-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRzT3cEoeXDOIQO51nSz8RAJUIrvSGJGnveVG/ez1tUsq465w1zRInJiCiHo7g8z lMcxydScoMZi2lbZioROMg== 0000898822-03-000679.txt : 20030702 0000898822-03-000679.hdr.sgml : 20030702 20030702172922 ACCESSION NUMBER: 0000898822-03-000679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030627 FILED AS OF DATE: 20030702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARTNERS INTERNATIONAL LTD CENTRAL INDEX KEY: 0001178174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773063 BUSINESS ADDRESS: STREET 1: HARBOUR CENTRE 2ND FLOOR STREET 2: PO BOX 896 GEORGE TOWN CITY: CAYMAN ISLANDS BRITISH WEST STATE: E9 ZIP: 00000 BUSINESS PHONE: 2122860300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARNERS III L P CENTRAL INDEX KEY: 0001067815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773067 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVE STREET 2: STE 1416 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 2129051104 MAIL ADDRESS: STREET 1: 551 FIFTH AVE STREET 2: SUITE 1416 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SECTION H PARTNERS L P CENTRAL INDEX KEY: 0001056509 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773061 BUSINESS ADDRESS: STREET 1: 110 E 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS MANAGEMENT LLC CENTRAL INDEX KEY: 0001113658 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773060 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARENINA CORP CENTRAL INDEX KEY: 0001251929 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773066 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DPB CORP CENTRAL INDEX KEY: 0001251930 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773065 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS II LLC CENTRAL INDEX KEY: 0001251931 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773064 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ DAVID P CENTRAL INDEX KEY: 0001056511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773062 BUSINESS ADDRESS: STREET 1: 110 E 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACKMAN WILLIAM A CENTRAL INDEX KEY: 0001056513 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773059 BUSINESS ADDRESS: STREET 1: 110 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM INTERNATIONAL ADVISORS LLC CENTRAL INDEX KEY: 0001078726 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 03773068 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 july2form4_ex.xml X0101 4 2003-06-27 0 0000037008 FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS FUR 0001067815 GOTHAM PARNERS III L P 0 0 0 1 Former 10% Owner 0001251929 KARENINA CORP 0 0 0 1 Former 10% Owner 0001251930 DPB CORP 0 0 0 1 Former 10% Owner 0001251931 GOTHAM HOLDINGS II LLC 0 0 0 1 Former 10% Owner 0001178174 GOTHAM PARTNERS INTERNATIONAL LTD 0 0 0 1 Former 10% Owner 0001078726 GOTHAM INTERNATIONAL ADVISORS LLC 0 0 0 1 Former 10% Owner 0001056509 SECTION H PARTNERS L P 0 0 0 1 Fomer 10% Owner 0001113658 GOTHAM HOLDINGS MANAGEMENT LLC 0 0 0 1 Former 10% Owner 0001056513 ACKMAN WILLIAM A 0 0 0 1 Former 10% Owner 0001056511 BERKOWITZ DAVID P 0 0 0 1 Former 10% Owner Shares of Beneficial Interest 2003-06-27 2003-06-27 4 S 0 5841233 1.90 D 0 I (1) Amount reported includes (a) 2,873,158 shares held by Gotham Partners, LP ("Gotham"), (b) 2,431,664 shares held by Gotham International Advisors, LLC ("Gotham International"), (c) 58,448 shares held by Gotham Partners III, LP ("Gotham III"), and (d) 477,963 shares held by Gotham Holdings II LLC ("Holdings II"). The general partner of Gotham and Gotham III is Section H Partners, LP ("Section H"). The general partner of Section H is Karenina Corporation ("Karenina") and DPB Corporation ("DBP"). The president of Karenina is William A. Ackman, and the president of DPB is David P. Berkowitz. Ackman is the senior managing member of Gotham International and Gotham Holdings Management, LLC, which is the manager of Holdings II. William A. Ackman, on behalf of Gotham Partners III, LP 2003-07-02 William Ackman, on behalf of Gotham Partners International, Ltd 2003-07-02 William Ackman, on behalf of Gotham International Advisors, LLC 2003-07-02 William Ackman, on behalf of Section H Partners, LP 2003-07-02 William Ackman, on behalf of Gotham Holdings Management LLC 2003-07-02 William Ackman 2003-07-02 William Ackman, on behalf of Karenina Corporation 2003-07-02 William Ackman, on behalf of Gotham Holdings II, LLC 2003-07-02 David P. Berkowitz 2003-07-02 David P. Berkowtiz, on behalf of DPB Corporation 2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----