-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DnsNGqGnLvo3X1CxMm0WKrtrX5pSfX32BuIABzIcSWwG4qcm24v1YfHKs62fr31+ B9NsNKd7icgETV9aZbkxoQ== 0001125282-01-501203.txt : 20031218 0001125282-01-501203.hdr.sgml : 20031218 20010716103900 ACCESSION NUMBER: 0001125282-01-501203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010716 DATE AS OF CHANGE: 20010717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056515 IRS NUMBER: 222480509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03913 FILM NUMBER: 01681580 BUSINESS ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 BUSINESS PHONE: 2014458366 MAIL ADDRESS: STREET 1: 123 PROSPECT STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450 13F-HR 1 b312616_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MURPHY CAPITAL MANAGEMENT, INC. Address: 123 PROSPECT STREET, RIDGEWOOD, N.J. 07450 Form 13F File Number: 28-6814 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JOHN J. MURPHY Title: PRESIDENT Phone: 201-445-8366 Signature, Place, and Date of Signing: /s/ John J. Murphy Ridgewood, N.J. 7/9/01 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 520 Form 13F Information Table Value Total (thousands): 249,525 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- ABN AMRO HLDG NV DEPOSITORY RECEI 000937102 38 2008 SH SOLE 1 0 0 2008 AFLAC INC COMMON 001055102 8591 272825 SH SOLE 1 0 0 272825 AFN INC COM NEW 001057207 0 545 SH SOLE 1 0 0 545 AGL RES INC COMMON 001204106 31 1300 SH SOLE 1 0 0 1300 AES CORP COMMON 00130H105 775 18000 SH SOLE 1 0 0 18000 AMLI RESIDENTIAL PPTYS T SH BEN INT 001735109 246 10000 SH SOLE 1 0 0 10000 AMR CORP COMMON 001765106 25 700 SH SOLE 1 0 0 700 AOL TIME WARNER INC COMMON 00184A105 4603 86855 SH SOLE 1 0 0 86855 AT&T CORP COMMON 001957109 770 35015 SH SOLE 1 1200 0 33815 AT&T LIB GRP A COM LIB GRP A 001957208 221 12656 SH SOLE 1 0 0 12656 AT&T WIRELESS COM WIRLES GRP 001957406 110 6700 SH SOLE 1 0 0 6700 AT & T CDA INC DEPS RCPT CL B 00207Q202 8 250 SH SOLE 1 0 0 250 ABBOTT LABS COMMON 002824100 353 7350 SH SOLE 1 0 0 7350 ABN AMRO CAP FDG TR I PFD GT TR 7.5% 00371Q202 5 204 SOLE 1 0 0 204 ABRAXAS PETE CORP COMMON 003830106 3 1000 SH SOLE 1 0 0 1000 ADOBE SYS INC COMMON 00724F101 374 7950 SH SOLE 1 0 0 7950 ADOBE SYSTEMS INC CALL OPT JAN02 2 00724F101 423 9000 SH CALL SOLE 1 0 0 9000 AFFYMETRIX INC COMMON 00826T108 35 1600 SH SOLE 1 0 0 1600 AIR PRODS & CHEMS INC COMMON 009158106 272 5950 SH SOLE 1 0 0 5950 AKTIEBOLAGETT ELECTROLUX DEPOSITORY RECEI 010198208 78 2800 SH SOLE 1 0 0 2800 AKZO NOBEL NV DEPOSITORY RECEI 010199305 21 500 SH SOLE 1 0 0 500 ALABAMA POWER PFD $7.600 010388205 5 200 SOLE 1 0 0 200 ALCIDE CORP COM NEW 013742507 6 200 SH SOLE 1 0 0 200 ALCOA INC COMMON 013817101 609 15450 SH SOLE 1 1200 0 14250 ALCATEL DEPOSITORY RECEI 013904305 19 900 SH SOLE 1 0 0 900 ALLEGHENY ENERGY INC COMMON 017361106 108 2240 SH SOLE 1 0 0 2240 ALLIANT ENERGY CORP COMMON 018802108 10 330 SH SOLE 1 0 0 330 ALLIED IRISH BKS P L C DEPOSITORY RECEI 019228402 27 1200 SH SOLE 1 0 0 1200 ALLSTATE CORP COMMON 020002101 22 500 SH SOLE 1 0 0 500 ALLSTATE FIN PFD PFD $7.950 020013207 5 200 SOLE 1 0 0 200 ALLTEL CORP COMMON 020039103 24 395 SH SOLE 1 0 0 395 ALTEON INC COMMON 02144G107 1 400 SH SOLE 1 0 0 400 AMEREN CORP COMMON 023608102 21 500 SH SOLE 1 0 0 500 AMERICAN ELEC PWR INC COMMON 025537101 28 600 SH SOLE 1 0 0 600 AMERICAN EXPRESS CO COMMON 025816109 3505 90330 SH SOLE 1 1200 0 89130 AMERICAN EXPRESS CO CALL OPT JAN02 3 025816109 291 7500 SH CALL SOLE 1 0 0 7500 AMERICAN EXPRESS CO CAP QUIPS I 7% 02583Y205 50 2000 SOLE 1 0 0 2000 AMERICAN GEN CAP L L C MIPS B 8.125% 02637F301 6 252 SOLE 1 0 0 252 AMERICAN HOME PRODS CORP COMMON 026609107 3871 65892 SH SOLE 1 0 0 65892 AMERICAN INTL GROUP INC COMMON 026874107 5833 68614 SH SOLE 1 0 0 68614 AMERICAN PWR CONVERSION COMMON 029066107 8 500 SH SOLE 1 0 0 500 AMERICAN STD COS INC DEL COMMON 029712106 156 2600 SH SOLE 1 0 0 2600 AMGEN INC COMMON 031162100 516 8510 SH SOLE 1 150 0 8360 AMGEN INC CALL OPT JAN02 4 031162100 546 9000 SH CALL SOLE 1 0 0 9000 AMSOUTH BANCORPORATION COMMON 032165102 22 1200 SH SOLE 1 0 0 1200 ANALOG DEVICES INC COMMON 032654105 4 100 SH SOLE 1 0 0 100 ANHEUSER BUSCH COS INC COMMON 035229103 560 13589 SH SOLE 1 0 0 13589 APACHE CORP COMMON 037411105 785 15475 SH SOLE 1 0 0 15475 APARTMENT INVT & MGMT CO CL A 03748R101 14 300 SH SOLE 1 0 0 300 APPLE COMPUTER INC COMMON 037833100 9 400 SH SOLE 1 0 0 400 PE CORP BIO GRP COM AP BIO GRP 038020103 80 3000 SH SOLE 1 0 0 3000 PE CORP CELAERA GEN COM CE GEN GRP 038020202 36 900 SH SOLE 1 0 0 900 APPLIED MATLS INC COMMON 038222105 733 14925 SH SOLE 1 0 0 14925 ASK JEEVES INC COMMON 045174109 0 100 SH SOLE 1 0 0 100 ATMEL CORP COMMON 049513104 40 3000 SH SOLE 1 0 0 3000 ATMOS ENERGY CORP COMMON 049560105 29 1200 SH SOLE 1 0 0 1200 AULT INC COMMON 051503100 5 1000 SH SOLE 1 0 0 1000 AUTOLIV INC COMMON 052800109 14 800 SH SOLE 1 0 0 800 AUTOMATIC DATA PROCESSIN COMMON 053015103 339 6823 SH SOLE 1 0 0 6823 AVANT CORP COMMON 053487104 13 1000 SH SOLE 1 0 0 1000 AVANEX CORP COMMON 05348W109 7 700 SH SOLE 1 0 0 700 AVANT IMMUNOTHERAPEUTICS COMMON 053491106 2 400 SH SOLE 1 0 0 400 AVAYA INC COMMON 053499109 2 113 SH SOLE 1 0 0 113 AVENTIS DEPOSITORY RECEI 053561106 272 3400 SH SOLE 1 0 0 3400 AXA DEPOSITORY RECEI 054536107 23 800 SH SOLE 1 0 0 800 BB&T CORP COMMON 054937107 108 2934 SH SOLE 1 0 0 2934 BMC SOFTWARE INC CALL OPT JAN03 1 05560N9A0 264 10000 SH CALL SOLE 1 0 0 10000 BP PLC DEPOSITORY RECEI 055622104 710 14235 SH SOLE 1 0 0 14235 BMC SOFTWARE INC COMMON 055921100 48 2150 SH SOLE 1 0 0 2150 BAKER HUGHES INC COMMON 057224107 41 1225 SH SOLE 1 0 0 1225 BALLARD PWR SYS INC COMMON 05858H104 21 450 SH SOLE 1 0 0 450 BANK OF AMERICA CORP COMMON 060505104 6 100 SH SOLE 1 0 0 100 BANK NEW YORK INC COMMON 064057102 890 18550 SH SOLE 1 0 0 18550
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- BANKAMERICA CAP I TOPRS 7.75% 066046202 5 200 SOLE 1 0 0 200 BARCLAYS BK PLC DEPOSITORY RECEI 06738C836 5 200 SH SOLE 1 0 0 200 BARCLAYS PLC DEPOSITORY RECEI 6.74E+207 370 2950 SH SOLE 1 0 0 2950 BAYER A G DEPOSITORY RECEI 072730302 11 300 SH SOLE 1 0 0 300 BEA SYS INC COMMON 073325102 75 2450 SH SOLE 1 0 0 2450 BEA SYSTEMS INC CALL OPT JAN03 2 07332R9A4 152 4000 SH CALL SOLE 1 0 0 4000 BECTON DICKINSON & CO COMMON 075887109 437 12200 SH SOLE 1 0 0 12200 BED BATH & BEYOND INC COMMON 075896100 81 2600 SH SOLE 1 0 0 2600 BEDFORD PPTY INVS INC COM PAR $0.02 076446301 5 250 SH SOLE 1 0 0 250 BELLSOUTH CORP COMMON 079860102 289 7172 SH SOLE 1 0 0 7172 BERGEN BRUNSWIG CORP CL A 083739102 11 562 SH SOLE 1 0 0 562 BETHLEHEM STL CORP PFD CV $2.50 087509402 10 1000 SH SOLE 1 0 0 1000 BIOGEN INC COMMON 090597105 511 9400 SH SOLE 1 0 0 9400 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 252 1900 SH SOLE 1 100 0 1800 BLACK HILLS CORP COMMON 092113109 141 3500 SH SOLE 1 0 0 3500 BOEING CO COMMON 097023105 2164 38926 SH SOLE 1 1200 0 37726 BOEING COMPANY CALL OPT JAN 4 097023105 278 5000 SH CALL SOLE 1 0 0 5000 BOMBARDIER INC CL B 097751200 24 1600 SH SOLE 1 0 0 1600 BOSTON PROPERTIES INC COMMON 101121101 6 150 SH SOLE 1 0 0 150 BREED TECHNOLOGIES INC COMMON 106702103 0 145 SH SOLE 1 0 0 145 BRISTOL MYERS SQUIBB CO COMMON 110122108 1236 23638 SH SOLE 1 0 0 23638 BRITISH TELECOMMUNICATIO DEPOSITORY RECEI 111021408 23 350 SH SOLE 1 0 0 350 BROADCOM CORP CL A 111320107 4 100 SH SOLE 1 0 0 100 BULGARI S P A DEPOSITORY RECEI 12015P102 11 1000 SH SOLE 1 0 0 1000 BURLINGTON RES INC COMMON 122014103 104 2627 SH SOLE 1 0 0 2627 CBL & ASSOC PPTYS INC COMMON 124830100 153 5000 SH SOLE 1 0 0 5000 CIGNA CORP COMMON 125509109 585 6105 SH SOLE 1 0 0 6105 CMGI INC COMMON 125750109 1 300 SH SOLE 1 0 0 300 CMS ENERGY CORP COMMON 125896100 6 200 SH SOLE 1 0 0 200 CABLE & WIRELESS PUB LTD DEPOSITORY RECEI 126830207 16 900 SH SOLE 1 0 0 900 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 355 6063 SH SOLE 1 0 0 6063 CABLEVISION SYS CORP CL A RAINB MED 12686C844 20 763 SH SOLE 1 0 0 763 CADBURY SCHWEPPES DEL L PFD QIPS8.625% 127207207 128 5000 SOLE 1 0 0 5000 CALPINE CORP COMMON 131347106 8 200 SH SOLE 1 0 0 200 CAMPBELL SOUP CO COMMON 134429109 31 1200 SH SOLE 1 0 0 1200 CANADIAN PAC LTD NEW COMMON 135923100 39 1000 SH SOLE 1 0 0 1000 CANADIAN NATL RY CO COMMON 136375102 16 400 SH SOLE 1 0 0 400 CANON INC DEPOSITORY RECEI 138006309 5 125 SH SOLE 1 0 0 125 CARDINAL HEALTH INC COMMON 14149Y108 359 5203 SH SOLE 1 0 0 5203 CARNIVAL CORP COMMON 143658102 9 300 SH SOLE 1 0 0 300 CASCADE NAT GAS CORP COMMON 147339105 38 1800 SH SOLE 1 0 0 1800 CATERPILLAR INC DEL COMMON 149123101 423 8455 SH SOLE 1 1200 0 7255 CATERPILLAR INC CALL OPT JAN02 4 149123101 501 10000 SH CALL SOLE 1 0 0 10000 CELESTICA INC SUB VTG SHS 15101Q108 46 900 SH SOLE 1 0 0 900 CELESTICA INC CALL OPT JAN03 2 15101Y9A1 243 4500 SH CALL SOLE 1 0 0 4500 CELGENE CORP COMMON 151020104 9 300 SH SOLE 1 0 0 300 CELSION CORPORATION COMMON 15117N107 12 20000 SH SOLE 1 0 0 20000 CENDANT CORP COMMON 151313103 51 2600 SH SOLE 1 0 0 2600 CHAD THERAPEUTICS INC COMMON 157228107 0 103 SH SOLE 1 0 0 103 CHARTER ONE FINL INC COMMON 160903100 193 6058 SH SOLE 1 0 0 6058 CHASE CAP V CAP SEC E7.03% 161479209 49 2000 SOLE 1 0 0 2000 CHEVRON CORPORATION COMMON 166751107 1258 13900 SH SOLE 1 0 0 13900 CHINA MOBILE HONG KONG L DEPOSITORY RECEI 16941M109 403 15030 SH SOLE 1 0 0 15030 CHUBB CORP COMMON 171232101 579 7475 SH SOLE 1 0 0 7475 CHUBB CORP CALL OPT JAN03 6 1712349A7 832 10000 SH CALL SOLE 1 0 0 10000 CIENA CORP COMMON 171779101 42 1100 SH SOLE 1 0 0 1100 CIENA CORP CALL OPT JAN03 3 1719209A1 122 2500 SH CALL SOLE 1 0 0 2500 CINERGY CORP COMMON 172474108 12 350 SH SOLE 1 0 0 350 CISCO SYS INC COMMON 17275R102 2978 163604 SH SOLE 1 0 0 163604 CITIGROUP INC COMMON 172967101 9471 179231 SH SOLE 1 1200 0 178031 CITIGROUP CAP I TRUPS 8% 17305F201 6 228 SOLE 1 0 0 228 CITRIX SYS INC COMMON 177376100 9 250 SH SOLE 1 0 0 250 CLEAR CHANNEL COMMUNICAT COMMON 184502102 1044 16651 SH SOLE 1 0 0 16651 CLOROX CO DEL COMMON 189054109 90 2650 SH SOLE 1 0 0 2650 COCA COLA CO COMMON 191216100 3004 66763 SH SOLE 1 1200 0 65563 COLGATE PALMOLIVE CO COMMON 194162103 1755 29755 SH SOLE 1 0 0 29755 COLONIAL COML CORP COM NEW 195621404 3 1500 SH SOLE 1 0 0 1500 COMCAST CORP CL A 200300101 21 500 SH SOLE 1 0 0 500 COMCAST CORP CL A SPL 200300200 655 15100 SH SOLE 1 0 0 15100 COMERICA INC COMMON 200340107 60 1050 SH SOLE 1 0 0 1050 CONECTIV INC CL A 206829202 10 500 SH SOLE 1 0 0 500 CONOCO INC A CL A 208251306 55 1950 SH SOLE 1 0 0 1950 CONOCO INC B CL B 208251405 9 300 SH SOLE 1 0 0 300 CONSOLIDATED EDISON CO N PFD $5 209111707 14 200 SOLE 1 0 0 200
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- CONSOLIDATED EDISON CO N QUICS7.75%2031 209111848 5 200 SOLE 1 0 0 200 CONSOLIDATED EDISON INC COMMON 209115104 24 600 SH SOLE 1 0 0 600 CONSTELLATION ENERGY GRO COMMON 210371100 49 1150 SH SOLE 1 0 0 1150 CORN PRODS INTL INC COMMON 219023108 11 350 SH SOLE 1 0 0 350 CORNING INC COMMON 219350105 510 30500 SH SOLE 1 400 0 30100 COSTCO WHSL CORP NEW COMMON 22160K105 25 600 SH SOLE 1 0 0 600 COX COMMUNICATIONS INC N CL A 224044107 35 800 SH SOLE 1 0 0 800 CYPRESS SEMICONDUCTOR CO COMMON 232806109 154 6475 SH SOLE 1 0 0 6475 DPL INC COMMON 233293109 14 500 SH SOLE 1 0 0 500 DTE ENERGY CO COMMON 233331107 39 850 SH SOLE 1 0 0 850 DELL COMPUTER CORP COMMON 247025109 42 1600 SH SOLE 1 0 0 1600 DELTA AIR LINES INC DEL COMMON 247361108 7 150 SH SOLE 1 0 0 150 DEUTSCHE LUFTHANSA A G DEPOSITORY RECEI 251561304 16 1000 SH SOLE 1 0 0 1000 DEUTSCHE TELEKOM AG DEPOSITORY RECEI 251566105 13 600 SH SOLE 1 0 0 600 DEVON ENERGY CORP NEW COMMON 25179M103 252 4800 SH SOLE 1 0 0 4800 DIAMOND OFFSHORE DRILLIN COMMON 25271C102 10 300 SH SOLE 1 0 0 300 DIAMONDS TR UNIT SER 1 252787106 660 6270 SH SOLE 1 0 0 6270 DISNEY WALT CO COM DISNEY 254687106 2763 95650 SH SOLE 1 1200 0 94450 DOMINION RES INC VA NEW COMMON 25746U109 82 1367 SH SOLE 1 0 0 1367 DOW CHEM CO COMMON 260543103 50 1500 SH SOLE 1 0 0 1500 DU PONT E I DE NEMOURS & COMMON 263534109 806 16700 SH SOLE 1 1200 0 15500 DUKE ENERGY CORP COMMON 264399106 843 21622 SH SOLE 1 0 0 21622 DUKE REALTY CORP COM NEW 264411505 60 2400 SH SOLE 1 0 0 2400 DUPONT PHOTOMASKS INC COMMON 26613X101 150 3100 SH SOLE 1 0 0 3100 E M C CORP MASS COMMON 268648102 1039 35536 SH SOLE 1 0 0 35536 E M C CORP MASS CALL OPT JAN02 2 268648102 88 3000 SH CALL SOLE 1 0 0 3000 EASTMAN KODAK CO COMMON 277461109 75 1600 SH SOLE 1 1200 0 400 ECHOSTAR COMMUNICATIONS CL A 278762109 16 500 SH SOLE 1 0 0 500 ECHOSTAR COMMUNICATNS CALL OPT JAN02 2 27876V9A5 576 17000 SH CALL SOLE 1 0 0 17000 EDWARDS AG INC COMMON 281760108 23 500 SH SOLE 1 0 0 500 EL PASO CORP COMMON 28336L109 591 11249 SH SOLE 1 0 0 11249 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 13 200 SH SOLE 1 0 0 200 ELAN PLC DEPOSITORY RECEI 284131208 52 850 SH SOLE 1 0 0 850 ELECTRONIC DATA SYS NEW COMMON 285661104 106 1700 SH SOLE 1 0 0 1700 ELECTRONIC DATA SYSTEM CALL OPT JAN02 3 2859079A1 317 5000 SH CALL SOLE 1 0 0 5000 EMERSON ELEC CO CALL OPT JAN03 5 2909349A8 132 2000 SH CALL SOLE 1 0 0 2000 EMERSON ELEC CO COMMON 291011104 845 13975 SH SOLE 1 0 0 13975 ENEL SOCIETA PER AZIONI DEPOSITORY RECEI 29265W108 18 600 SH SOLE 1 0 0 600 ENERGY EAST CORP COMMON 29266M109 31 1500 SH SOLE 1 0 0 1500 ENRON CORP COMMON 293561106 349 7100 SH SOLE 1 0 0 7100 ENTERGY CORP NEW COMMON 29364G103 8 200 SH SOLE 1 0 0 200 ENTREMED INC COMMON 29382F103 40 2525 SH SOLE 1 0 0 2525 ERICSSON L M TEL CO DEPOSITORY RECEI 294821400 401 73938 SH SOLE 1 0 0 73938 EXODUS COMMUNICATIONS IN COMMON 302088109 0 200 SH SOLE 1 0 0 200 EXXON MOBIL CORP COMMON 30231G102 7213 82572 SH SOLE 1 1200 0 81372 F & M NATL CORP COMMON 302374103 41 1030 SH SOLE 1 0 0 1030 FARMERS GROUP CAP QUIPS A 8.45% 309593200 25 1000 SOLE 1 0 0 1000 FEDERAL NATL MTG ASSN COMMON 313586109 949 11160 SH SOLE 1 0 0 11160 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 8 400 SH SOLE 1 0 0 400 FEDEX CORP COMMON 31428X106 84 2100 SH SOLE 1 0 0 2100 FINISAR COMMON 31787A101 2 100 SH SOLE 1 0 0 100 FIRST DATA CORP COMMON 319963104 35 550 SH SOLE 1 0 0 550 FIRST FINL BANCORP OH COMMON 320209109 209 12217 SH SOLE 1 0 0 12217 FIRST UN CORP COMMON 337358105 117 3360 SH SOLE 1 0 0 3360 FLEETBOSTON FINL CORP COMMON 339030108 42 1065 SH SOLE 1 0 0 1065 FLUOR CORP NEW COMMON 343412102 5 100 SH SOLE 1 0 0 100 FORD MTR CO DEL COM PAR $0.01 345370860 85 3449 SH SOLE 1 0 0 3449 FOREST LABS INC COMMON 345838106 28 400 SH SOLE 1 0 0 400 FOREST LABS INC CL A CALL OPT JAN 5 345838106 994 14000 SH CALL SOLE 1 0 0 14000 FORTIS AMEV N V DEPOSITORY RECEI 34956J101 37 1518 SH SOLE 1 0 0 1518 FORTUNE BRANDS INC COMMON 349631101 77 2000 SH SOLE 1 0 0 2000 FREEPORT MCMORAN OIL & G UNIT BEN INT 356713107 0 403 SH SOLE 1 0 0 403 FREEPORT-MCMORAN COPPER CL B 35671D857 33 3020 SH SOLE 1 0 0 3020 GABELLI EQUITY TR INC PFD 7.25% 362397309 25 1000 SOLE 1 0 0 1000 GALLAHER GROUP PLC DEPOSITORY RECEI 363595109 2 100 SH SOLE 1 0 0 100 GENENTECH INC COM NEW 368710406 791 14350 SH SOLE 1 0 0 14350 GENERAL ELEC CO COMMON 369604103 18412 377678 SH SOLE 1 1200 0 376478 GENERAL ELECTRIC CO CALL OPT SEP 5 369604103 49 1000 SH CALL SOLE 1 0 0 1000 GENERAL MAGIC INC COMMON 370253106 1 1000 SH SOLE 1 0 0 1000 GENERAL MLS INC COMMON 370334104 451 10300 SH SOLE 1 0 0 10300 GENERAL MTRS CORP COMMON 370442105 1291 20063 SH SOLE 1 1200 0 18863 GENERAL MTRS CL H CL H NEW 370442832 234 11225 SH SOLE 1 0 0 11225 GENERAL MOTORS CORP CALL OPT JAN02 4 3704469A6 129 2000 SH CALL SOLE 1 0 0 2000 GEORGIA PAC CORP COM GA PAC GRP 373298108 152 4500 SH SOLE 1 0 0 4500
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- GEORGIA PAC CORP COM-TIMBER GRP 373298702 18 500 SH SOLE 1 0 0 500 GEORGIA PAC CORP PEPS UNITS 373298801 15 400 SOLE 1 0 0 400 GILLETTE CO COMMON 375766102 770 26560 SH SOLE 1 0 0 26560 GLAXOSMITHKLINE PLC DEPOSITORY RECEI 37733W105 1091 19412 SH SOLE 1 0 0 19412 GLOBAL MARINE INC COMMON 379352404 25 1350 SH SOLE 1 0 0 1350 GOLDMAN SACHS GROUP INC COMMON 38141G104 693 8075 SH SOLE 1 0 0 8075 GOLDMAN SACHS GROUP CALL OPT JAN02 5 38141G104 129 1500 SH CALL SOLE 1 0 0 1500 GOLDMAN SACHS GROUP CALL OPT JAN03 5 38190K9A5 184 2000 SH CALL SOLE 1 0 0 2000 GOODRICH CORP COMMON 382388106 235 6200 SH SOLE 1 0 0 6200 GROUPE DANONE DEPOSITORY RECEI 399449107 22 800 SH SOLE 1 0 0 800 GRUPO IUSACELL S A DE C DEPOSITORY RECEI 40050B100 7 1000 SH SOLE 1 0 0 1000 HCA INC COMMON 404119109 14 300 SH SOLE 1 0 0 300 HALLIBURTON CO COMMON 406216101 255 7150 SH SOLE 1 0 0 7150 HAMILTON BIOPHILE COS COMMON 40701P102 0 3000 SH SOLE 1 0 0 3000 HANCOCK JOHN FINL SVCS I COMMON 41014S106 8 200 SH SOLE 1 0 0 200 HARLEY DAVIDSON INC COMMON 412822108 75 1600 SH SOLE 1 0 0 1600 HARTFORD FINL SVCS GROUP COMMON 416515104 58 850 SH SOLE 1 0 0 850 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 23 600 SH SOLE 1 0 0 600 HEINZ H J CO COMMON 423074103 8 200 SH SOLE 1 0 0 200 HERSHEY FOODS CORP COMMON 427866108 910 14750 SH SOLE 1 0 0 14750 HEWLETT PACKARD CO COMMON 428236103 296 10360 SH SOLE 1 1200 0 9160 HITACHI LIMITED DEPOSITORY RECEI 433578507 20 200 SH SOLE 1 0 0 200 HOME DEPOT INC COMMON 437076102 2946 63296 SH SOLE 1 1200 0 62096 HONEYWELL INTL INC COMMON 438516106 73 2100 SH SOLE 1 1000 0 1100 HOST MARRIOTT CORP NEW COMMON 44107P104 63 5000 SH SOLE 1 0 0 5000 HOWARD SAVINGS COMMON 442765103 1 4000 SH SOLE 1 0 0 4000 HSBC BK PLC DEPOSITORY RECEI 44328M302 10 400 SH SOLE 1 0 0 400 HUDSON CITY BANCORP COMMON 443683107 23 1000 SH SOLE 1 0 0 1000 HUMAN GENOME SCIENCES IN COMMON 444903108 12 200 SH SOLE 1 0 0 200 IDEC PHARMACEUTICALS COR COMMON 449370105 41 600 SH SOLE 1 0 0 600 ITT INDS INC IND COMMON 450911102 117 2642 SH SOLE 1 0 0 2642 IMMUNEX CORP NEW COMMON 452528102 144 8086 SH SOLE 1 0 0 8086 IMPATH INC COMMON 45255G101 51 1150 SH SOLE 1 0 0 1150 INDUSTRIAL DEV BK ISRAEL PFD SER DD 7.50% 456056878 0 1 SOLE 1 0 0 1 INDYMAC BANCORP INC COMMON 456607100 5 200 SH SOLE 1 0 0 200 ING GROEP N V DEPOSITORY RECEI 456837103 92 1404 SH SOLE 1 0 0 1404 INGERSOLL-RAND CO COMMON 456866102 142 3450 SH SOLE 1 0 0 3450 INKINE PHARMACEUTICALS I COMMON 457214104 5 1000 SH SOLE 1 0 0 1000 INTEL CORP COMMON 458140100 5649 193131 SH SOLE 1 1200 0 191931 INTERNATIONAL BUSINESS M COMMON 459200101 11427 101124 SH SOLE 1 1200 0 99924 INTERNATIONAL BUS MACH CALL OPT JAN02 7 459200101 712 6300 SH CALL SOLE 1 0 0 6300 INTERNATIONAL PAPER CAP CAP SEC 7.875% 460140205 25 1000 SOLE 1 0 0 1000 INTL PAPER CO COMMON 460146103 231 6475 SH SOLE 1 1200 0 5275 I2 TECHNOLOGIES INC COMMON 465754109 9 450 SH SOLE 1 0 0 450 JDS UNIPHASE CORP COMMON 46612J101 343 27464 SH SOLE 1 0 0 27464 J P MORGAN CHASE & CO COMMON 46625H100 5839 130927 SH SOLE 1 1200 0 129727 JEFFERSON PILOT CORP COMMON 475070108 7 150 SH SOLE 1 0 0 150 JOHNSON & JOHNSON COMMON 478160104 7492 149844 SH SOLE 1 1200 0 148644 JOHNSON CTLS INC COMMON 478366107 54 750 SH SOLE 1 0 0 750 JUNIPER NETWORKS INC COMMON 48203R104 19 600 SH SOLE 1 0 0 600 KANSAS CITY PWR & LT CO COMMON 485134100 136 5550 SH SOLE 1 0 0 5550 KANSAS CITY SOUTHN INDS COM NEW 485170302 2 100 SH SOLE 1 0 0 100 KERR MCGEE CORP COMMON 492386107 255 3850 SH SOLE 1 0 0 3850 KEYSPAN CORP COMMON 49337W100 434 11900 SH SOLE 1 0 0 11900 KIMBERLY CLARK CORP COMMON 494368103 2530 45255 SH SOLE 1 0 0 45255 KIMCO REALTY CORP COMMON 49446R109 5 100 SH SOLE 1 0 0 100 KONINKLIJKE AHOLD N V DEPOSITORY RECEI 500467303 3 107 SH SOLE 1 0 0 107 KONINKLIJKE PHILIPS ELEC DEPOSITORY RECEI 500472303 2958 111928 SH SOLE 1 0 0 111928 KRAFT FOODS INC CL A 50075N104 115 3700 SH SOLE 1 0 0 3700 L OREAL CO DEPOSITORY RECEI 502117203 52 4000 SH SOLE 1 0 0 4000 LSI LOGIC CORP COMMON 502161102 95 5050 SH SOLE 1 0 0 5050 LAUDER ESTEE AUTOMATIC C TRACES 6.2% EL 518437207 139 2000 SOLE 1 0 0 2000 LEXMARK INTL NEW CL A 529771107 141 2100 SH SOLE 1 0 0 2100 LIBERTY PPTY TR SH BEN INT 531172104 15 500 SH SOLE 1 0 0 500 LILLY ELI & CO COMMON 532457108 691 9340 SH SOLE 1 0 0 9340 LINENS N THINGS INC COMMON 535679104 1 50 SH SOLE 1 0 0 50 LITTLEFIELD CORP COMMON 537590101 3 1000 SH SOLE 1 0 0 1000 LUCENT TECHNOLOGIES INC COMMON 549463107 173 27891 SH SOLE 1 0 0 27891 MBIA INC COMMON 55262C100 12 210 SH SOLE 1 0 0 210 MCI CAP I PFD QUIPS A 55267Y206 19 800 SOLE 1 0 0 800 MACK CALI RLTY CORP COMMON 554489104 23 800 SH SOLE 1 0 0 800 MANNING GREG AUCTIONS IN COMMON 563823103 2 1000 SH SOLE 1 0 0 1000 MARTHA STEWART LIVING OM CL A 573083102 5 200 SH SOLE 1 0 0 200 MAY DEPT STORES CO COMMON 577778103 116 3400 SH SOLE 1 0 0 3400
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- MCDATA CORP CL A 580031201 0 22 SH SOLE 1 0 0 22 MCDONALDS CORP COMMON 580135101 85 3125 SH SOLE 1 1200 0 1925 MCGRAW HILL COS INC COMMON 580645109 33 500 SH SOLE 1 0 0 500 MEDAREX INC COMMON 583916101 14 600 SH SOLE 1 0 0 600 MEDIA GEN INC CL A 584404107 590 12825 SH SOLE 1 0 0 12825 MEDIMMUNE INC COMMON 584699102 144 3050 SH SOLE 1 0 0 3050 MEDQUIST INC COM 584949101 30 1000 SH SOLE 1 0 0 1000 MEDTRONIC INC COMMON 585055106 1201 26107 SH SOLE 1 0 0 26107 MERCK & CO INC COMMON 589331107 4968 77737 SH SOLE 1 1200 0 76537 MERCK & CO INC CALL OPT JAN02 6 589331107 192 3000 SH CALL SOLE 1 0 0 3000 MERCURY INTERACTIVE CORP COMMON 589405109 352 5875 SH SOLE 1 0 0 5875 MERISTAR HOSPITALITY COR COMMON 58984Y103 59 2500 SH SOLE 1 0 0 2500 MERRILL LYNCH & CO INC COMMON 590188108 790 13340 SH SOLE 1 0 0 13340 MERRILL LYNCH & CO CALL OPT JAN02 4 590188108 533 9000 SH CALL SOLE 1 0 0 9000 MERRILL LYNCH PFD CAP TR TOPRS 7% 59021F206 49 2000 SOLE 1 0 0 2000 METROMEDIA FIBER NETWORK CL A 591689104 1 500 SH SOLE 1 0 0 500 MICROSOFT CORP COMMON 594918104 7507 102840 SH SOLE 1 1200 0 101640 MICROSOFT CORP CALL OPT JAN02 5 594918104 146 2000 SH CALL SOLE 1 0 0 2000 MICROMUSE INC COMMON 595094103 8 300 SH SOLE 1 0 0 300 MICRON TECHNOLOGY INC COMMON 595112103 45 1105 SH SOLE 1 0 0 1105 MID-AMER APT CMNTYS INC COMMON 59522J103 266 10400 SH SOLE 1 0 0 10400 MIDCAP SPDR TR UNIT SER 1 595635103 793 8325 SH SOLE 1 1250 0 7075 MIIX GROUP INC COMMON 59862V104 7 800 SH SOLE 1 0 0 800 MILLENNIUM PHARMACEUTICA COMMON 599902103 18 500 SH SOLE 1 0 0 500 MILLER DIVERSIFIED CORP COM NEW 600520308 0 158 SH SOLE 1 0 0 158 MINNESOTA MNG & MFG CO COMMON 604059105 2575 22565 SH SOLE 1 1200 0 21365 MINNESOTA MNG & MFG CO CALL OPT JAN02 8 604059105 228 2000 SH CALL SOLE 1 0 0 2000 MIRANT CORP COMMON 604675108 36 1049 SH SOLE 1 0 0 1049 MONTANA POWER CO COMMON 612085100 21 1800 SH SOLE 1 0 0 1800 MORGAN STANLEY DEAN WITT PERQS SUNW2001 617446240 4 1000 SOLE 1 0 0 1000 MORGAN STANLEY DEAN WITT COM NEW 617446448 13 200 SH SOLE 1 0 0 200 MORGAN STANLEY DEAN WITT SPARQS 8% SUNW 61744Y579 2006 126270 SOLE 1 2000 0 124270 MORGAN STANLEY DEAN WITT SPARQS %8 CSCO 61744Y587 1612 74995 SOLE 1 1400 0 73595 MOTOROLA INC COMMON 620076109 183 11052 SH SOLE 1 0 0 11052 NB CAP TR I TOPRS 7.84% 628956203 25 1000 SOLE 1 0 0 1000 NEC CORP DEPOSITORY RECEI 629050204 24 1750 SH SOLE 1 0 0 1750 NASDAQ 100 TR CALL OPT JAN03 3 6309069A5 641 12500 SH CALL SOLE 1 0 0 12500 NASDAQ 100 TR UNIT SER 1 631100104 273 5965 SH SOLE 1 2400 0 3565 NATIONAL FUEL GAS CO N J COMMON 636180101 52 1000 SH SOLE 1 0 0 1000 NATIONAL INFO CONSORTIUM COMMON 636491102 1 500 SH SOLE 1 0 0 500 NESTLE S A DEPOSITORY RECEI 641069406 2016 37940 SH SOLE 1 0 0 37940 NETWORK APPLIANCE INC COMMON 64120L104 3 250 SH SOLE 1 0 0 250 NEW JERSEY ECONOMIC DEV INCM BD 7.6% 29 645915208 225 8800 SOLE 1 0 0 8800 NEWELL RUBBERMAID INC COMMON 651229106 79 3153 SH SOLE 1 0 0 3153 NEXTEL COMMUNICATIONS IN CL A 65332V103 31 1750 SH SOLE 1 0 0 1750 NIPPON TELEG & TEL CORP DEPOSITORY RECEI 654624105 13 500 SH SOLE 1 0 0 500 NISOURCE INC COMMON 65473P105 27 997 SH SOLE 1 0 0 997 NOBLE AFFILIATES INC COMMON 654894104 28 800 SH SOLE 1 0 0 800 NOKIA CORP DEPOSITORY RECEI 654902204 1198 53986 SH SOLE 1 400 0 53586 NOKIA CORP CALL OPT JAN03 1 6549119A6 101 4000 SH CALL SOLE 1 0 0 4000 NORTEL NETWORKS CORP NEW COMMON 656568102 61 6700 SH SOLE 1 0 0 6700 NOVARTIS A G DEPOSITORY RECEI 66987V109 354 9800 SH SOLE 1 0 0 9800 NOVO-NORDISK A S DEPOSITORY RECEI 670100205 45 1000 SH SOLE 1 0 0 1000 ORACLE CORP COMMON 68389X105 2318 121994 SH SOLE 1 2200 0 119794 OTTER TAIL CORP COMMON 689648103 56 2000 SH SOLE 1 0 0 2000 OXY CAPITAL TRUST I TOPRS 8.16% 692070204 50 2000 SOLE 1 0 0 2000 PNC FINL SVCS GROUP INC COMMON 693475105 84 1275 SH SOLE 1 0 0 1275 PPG INDS INC COMMON 693506107 42 800 SH SOLE 1 0 0 800 PSE&G CAP TR I QUIPS A 8.625% 693941205 13 500 SOLE 1 0 0 500 PACTIV CORP COMMON 695257105 5 405 SH SOLE 1 0 0 405 PALM INC COMMON 696642107 1 148 SH SOLE 1 0 0 148 PAMRAPO BANCORP INC COMMON 697738102 49 2000 SH SOLE 1 0 0 2000 PARK PL ENTMT CORP COMMON 700690100 2 150 SH SOLE 1 0 0 150 PENNFED CAP TR I PFD TR SECS % 708166202 18 675 SOLE 1 0 0 675 PEOPLESOFT INC COMMON 712713106 214 4350 SH SOLE 1 0 0 4350 PEPSICO INC COMMON 713448108 973 22010 SH SOLE 1 0 0 22010 PET QUARTERS INC COMMON 715844106 0 1500 SH SOLE 1 0 0 1500 PFIZER INC COMMON 717081103 3377 84309 SH SOLE 1 0 0 84309 PHARMACIA CORP COMMON 71713U102 194 4228 SH SOLE 1 0 0 4228 PHILIP MORRIS COS INC COMMON 718154107 523 10300 SH SOLE 1 1200 0 9100 PHILIP MORRIS COS CALL OPT JAN03 3 71815M9A7 561 11000 SH CALL SOLE 1 0 0 11000 PHILLIPS PETE CO COMMON 718507106 222 3900 SH SOLE 1 0 0 3900 PINNACLE WEST CAP CORP COMMON 723484101 9 200 SH SOLE 1 0 0 200 PLUM CREEK TIMBER CO INC COMMON 729251108 62 2200 SH SOLE 1 0 0 2200
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- POLARIS INDS INC COMMON 731068102 27 600 SH SOLE 1 0 0 600 POLAROID CORP COMMON 731095105 0 100 SH SOLE 1 0 0 100 POTOMAC ELEC PWR CO COMMON 737679100 31 1500 SH SOLE 1 0 0 1500 POWERTEL INC COMMON 73936C109 114 2166 SH SOLE 1 0 0 2166 PRAXAIR INC COMMON 74005P104 22 470 SH SOLE 1 0 0 470 PROCTER & GAMBLE CO COMMON 742718109 3752 58816 SH SOLE 1 1200 0 57616 PROGRESS ENERGY INC COMMON 743263105 67 1500 SH SOLE 1 0 0 1500 PUBLIC SVC ENTERPRISE GR COMMON 744573106 306 6255 SH SOLE 1 0 0 6255 QLOGIC CORP COMMON 747277101 209 3250 SH SOLE 1 0 0 3250 QUALCOMM INC COMMON 747525103 758 12963 SH SOLE 1 600 0 12363 QUEST DIAGNOSTICS INC COMMON 74834L100 165 2200 SH SOLE 1 0 0 2200 QWEST COMMUNICATIONS INT COMMON 749121109 89 2802 SH SOLE 1 0 0 2802 RGC RES INC COMMON 74955L103 8 400 SH SOLE 1 0 0 400 RAMBUS INC DEL COMMON 750917106 1 120 SH SOLE 1 0 0 120 RELIANT ENERGY INC COMMON 75952J108 114 3550 SH SOLE 1 0 0 3550 REUTERS GROUP PLC DEPOSITORY RECEI 76132M102 23 300 SH SOLE 1 0 0 300 ROCHE HLDG LTD DEPOSITORY RECEI 771195104 7 100 SH SOLE 1 0 0 100 QUALCOMM INC CALL OPT JAN02 5 77199W9A8 197 3000 SH CALL SOLE 1 0 0 3000 ROCKWELL INTL CORP NEW COMMON 773903109 23 600 SH SOLE 1 0 0 600 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 1304 22382 SH SOLE 1 0 0 22382 ROYAL PTT NEDERLAND N V DEPOSITORY RECEI 780641205 0 2 SH SOLE 1 0 0 2 SBC COMMUNICATIONS INC COMMON 78387G103 1248 31162 SH SOLE 1 1200 0 29962 SPDR TR UNIT SER 1 78462F103 1357 11065 SH SOLE 1 0 0 11065 ST JUDE MED INC COMMON 790849103 273 4550 SH SOLE 1 0 0 4550 ST PAUL COS INC COMMON 792860108 16 306 SH SOLE 1 0 0 306 SANTA FE ENERGY TR RCPT DEP UNITS 802013102 173 7750 SH SOLE 1 0 0 7750 SCHERING PLOUGH CORP COMMON 806605101 2968 81900 SH SOLE 1 0 0 81900 SCHERING-PLOUGH CORP CALL OPT JAN 2 806605101 181 5000 SH CALL SOLE 1 0 0 5000 SCHLUMBERGER LTD COMMON 806857108 1569 29796 SH SOLE 1 0 0 29796 SCHLUMBERGER LTD CALL OPT JAN 4 806857108 527 10000 SH CALL SOLE 1 0 0 10000 SCHWAB CHARLES CORP NEW COMMON 808513105 5 300 SH SOLE 1 0 0 300 SCIENTIFIC ATLANTA INC COMMON 808655104 193 4750 SH SOLE 1 0 0 4750 SEALED AIR CORP NEW COMMON 81211K100 4 100 SH SOLE 1 0 0 100 SECTOR SPDR TR SBI INT-TECH 81369Y803 8 300 SH SOLE 1 0 0 300 SENSIENT TECHNOLOGIES CO COMMON 81725T100 41 2000 SH SOLE 1 0 0 2000 SHELL CDA LTD COMMON 822567103 114 4000 SH SOLE 1 0 0 4000 SHELL TRANS & TRADING PL DEPOSITORY RECEI 822703609 944 18750 SH SOLE 1 0 0 18750 SHERWIN WILLIAMS CO COMMON 824348106 2 84 SH SOLE 1 0 0 84 SIDEWARE SYSTEMS INC COMMON 825907108 0 500 SH SOLE 1 0 0 500 SIEBEL SYS INC COMMON 826170102 48 1025 SH SOLE 1 0 0 1025 SIEMENS A G DEPOSITORY RECEI 826197501 1496 24275 SH SOLE 1 0 0 24275 SIERRA PAC RES NEW COMMON 826428104 3 200 SH SOLE 1 0 0 200 SIMON PPTY GROUP INC NEW COMMON 828806109 150 5000 SH SOLE 1 0 0 5000 SMITH & NEPHEW PLC DEPOSITORY RECEI 83175M205 13 250 SH SOLE 1 0 0 250 SOLECTRON CORP COMMON 834182107 48 2650 SH SOLE 1 0 0 2650 SOMERSET HILLS BANCORP COMMON 834728107 13 1500 SH SOLE 1 0 0 1500 SONY CORP DEPOSITORY RECEI 835699307 622 9450 SH SOLE 1 0 0 9450 SOUTHERN CO COMMON 842587107 102 4400 SH SOLE 1 0 0 4400 SOUTHERN UN CO NEW COMMON 844030106 2 110 SH SOLE 1 0 0 110 SOUTHWEST AIRLS CO COMMON 844741108 21 1125 SH SOLE 1 0 0 1125 SOUTHWEST GAS CORP COMMON 844895102 14 600 SH SOLE 1 0 0 600 SOUTHWEST WTR CO COMMON 845331107 7 500 SH SOLE 1 0 0 500 SPRINT CORP COM FON GROUP 852061100 6 300 SH SOLE 1 0 0 300 PCS SPRINT CORP PCS COM SER 1 852061506 2 100 SH SOLE 1 0 0 100 STATE STR CORP COMMON 857477103 173 3492 SH SOLE 1 0 0 3492 STMICROELECTRONICS N V DEPOSITORY RECEI 861012102 397 11850 SH SOLE 1 0 0 11850 STRYKER CORP COMMON 863667101 33 600 SH SOLE 1 0 0 600 SUBURBAN PROPANE PARTNER UNIT LTD PARTN 864482104 350 13450 SH SOLE 1 0 0 13450 SUN MICROSYSTEMS INC COMMON 866810104 1997 127009 SH SOLE 1 0 0 127009 SUNGARD DATA SYS INC COMMON 867363103 429 14300 SH SOLE 1 1000 0 13300 SUNOCO INC COMMON 86764P109 194 5300 SH SOLE 1 0 0 5300 SWISSCOM AG DEPOSITORY RECEI 871013108 12 500 SH SOLE 1 0 0 500 SYCAMORE NETWORKS INC COMMON 871206108 3 350 SH SOLE 1 0 0 350 SYNOPSYS INC COMMON 871607107 48 1000 SH SOLE 1 0 0 1000 SYNGENTA AG DEPOSITORY RECEI 87160A100 1 64 SH SOLE 1 0 0 64 TECO ENERGY INC COMMON 872375100 120 3950 SH SOLE 1 0 0 3950 TXU CORP COMMON 873168108 446 9250 SH SOLE 1 0 0 9250 TAIWAN SEMICONDUCTOR MFG DEPOSITORY RECEI 874039100 4 250 SH SOLE 1 0 0 250 TARGET CORP COMMON 8.76E+110 550 15900 SH SOLE 1 0 0 15900 TARGET CORP CALL OPT JAN02 2 8.76E+110 242 7000 SH CALL SOLE 1 0 0 7000 TEKTRONIX INC COMMON 879131100 16 600 SH SOLE 1 0 0 600 TELEFONICA S A DEPOSITORY RECEI 879382208 24 636 SH SOLE 1 0 0 636 TELIGENT INC CL A 87959Y103 0 1700 SH SOLE 1 0 0 1700 TELLABS INC COMMON 879664100 135 6975 SH SOLE 1 0 0 6975
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- TEMPLE INLAND INC COMMON 879868107 679 12750 SH SOLE 1 0 0 12750 TENET HEALTHCARE CORP COMMON 88033G100 49 950 SH SOLE 1 0 0 950 TENNECO AUTOMOTIVE INC COMMON 8.80E+105 0 81 SH SOLE 1 0 0 81 TENNESSEE VALLEY AUTH PARRS D 2028 880591300 250 10000 SOLE 1 0 0 10000 TERADYNE INC COMMON 880770102 86 2450 SH SOLE 1 0 0 2450 TESSA COMPLETE HEALTH CA COMMON 881611107 0 2000 SH SOLE 1 0 0 2000 TEXACO INC COMMON 881694103 972 14577 SH SOLE 1 0 0 14577 TEXAS INSTRS INC COMMON 882508104 2571 80598 SH SOLE 1 200 0 80398 TEXTRON INC COMMON 883203101 488 8870 SH SOLE 1 0 0 8870 THERMO ELECTRON CORP COMMON 883556102 22 1000 SH SOLE 1 0 0 1000 TIFFANY & CO NEW COMMON 886547108 18 500 SH SOLE 1 0 0 500 TIME WARNER TELECOM INC CL A 887319101 59 1750 SH SOLE 1 0 0 1750 TOOTSIE ROLL INDS INC COMMON 890516107 80 2078 SH SOLE 1 0 0 2078 TORONTO DOMINION BK ONT COM NEW 891160509 28 1100 SH SOLE 1 0 0 1100 TRANSCANADA PIPELINES LT PFD 8.25% 2047 893526723 10 400 SOLE 1 0 0 400 TRAVELERS P&C CAP I PFD TR 8.08% 893931204 135 5400 SOLE 1 0 0 5400 TRIBUNE CO NEW COMMON 896047107 32 800 SH SOLE 1 0 0 800 TRUST CO NJ JERSEY CITY COMMON 898304100 12 500 SH SOLE 1 0 0 500 TYCO INTL LTD NEW COMMON 902124106 1808 33167 SH SOLE 1 0 0 33167 TYCO INTL LTD CALL OPT JAN02 2 902124106 109 2000 SH CALL SOLE 1 0 0 2000 UAL CORP COM PAR $0.01 902549500 16 450 SH SOLE 1 0 0 450 USX MARATHON GROUP COM NEW 902905827 23 795 SH SOLE 1 0 0 795 USA NETWORKS INC COMMON 902984103 132 4700 SH SOLE 1 0 0 4700 US ONCOLOGY INC COMMON 90338W103 9 1000 SH SOLE 1 0 0 1000 UNILEVER PLC DEPOSITORY RECEI 904767704 262 7606 SH SOLE 1 0 0 7606 UNION PAC CORP COMMON 907818108 756 13765 SH SOLE 1 0 0 13765 UNITED DOMINION REALTY T COMMON 910197102 9 650 SH SOLE 1 0 0 650 UNITEDHEALTH GROUP INC CALL OPT JAN03 4 91058J9A8 601 9000 SH CALL SOLE 1 0 0 9000 UNITED PARCEL SERVICE IN CL B 911312106 66 1150 SH SOLE 1 0 0 1150 UNITED STATES CELLULAR C COMMON 911684108 5070 87945 SH SOLE 1 0 0 87945 UNITED TECHNOLOGIES CORP COMMON 913017109 2755 37605 SH SOLE 1 1200 0 36405 UNITEDHEALTH GROUP INC COMMON 91324P102 90 1450 SH SOLE 1 0 0 1450 UNIVERSAL HLTH SVCS INC CL B 913903100 55 1200 SH SOLE 1 0 0 1200 UNIVISION COMMUNICATIONS CL A 914906102 45 1050 SH SOLE 1 0 0 1050 VALLEY NATL BANCORP COMMON 919794107 98 3472 SH SOLE 1 0 0 3472 VERITAS SOFTWARE CO COMMON 923436109 285 4280 SH SOLE 1 0 0 4280 VERIZON COMMUNICATIONS COMMON 92343V104 1291 24137 SH SOLE 1 0 0 24137 VIACOM INC CLASS A CL A 925524100 302 5700 SH SOLE 1 0 0 5700 VIACOM INC CLASS B CL B 925524308 792 15308 SH SOLE 1 0 0 15308 VISHAY INTERTECHNOLOGY I COMMON 928298108 35 1500 SH SOLE 1 0 0 1500 VITESSE SEMICONDUCTOR CO COMMON 928497106 5 225 SH SOLE 1 0 0 225 VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 139 6200 SH SOLE 1 0 0 6200 VOICESTREAM WIRELESS COR COMMON 928615103 18 201 SH SOLE 1 0 0 201 VULCAN MATLS CO COMMON 929160109 118 2200 SH SOLE 1 0 0 2200 WACHOVIA CORP COMMON 929771103 21 300 SH SOLE 1 0 0 300 WAL MART STORES INC COMMON 931142103 2359 48348 SH SOLE 1 1200 0 47148 WALGREEN CO COMMON 931422109 39 1121 SH SOLE 1 0 0 1121 WASHINGTON MUT INC COMMON 939322103 362 9643 SH SOLE 1 0 0 9643 WATERS CORP COMMON 941848103 14 500 SH SOLE 1 0 0 500 WATSON PHARMACEUTICALS I COMMON 942683103 129 2100 SH SOLE 1 0 0 2100 WEATHERFORD INTL INC COMMON 947074100 271 5650 SH SOLE 1 0 0 5650 WEINGARTEN RLTY INVS PFD A 7.44% 948741202 4 150 SOLE 1 0 0 150 WELLS FARGO & CO NEW COMMON 949746101 189 4067 SH SOLE 1 0 0 4067 WESTERN WIRELESS CORP CL A 9.60E+208 305 7100 SH SOLE 1 0 0 7100 WEYERHAEUSER CO COMMON 962166104 96 1750 SH SOLE 1 0 0 1750 WILLIAMS COMMUNICATIONS CL A 969455104 5 1793 SH SOLE 1 0 0 1793 WILLIAMS COS INC DEL COMMON 969457100 100 3048 SH SOLE 1 0 0 3048 WILLIAMS SONOMA INC COMMON 969904101 12 300 SH SOLE 1 0 0 300 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 28 1997 SH SOLE 1 0 0 1997 WORLDCOM INC GA NEW MCI GROUP COM 98157D304 1 79 SH SOLE 1 0 0 79 WRIGLEY WM JR CO COMMON 982526105 187 4000 SH SOLE 1 0 0 4000 XM SATELLITE RADIO HLDGS CL A 983759101 5 300 SH SOLE 1 0 0 300 XILINX INC COMMON 983919101 16 400 SH SOLE 1 0 0 400 XEROX CORP COMMON 984121103 10 1050 SH SOLE 1 0 0 1050 YAHOO INC COMMON 984332106 14 700 SH SOLE 1 0 0 700 DAIMLERCHRYSLER AG ORD D1668R123 39 849 SH SOLE 1 0 0 849 AMDOCS LTD ORD G02602103 5 100 SH SOLE 1 0 0 100 BSCH FINANCE LTD PREF G 8.125% G16547161 152 6000 SOLE 1 0 0 6000 ESPIRITO SANTO OVERSEAS PREF A 8.5% G3122A107 13 500 SOLE 1 0 0 500 GLOBAL CROSSING LTD COMMON G3921A100 2 233 SH SOLE 1 0 0 233 KNIGHTSBRIDGE TANKERS LT ORD G5299G106 48 2400 SH SOLE 1 0 0 2400 PARTNERRE LTD PFD SER A 8% G6852T113 9 350 SOLE 1 0 0 350 RHONE-POULENC OVERSEAS L PREF A 8.125% G75495104 25 1000 SOLE 1 0 0 1000 SANTANDER FINANCE PREF. SE G7804A160 27 1000 SOLE 1 0 0 1000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ---- ---- --- --- ------- -------- ---- ------ ---- TRANSOCEAN SEDCO FOREX I ORD G90078109 221 5354 SH SOLE 1 0 0 5354 MILLICOM INTL CELLULAR S ORD L6388F102 10 400 SH SOLE 1 0 0 400 FLEXTRONICS INTL LTD ORD Y2573F102 537 20550 SH SOLE 1 0 0 20550
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