-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8AZZms0fJGLbw3c7cl83Hvx5Tvac/Wh4Fotcc8/Eeuene/8Xo450s7mT+bawtbE +Jnm9AhFAve0Qrzf/DS6pQ== 0001125282-02-000190.txt : 20031218 0001125282-02-000190.hdr.sgml : 20031218 20020118103921 ACCESSION NUMBER: 0001125282-02-000190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056515 IRS NUMBER: 222480509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03913 FILM NUMBER: 02512122 BUSINESS ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 BUSINESS PHONE: 2014458366 MAIL ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 13F-HR 1 b316189_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-01 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MURPHY CAPITAL MANAGEMENT, INC. Address: 123 PROSPECT ST. RIDGEWOOD, NJ 07450 Form 13F File Number: 28-6814 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Murphy Title: President Phone: 201-445-8366 Signature, Place, and Date of Signing: /s/ John J. Murphy Ridgewood, NJ 1/16/02 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 505 Form 13F Information Table Value Total (thousands): 245,316 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ABN AMRO HLDG NV DEPOSITORY RECEI 000937102 16 1008 SH SOLE 1 0 0 1008 AFLAC INC COMMON 001055102 6600 268727 SH SOLE 1 0 0 268727 AFN INC COM NEW 001057207 0 545 SH SOLE 1 0 0 545 AGL RES INC COMMON 001204106 29 1250 SH SOLE 1 0 0 1250 AES CORP COMMON 00130H105 47 2900 SH SOLE 1 0 0 2900 AMB PROPERTY CORP COMMON 00163T109 70 2700 SH SOLE 1 0 0 2700 AMLI RESIDENTIAL PPTYS T SH BEN INT 001735109 252 10000 SH SOLE 1 0 0 10000 AOL TIME WARNER INC COMMON 00184A105 1366 42550 SH SOLE 1 0 0 42550 AT&T CORP COMMON 001957109 215 11833 SH SOLE 1 1200 0 10633 AT & T CDA INC DEPS RCPT CL B 00207Q202 8 250 SH SOLE 1 0 0 250 AT&T WIRELESS COMMON 00209A106 50 3454 SH SOLE 1 0 0 3454 ABBOTT LABS COMMON 002824100 307 5500 SH SOLE 1 0 0 5500 ABBEY NATIONAL PLC PFD NOTE 7.375% 002920700 13 500 SOLE 1 0 0 500 ABN AMRO CAP FDG TR I PFD GT TR 7.5% 00371Q202 5 204 SOLE 1 0 0 204 ABRAXAS PETE CORP COMMON 003830106 1 1000 SH SOLE 1 0 0 1000 ACAMBIS PLC DEPOSITORY RECEI 004286100 25 500 SH SOLE 1 0 0 500 ADELPHIA COMMUNICATIONS CL A 006848105 16 500 SH SOLE 1 0 0 500 ADOBE SYS INC COMMON 00724F101 247 7950 SH SOLE 1 0 0 7950 AFFYMETRIX INC COMMON 00826T108 38 1000 SH SOLE 1 0 0 1000 AIR PRODS & CHEMS INC COMMON 009158106 235 5000 SH SOLE 1 0 0 5000 AKZO NOBEL NV DEPOSITORY RECEI 010199305 22 500 SH SOLE 1 0 0 500 ALABAMA POWER PFD $7.600 010388205 5 200 SOLE 1 0 0 200 EGG EGG 011309259 1 500 SH SOLE 1 0 0 500 ALASKA AIR GROUP INC COMMON 011659109 4 150 SH SOLE 1 0 0 150 ALCAN INC COMMON 013716105 11 300 SH SOLE 1 0 0 300 ALCIDE CORP COM NEW 013742507 5 200 SH SOLE 1 0 0 200 ALCOA INC COMMON 013817101 793 22300 SH SOLE 1 1300 0 21000 ALCATEL DEPOSITORY RECEI 013904305 8 500 SH SOLE 1 0 0 500 ALLEGHENY ENERGY INC COMMON 017361106 88 2440 SH SOLE 1 0 0 2440 ALLERGAN INC COMMON 018490102 131 1750 SH SOLE 1 0 0 1750 ALLIANT ENERGY CORP COMMON 018802108 10 330 SH SOLE 1 0 0 330 ALLIED IRISH BKS P L C DEPOSITORY RECEI 019228402 28 1200 SH SOLE 1 0 0 1200 ALLSTATE CORP COMMON 020002101 17 500 SH SOLE 1 0 0 500 ALLSTATE CORP QUIBS SR 2097 020002200 10 400 SOLE 1 0 0 400 ALTEON INC COMMON 02144G107 2 400 SH SOLE 1 0 0 400 AMEREN CORP COMMON 023608102 8 200 SH SOLE 1 0 0 200 AMERICA FIRST MTG INVTS COMMON 023934102 9 1000 SH SOLE 1 0 0 1000 AMERICAN ELEC PWR INC COMMON 025537101 124 2850 SH SOLE 1 0 0 2850 AMERICAN EXPRESS CO COMMON 025816109 2495 69905 SH SOLE 1 1200 0 68705 AMERICAN EXPRESS CO CALL OPT JAN03 2 02581J9A1 73 2000 SH CALL SOLE 1 0 0 2000 AMERICAN EXPRESS CO CAP QUIPS I 7% 02583Y205 76 3000 SOLE 1 0 0 3000 AMERICAN HOME PRODS CORP COMMON 026609107 3931 64067 SH SOLE 1 0 0 64067 AMERICAN INTL GROUP INC COMMON 026874107 5106 64313 SH SOLE 1 0 0 64313 AMERICAN PWR CONVERSION COMMON 029066107 7 500 SH SOLE 1 0 0 500 AMERICAN STD COS INC DEL COMMON 029712106 96 1400 SH SOLE 1 0 0 1400 AMGEN INC COMMON 031162100 1209 21427 SH SOLE 1 150 0 21277 AMGEN INC CALL OPT JAN02 4 031162100 508 9000 SH CALL SOLE 1 0 0 9000 AMGEN INC CALL OPT JAN03 4 0311659A3 93 1500 SH CALL SOLE 1 0 0 1500 AMSOUTH BANCORPORATION COMMON 032165102 23 1200 SH SOLE 1 0 0 1200 ANALOG DEVICES INC COMMON 032654105 4 100 SH SOLE 1 0 0 100 ANHEUSER BUSCH COS INC COMMON 035229103 1028 22749 SH SOLE 1 0 0 22749 APACHE CORP COMMON 037411105 361 7233 SH SOLE 1 0 0 7233 APARTMENT INVT & MGMT CO CL A 03748R101 14 300 SH SOLE 1 0 0 300
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE PE CORP BIO GRP COM AP BIO GRP 038020103 39 1000 SH SOLE 1 0 0 1000 PE CORP CELAERA GEN COM CE GEN GRP 038020202 7 250 SH SOLE 1 0 0 250 APPLIED MATLS INC COMMON 038222105 330 8225 SH SOLE 1 0 0 8225 ATMEL CORP COMMON 049513104 22 3000 SH SOLE 1 0 0 3000 ATMOS ENERGY CORP COMMON 049560105 26 1200 SH SOLE 1 0 0 1200 AULT INC COMMON 051503100 4 1000 SH SOLE 1 0 0 1000 AUTOLIV INC COMMON 052800109 16 800 SH SOLE 1 0 0 800 AUTOMATIC DATA PROCESSIN COMMON 053015103 923 15673 SH SOLE 1 0 0 15673 AVANT IMMUNOTHERAPEUTICS COMMON 053491106 0 100 SH SOLE 1 0 0 100 AVAYA INC COMMON 053499109 1 50 SH SOLE 1 0 0 50 AVENTIS DEPOSITORY RECEI 053561106 146 2050 SH SOLE 1 0 0 2050 BB&T CORP COMMON 054937107 126 3495 SH SOLE 1 0 0 3495 BP PLC DEPOSITORY RECEI 055622104 565 12155 SH SOLE 1 0 0 12155 BAKER HUGHES INC COMMON 057224107 26 700 SH SOLE 1 0 0 700 BALLARD PWR SYS INC COMMON 05858H104 13 450 SH SOLE 1 0 0 450 BANK NEW YORK INC COMMON 064057102 435 10650 SH SOLE 1 0 0 10650 BANKAMERICA CAP I TOPRS 7.75% 066046202 5 200 SOLE 1 0 0 200 BARCLAYS BK PLC DEPOSITORY RECEI 06738C836 5 200 SH SOLE 1 0 0 200 BARCLAYS PLC DEPOSITORY RECEI 06738E204 235 1750 SH SOLE 1 0 0 1750 BAXTER INTL INC COMMON 071813109 27 500 SH SOLE 1 0 0 500 BAYER A G DEPOSITORY RECEI 072730302 5 150 SH SOLE 1 0 0 150 BEA SYS INC COMMON 073325102 13 850 SH SOLE 1 0 0 850 BECTON DICKINSON & CO COMMON 075887109 398 12000 SH SOLE 1 0 0 12000 BED BATH & BEYOND INC COMMON 075896100 81 2400 SH SOLE 1 0 0 2400 BEDFORD PPTY INVS INC COM PAR $0.02 076446301 6 250 SH SOLE 1 0 0 250 BELLSOUTH CORP COMMON 079860102 262 6872 SH SOLE 1 0 0 6872 BEST BUY INC COMMON 086516101 212 2850 SH SOLE 1 0 0 2850 BIOGEN INC COMMON 090597105 23 400 SH SOLE 1 0 0 400 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 185 1400 SH SOLE 1 100 0 1300 BIOTECH HOLDERS TR CALL OPT JAN0311 09069C9A2 15724 5000 SH CALL SOLE 1 0 0 5000 BLACK HILLS CORP COMMON 092113109 68 2000 SH SOLE 1 0 0 2000 BLACKROCK CORE BD TR SHS BEN INT 09249E101 26 1700 SH SOLE 1 0 0 1700 BOEING CO COMMON 097023105 1422 36661 SH SOLE 1 1400 0 35261 BOMBARDIER INC CL B 097751200 27 2600 SH SOLE 1 0 0 2600 JDS UNIPHASE CORP CALL OPT JAN03 0C699W9A9 14 1500 SH CALL SOLE 1 0 0 1500 BOSTON PROPERTIES INC COMMON 101121101 36 950 SH SOLE 1 0 0 950 BREED TECHNOLOGIES INC COMMON 106702103 0 145 SH SOLE 1 0 0 145 BRISTOL MYERS SQUIBB CO COMMON 110122108 1928 37798 SH SOLE 1 0 0 37798 BRISTOL-MYERS SQUIBB CALL OPT JAN03 4 1101269A9 27 500 SH CALL SOLE 1 0 0 500 BULGARI S P A DEPOSITORY RECEI 12015P102 7 1000 SH SOLE 1 0 0 1000 BURLINGTON RES INC COMMON 122014103 85 2272 SH SOLE 1 0 0 2272 CBL & ASSOC PPTYS INC COMMON 124830100 158 5000 SH SOLE 1 0 0 5000 CIGNA CORP COMMON 125509109 380 4105 SH SOLE 1 0 0 4105 CMGI INC COMMON 125750109 0 300 SH SOLE 1 0 0 300 CMS ENERGY CORP COMMON 125896100 5 200 SH SOLE 1 0 0 200 CSX CORP COMMON 126408103 91 2600 SH SOLE 1 0 0 2600 CABLE & WIRELESS PUB LTD DEPOSITORY RECEI 126830207 13 900 SH SOLE 1 0 0 900 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 5 100 SH SOLE 1 0 0 100 CABLEVISION SYS CORP CL A RAINB MED 12686C844 1 50 SH SOLE 1 0 0 50 CADBURY SCHWEPPES DEL L PFD QIPS8.625% 127207207 124 4900 SOLE 1 0 0 4900 CANADIAN NATL RY CO COMMON 136375102 48 1000 SH SOLE 1 0 0 1000 CANADIAN PAC RY LTD COMMON 13645T100 10 500 SH SOLE 1 0 0 500 CANON INC DEPOSITORY RECEI 138006309 4 125 SH SOLE 1 0 0 125 CAPITAL ONE FINL CORP COMMON 14040H105 22 400 SH SOLE 1 0 0 400
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE CARDINAL HEALTH INC COMMON 14149Y108 331 5125 SH SOLE 1 0 0 5125 CARDINAL HEALTH INC CALL OPT JAN03 3 14150A9A6 100 1500 SH CALL SOLE 1 0 0 1500 CASCADE NAT GAS CORP COMMON 147339105 60 2700 SH SOLE 1 0 0 2700 CATERPILLAR INC DEL COMMON 149123101 653 12505 SH SOLE 1 1200 0 11305 CATERPILLAR INC CALL OPT JAN04 3 1491259A6 53 1000 SH CALL SOLE 1 0 0 1000 CELLTECH GROUP PLC DEPOSITORY RECEI 151158102 13 500 SH SOLE 1 0 0 500 CELSION CORPORATION COMMON 15117N107 13 20000 SH SOLE 1 0 0 20000 CHARTER ONE FINL INC COMMON 160903100 173 6361 SH SOLE 1 0 0 6361 CHASE CAP V CAP SEC E7.03% 161479209 50 2000 SOLE 1 0 0 2000 CHEVRONTEXACO CORP CALL OPT JAN03 7 16675F9A6 636 7000 SH CALL SOLE 1 0 0 7000 CHEVRONTEXACO CORP COMMON 166764100 2746 30648 SH SOLE 1 0 0 30648 CHUBB CORP COMMON 171232101 279 4050 SH SOLE 1 0 0 4050 CIENA CORP COMMON 171779101 6 400 SH SOLE 1 0 0 400 CISCO SYSTEMS INC CALL OPT JAN03 1 17275Q9A4 19 1000 SH CALL SOLE 1 0 0 1000 CISCO SYS INC COMMON 17275R102 2527 139544 SH SOLE 1 0 0 139544 CITIGROUP INC COMMON 172967101 8327 164959 SH SOLE 1 1200 0 163759 CITIGROUP CAP I TRUPS 8% 17305F201 6 228 SOLE 1 0 0 228 CITIGROUP CAPITAL VII TRUPS 7.125% 17306N203 28 1100 SOLE 1 0 0 1100 CLEAR CHANNEL COMMUNICAT COMMON 184502102 12 235 SH SOLE 1 0 0 235 CLOROX CO DEL COMMON 189054109 12 300 SH SOLE 1 0 0 300 COCA COLA CO COMMON 191216100 3045 64573 SH SOLE 1 1200 0 63373 COLGATE PALMOLIVE CO COMMON 194162103 2255 39052 SH SOLE 1 0 0 39052 COLONIAL COML CORP COM NEW 195621404 1 1500 SH SOLE 1 0 0 1500 COMCAST CORP CL A 200300101 18 500 SH SOLE 1 0 0 500 COMCAST CORP CL A SPL 200300200 385 10700 SH SOLE 1 0 0 10700 COMERICA INC COMMON 200340107 60 1050 SH SOLE 1 0 0 1050 COMMERCE BANCORP INC NJ COMMON 200519106 8 200 SH SOLE 1 0 0 200 CONOCO INC COMMON 208251504 38 1350 SH SOLE 1 0 0 1350 CONSOLIDATED EDISON CO N PFD $5 209111707 15 200 SOLE 1 0 0 200 CONSOLIDATED EDISON CO N QUICS7.75%2031 209111848 5 200 SOLE 1 0 0 200 CONSOLIDATED EDISON INC COMMON 209115104 57 1400 SH SOLE 1 0 0 1400 COORS ADOLPH CO CL B 217016104 5 100 SH SOLE 1 0 0 100 CORNING INC COMMON 219350105 165 18500 SH SOLE 1 0 0 18500 COSTCO WHSL CORP NEW COMMON 22160K105 1010 22750 SH SOLE 1 0 0 22750 COX COMMUNICATIONS INC N CL A 224044107 40 950 SH SOLE 1 0 0 950 CP SHIPS LTD COMMON 22409V102 3 250 SH SOLE 1 0 0 250 CYPRESS SEMICONDUCTOR CO COMMON 232806109 45 2250 SH SOLE 1 0 0 2250 DTE ENERGY CO COMMON 233331107 13 300 SH SOLE 1 0 0 300 DEERE & CO COMMON 244199105 17 400 SH SOLE 1 0 0 400 DELL COMPUTER CORP CALL OPT JAN04 2 2469059A3 32 1000 SH CALL SOLE 1 0 0 1000 DELL COMPUTER CORP COMMON 247025109 54 2000 SH SOLE 1 0 0 2000 DELTA AIR LINES INC DEL COMMON 247361108 4 150 SH SOLE 1 0 0 150 DEUTSCHE TELEKOM AG DEPOSITORY RECEI 251566105 68 4000 SH SOLE 1 0 0 4000 DEVON ENERGY CORP NEW COMMON 25179M103 73 1900 SH SOLE 1 0 0 1900 DIAMONDS TR UNIT SER 1 252787106 859 8605 SH SOLE 1 0 0 8605 DISNEY WALT CO COM DISNEY 254687106 1455 70199 SH SOLE 1 1200 0 68999 DISNEY WALT CO QUIBS 7.0% 254687304 13 500 SOLE 1 0 0 500 DISNEY WALT COMPANY CALL OPT JAN03 1 25468E9A1 44 2000 SH CALL SOLE 1 0 0 2000 DOMINION RES INC VA NEW COMMON 25746U109 158 2625 SH SOLE 1 0 0 2625 DOW CHEM CO COMMON 260543103 187 5550 SH SOLE 1 0 0 5550 DU PONT E I DE NEMOURS & COMMON 263534109 816 19200 SH SOLE 1 1300 0 17900 DUKE ENERGY CORP COMMON 264399106 1274 32452 SH SOLE 1 0 0 32452 DUKE REALTY CORP COM NEW 264411505 58 2400 SH SOLE 1 0 0 2400 EDP-ELECTRICIDADE DE POR DEPOSITORY RECEI 268353109 11 500 SH SOLE 1 0 0 500
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE E M C CORP MASS COMMON 268648102 437 32500 SH SOLE 1 0 0 32500 E M C CORP MASS CALL OPT JAN04 2689249A7 23 1500 SH CALL SOLE 1 0 0 1500 E M C CORP MASS CALL OPT JAN03 2689349A6 126 9000 SH CALL SOLE 1 0 0 9000 EASTMAN KODAK CO COMMON 277461109 59 2000 SH SOLE 1 1200 0 800 EL PASO CORP COMMON 28336L109 265 5950 SH SOLE 1 0 0 5950 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 11 200 SH SOLE 1 0 0 200 ELAN PLC DEPOSITORY RECEI 284131208 34 750 SH SOLE 1 0 0 750 ELECTRONIC DATA SYS NEW COMMON 285661104 199 2900 SH SOLE 1 0 0 2900 EMERSON ELEC CO COMMON 291011104 1530 26800 SH SOLE 1 0 0 26800 ENERGY EAST CORP COMMON 29266M109 19 1000 SH SOLE 1 0 0 1000 ENTERGY CORP NEW COMMON 29364G103 125 3200 SH SOLE 1 0 0 3200 ENTREMED INC COMMON 29382F103 9 1100 SH SOLE 1 0 0 1100 EQUITY OFFICE PROPERTIES COMMON 294741103 93 3100 SH SOLE 1 0 0 3100 ERICSSON L M TEL CO DEPOSITORY RECEI 294821400 33 6300 SH SOLE 1 0 0 6300 EXXON MOBIL CORP COMMON 30231G102 6502 165450 SH SOLE 1 1400 0 164050 FTI CONSULTING INC COMMON 302941109 3 100 SH SOLE 1 0 0 100 FAIRMONT HOTELS RESORTS COMMON 305204109 6 250 SH SOLE 1 0 0 250 FARMERS GROUP CAP QUIPS A 8.45% 309593200 25 1000 SOLE 1 0 0 1000 FEDEX CORP CALL OPT JAN03 3 31331A9A2 427 8000 SH CALL SOLE 1 0 0 8000 FEDERAL HOME LN MTG CORP COMMON 313400301 137 2100 SH SOLE 1 0 0 2100 FEDERAL NATL MTG ASSN COMMON 313586109 411 5175 SH SOLE 1 0 0 5175 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 9 400 SH SOLE 1 0 0 400 FEDEX CORP COMMON 31428X106 101 1950 SH SOLE 1 0 0 1950 FIRST DATA CORP COMMON 319963104 314 4000 SH SOLE 1 0 0 4000 FIRST FINL BANCORP OH COMMON 320209109 207 11717 SH SOLE 1 0 0 11717 FLEETBOSTON FINL CORP COMMON 339030108 28 765 SH SOLE 1 0 0 765 FLUOR CORP NEW COMMON 343412102 138 3700 SH SOLE 1 0 0 3700 FORD MTR CO DEL COM PAR $0.01 345370860 12 749 SH SOLE 1 0 0 749 FORDING INC COMMON 345426100 3 166 SH SOLE 1 0 0 166 FOREST LABS INC COMMON 345838106 356 4350 SH SOLE 1 0 0 4350 FOREST LABS INC CL A CALL OPT JAN 5 345838106 574 7000 SH CALL SOLE 1 0 0 7000 FOREST LABS INC CL A CALL OPT JAN03 4 3459039A8 42 500 SH CALL SOLE 1 0 0 500 FORTIS NL DEPOSITORY RECEI 34956J309 39 1518 SH SOLE 1 0 0 1518 FORTUNE BRANDS INC COMMON 349631101 79 2000 SH SOLE 1 0 0 2000 FREEPORT-MCMORAN COPPER CL B 35671D857 78 5820 SH SOLE 1 0 0 5820 GABELLI EQUITY TR INC PFD 7.25% 362397309 25 1000 SOLE 1 0 0 1000 GALLAHER GROUP PLC DEPOSITORY RECEI 363595109 3 100 SH SOLE 1 0 0 100 GENENTECH INC COM NEW 368710406 971 17900 SH SOLE 1 0 0 17900 GENERAL DYNAMICS CORP COMMON 369550108 601 7550 SH SOLE 1 0 0 7550 GENERAL DYNAMICS CORP CALL OPT JAN03 5 36955W9A8 81 1000 SH CALL SOLE 1 0 0 1000 GENERAL ELEC CO COMMON 369604103 14522 362337 SH SOLE 1 1400 0 360937 GENERAL MLS INC COMMON 370334104 39 750 SH SOLE 1 0 0 750 GENERAL MTRS CORP COMMON 370442105 834 17170 SH SOLE 1 1200 0 15970 GENERAL MOTORS CORP CALL OPT JAN04 3 3704449A1 74 1500 SH CALL SOLE 1 0 0 1500 GENERAL MOTORS CORP CALL OPT JAN03 3 3704479A4 298 6000 SH CALL SOLE 1 0 0 6000 GENZYME CORP COM GENL DIV 372917104 28 460 SH SOLE 1 0 0 460 GEORGIA PAC CORP COM GA PAC GRP 373298108 104 3750 SH SOLE 1 0 0 3750 GEORGIA PAC CORP PEPS UNITS 373298801 12 400 SOLE 1 0 0 400 GILEAD SCIENCES INC COMMON 375558103 49 750 SH SOLE 1 0 0 750 GILLETTE CO COMMON 375766102 658 19710 SH SOLE 1 0 0 19710 GLAXOSMITHKLINE PLC DEPOSITORY RECEI 37733W105 739 14825 SH SOLE 1 0 0 14825 GOLDMAN SACHS GROUP INC COMMON 38141G104 624 6725 SH SOLE 1 0 0 6725 GOLDMAN SACHS GROUP CALL OPT JAN02 5 38141G104 139 1500 SH CALL SOLE 1 0 0 1500 GOLDMAN SACHS GROUP CALL OPT JAN03 5 38190K9A5 189 2000 SH CALL SOLE 1 0 0 2000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE GREAT NORTHN IRON ORE PP CTFS BEN INT 391064102 36 500 SH SOLE 1 0 0 500 GREAT PLAINS ENERGY INC COMMON 391164100 118 4700 SH SOLE 1 0 0 4700 HCA INC COMMON 404119109 12 300 SH SOLE 1 0 0 300 HALLIBURTON CO COMMON 406216101 96 7300 SH SOLE 1 0 0 7300 HAMILTON BIOPHILE COS COMMON 40701P102 0 3000 SH SOLE 1 0 0 3000 HANCOCK JOHN FINL SVCS I COMMON 41014S106 8 200 SH SOLE 1 0 0 200 HARLEY DAVIDSON INC COMMON 412822108 1522 28025 SH SOLE 1 0 0 28025 HARLEY DAVIDSON INC CALL OPT MAY02 3 412822108 434 8000 SH CALL SOLE 1 0 0 8000 HARTFORD FINL SVCS GROUP COMMON 416515104 53 850 SH SOLE 1 0 0 850 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 24 600 SH SOLE 1 0 0 600 HEINZ H J CO COMMON 423074103 152 3700 SH SOLE 1 0 0 3700 HERSHEY FOODS CORP COMMON 427866108 1425 21050 SH SOLE 1 0 0 21050 HEWLETT PACKARD CO COMMON 428236103 97 4700 SH SOLE 1 1200 0 3500 HOME DEPOT INC COMMON 437076102 3234 63396 SH SOLE 1 1300 0 62096 HONEYWELL INTL INC COMMON 438516106 1038 30700 SH SOLE 1 1400 0 29300 HOST MARRIOTT CORP NEW COMMON 44107P104 45 5000 SH SOLE 1 0 0 5000 HOUSEHOLD INTL INC COMMON 441815107 450 7775 SH SOLE 1 0 0 7775 HOUSEHOLD INTL INC CALL OPT JAN03 3 4419289A8 30 500 SH CALL SOLE 1 0 0 500 HOWARD SAVINGS COMMON 442765103 1 4000 SH SOLE 1 0 0 4000 HUDSON CITY BANCORP COMMON 443683107 40 1500 SH SOLE 1 0 0 1500 HUMAN GENOME SCIENCES IN COMMON 444903108 7 200 SH SOLE 1 0 0 200 IDEC PHARMACEUTICALS COR COMMON 449370105 21 300 SH SOLE 1 0 0 300 ITT INDS INC IND COMMON 450911102 202 3992 SH SOLE 1 0 0 3992 IDACORP INC COMMON 451107106 10 250 SH SOLE 1 0 0 250 IMMUNEX CORP NEW COMMON 452528102 18 645 SH SOLE 1 0 0 645 IMPATH INC COMMON 45255G101 29 650 SH SOLE 1 0 0 650 INDUSTRIAL DEV BK ISRAEL PFD SER DD 7.50% 456056878 0 1 SOLE 1 0 0 1 INDYMAC BANCORP INC COMMON 456607100 5 200 SH SOLE 1 0 0 200 ING GROUP N V DEPOSITORY RECEI 456837103 46 1808 SH SOLE 1 0 0 1808 INKINE PHARMACEUTICALS I COMMON 457214104 2 1000 SH SOLE 1 0 0 1000 INTEL CORP COMMON 458140100 5819 185012 SH SOLE 1 1200 0 183812 INTERNATIONAL BUS MACH CALL OPT JAN03 8 4589469A0 375 3000 SH CALL SOLE 1 0 0 3000 INTERNATIONAL BUSINESS M COMMON 459200101 12044 99574 SH SOLE 1 1200 0 98374 INTERNATIONAL BUS MACH CALL OPT JAN02 8 459200101 665 5500 SH CALL SOLE 1 0 0 5500 INTERNATIONAL PAPER CAP CAP SEC 7.875% 460140205 25 1000 SOLE 1 0 0 1000 INTL PAPER CO COMMON 460146103 310 7675 SH SOLE 1 1200 0 6475 INTERNATIONAL RECTIFIER COMMON 460254105 52 1500 SH SOLE 1 0 0 1500 I2 TECHNOLOGIES INC COMMON 465754109 4 450 SH SOLE 1 0 0 450 JDS UNIPHASE CORP COMMON 46612J101 191 21955 SH SOLE 1 0 0 21955 J P MORGAN CHASE & CO COMMON 46625H100 3312 91114 SH SOLE 1 1300 0 89814 JEFFERSON PILOT CORP COMMON 475070108 7 150 SH SOLE 1 0 0 150 JOHNSON & JOHNSON COMMON 478160104 8676 146801 SH SOLE 1 1200 0 145601 JOHNSON & JOHNSON CALL OPT JAN04 3 4781624 7238 500 SH CALL SOLE 1 0 0 500 JOHNSON CTLS INC COMMON 478366107 48 600 SH SOLE 1 0 0 600 JUNIPER NETWORKS INC COMMON 48203R104 4 200 SH SOLE 1 0 0 200 KLA-TENCOR CORP COMMON 482480100 17 350 SH SOLE 1 0 0 350 KANSAS CITY SOUTHN INDS COM NEW 485170302 1 100 SH SOLE 1 0 0 100 KERR MCGEE CORP COMMON 492386107 27 500 SH SOLE 1 0 0 500 KEYSPAN CORP COMMON 49337W100 565 16300 SH SOLE 1 0 0 16300 KIMBERLY CLARK CORP COMMON 494368103 2645 44230 SH SOLE 1 0 0 44230 KIMCO REALTY CORP COMMON 49446R109 64 1950 SH SOLE 1 0 0 1950 KONINKLIJKE PHILIPS ELEC DEPOSITORY RECEI 500472303 1049 36026 SH SOLE 1 0 0 36026 KRAFT FOODS INC CL A 50075N104 502 14750 SH SOLE 1 0 0 14750 KRISPY KREME DOUGHNUTS PUT OPT FEB 3 501014104 44 1000 SH PUT SOLE 1 0 0 1000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE L OREAL CO DEPOSITORY RECEI 502117203 43 3000 SH SOLE 1 0 0 3000 LSI LOGIC CORP COMMON 502161102 5 300 SH SOLE 1 0 0 300 LAUDER ESTEE COS INC CL A 518439104 6 200 SH SOLE 1 0 0 200 LENNAR CORP COMMON 526057104 21 450 SH SOLE 1 0 0 450 LEXMARK INTL NEW CL A 529771107 47 800 SH SOLE 1 0 0 800 AT&T LIB GRP A COM SER A 530718105 71 5100 SH SOLE 1 0 0 5100 LIBERTY PPTY TR SH BEN INT 531172104 15 500 SH SOLE 1 0 0 500 LILLY ELI & CO COMMON 532457108 816 10390 SH SOLE 1 0 0 10390 LITTLEFIELD CORP COMMON 537590101 2 1000 SH SOLE 1 0 0 1000 LOCKHEED MARTIN CORP COMMON 539830109 875 18750 SH SOLE 1 0 0 18750 LOWES COS INC COMMON 548661107 352 7575 SH SOLE 1 0 0 7575 LUCENT TECHNOLOGIES INC COMMON 549463107 97 15413 SH SOLE 1 0 0 15413 MBIA INC COMMON 55262C100 22 410 SH SOLE 1 0 0 410 MCI CAP I PFD QUIPS A 55267Y206 20 800 SOLE 1 0 0 800 MACK CALI RLTY CORP COMMON 554489104 25 800 SH SOLE 1 0 0 800 MARATHON OIL CORP COMMON 565849106 5 150 SH SOLE 1 0 0 150 MARSH & MCLENNAN COS INC COMMON 571748102 725 6750 SH SOLE 1 0 0 6750 MARTHA STEWART LIVING OM CL A 573083102 3 200 SH SOLE 1 0 0 200 MCDONALDS CORP COMMON 580135101 64 2400 SH SOLE 1 1200 0 1200 MCGRAW HILL COS INC COMMON 580645109 67 1100 SH SOLE 1 0 0 1100 MCGRAW-HILL COS INC CALL OPT JAN03 4 5806499A1 125 2000 SH CALL SOLE 1 0 0 2000 MEDAREX INC COMMON 583916101 11 600 SH SOLE 1 0 0 600 MEDIA GEN INC CL A 584404107 254 5100 SH SOLE 1 0 0 5100 MEDIMMUNE INC COMMON 584699102 30 650 SH SOLE 1 0 0 650 MEDTRONIC INC COMMON 585055106 1089 21274 SH SOLE 1 0 0 21274 MERCK & CO INC COMMON 589331107 4261 72465 SH SOLE 1 1400 0 71065 MERCK & CO INC CALL OPT JAN03 4 5893369A6 239 4000 SH CALL SOLE 1 0 0 4000 MERRILL LYNCH & CO INC COMMON 590188108 565 10840 SH SOLE 1 0 0 10840 MERRILL LYNCH PFD CAP TR TOPRS 7% 59021F206 50 2000 SOLE 1 0 0 2000 METROMEDIA FIBER NETWORK CL A 591689104 0 500 SH SOLE 1 0 0 500 MICROSOFT CORP COMMON 594918104 6993 105560 SH SOLE 1 1200 0 104360 MICROSOFT CORP CALL OPT JAN02 5 594918104 133 2000 SH CALL SOLE 1 0 0 2000 MID-AMER APT CMNTYS INC COMMON 59522J103 274 10400 SH SOLE 1 0 0 10400 MIDCAP SPDR TR UNIT SER 1 595635103 690 7430 SH SOLE 1 850 0 6580 MIIX GROUP INC COMMON 59862V104 10 800 SH SOLE 1 0 0 800 MILLENNIUM PHARMACEUTICA COMMON 599902103 7 300 SH SOLE 1 0 0 300 MICROSOFT CORP CALL OPT JAN03 4 5G299W9A9 69 1000 SH CALL SOLE 1 0 0 1000 MILLER DIVERSIFIED CORP COM NEW 600520308 0 158 SH SOLE 1 0 0 158 MINNESOTA MNG & MFG CO CALL OPT JAN03 9 6039289A2 796 6500 SH CALL SOLE 1 0 0 6500 MINNESOTA MNG & MFG CO COMMON 604059105 3500 29605 SH SOLE 1 1300 0 28305 MINNESOTA MNG & MFG CO CALL OPT JAN04 8 6040619A1 62 500 SH CALL SOLE 1 0 0 500 MORGAN STANLEY DEAN WITT COM NEW 617446448 45 800 SH SOLE 1 0 0 800 MORGAN STANLEY DEAN WITT BOXES 10302031 61744Y520 79 5000 SOLE 1 0 0 5000 MORGAN STANLEY DEAN WITT PLUS 12/30/04 61744Y538 76 4400 SOLE 1 3400 0 1000 MORGAN STANLEY DEAN WITT SPARQS 8% ORCL 61744Y561 192 13625 SOLE 1 0 0 13625 MORGAN STANLEY DEAN WITT SPARQS 8% SUNW 61744Y579 1273 103070 SOLE 1 0 0 103070 MORGAN STANLEY DEAN WITT SPARQS %8 CSCO 61744Y587 1345 70595 SOLE 1 0 0 70595 MORGAN STANLEY CAP TR II PFD CAP 7.25% 61747N109 102 4000 SOLE 1 0 0 4000 MOTOROLA INC COMMON 620076109 409 27252 SH SOLE 1 0 0 27252 NB CAP TR I TOPRS 7.84% 628956203 25 1000 SOLE 1 0 0 1000 NEC CORP DEPOSITORY RECEI 629050204 5 500 SH SOLE 1 0 0 500 NASDAQ 100 TR UNIT SER 1 631100104 257 6595 SH SOLE 1 3600 0 2995 NATIONAL FUEL GAS CO N J COMMON 636180101 44 1800 SH SOLE 1 0 0 1800 NESTLE S A DEPOSITORY RECEI 641069406 1831 34350 SH SOLE 1 0 0 34350
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE NEW JERSEY ECONOMIC DEV INCM BD 7.6% 29 645915208 225 8800 SOLE 1 0 0 8800 NEW JERSEY RES COMMON 646025106 70 1500 SH SOLE 1 0 0 1500 NEWELL RUBBERMAID INC COMMON 651229106 87 3153 SH SOLE 1 0 0 3153 NEXTEL COMMUNICATIONS IN CL A 65332V103 3 300 SH SOLE 1 0 0 300 NISOURCE INC COMMON 65473P105 23 997 SH SOLE 1 0 0 997 NOBLE AFFILIATES INC COMMON 654894104 21 600 SH SOLE 1 0 0 600 NOKIA CORP DEPOSITORY RECEI 654902204 565 23025 SH SOLE 1 0 0 23025 NORTEL NETWORKS CORP NEW COMMON 656568102 11 1500 SH SOLE 1 0 0 1500 NORTHROP GRUMMAN CORP COMMON 666807102 45 450 SH SOLE 1 0 0 450 NORTHROP GRUMMAN CORP CALL OPT FEB 7 666807102 504 5000 SH CALL SOLE 1 0 0 5000 NORTHWEST NAT GAS CO COMMON 667655104 205 8025 SH SOLE 1 0 0 8025 NOVARTIS A G DEPOSITORY RECEI 66987V109 277 7600 SH SOLE 1 0 0 7600 NOVO-NORDISK A S DEPOSITORY RECEI 670100205 40 1000 SH SOLE 1 0 0 1000 OCCIDENTAL PETE CORP DEL COMMON 674599105 25 950 SH SOLE 1 0 0 950 ORACLE CORP COMMON 68389X105 631 45700 SH SOLE 1 0 0 45700 ORACLE CORP CALL OPT JAN04 1 6839629A4 17 1000 SH CALL SOLE 1 0 0 1000 OTTER TAIL CORP COMMON 689648103 35 1200 SH SOLE 1 0 0 1200 OXY CAPITAL TRUST I TOPRS 8.16% 692070204 50 2000 SOLE 1 0 0 2000 PNC FINL SVCS GROUP INC COMMON 693475105 72 1275 SH SOLE 1 0 0 1275 PPG INDS INC COMMON 693506107 248 4800 SH SOLE 1 0 0 4800 PACTIV CORP COMMON 695257105 7 405 SH SOLE 1 0 0 405 PAMRAPO BANCORP INC COMMON 697738102 52 2000 SH SOLE 1 0 0 2000 PANCANADIAN ENERGY CORP COMMON 69831A107 18 684 SH SOLE 1 0 0 684 PEOPLESOFT INC COMMON 712713106 481 11975 SH SOLE 1 0 0 11975 PEPSICO INC COMMON 713448108 1677 34435 SH SOLE 1 0 0 34435 PET QUARTERS INC COMMON 715844106 0 1500 SH SOLE 1 0 0 1500 PFIZER INC COMMON 717081103 3198 80255 SH SOLE 1 0 0 80255 PHARMACIA CORP COMMON 71713U102 55 1292 SH SOLE 1 0 0 1292 PHILIP MORRIS COS INC COMMON 718154107 1127 24575 SH SOLE 1 1200 0 23375 PHILIP MORRIS COS CALL OPT JAN03 3 71815M9A7 235 5000 SH CALL SOLE 1 0 0 5000 PHILLIPS PETE CO COMMON 718507106 274 4545 SH SOLE 1 0 0 4545 PHOENIX COS INC NEW COMMON 71902E109 29 1555 SH SOLE 1 0 0 1555 PHOTON DYNAMICS INC COMMON 719364101 7 150 SH SOLE 1 0 0 150 PINNACLE WEST CAP CORP COMMON 723484101 8 200 SH SOLE 1 0 0 200 PLUM CREEK TIMBER CO INC COMMON 729251108 569 20085 SH SOLE 1 0 0 20085 POLARIS INDS INC COMMON 731068102 35 600 SH SOLE 1 0 0 600 POTOMAC ELEC PWR CO COMMON 737679100 34 1500 SH SOLE 1 0 0 1500 PRAXAIR INC COMMON 74005P104 26 470 SH SOLE 1 0 0 470 PROCTER & GAMBLE CO COMMON 742718109 4389 55466 SH SOLE 1 1200 0 54266 PROCTER & GAMBLE CO CALL OPT JAN03 5 7427239A9 320 4000 SH CALL SOLE 1 0 0 4000 PROGRESS ENERGY INC COMMON 743263105 68 1500 SH SOLE 1 0 0 1500 PROLOGIS TR SH BEN INT 743410102 65 3000 SH SOLE 1 0 0 3000 PRUDENTIAL FINL INC COMMON 744320102 10 300 SH SOLE 1 0 0 300 PUBLIC SVC ENTERPRISE GR COMMON 744573106 205 4855 SH SOLE 1 0 0 4855 QLOGIC CORP COMMON 747277101 16 350 SH SOLE 1 0 0 350 QUALCOMM INC COMMON 747525103 516 10213 SH SOLE 1 0 0 10213 QUEST DIAGNOSTICS INC COMMON 74834L100 169 2350 SH SOLE 1 0 0 2350 QWEST COMMUNICATIONS INT COMMON 749121109 14 1000 SH SOLE 1 0 0 1000 RGC RES INC COMMON 74955L103 8 400 SH SOLE 1 0 0 400 RAMBUS INC DEL COMMON 750917106 1 120 SH SOLE 1 0 0 120 RAYTHEON CO COM NEW 755111507 146 4500 SH SOLE 1 0 0 4500 RECKSON ASSOCS RLTY CORP COMMON 75621K106 140 6000 SH SOLE 1 0 0 6000 REGENERON PHARMACEUTICAL COMMON 75886F107 17 600 SH SOLE 1 0 0 600 RELIANT ENERGY INC COMMON 75952J108 84 3150 SH SOLE 1 0 0 3150
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE REUTERS GROUP PLC DEPOSITORY RECEI 76132M102 6 100 SH SOLE 1 0 0 100 ROCHE HLDG LTD DEPOSITORY RECEI 771195104 7 100 SH SOLE 1 0 0 100 ROHM & HAAS CO COMMON 775371107 35 1000 SH SOLE 1 0 0 1000 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 1146 23382 SH SOLE 1 0 0 23382 SBC COMMUNICATIONS INC COMMON 78387G103 1772 45249 SH SOLE 1 1400 0 43849 SPDR TR UNIT SER 1 78462F103 1497 13099 SH SOLE 1 0 0 13099 ST JUDE MED INC COMMON 790849103 272 3500 SH SOLE 1 0 0 3500 ST PAUL COS INC COMMON 792860108 13 306 SH SOLE 1 0 0 306 SANTA FE ENERGY TR RCPT DEP UNITS 802013102 165 7350 SH SOLE 1 0 0 7350 SCHERING PLOUGH CORP COMMON 806605101 1947 54366 SH SOLE 1 0 0 54366 SCHLUMBERGER LTD COMMON 806857108 2103 38271 SH SOLE 1 0 0 38271 SCIENTIFIC ATLANTA INC COMMON 808655104 36 1500 SH SOLE 1 0 0 1500 SEALED AIR CORP NEW COMMON 81211K100 4 100 SH SOLE 1 0 0 100 SECTOR SPDR TR SBI INT-TECH 81369Y803 137 5700 SH SOLE 1 5500 0 200 SENSIENT TECHNOLOGIES CO COMMON 81725T100 21 1000 SH SOLE 1 0 0 1000 SERONO S A DEPOSITORY RECEI 81752M101 37 1650 SH SOLE 1 0 0 1650 SHELL CDA LTD COMMON 822567103 115 4000 SH SOLE 1 0 0 4000 SHELL TRANS & TRADING PL DEPOSITORY RECEI 822703609 655 15800 SH SOLE 1 0 0 15800 SHERWIN WILLIAMS CO COMMON 824348106 2 84 SH SOLE 1 0 0 84 SIDEWARE SYSTEMS INC COMMON 825907108 0 500 SH SOLE 1 0 0 500 SIEBEL SYS INC COMMON 826170102 21 750 SH SOLE 1 0 0 750 SIEMENS A G DEPOSITORY RECEI 826197501 88 1350 SH SOLE 1 0 0 1350 SIMON PPTY GROUP INC NEW COMMON 828806109 161 5500 SH SOLE 1 0 0 5500 SONY CORP DEPOSITORY RECEI 835699307 183 4050 SH SOLE 1 0 0 4050 SONY CORP CALL OPT JAN04 2 8359119A8 23 500 SH CALL SOLE 1 0 0 500 SOUTHERN CO COMMON 842587107 87 3450 SH SOLE 1 0 0 3450 SOUTHERN UN CO NEW COMMON 844030106 2 116 SH SOLE 1 0 0 116 SOUTHWEST AIRLS CO COMMON 844741108 21 1125 SH SOLE 1 0 0 1125 SOUTHWEST GAS CORP COMMON 844895102 13 600 SH SOLE 1 0 0 600 SOUTHWEST WTR CO COMMON 845331107 7 525 SH SOLE 1 0 0 525 PCS SPRINT CORP PCS COM SER 1 852061506 2 100 SH SOLE 1 0 0 100 SPRINT CORP EQUITY UNIT 852061605 568 22350 SH SOLE 1 0 0 22350 ST. PAUL CO. 7.60 PFD 85231F207 13 500 SOLE 1 0 0 500 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 421 20650 SH SOLE 1 0 0 20650 STATE STR CORP COMMON 857477103 180 3442 SH SOLE 1 0 0 3442 STILLWATER MNG CO COMMON 86074Q102 5 250 SH SOLE 1 0 0 250 STMICROELECTRONICS N V DEPOSITORY RECEI 861012102 342 10800 SH SOLE 1 0 0 10800 STRYKER CORP COMMON 863667101 35 600 SH SOLE 1 0 0 600 SUBURBAN PROPANE PARTNER UNIT LTD PARTN 864482104 806 30800 SH SOLE 1 0 0 30800 SUN MICROSYSTEMS INC COMMON 866810104 961 78100 SH SOLE 1 0 0 78100 SUN MICROSYSTEMS INC CALL OPT JAN04 8668119A2 29 2000 SH CALL SOLE 1 0 0 2000 SUNGARD DATA SYS INC COMMON 867363103 260 9000 SH SOLE 1 0 0 9000 SUNOCO INC COMMON 86764P109 4 100 SH SOLE 1 0 0 100 SYNGENTA AG DEPOSITORY RECEI 87160A100 1 64 SH SOLE 1 0 0 64 TECO ENERGY INC COMMON 872375100 109 4150 SH SOLE 1 0 0 4150 TXU CORP COMMON 873168108 595 12625 SH SOLE 1 0 0 12625 TARGET CORP COMMON 87612E106 534 13000 SH SOLE 1 0 0 13000 TELIGENT INC CL A 87959Y103 0 1100 SH SOLE 1 0 0 1100 TEMPLE INLAND INC COMMON 879868107 647 11400 SH SOLE 1 0 0 11400 TENET HEALTHCARE CORP COMMON 88033G100 578 9850 SH SOLE 1 0 0 9850 TENNECO AUTOMOTIVE INC COMMON 88037E101 0 81 SH SOLE 1 0 0 81 TENNESSEE VALLEY AUTH PARRS D 2028 880591300 258 10000 SOLE 1 0 0 10000 TERADYNE INC COMMON 880770102 8 250 SH SOLE 1 0 0 250 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 80 1300 SH SOLE 1 0 0 1300
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE TEXAS INSTRS INC COMMON 882508104 1776 63445 SH SOLE 1 0 0 63445 TEXAS INSTRUMENTS INC CALL OPT JAN03 1 88251K9A6 30 1000 SH CALL SOLE 1 0 0 1000 TEXTRON INC COMMON 883203101 95 2290 SH SOLE 1 0 0 2290 THERMO ELECTRON CORP COMMON 883556102 12 500 SH SOLE 1 0 0 500 TIBCO SOFTWARE INC COMMON 88632Q103 15 1000 SH SOLE 1 0 0 1000 TIFFANY & CO NEW COMMON 886547108 16 500 SH SOLE 1 0 0 500 TOOTSIE ROLL INDS INC COMMON 890516107 59 1500 SH SOLE 1 0 0 1500 TORONTO DOMINION BK ONT COM NEW 891160509 28 1100 SH SOLE 1 0 0 1100 TRANSCANADA PIPELINES LT PFD 8.25% 2047 893526723 10 400 SOLE 1 0 0 400 TRAVELERS P&C CAP I PFD TR 8.08% 893931204 135 5400 SOLE 1 0 0 5400 TRIBUNE CO NEW COMMON 896047107 30 800 SH SOLE 1 0 0 800 TYCO INTL LTD NEW COMMON 902124106 2174 36909 SH SOLE 1 0 0 36909 TYCO INTL LTD CALL OPT JAN02 2 902124106 118 2000 SH CALL SOLE 1 0 0 2000 USA NETWORKS INC COMMON 902984103 5 200 SH SOLE 1 0 0 200 USB CAPITAL IV 7.35 PFD 90334V208 13 500 SOLE 1 0 0 500 USB CAP V PFD TR GTD % 90335U209 12 500 SOLE 1 0 0 500 USX-U S STL COMMON 90337T101 54 3000 SH SOLE 1 0 0 3000 US ONCOLOGY INC COMMON 90338W103 8 1000 SH SOLE 1 0 0 1000 UNILEVER PLC DEPOSITORY RECEI 904767704 225 6753 SH SOLE 1 0 0 6753 UNION PAC CORP COMMON 907818108 833 14615 SH SOLE 1 0 0 14615 UNITED DOMINION REALTY T COMMON 910197102 9 650 SH SOLE 1 0 0 650 UNITEDHEALTH GROUP INC CALL OPT JAN03 4 91058J9A8 646 9000 SH CALL SOLE 1 0 0 9000 UNITED PARCEL SERVICE IN CL B 911312106 324 5950 SH SOLE 1 0 0 5950 UNITED SHIPPING & TECH. SERIES F CONV. P 911498996 19 18181 SOLE 1 0 0 18181 UNITED STATES CELLULAR C COMMON 911684108 191 4225 SH SOLE 1 0 0 4225 UNITED TECHNOLOGIES CORP COMMON 913017109 2695 41700 SH SOLE 1 1200 0 40500 UNITEDHEALTH GROUP INC COMMON 91324P102 188 2650 SH SOLE 1 0 0 2650 UNIVERSAL HLTH SVCS INC CL B 913903100 51 1200 SH SOLE 1 0 0 1200 VALLEY NATL BANCORP COMMON 919794107 340 10322 SH SOLE 1 0 0 10322 VERITAS SOFTWARE CO COMMON 923436109 101 2250 SH SOLE 1 0 0 2250 VERIZON COMMUNICATIONS COMMON 92343V104 1405 29611 SH SOLE 1 0 0 29611 VIACOM INC CLASS A CL A 925524100 131 2950 SH SOLE 1 0 0 2950 VIACOM INC CLASS B CL B 925524308 395 8939 SH SOLE 1 0 0 8939 VISHAY INTERTECHNOLOGY I COMMON 928298108 8 400 SH SOLE 1 0 0 400 VIVENDI UNIVERSAL DEPOSITORY RECEI 92851S204 27 500 SH SOLE 1 0 0 500 VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 150 5850 SH SOLE 1 0 0 5850 VULCAN MATLS CO COMMON 929160109 91 1900 SH SOLE 1 0 0 1900 WD-40 CO COMMON 929236107 53 1973 SH SOLE 1 0 0 1973 WACHOVIA CORP 2ND NEW COMMON 929903102 105 3360 SH SOLE 1 0 0 3360 WAL MART STORES INC COMMON 931142103 2900 50398 SH SOLE 1 1300 0 49098 WALGREEN CO COMMON 931422109 52 1544 SH SOLE 1 0 0 1544 WASHINGTON MUT INC COMMON 939322103 492 15043 SH SOLE 1 0 0 15043 WASTE MGMT INC DEL COMMON 94106L109 19 600 SH SOLE 1 0 0 600 WATERS CORP COMMON 941848103 14 350 SH SOLE 1 0 0 350 WATSON PHARMACEUTICALS I COMMON 942683103 22 700 SH SOLE 1 0 0 700 WEATHERFORD INTL INC COMMON 947074100 97 2600 SH SOLE 1 0 0 2600 WEINGARTEN RLTY INVS PFD A 7.44% 948741202 4 150 SOLE 1 0 0 150 WELLS FARGO & CO NEW COMMON 949746101 229 5267 SH SOLE 1 0 0 5267 WESTERN WIRELESS CORP CL A 95988E204 20 700 SH SOLE 1 0 0 700 WESTVACO CORP COMMON 961548104 131 4600 SH SOLE 1 0 0 4600 WEYERHAEUSER CO COMMON 962166104 62 1150 SH SOLE 1 0 0 1150 WILLIAMS COMMUNICATIONS CL A 969455104 4 1643 SH SOLE 1 0 0 1643 WILLIAMS COS INC DEL COMMON 969457100 74 2898 SH SOLE 1 0 0 2898 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 8 600 SH SOLE 1 0 0 600
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE WRIGLEY WM JR CO COMMON 982526105 1503 29250 SH SOLE 1 0 0 29250 XILINX INC COMMON 983919101 6 150 SH SOLE 1 0 0 150 XEROX CORP COMMON 984121103 18 1750 SH SOLE 1 0 0 1750 YAHOO INC COMMON 984332106 12 700 SH SOLE 1 0 0 700 ZIMMER HLDGS INC COMMON 98956P102 1 25 SH SOLE 1 0 0 25 DAIMLERCHRYSLER AG ORD D1668R123 10 249 SH SOLE 1 0 0 249 SUEZ ORDINARY COMMON F58653118 31 1000 SH SOLE 1 0 0 1000 BSCH FINANCE LTD PREF G 8.125% G16547161 151 6000 SOLE 1 0 0 6000 ESPIRITO SANTO OVERSEAS PREF A 8.5% G3122A107 13 500 SOLE 1 0 0 500 GLOBALSANTAFE CORP SHS G3930E101 33 1161 SH SOLE 1 0 0 1161 INGERSOLL-RAND COMPANY L CL A G4776G101 109 2600 SH SOLE 1 0 0 2600 KNIGHTSBRIDGE TANKERS LT ORD G5299G106 34 2100 SH SOLE 1 0 0 2100 PARTNERRE LTD PFD SER A 8% G6852T113 9 350 SOLE 1 0 0 350 RHONE-POULENC OVERSEAS L PREF A 8.125% G75495104 26 1000 SOLE 1 0 0 1000 SANTANDER FINANCE PREF. SE G7804A160 27 1000 SOLE 1 0 0 1000 TRANSOCEAN SEDCO FOREX I ORD G90078109 88 2602 SH SOLE 1 0 0 2602 WILLIS GROUP HOLDINGS LT SHS G96655108 55 2350 SH SOLE 1 0 0 2350 CHECK POINT SOFTWARE TEC ORD M22465104 144 3600 SH SOLE 1 0 0 3600 ASML HLDG NV DEPOSITORY RECEI N07059111 26 1500 SH SOLE 1 0 0 1500 FLEXTRONICS INTL LTD ORD Y2573F102 211 8800 SH SOLE 1 0 0 8800
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