-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ObZYX3zqnzwMD5xirugvSCDeoqRhzyZZF94qqpl7VNqof6sv14CmYKuJhrFAxVAQ lH+tQbowyovcv8G/KAppzg== 0001056504-00-000004.txt : 20000214 0001056504-00-000004.hdr.sgml : 20000214 ACCESSION NUMBER: 0001056504-00-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEELEY ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001056504 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363160361 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06810 FILM NUMBER: 533618 BUSINESS ADDRESS: STREET 1: 401 SOUTH LASALLE STREET STREET 2: STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3127865000 MAIL ADDRESS: STREET 1: KELLEY ASSET MANAGEMENT CORP STREET 2: 401 S LASALLE ST STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional investment Manager Filing this Report: Name: Keeley Asset Management Corp. Address: 401 S. LaSalle Street Suite 1201 Chicago, IL 60605 13F File Number: 28-6810 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John L. Keeley, Jr. Title: President Phone: 312-786-5000 Signature, Place, and Date of Signing: John L. Keeley, Jr., Chicago, IL, February 11, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: 593,585 List of Other Included Managers: None FORM 13F INFOMRATION TABLE VALUE SHARES/SH/ PUT/ INVSTMTOTHER VOTING AUTHORITY NAME OF ISSUERS TITLE OF CLASSCUSIP (X$1000PRN AMTPRN CALL DSCRETNMANAGERS SOLE SHARED NONE AG Services Amer Inc COM 00125010 3663 245250SH SOLE 159150 86100 AT&T Corp Liberty Media Group CL A 00195720 3329 58600SH SOLE 41600 17000 AXA Financial Inc COM 00245110 6361 187100SH SOLE 84600 102500 Ackerley Group Inc COM 00452710 2167 119550SH SOLE 119550 AC Neilson COM 00483310 1059 43000SH SOLE 10000 33000 Alleghany Corp COM 01717510 3313 17859SH SOLE 8009 9850 Alliance Bancorp COM 01852j10 1314 71000SH SOLE 66000 5000 Allstate Corp COM 02000210 3755 156050SH SOLE 59050 97000 Alltrista Corp COM 02004010 5084 229800SH SOLE 129700 100100 American Financial Group Inc. COM 02593210 4566 173100SH SOLE 80800 92300 American Financial Hldgs Inc COM 02607510 1244 99020SH SOLE 79020 20000 America National Can COM 02771410 2788 214450SH SOLE 152450 62000 Anacomp Inc - Del COM 03237110 2719 149500SH SOLE 115500 34000 Arch Chemicals Inc. COM 03937r10 2996 143100SH SOLE 67800 75300 Associated Group Inc. Cl.A CL A 04565110 9216 101000SH SOLE 58500 42500 Avalon Holdings Corp. Cl A CL A 05343p10 1038 207600SH SOLE 123600 84000 BWAY Corp. COM 05603910 634 103500SH SOLE 53000 50500 Barra Inc. COM 06831310 4785 150700SH SOLE 92200 58500 Blockbuster Inc. CL A 09367910 1496 111825SH SOLE 76325 35500 Boston Private Financial HldgsCOM 10111910 2686 316000SH SOLE 226000 90000 BostonFed Bancorp, Inc COM 10117810 175 11000SH SOLE 11000 Bowne & Co Inc COM 10304310 466 34500SH SOLE 34500 Bradlees Inc. COM 10449920 1604 188650SH SOLE 110650 78000 Broadwing Inc COM 11162010 7626 206800SH SOLE 65300 141500 Brookline Bancorp Inc COM 11373910 2892 296620SH SOLE 178120 118500 CBS Inc COM 12490k10 10703 167400SH SOLE 73800 93600 CFS Bancorp COM 12525d10 3314 355885SH SOLE 221385 134500 Cuno Inc COM 12658310 2001 96650SH SOLE 56150 40500 CVS Corp COM 12665010 5355 134300SH SOLE 58300 76000 Capitol Federal Financial COM 14057c10 3760 385650SH SOLE 240650 145000 Cendant Corp. COM 15131310 3598 135450SH SOLE 82550 52900 Charter Comm Inc Cl A COM 16117M10 313 14300SH SOLE 14300 Chemed Corp COM 16359610 5857 204610SH SOLE 104310 100300 Chesapeake Corp COM 16515910 976 32000SH SOLE 16500 15500 Choice Hotels Holding Inc COM 16990510 9062 529150SH SOLE 263950 265200 Chris Craft COM 17052010 6041 83753SH SOLE 32400 51353 Cincinnati Financial COM 17206210 3069 98400SH SOLE 37900 60500 Circor Intl Inc COM 17273k10 330 32000SH SOLE 32000 Citigroup Inc COM 17296710 2200 39500SH SOLE 8000 31500 Citizens Utilities Co. Cl B CL B 17734220 13988 985957SH SOLE 477954 508003 Coinmach Laundry Corp COM 19259L10 2854 268650SH SOLE 175650 93000 Commercial Intertech Corp COM 20170910 1511 118500SH SOLE 87000 31500 Conductus Inc. COM 20678410 118 10000SH SOLE 10000 Conexant Systems Inc. COM 20714210 10056 151500SH SOLE 43300 108200 Cox Communications, Inc Cl A CL A 22404410 8034 156000SH SOLE 95500 60500 Cypress Semiconductor Corp. COM 23280610 356 11000SH SOLE 11000 Deltic Timber Corp COM 24785010 3467 158500SH SOLE 103400 55100 Duff & Phelps Credit Rating CoCOM 26432F10 3380 38000SH SOLE 38000 Earthgrains Co COM 27031910 2403 149000SH SOLE 108000 41000 Emcor Group COM 29084Q10 3050 167100SH SOLE 108600 58500 Evergreen Resource Inc. COM 29990030 1860 94200SH SOLE 79000 15200 Fairchild Corp. Cl A CL A 30369810 1449 159900SH SOLE 95900 64000 Federal Agric Mtg Corp Cl C CL C 31314830 5919 293220SH SOLE 216820 76400 Federated Department Stores COM 31410H10 202 4000SH SOLE 4000 Finova Group Inc COM 31792810 4823 135850SH SOLE 59350 76500 Flowers Inds. COM 34349610 6277 393865SH SOLE 251365 142500 Fortune Brands COM 34963110 4992 151000SH SOLE 59700 91300 Furniture Brands Int'l Inc COM 36092110 2127 96700SH SOLE 66700 30000 GA Financial Inc COM 36143710 133 10000SH SOLE 10000 GC Companies COM 36155Q10 3110 120200SH SOLE 76400 43800 Gabelli Asset Management Inc. CL A 36239y10 252 15500SH SOLE 15500 Gaylord Entmt Co. COM 36790510 7561 253555SH SOLE 114755 138800 Getty Petroleum Marketing Inc COM 37429210 450 184800SH SOLE 184800 Getty Realty Corporation COM 37429710 1799 160800SH SOLE 118400 42400 Golden States Bancorp Wts Exp COM 38119712 188 28500SH SOLE 28500 Greenpoint Financial Corp COM 39538410 1072 45000SH SOLE 45000 Griffon Corp COM 39843310 2827 361800SH SOLE 240800 121000 Hancock John Bk & Thrift SHS BEN INT 40973510 253 30000SH SOLE 30000 Harcourt General COM 41163G10 5104 126800SH SOLE 52800 74000 Harbor FL Bancshares COM 41190110 1794 138700SH SOLE 75000 63700 Harris Financial Inc COM 41454110 83 11000SH SOLE 11000 Hartford Financial Svcs Group COM 41651510 5192 109600SH SOLE 39100 70500 Hearst-Argyle Television COM 42231710 4388 164800SH SOLE 61800 103000 Homebase Inc COM 43738e10 656 214100SH SOLE 214100 Hudson City Bancorp Inc. COM 44368310 3476 258700SH SOLE 184700 74000 Hudson River Bancorp Inc COM 44412810 1939 191500SH SOLE 144500 47000 Hussmann Intl Inc COM 44811010 6576 436570SH SOLE 217270 219300 I C H Corp. COM 44926L30 1695 154100SH SOLE 121100 33000 IBIS Technology Corp COM 45090910 318 6400SH SOLE 6400 ITT Indus Inc - Indiana COM 45091110 5019 150100SH SOLE 70700 79400 Independent Bank Corp - MI COM 45383810 154 10500SH SOLE 10500 Information Resources Inc COM 45690510 2644 285800SH SOLE 167500 118300 International Rectifier COM 46025410 260 10000SH SOLE 10000 Investment Technology COM 46145f10 2950 102600SH SOLE 66100 36500 Jacor Communications Wts 9/18/COM 46985813 453 28300SH SOLE 28300 Jefferies Group Inc. COM 47231910 3381 153700SH SOLE 102200 51500 Justin Industries Inc COM 48217110 870 58500SH SOLE 58500 Kansas City Southern Ind Inc COM 48517010 17895 239800SH SOLE 131700 108100 Katy Inds COM 48602610 1334 153600SH SOLE 124500 29100 Kaufman & Broad Home Corp COM 48616810 6598 272800SH SOLE 126500 146300 Key Energy Service COM 49291410 477 92000SH SOLE 92000 Lehman Bros Hldgs Inc COM 52490810 9917 117100SH SOLE 51000 66100 Lennar Corp COM 52605710 5970 367396SH SOLE 171946 195450 Limited Inc COM 53271610 6315 145810SH SOLE 56906 88904 M & F Worldwide Corp COM 55254110 1674 330700SH SOLE 225700 105000 MDC Holdings COM 55267610 1349 86000SH SOLE 60000 26000 Mark IV COM 57038710 1604 90700SH SOLE 46200 44500 Marriott Intl Cl A CL A 57190320 4564 144600SH SOLE 54400 90200 Martin Marietta Mater COM 57328410 4531 110500SH SOLE 44000 66500 Masco Corp. COM 57459910 4654 183400SH SOLE 84500 98900 McLeod USA Inc COM 58226610 324 5500SH SOLE 5500 Media Gen Inc. Cl A CL A 58440410 6718 129200SH SOLE 58600 70600 Meredith Corp. COM 58943310 7120 170800SH SOLE 71600 99200 Meristar Hotels & Resorts COM 58998810 594 166600SH SOLE 166600 Meritor Auto Inc COM 59000g10 4071 210100SH SOLE 83600 126500 Midas Inc COM 59562610 5593 255683SH SOLE 131083 124600 Mony Group Inc. COM 61533710 10167 348350SH SOLE 185350 163000 Moog Inc. Cl A CL A 61539420 824 30500SH SOLE 17500 13000 Moog Inc. Cl B CL B 61539430 439 11000SH SOLE 11000 Morgan Group Cl A COM 61735810 465 80850SH SOLE 80850 Morrison Knudsen Corp COM 61844a10 3013 385700SH SOLE 246500 139200 Morrison Mgmt COM 61845910 2101 97450SH SOLE 55250 42200 Nathans Famous Inc COM 63234710 269 86000SH SOLE 86000 Neiman Marcus Group Cl B CL B 64020430 1332 49458SH SOLE 37401 12057 Newmont Mining COM 65163910 299 12200SH SOLE 12200 Niagara Bancorp Inc COM 65291410 2514 245300SH SOLE 119800 125500 Nicor COM 65408610 510 15700SH SOLE 15700 Nortek Inc COM 65655910 3477 124190SH SOLE 83690 40500 Ocean Energy Inc COM 67481e10 171 22000SH SOLE 22000 On Command Corp COM 68216010 2128 115000SH SOLE 62000 53000 Oregon Trail Financial COM 68593210 252 25000SH SOLE 25000 PFF Bancorp Inc COM 69331W10 262 13500SH SOLE 13500 Pico Holdings Inc. COM 69336620 2246 182450SH SOLE 127450 55000 Paine Webber Group COM 69562910 388 10000SH SOLE 10000 Paxson Communications Corp COM 70423110 3844 322015SH SOLE 195515 126500 Pennfed Financial Services IncCOM 70816710 151 10000SH SOLE 10000 Pennzoil Quaker State COM 70932310 5110501635.SH SOLE 258835 242800. Penton Media Inc COM 70966810 7635 318120SH SOLE 171920 146200 Peoples Bank Bridgeport CT COM 71019810 1736 82200SH SOLE 59200 23000 Pepsi Bottling Group Inc. COM 71340910 3331 201100SH SOLE 75100 126000 Pepsico Inc COM 71344810 5074 143950SH SOLE 55050 88900 Phoenix Investment Partners LtCOM 71908510 4055 499080SH SOLE 319080 180000 Pioneer Group Inc COM 72368410 3697 234700SH SOLE 124700 110000 Pittston Brinks Group COM 72570110 3463 157400SH SOLE 84200 73200 Pittway Intl Inc Cl A CL A 72579020 9033 201575SH SOLE 102675 98900 Price Communications COM 74143730 3560 128000SH SOLE 84000 44000 Primesource Corp COM 74159310 1351 284500SH SOLE 225500 59000 Providence & Worcester RR COM 74373710 1654 206700SH SOLE 152600 54100 Provident Finl Holding Inc COM 74386810 495 30000SH SOLE 30000 Pulitzer Pubg Co COM 74576910 3594 89150SH SOLE 56650 32500 RH Donnelly Corp. COM 74955w30 4299 227750SH SOLE 139350 88400 Ralcorp Holdings Inc COM 75102810 4691 235300SH SOLE 153600 81700 Roslyn Bancorp COM 77816210 2575 139200SH SOLE 139200 Rural Cellular Corp Cl A CL A 78190410 2453 27100SH SOLE 17150 9950 Ryder Systems COM 78354910 3793 155200SH SOLE 51200 104000 SBA Communications Corp COM 78388j10 469 25000SH SOLE 25000 S F X Entertainment CL A 78417810 650 17950SH SOLE 17950 St. Joe Corp. COM 79014810 3717 152900SH SOLE 83400 69500 Sea Containers Ltd Cl. A CL A 81137170 2798 105100SH SOLE 73800 31300 Shaw Inds COM 82028610 4638 299200SH SOLE 111800 187400 Snyder Comm Inc COM 83291410 4907 254905SH SOLE 190205 64700 Sodexho Marriott Svcs COM 83379310 1782 137100SH SOLE 30300 106800 Sprint Corp PCS Group Ser I COM 85206150 11349 110725SH SOLE 51725 59000 Stancorp Financial Corp COM 85289110 2950 117140SH SOLE 85640 31500 Sunburst Hospitality Corp COM 86694810 624 111000SH SOLE 111000 Tasty Baking COM 87655330 1953 231475SH SOLE 139075 92400 Tenneco Inc COM 88034910 414 44500SH SOLE 18795 25705 Thomas Indust COM 88442510 2401 117500SH SOLE 117500 Time Warner Telecom CL A 88731910 375 7500SH SOLE 7500 Titan Exploration Inc COM 88828910 829 152400SH SOLE 152400 Tricon Global Restaurants Inc COM 89595310 5067 131190SH SOLE 61690 69500 Tyco Intl Inc. COM 90212410 862 22100SH SOLE 22100 UCBH Holdings Inc COM 90262t30 226 11000SH SOLE 11000 U S Can Corp. COM 90328w10 3506 176400SH SOLE 110900 65500 Union Pacific Corp COM 90781810 4072 93200SH SOLE 46200 47000 US Home Corp COM 91192010 4182 163600SH SOLE 59300 104300 US Industries Inc COM 91208010 5882 420150SH SOLE 195650 224500 US Office Products Company COM 91232530 78 25000SH SOLE 25000 UnitedGlobalCom Inc Cl A CL A 91324750 353 5000SH SOLE 5000 Unitrin Inc COM 91327510 10844 288200SH SOLE 142600 145600 Unova Inc COM 91529b10 6094 468800SH SOLE 216800 252000 Varian Semiconductor EquipmentCOM 92220710 214 6300SH SOLE 6300 Ventiv Health COM 92279310 1926 209680SH SOLE 165680 44000 Viacom Inc Cl B CL B 92552430 212 3500SH SOLE 3500 Viad Corp COM 92552R10 3911 140300SH SOLE 68800 71500 WMS Inds COM 92929710 2107 160500SH SOLE 122000 38500 Waddell & Reed Fin Cl A CL A 93005910 8672 319700SH SOLE 163900 155800 Walter Industries COM 93317Q10 4592 424700SH SOLE 205200 219500 Water Pik Technologies Inc. COM 94113u10 191 20000SH SOLE 20000 Watts Industries Inc. CL A 94274910 361 24500SH SOLE 24500 Western Wireless Corp Cl A CL A 95988e20 501 7500SH SOLE 7500 Western Air Brake COM 96038610 2472 139255SH SOLE 114655 24600 Whitman Corp. COM 96647r10 5615 417850SH SOLE 147850 270000 Zale Corp COM 98885810 8424 182400SH SOLE 101000 81400 Ziff Davis Inc. COM 98951110 348 22000SH SOLE 7000 15000 Global Crossing Ltd COM G3921A10 250 5000SH SOLE 5000
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