-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuQPVU9Kf/gIisKQA14RbV5lNX2TCa61rviiFetrv2gJ+IyBjSkNjVnGik+qQlPQ NHpJoG6KwLoFVzUMRdacwg== 0000897069-03-000145.txt : 20030206 0000897069-03-000145.hdr.sgml : 20030206 20030206143533 ACCESSION NUMBER: 0000897069-03-000145 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030206 EFFECTIVENESS DATE: 20030206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEELEY ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001056504 IRS NUMBER: 363160361 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06810 FILM NUMBER: 03542325 BUSINESS ADDRESS: STREET 1: 401 SOUTH LASALLE STREET STREET 2: STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3127865000 MAIL ADDRESS: STREET 1: KELLEY ASSET MANAGEMENT CORP STREET 2: 401 S LASALLE ST STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 13F-HR/A 1 irm146.txt FORM 13F HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ x ]; Amendment Number: This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional investment Manager Filing this Report: Name: Keeley Asset Management Corp. Address: 401 S. LaSalle Street Suite 1201 Chicago, IL 60605 13F File Number: 28-6810 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John L. Keeley, Jr. Title: President Phone: 312-786-5000 Signature, Place, and Date of Signing: John L. Keeley, Jr., Chicago, IL, December 31, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: 667,961 List of Other Included Managers: None VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000)PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE Alleghany Corp COM 017175100 1,207 6,800 SH SOLE 6,800 Allegiant Bancorp Inc COM 017476102 221 12,100 SH SOLE 12,100 Allstate Corp COM 020002101 5,617 151,860 SH SOLE 71,860 80,000 American Financial Hldgs Inc COM 026075101 837 28,000 SH SOLE 28,000 Ametek COM 031100100 2,021 52,500 SH SOLE 29,500 23,000 Apache Corp COM 037411105 4,571 80,200 SH SOLE 26,400 53,800 Arch Chemicals Inc. COM 03937r102 4,734 259,403 SH SOLE 133,890 125,513 Aztar COM 054802103 2,613 183,000 SH SOLE 129,025 53,975 BKF Capital Group Inc. COM 05548g102 441 25,000 SH SOLE 25,000 Bank Mutual Corp COM 063748107 231 10,000 SH SOLE 10,000 Barrick Gold Corp COM 067901108 262 17,000 SH SOLE 17,000 Bemis Company Inc COM 081437105 203 4,100 SH SOLE 4,100 Berkshire Hills Bancorp Inc. COM 084680107 6,142 260,825 SH SOLE 212,710 48,115 Blackrock Inc CL A 09247x101 1,476 37,460 SH SOLE 34,260 3,200 Boston Private Financial Hldgs COM 101119105 4,047 203,780 SH SOLE 153,780 50,000 Bowne & Co Inc COM 103043105 4,042 338,257 SH SOLE 242,564 95,693 CFS Bancorp COM 12525d102 6,058 423,632 SH SOLE 325,453 98,179 C I T Group COM 125581108 7,938 405,010 SH SOLE 214,110 190,900 Cuno Inc COM 126583103 762 23,000 SH SOLE 23,000 Canadian Pacific Limited COM 13645t100 6,398 324,752 SH SOLE 172,752 152,000 Capitol Federal Financial COM 14057c106 397 13,775 SH SOLE 13,775 Catellus Developement COM 149111106 10,342 521,003 SH SOLE 337,703 183,300 Cendant Corp. COM 151313103 238 22,700 SH SOLE 22,700 Centerpoint Energy Inc Holding COM 15189t107 1,680 197,600 SH SOLE 147,600 50,000 Central Parking Corp COM 154785109 4,565 242,043 SH SOLE 176,908 65,135 Ceridian Corp COM 156779100 3,684 255,485 SH SOLE 117,965 137,520 Certegy Inc COM 156880106 2,473 100,718 SH SOLE 80,718 20,000 Charter Financial Corp. COM 16122M100 319 10,265 SH SOLE 10,265 Chemed Corp COM 163596109 7,314 206,907 SH SOLE 109,127 97,780 Chesapeake Energy COM 165167107 751 97,000 SH SOLE 72,000 25,000 Chesterfield Financial Corp COM 166435107 5,520 269,800 SH SOLE 246,335 23,465 Chicago Bridge & Iron Company NY REGISTRY SH 167250109 8,249 273,143 SH SOLE 218,758 54,385 Choice Hotels Holding Inc COM 169905106 12,516 551,369 SH SOLE 344,869 206,500 Chiquita Brands Intl Wts Exp 3 *W EXP 01/01/200170032114 120 32,600 SH SOLE 32,600 Chiquita Brands Int'l Inc. COM 170032809 4,369 329,490 SH SOLE 262,822 66,668 Cincinnati Financial COM 172062101 2,604 69,345 SH SOLE 51,475 17,870 Circor Intl Inc COM 17273k109 2,931 184,340 SH SOLE 157,195 27,145 Citigroup Inc COM 172967101 605 17,200 SH SOLE 17,200 Citizens Communications COM 17453b101 5,233 495,984 SH SOLE 412,189 83,795 Citizens First Bancorp COM 17461r106 4,738 225,002 SH SOLE 161,222 63,780 Clarcor Inc. COM 179895107 2,543 78,800 SH SOLE 53,300 25,500 Comerica COM 200340107 1,005 23,250 SH SOLE 23,250 Commercial Metals Co COM 201723103 4,375 269,405 SH SOLE 209,855 59,550 Comstock Resources Inc. COM 205768203 3,708 399,145 SH SOLE 280,070 119,075 Connecticut Bankshares COM 207540105 827 21,500 SH SOLE 21,500 Corus Bankshares Inc COM 220873103 218 5,000 SH SOLE 5,000 Cox Communications, Inc Cl A CL A 224044107 994 35,000 SH SOLE 35,000 Crane Co. COM 224399105 4,937 247,734 SH SOLE 135,794 111,940 Curtiss-Wright Class B CL B 231561408 202 3,247 SH SOLE 3,247 Del Monte Foods Co. COM 24522P103 2,147 278,854 SH SOLE 198,874 79,980 Delphi Corporation COM 247126105 773 95,965 SH SOLE 95,965 Deltic Timber Corp COM 247850100 4,749 177,848 SH SOLE 139,498 38,350 Dial Corp. COM 25247D101 1,476 72,440 SH SOLE 49,913 22,527 Dollar Thrifty Auto G COM 256743105 1,146 54,200 SH SOLE 54,200 Dover Corp. COM 260003108 1,503 51,530 SH SOLE 42,030 9,500 Dover Downs Gaming & Entertain COM 260095104 3,228 358,127 SH SOLE 278,792 79,335 Dover Motorsports COM 260174107 2,899 623,440 SH SOLE 486,605 136,835 Dun & Bradstreet COM 26483e100 13,788 399,760 SH SOLE 254,300 145,460 El Paso Corporation COM 28336l109 195 28,000 SH SOLE 28,000 Encore Acquisition Co. COM 29255w100 921 50,000 SH SOLE 50,000 Energizer Holdings Inc. COM 29266r108 6,653 238,468 SH SOLE 87,218 151,250 Equifax Inc. COM 294429105 6,458 279,095 SH SOLE 115,215 163,880 Evergreen Resource Inc. COM 299900308 4,675 104,235 SH SOLE 84,685 19,550 FMC Technologies Inc. COM 30249u101 10,895 533,285 SH SOLE 346,185 187,100 Fidelity National Financial In COM 316326107 9,046 275,540 SH SOLE 142,170 133,370 Financial Inds. Corp. COM 317574101 249 17,500 SH SOLE 17,500 Firstbank Corp. Alma Mich. COM 33761g104 237 9,450 SH SOLE 9,450 Flowers Foods Inc COM 343498101 11,315 579,948 SH SOLE 367,783 212,165 Flowserve Corp. COM 34354p105 733 49,575 SH SOLE 49,575 Fortune Brands COM 349631101 6,878 147,880 SH SOLE 73,550 74,330 Friedman Billings Ramsey Cl A CL A 358433100 187 20,000 SH SOLE 20,000 Furniture Brands Int'l Inc COM 360921100 3,599 150,913 SH SOLE 113,913 37,000 Gardner Denver Inc COM 365558105 796 39,200 SH SOLE 25,000 14,200 Gaylord Entmt Co. COM 367905106 4,185 203,175 SH SOLE 120,275 82,900 Getty Realty Corporation COM 374297109 1,707 90,100 SH SOLE 90,100 Gray Television Inc. Cl A CL A 389375205 415 35,000 SH SOLE 35,000 Greenpoint Financial Corp COM 395384100 5,803 128,435 SH SOLE 70,035 58,400 Griffon Corp COM 398433102 3,073 225,640 SH SOLE 225,640 Hancock John Financial Service COM 41014s106 7,685 275,453 SH SOLE 148,353 127,100 Harbor FL Bancshares COM 411901101 3,276 145,464 SH SOLE 95,564 49,900 Hartford Financial Svcs Group COM 416515104 4,774 105,085 SH SOLE 46,485 58,600 Harvest Natural Resources Inc. COM 41754v103 774 120,000 SH SOLE 120,000 Hearst-Argyle Television COM 422317107 5,214 216,275 SH SOLE 89,215 127,060 Hudson City Bancorp Inc. COM 443683107 4,415 237,000 SH SOLE 181,000 56,000 Hudson River Bancorp Inc COM 444128102 3,989 161,180 SH SOLE 154,980 6,200 IHOP Corporation COM 449623107 2,866 119,400 SH SOLE 80,400 39,000 ITT Corp. COM 450911102 7,417 122,215 SH SOLE 65,585 56,630 Illinois Tool Works COM 452308109 201 3,100 SH SOLE 3,100 Interactive Data Corp COM 45840j107 3,927 285,600 SH SOLE 237,100 48,500 Interstate Bakeries COM 46072H108 4,046 265,333 SH SOLE 216,953 48,380 Ishares Tr Russell 2000 Value RUSL 2000 VALU 464287630 263 2,360 SH SOLE 2,360 IShares Russell 2000 RUSSELL 2000 464287655 500 6,600 SH SOLE 6,600 IShares Tr Dow Jones US Finl S DJ US FINL SEC 464287788 252 3,700 SH SOLE 3,700 Jefferies Group Inc. COM 472319102 5,482 130,610 SH SOLE 104,410 26,200 Journal Register Co COM 481138105 4,458 250,716 SH SOLE 186,616 64,100 Joy Global Inc COM 481165108 3,502 311,033 SH SOLE 245,500 65,533 Kansas City Southern Ind Inc COM 485170302 5,961 496,752 SH SOLE 405,332 91,420 KB Home COM 48666k109 7,373 172,075 SH SOLE 102,575 69,500 Key Energy Service COM 492914106 2,650 295,415 SH SOLE 234,215 61,200 Lennar Corp COM 526057104 11,697 226,686 SH SOLE 141,186 85,500 Liberty Media Corp Ser A SER A 530718105 590 66,000 SH SOLE 66,000 Limited Brands Inc COM 532716107 1,123 80,620 SH SOLE 80,620 Local Financial Corp. COM 539553107 256 17,500 SH SOLE 17,500 Magnum Hunter Res COM 55972f203 3,279 551,085 SH SOLE 447,555 103,530 Manitowoc Company Inc. COM 563571108 4,006 157,082 SH SOLE 113,382 43,700 Marathon Oil Corp COM 565849106 1,133 53,200 SH SOLE 50,800 2,400 Marsh & McLennan COM 571748102 208 4,500 SH SOLE 4,500 Marriott Intl Cl A CL A 571903202 5,296 161,130 SH SOLE 73,480 87,650 Martin Marietta Mater COM 573284106 3,633 118,490 SH SOLE 58,900 59,590 Masco Corp. COM 574599106 4,216 200,282 SH SOLE 118,282 82,000 Media General Inc CL A 584404107 7,428 123,895 SH SOLE 66,445 57,450 Merck & Co. COM 589331107 277 4,900 SH SOLE 4,900 Meredith Corp. COM 589433101 7,738 188,235 SH SOLE 100,765 87,470 Merrill Lynch & Co. COM 590188108 531 14,000 SH SOLE 14,000 Methode Electrs Cl A CL A 591520200 6,806 614,920 SH SOLE 496,360 118,560 MetLife Inc COM 59156r108 5,968 220,715 SH SOLE 95,815 124,900 Mony Group Inc. COM 615337102 7,894 329,751 SH SOLE 194,792 134,959 Moody Corp COM 615369105 7,701 186,510 SH SOLE 91,610 94,900 Moog Inc. Cl A CL A 615394202 1,451 46,747 SH SOLE 32,250 14,497 Moog Inc. Cl B CL B 615394301 533 16,500 SH SOLE 16,500 Moore Corp. COM 615785102 4,210 462,588 SH SOLE 367,228 95,360 Morgan Group Cl A CL A 617358106 0 23,000 SH SOLE 23,000 Myers Inds. Inc. COM 628464109 1,684 157,400 SH SOLE 99,000 58,400 Neiman Marcus Group Cl B CL B 640204301 2,772 101,410 SH SOLE 73,990 27,420 New York Times Cl A CL A 650111107 757 16,555 SH SOLE 14,155 2,400 Northern Trust Corp. COM 665859104 315 9,000 SH SOLE 9,000 Occidental Petroleum COM 674599105 3,383 118,905 SH SOLE 89,455 29,450 OceanFirst Financial Corp COM 675234108 808 36,000 SH SOLE 36,000 Ocean Energy Inc COM 67481e106 2,077 103,984 SH SOLE 81,744 22,240 Old Republic Intl COM 680223104 11,351 405,404 SH SOLE 233,784 171,620 Oregon Trail Financial COM 685932105 718 34,500 SH SOLE 34,500 Pico Holdings Inc. COM 693366205 167 12,650 SH SOLE 12,650 Pactiv Corporation COM 695257105 3,071 140,500 SH SOLE 62,400 78,100 Partners Trust Financial Group COM 70213a103 5,106 320,744 SH SOLE 270,644 50,100 Pepsi Bottling Group Inc. COM 713409100 6,510 253,320 SH SOLE 113,820 139,500 PepsiAmericas Inc COM 71343p200 1,564 116,420 SH SOLE 83,000 33,420 Pepsico Inc COM 713448108 5,172 122,510 SH SOLE 46,700 75,810 Pfizer Inc. COM 717081103 208 6,800 SH SOLE 6,800 Pride Intl Inc COM 74153Q102 238 16,000 SH SOLE 16,000 Prima Energy Corp. COM 741901201 693 31,000 SH SOLE 31,000 Principal Financial Group Inc. COM 74251v102 7,593 252,000 SH SOLE 129,800 122,200 Private Bancorp Inc. COM 742962103 795 21,000 SH SOLE 21,000 Providence & Worcester RR COM 743737108 1,965 253,595 SH SOLE 179,895 73,700 Provident Finl Holding Inc COM 743868101 1,112 42,000 SH SOLE 42,000 Prudential Financial Inc. COM 744320102 6,531 205,755 SH SOLE 108,795 96,960 Pulitzer Pubg Co COM 745769109 4,546 101,130 SH SOLE 75,830 25,300 R & G Finl Corp Cl B CL B 749136107 291 12,500 SH SOLE 12,500 RH Donnelly Corp. COM 74955w307 6,595 225,000 SH SOLE 176,355 48,645 RPM International Inc. COM 749685103 6,113 400,050 SH SOLE 308,575 91,475 Ralcorp Holdings Inc COM 751028101 7,242 288,050 SH SOLE 244,355 43,695 Regal Beloit Corp. COM 758750103 1,021 49,331 SH SOLE 26,300 23,031 Regional Bk Holders Trust DEPOSITORY RCPT 75902e100 514 5,000 SH SOLE 5,000 Rockwell Automation Corp. COM 773903109 7,139 344,725 SH SOLE 163,665 181,060 Roslyn Bancorp COM 778162107 4,089 226,800 SH SOLE 226,800 Ryder Systems COM 783549108 1,818 81,000 SH SOLE 60,000 21,000 SPDR Trust Ser 1 Unit UNIT SER 1 78462f103 706 8,000 SH SOLE 8,000 St. Joe Corp. COM 790148100 7,568 252,250 SH SOLE 151,000 101,250 Sara Lee Corp COM 803111103 6,494 288,490 SH SOLE 131,150 157,340 Sauer Danfoss Inc. COM 804137107 1,259 159,418 SH SOLE 118,450 40,968 Sector SPDR Tr SBI Int - Tech SBI INT-TECH 81369y803 237 16,000 SH SOLE 16,000 Stancorp Financial Corp COM 852891100 4,487 91,850 SH SOLE 75,850 16,000 Steak N Shake COM 857873103 1,675 167,500 SH SOLE 92,000 75,500 Stilwell Financial Inc COM 860831106 7,200 550,860 SH SOLE 260,360 290,500 Sybron Dental Specialties Inc. COM 871142105 8,720 587,230 SH SOLE 362,345 224,885 Tasty Baking COM 876553306 1,011 116,200 SH SOLE 105,700 10,500 Terex Corp. COM 880779103 3,057 274,410 SH SOLE 218,310 56,100 Textron COM 883203101 7,106 165,285 SH SOLE 79,035 86,250 Thomas & Betts Corp. COM 884315102 2,068 122,378 SH SOLE 73,865 48,513 Thomas Indust COM 884425109 3,635 139,500 SH SOLE 139,500 Tierone Corporation COM 88650r108 4,564 301,045 SH SOLE 245,345 55,700 Timken Co. COM 887389104 4,321 226,233 SH SOLE 178,530 47,703 Triarc Co. Inc. CL A 895927101 5,046 192,310 SH SOLE 149,950 42,360 Tupperware Corp COM 899896104 7,436 493,123 SH SOLE 257,723 235,400 Tyco Intl Inc. COM 902124106 256 15,000 SH SOLE 15,000 Tyler Corp COM 902252105 662 158,680 SH SOLE 158,680 Union Pacific Corp COM 907818108 5,544 92,605 SH SOLE 44,705 47,900 United Financial Corp COM 909919102 266 12,100 SH SOLE 12,100 Unitrin Inc COM 913275103 9,264 317,048 SH SOLE 189,795 127,253 Veritas DGC Inc. COM 92343p107 632 80,000 SH SOLE 80,000 Viacom Inc Cl B CL B 925524308 5,296 129,936 SH SOLE 53,996 75,940 Viad Corp COM 92552R109 1,390 62,200 SH SOLE 62,200 Wabtec COM 929740108 2,838 202,122 SH SOLE 193,722 8,400 Waddell & Reed Fin Cl A CL A 930059100 8,521 433,187 SH SOLE 253,887 179,300 Wal Mart Stores COM 931142103 313 6,200 SH SOLE 6,200 Walter Industries COM 93317Q105 6,690 617,700 SH SOLE 334,900 282,800 Washington Mutual Inc. COM 939322103 234 6,775 SH SOLE 6,775 Water Pik Technologies Inc. COM 94113u100 2,788 379,365 SH SOLE 313,845 65,520 Watts Industries Inc. CL A 942749102 1,257 79,890 SH SOLE 73,090 6,800 Waypoint Financial COM 946756103 3,783 212,535 SH SOLE 172,235 40,300 Westwood Hldg Group COM 961765104 402 30,000 SH SOLE 30,000 Willbros Group Inc COM 969199108 229 27,850 SH SOLE 27,565 285 Wintrust Financial Corp COM 97650W108 689 22,000 SH SOLE 22,000 Zale Corp COM 988858106 3,614 113,305 SH SOLE 69,305 44,000 China Luchai Intl. Ltd. COM g21082105 255 55,700 SH SOLE 55,700 WP Stewart & Co. Ltd. COM g84922106 481 26,846 SH SOLE 18,876 7,970
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