-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JgQblHTqO+BtNT7p9jsu7/EPDYQpOKzszPBxhxsm/B1Dm1cQxlik7rYL0JlxCqc6 S5es2wOMiMH7U1wCI1SJ5A== 0000902664-03-000101.txt : 20030205 0000902664-03-000101.hdr.sgml : 20030205 20030205163916 ACCESSION NUMBER: 0000902664-03-000101 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20030205 EFFECTIVENESS DATE: 20030205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKOWITZ DAVID P CENTRAL INDEX KEY: 0001056511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06906 FILM NUMBER: 03540975 BUSINESS ADDRESS: STREET 1: 110 E 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 srz9339591v15.txt GOTHAM 123101 13F-HR/A THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON FEBRUARY 13, 2002 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT WAS DENIED ON January 29, 2003. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ---------------------------- Check here if Amendment [ X ]; Amendment Number: 1 ----- This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David P. Berkowitz -------------------------------------------------------- Address: c/o Gotham Partners Management Co., L.L.C. -------------------------------------------------------- 110 East 42nd Street, 18th Floor -------------------------------------------------------- New York, New York 10017 -------------------------------------------------------- Form 13F File Number: 28-6906 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David P. Berkowitz -------------------------------------------------- Title: Manager -------------------------------------------------- Phone: 212-286-0300 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ David P. Berkowitz New York, New York 02/5/03 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ------------- Form 13F Information Table Entry Total: 8 ------------- Form 13F Information Table Value Total: $401,096 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-6908 William A. Ackman ------ --------- ----------------------------- 2 28-6904 Section H. Partners, L.P. ------ --------- ----------------------------- 3 28-7474 Gotham International Advisors, L.L.C. ------ --------- ----------------------------- 4 28-5717 Gotham Holdings Management, L.L.C. ------ --------- -----------------------------
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BE FREE INC COM 073308108 6,775 3,195,675 SH SHARED-OTHER 1,2,4 3,195,675 - ----------------------------------------------------------------------------------------------------------------------------------- BE FREE INC COM 073308108 1,349 636,552 SH SHARED-OTHER 1,3 636,552 - ----------------------------------------------------------------------------------------------------------------------------------- LANDAMERICA FINL GROUP INC COM 514936103 7,310 254,695 SH SHARED-OTHER 1,2,4 254,695 - ----------------------------------------------------------------------------------------------------------------------------------- LANDAMERICA FINL GROUP INC COM 514936103 3,347 116,605 SH SHARED-OTHER 1,3 116,605 - ----------------------------------------------------------------------------------------------------------------------------------- ERIE INDTY CO COM 29530P102 1,961 50,955 SH SHARED-OTHER 1,2,4 50,955 - ----------------------------------------------------------------------------------------------------------------------------------- ERIE INDTY CO COM 29530P102 198 5,145 SH SHARED-OTHER 1,3 5,145 - ----------------------------------------------------------------------------------------------------------------------------------- PRE PAID LEGAL SVCS INC COM 740065107 17,271 788,647 SH SHARED-OTHER 1,2,4 788,647 - ----------------------------------------------------------------------------------------------------------------------------------- PRE PAID LEGAL SVCS INC COM 740065107 1,985 90,653 SH SHARED-OTHER 1,3 90,653 - -----------------------------------------------------------------------------------------------------------------------------------
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