605101 1042 33300 SH SOLE 1 0 0 33300 SCHLUMBERGER LTD COMMON 806857108 2008 34135 SH SOLE 1 0 0 34135 SCIENTIFIC ATLANTA INC COMMON 808655104 14 600 SH SOLE 1 0 0 600 SEALED AIR CORP NEW COMMON 81211K100 5 100 SH SOLE 1 0 0 100 SEARS ROEBUCK & CO COMMON 812387108 51 1000 SH SOLE 1 0 0 1000 SECTOR SPDR TR SBI INT-TECH 81369Y803 124 5700 SH SOLE 1 5500 0 200
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE SERONO S A DEPOSITORY RECEI 81752M101 3 150 SH SOLE 1 0 0 150 SHELL CDA LTD COMMON 822567103 144 4000 SH SOLE 1 0 0 4000 SHELL TRANS & TRADING PL DEPOSITORY RECEI 822703609 693 15650 SH SOLE 1 0 0 15650 SHERWIN WILLIAMS CO COMMON 824348106 2 84 SH SOLE 1 0 0 84 SIDEWARE SYSTEMS INC COMMON 825907108 0 500 SH SOLE 1 0 0 500 SIEBEL SYS INC COMMON 826170102 170 5200 SH SOLE 1 0 0 5200 SIEMENS A G DEPOSITORY RECEI 826197501 971 14750 SH SOLE 1 0 0 14750 SIMON PPTY GROUP INC NEW COMMON 828806109 179 5500 SH SOLE 1 0 0 5500 SKY FINL GROUP INC COMMON 83080P103 489 21978 SH SOLE 1 0 0 21978 SONY CORP DEPOSITORY RECEI 835699307 212 4100 SH SOLE 1 0 0 4100 SONY CORP CALL OPT JAN03 3 83569X9A6 212 4000 SH CALL SOLE 1 0 0 4000 SONY CORP CALL OPT JAN04 2 8359119A8 53 1000 SH CALL SOLE 1 0 0 1000 SOUTHERN CO COMMON 842587107 91 3450 SH SOLE 1 0 0 3450 SOUTHERN UN CO NEW COMMON 844030106 2 116 SH SOLE 1 0 0 116 SOUTHWEST AIRLS CO COMMON 844741108 22 1125 SH SOLE 1 0 0 1125 SOUTHWEST GAS CORP COMMON 844895102 15 600 SH SOLE 1 0 0 600 SOUTHWEST WTR CO COMMON 845331107 8 525 SH SOLE 1 0 0 525 SOVEREIGN BANCORP INC COMMON 845905108 9 626 SH SOLE 1 0 0 626 ST. PAUL CO. 7.60 PFD 85231F207 12 500 SOLE 1 0 0 500 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 442 22250 SH SOLE 1 0 0 22250 STARBUCKS CORP COMMON 855244109 2 100 SH SOLE 1 0 0 100 STATE STR CORP COMMON 857477103 282 5100 SH SOLE 1 0 0 5100 STMICROELECTRONICS N V DEPOSITORY RECEI 861012102 312 9200 SH SOLE 1 0 0 9200 STRYKER CORP COMMON 863667101 36 600 SH SOLE 1 0 0 600 SUBURBAN PROPANE PARTNER UNIT LTD PARTN 864482104 760 29000 SH SOLE 1 0 0 29000 SUN MICROSYSTEMS INC COMMON 866810104 523 59300 SH SOLE 1 0 0 59300 SUNGARD DATA SYS INC COMMON 867363103 287 8700 SH SOLE 1 0 0 8700 SUNOCO INC COMMON 86764P109 4 100 SH SOLE 1 0 0 100 SYNGENTA AG DEPOSITORY RECEI 87160A100 1 64 SH SOLE 1 0 0 64 TECO ENERGY INC COMMON 872375100 23 800 SH SOLE 1 0 0 800 TXU CORP COMMON 873168108 694 12725 SH SOLE 1 0 0 12725 TARGET CORP COMMON 87612E106 888 20600 SH SOLE 1 0 0 20600 TELIGENT INC CL A 87959Y103 0 1100 SH SOLE 1 0 0 1100 TEMPLE INLAND INC COMMON 879868107 610 10750 SH SOLE 1 0 0 10750 TENET HEALTHCARE CORP COMMON 88033G100 1243 18550 SH SOLE 1 0 0 18550 TENET HEALTHCARE CORP CALL OPT JAN03 4 88033X9A3 136 2000 SH CALL SOLE 1 0 0 2000 TENNECO AUTOMOTIVE INC COMMON 88037E101 0 81 SH SOLE 1 0 0 81 TENNESSEE VALLEY AUTH PARRS D 2028 880591300 252 10000 SOLE 1 0 0 10000 TERADYNE INC COMMON 880770102 10 250 SH SOLE 1 0 0 250 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 71 1300 SH SOLE 1 0 0 1300 TEXAS INSTRS INC COMMON 882508104 1293 39073 SH SOLE 1 0 0 39073 TEXAS INSTRUMENTS INC CALL OPT JAN03 1 88251K9A6 68 2000 SH CALL SOLE 1 0 0 2000 TEXTRON INC COMMON 883203101 84 1640 SH SOLE 1 0 0 1640 THERMO ELECTRON CORP COMMON 883556102 10 500 SH SOLE 1 0 0 500 TIBCO SOFTWARE INC COMMON 88632Q103 12 1000 SH SOLE 1 0 0 1000 TIDEWATER INC COMMON 886423102 6 150 SH SOLE 1 0 0 150 TIFFANY & CO NEW COMMON 886547108 18 500 SH SOLE 1 0 0 500 TOOTSIE ROLL INDS INC COMMON 890516107 71 1545 SH SOLE 1 0 0 1545 TORONTO DOMINION BK ONT COM NEW 891160509 30 1100 SH SOLE 1 0 0 1100
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE TRANSCANADA PIPELINES LT PFD 8.25% 2047 893526723 10 400 SOLE 1 0 0 400 TRAVELERS P&C CAP I PFD TR 8.08% 893931204 123 4900 SOLE 1 0 0 4900 TRIBUNE CO NEW COMMON 896047107 36 800 SH SOLE 1 0 0 800 TRUSTCO BK CORP N Y COMMON 898349105 19 1500 SH SOLE 1 0 0 1500 SIEBEL SYSTEMS INC CALL OPT JAN03 1 8D399W9A2 66 2000 SH CALL SOLE 1 0 0 2000 TYCO INTL LTD NEW COMMON 902124106 39 1200 SH SOLE 1 0 0 1200 USA NETWORKS INC COMMON 902984103 6 200 SH SOLE 1 0 0 200 USB CAPITAL IV 7.35 PFD 90334V208 12 500 SOLE 1 0 0 500 USB CAP V PFD GTD 7.25% 90335U209 12 500 SOLE 1 0 0 500 US ONCOLOGY INC COMMON 90338W103 9 1000 SH SOLE 1 0 0 1000 UNILEVER PLC DEPOSITORY RECEI 904767704 79 2499 SH SOLE 1 0 0 2499 UNION BANKSHARES INC COMMON 905400107 125 5500 SH SOLE 1 0 0 5500 UNION PAC CORP COMMON 907818108 783 12600 SH SOLE 1 0 0 12600 UNITED DOMINION REALTY T COMMON 910197102 3 200 SH SOLE 1 0 0 200 UNITED PARCEL SERVICE IN CL B 911312106 392 6450 SH SOLE 1 0 0 6450 UNITED SHIPPING & TECH. SERIES F CONV. P 911498996 19 18181 SOLE 1 0 0 18181 UNITED TECHNOLOGIES CORP COMMON 913017109 2975 40100 SH SOLE 1 1200 0 38900 UNITED TECHNOLOGIES CALL OPT JAN03 5 91301F9A1 75 1000 SH CALL SOLE 1 0 0 1000 UNITEDHEALTH GROUP INC COMMON 91324P102 203 2650 SH SOLE 1 0 0 2650 UNIVERSAL HLTH SVCS INC CL B 913903100 12 300 SH SOLE 1 0 0 300 VALLEY NATL BANCORP COMMON 919794107 517 14722 SH SOLE 1 0 0 14722 VERITAS SOFTWARE CO COMMON 923436109 94 2150 SH SOLE 1 0 0 2150 VERIZON COMMUNICATIONS COMMON 92343V104 1319 28619 SH SOLE 1 0 0 28619 VIACOM INC CLASS A CL A 925524100 22 450 SH SOLE 1 0 0 450 VIACOM INC CLASS B CL B 925524308 347 7179 SH SOLE 1 0 0 7179 VIVENDI UNIVERSAL DEPOSITORY RECEI 92851S204 19 500 SH SOLE 1 0 0 500 VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 33 1800 SH SOLE 1 0 0 1800 VULCAN MATLS CO COMMON 929160109 81 1700 SH SOLE 1 0 0 1700 WD-40 CO COMMON 929236107 59 1973 SH SOLE 1 0 0 1973 WACHOVIA CORP 2ND NEW COMMON 929903102 125 3360 SH SOLE 1 0 0 3360 WAL MART STORES INC COMMON 931142103 3212 52398 SH SOLE 1 1300 0 51098 WALGREEN CO COMMON 931422109 184 4700 SH SOLE 1 0 0 4700 SMITH INTERNATIONAL CALL OPT JAN03 4 9319279A7 243 3500 SH CALL SOLE 1 0 0 3500 WASHINGTON MUT INC COMMON 939322103 560 16893 SH SOLE 1 0 0 16893 WASTE MGMT INC DEL COMMON 94106L109 16 600 SH SOLE 1 0 0 600 WATSON PHARMACEUTICALS I COMMON 942683103 3 100 SH SOLE 1 0 0 100 WEATHERFORD INTL INC COMMON 947074100 33 700 SH SOLE 1 0 0 700 WEINGARTEN RLTY INVS PFD A 7.44% 948741202 4 150 SOLE 1 0 0 150 WELLS FARGO & CO NEW COMMON 949746101 255 5152 SH SOLE 1 0 0 5152 WEYERHAEUSER CO COMMON 962166104 72 1150 SH SOLE 1 0 0 1150 WHIRLPOOL CORP COMMON 963320106 38 500 SH SOLE 1 0 0 500 WHIRLPOOL CORP CALL OPT SEP 5 963320106 151 2000 SH CALL SOLE 1 0 0 2000 WILLIAMS COMMUNICATIONS CL A 969455104 0 1643 SH SOLE 1 0 0 1643 WINNEBAGO INDS INC COMMON 974637100 17 400 SH SOLE 1 0 0 400 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 11 1600 SH SOLE 1 0 0 1600 WORLDCOM INC GA NEW MCI GROUP COM 98157D304 0 40 SH SOLE 1 0 0 40 WRIGLEY WM JR CO COMMON 982526105 1823 34200 SH SOLE 1 0 0 34200 WYETH COMMON 983024100 4117 62717 SH SOLE 1 0 0 62717 XILINX INC COMMON 983919101 6 150 SH SOLE 1 0 0 150
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE XEROX CORP COMMON 984121103 8 750 SH SOLE 1 0 0 750 YAHOO INC COMMON 984332106 13 700 SH SOLE 1 0 0 700 BMW BAYERISCHE MOTOREN COMMON D12096109 62 1500 SH SOLE 1 0 0 1500 DAIMLERCHRYSLER AG ORD D1668R123 11 249 SH SOLE 1 0 0 249 SUEZ ORDINARY COMMON F58653118 29 1000 SH SOLE 1 0 0 1000 BSCH FINANCE LTD PREF G 8.125% G16547161 152 6000 SOLE 1 0 0 6000 ESPIRITO SANTO OVERSEAS PREF A 8.5% G3122A107 13 500 SOLE 1 0 0 500 GLOBALSANTAFE CORP SHS G3930E101 38 1162 SH SOLE 1 0 0 1162 INGERSOLL-RAND COMPANY L CL A G4776G101 30 600 SH SOLE 1 0 0 600 KNIGHTSBRIDGE TANKERS LT ORD G5299G106 38 2100 SH SOLE 1 0 0 2100 PARTNERRE LTD PFD SER A 8% G6852T113 9 350 SOLE 1 0 0 350 RHONE-POULENC OVERSEAS L PREF A 8.125% G75495104 25 1000 SOLE 1 0 0 1000 TRANSOCEAN SEDCO FOREX I ORD G90078109 60 1802 SH SOLE 1 0 0 1802 WILLIS GROUP HOLDINGS LT SHS G96655108 148 6000 SH SOLE 1 0 0 6000 CHECK POINT SOFTWARE TEC ORD M22465104 33 1100 SH SOLE 1 0 0 1100 ASML HLDG NV DEPOSITORY RECEI N07059111 38 1500 SH SOLE 1 0 0 1500 FLEXTRONICS INTL LTD ORD Y2573F102 20 1100 SH SOLE 1 0 0 1100
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